Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of the Innovator-100 Buffer ETF Series, Innovator Russell 2000 Buffer ETF Series, Innovator-100 Power Buffer ETF Series, Innovator Russell 2000 Power Buffer ETF Series, Innovator-100 Ultra Buffer ETF Series, and Innovator Russell 2000 Ultra Buffer ETF Series, 49779 [2019-20480]
Download as PDF
<![CDATA[
Federal Register / Vol. 84, No. 184 / Monday, September 23, 2019 / Notices
amendments under the Securities Act of
1933 that permits issuers to engage in
oral or written communications with
certain institutional investors, either
prior to or following the filing of a
registration statement, to determine
whether such investors might have an
interest in a contemplated registered
securities offering.
3. The Commission will consider
whether to adopt a new rule under the
Investment Company Act of 1940 that
will permit exchange-traded funds that
satisfy certain conditions to operate
without first obtaining an exemptive
order, as well as related form
amendments and the rescission of
certain exemptive relief to ETFs and
their sponsors. The Commission will
also consider whether to issue a related
order granting exemptive relief from
certain provisions of the Securities
Exchange Act of 1934 and the rules
thereunder.
At times, changes in Commission
priorities require alterations in the
scheduling of meeting items.
CONTACT PERSON FOR MORE INFORMATION:
For further information and to ascertain
what, if any, matters have been added,
deleted or postponed, please contact
Vanessa A. Countryman, Office of the
Secretary, at (202) 551–5400.
Dated: September 18, 2019.
Vanessa A. Countryman,
Secretary.
[FR Doc. 2019–20609 Filed 9–19–19; 11:15 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–86996; File No. SR–
CboeBZX–2019–067]
jbell on DSK3GLQ082PROD with NOTICES
Self-Regulatory Organizations; Cboe
BZX Exchange, Inc.; Notice of
Designation of a Longer Period for
Commission Action on a Proposed
Rule Change, as Modified by
Amendment No. 1, To List and Trade
Shares of the Innovator-100 Buffer ETF
Series, Innovator Russell 2000 Buffer
ETF Series, Innovator-100 Power
Buffer ETF Series, Innovator Russell
2000 Power Buffer ETF Series,
Innovator-100 Ultra Buffer ETF Series,
and Innovator Russell 2000 Ultra
Buffer ETF Series
September 17, 2019.
On July 18, 2019, Cboe BZX
Exchange, Inc. (‘‘Exchange’’ or ‘‘BZX’’)
filed with the Securities and Exchange
Commission (‘‘Commission’’), pursuant
to Section 19(b)(1) of the Securities
VerDate Sep<11>2014
17:55 Sep 20, 2019
Jkt 247001
Exchange Act of 1934 (‘‘Act’’) 1 and Rule
19b–4 thereunder,2 a proposed rule
change to list and trade the shares of the
Innovator-100 Buffer ETF Series and
Innovator Russell 2000 Buffer ETF
Series, Innovator-100 Power Buffer ETF
Series and Innovator Russell 2000
Power Buffer ETF Series, and Innovator100 Ultra Buffer ETF Series and
Innovator Russell 2000 Ultra Buffer ETF
Series under BZX Rule 14.11(i). The
proposed rule change was published for
comment in the Federal Register on
August 5, 2019.3 On August 29, 2019,
the Exchange filed Amendment No. 1 to
the proposed rule change.4 The
Commission has received no comment
letters on the proposed rule change.
Section 19(b)(2) of the Act 5 provides
that, within 45 days of the publication
of notice of the filing of a proposed rule
change, or within such longer period up
to 90 days as the Commission may
designate if it finds such longer period
to be appropriate and publishes its
reasons for so finding, or as to which the
self-regulatory organization consents,
the Commission shall either approve the
proposed rule change, disapprove the
proposed rule change, or institute
proceedings to determine whether the
proposed rule change should be
disapproved. The 45th day after
publication of the notice for this
proposed rule change is September 19,
2019.
The Commission is extending this 45day time period. The Commission finds
that it is appropriate to designate a
longer period within which to take
action on the proposal so that it has
sufficient time to consider the proposed
rule change, as modified by Amendment
No. 1. Accordingly, the Commission,
pursuant to Section 19(b)(2) of the Act,6
designates November 3, 2019, as the
date by which the Commission shall
either approve or disapprove, or
institute proceedings to determine
whether to disapprove, the proposed
rule change (File No. SR–CboeBZX–
2019–067), as modified by Amendment
No. 1.
1 15
U.S.C. 78s(b)(1).
CFR 240.19b–4.
3 See Securities Exchange Act Release No. 86511
(July 30, 2019), 84 FR 38078.
4 Amendment No. 1 is available at: https://
www.sec.gov/comments/sr-cboebzx-2019-067/
srcboebzx2019067-6101764-192027.pdf.
5 15 U.S.C. 78s(b)(2).
6 Id.
7 17 CFR 200.30–3(a)(31).
2 17
PO 00000
Frm 00075
Fmt 4703
Sfmt 4703
49779
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.7
Jill M. Peterson,
Assistant Secretary.
[FR Doc. 2019–20480 Filed 9–20–19; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–86997; File No. SR–
NASDAQ–2019–071]
Self-Regulatory Organizations; The
Nasdaq Stock Market LLC; Notice of
Filing and Immediate Effectiveness of
Proposed Rule Change To Amend
Equity 7, Section 118(a)
September 17, 2019.
Pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934
(‘‘Act’’),1 and Rule 19b–4 thereunder,2
notice is hereby given that on
September 3, 2019, The Nasdaq Stock
Market LLC (‘‘Nasdaq’’ or ‘‘Exchange’’)
filed with the Securities and Exchange
Commission (‘‘SEC’’ or ‘‘Commission’’)
the proposed rule change as described
in Items I, II, and III, below, which Items
have been prepared by the Exchange.
The Commission is publishing this
notice to solicit comments on the
proposed rule change from interested
persons.
I. Self-Regulatory Organization’s
Statement of the Terms of Substance of
the Proposed Rule Change
The Exchange proposes to amend
Equity 7, Sections 118(a)(1), (2) and (3)
to add a new credit under each of these
rules for non-displayed orders (other
than Supplemental Orders) that provide
liquidity.
The text of the proposed rule change
is available on the Exchange’s website at
https://nasdaq.cchwallstreet.com/, at the
principal office of the Exchange, and at
the Commission’s Public Reference
Room.
II. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
In its filing with the Commission, the
Exchange included statements
concerning the purpose of and basis for
the proposed rule change and discussed
any comments it received on the
proposed rule change. The text of these
statements may be examined at the
places specified in Item IV below. The
Exchange has prepared summaries, set
1 15
2 17
E:\FR\FM\23SEN1.SGM
U.S.C. 78s(b)(1).
CFR 240.19b–4.
23SEN1
]]>Agencies
[Federal Register Volume 84, Number 184 (Monday, September 23, 2019)]
[Notices]
[Page 49779]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2019-20480]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
[Release No. 34-86996; File No. SR-CboeBZX-2019-067]
Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of
Designation of a Longer Period for Commission Action on a Proposed Rule
Change, as Modified by Amendment No. 1, To List and Trade Shares of the
Innovator-100 Buffer ETF Series, Innovator Russell 2000 Buffer ETF
Series, Innovator-100 Power Buffer ETF Series, Innovator Russell 2000
Power Buffer ETF Series, Innovator-100 Ultra Buffer ETF Series, and
Innovator Russell 2000 Ultra Buffer ETF Series
September 17, 2019.
On July 18, 2019, Cboe BZX Exchange, Inc. (``Exchange'' or ``BZX'')
filed with the Securities and Exchange Commission (``Commission''),
pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b-4 thereunder,\2\ a proposed rule change to
list and trade the shares of the Innovator-100 Buffer ETF Series and
Innovator Russell 2000 Buffer ETF Series, Innovator-100 Power Buffer
ETF Series and Innovator Russell 2000 Power Buffer ETF Series, and
Innovator-100 Ultra Buffer ETF Series and Innovator Russell 2000 Ultra
Buffer ETF Series under BZX Rule 14.11(i). The proposed rule change was
published for comment in the Federal Register on August 5, 2019.\3\ On
August 29, 2019, the Exchange filed Amendment No. 1 to the proposed
rule change.\4\ The Commission has received no comment letters on the
proposed rule change.
---------------------------------------------------------------------------
\1\ 15 U.S.C. 78s(b)(1).
\2\ 17 CFR 240.19b-4.
\3\ See Securities Exchange Act Release No. 86511 (July 30,
2019), 84 FR 38078.
\4\ Amendment No. 1 is available at: https://www.sec.gov/comments/sr-cboebzx-2019-067/srcboebzx2019067-6101764-192027.pdf.
---------------------------------------------------------------------------
Section 19(b)(2) of the Act \5\ provides that, within 45 days of
the publication of notice of the filing of a proposed rule change, or
within such longer period up to 90 days as the Commission may designate
if it finds such longer period to be appropriate and publishes its
reasons for so finding, or as to which the self-regulatory organization
consents, the Commission shall either approve the proposed rule change,
disapprove the proposed rule change, or institute proceedings to
determine whether the proposed rule change should be disapproved. The
45th day after publication of the notice for this proposed rule change
is September 19, 2019.
---------------------------------------------------------------------------
\5\ 15 U.S.C. 78s(b)(2).
---------------------------------------------------------------------------
The Commission is extending this 45-day time period. The Commission
finds that it is appropriate to designate a longer period within which
to take action on the proposal so that it has sufficient time to
consider the proposed rule change, as modified by Amendment No. 1.
Accordingly, the Commission, pursuant to Section 19(b)(2) of the
Act,\6\ designates November 3, 2019, as the date by which the
Commission shall either approve or disapprove, or institute proceedings
to determine whether to disapprove, the proposed rule change (File No.
SR-CboeBZX-2019-067), as modified by Amendment No. 1.
---------------------------------------------------------------------------
\6\ Id.
For the Commission, by the Division of Trading and Markets,
pursuant to delegated authority.\7\
---------------------------------------------------------------------------
\7\ 17 CFR 200.30-3(a)(31).
---------------------------------------------------------------------------
Jill M. Peterson,
Assistant Secretary.
[FR Doc. 2019-20480 Filed 9-20-19; 8:45 am]
BILLING CODE 8011-01-P
