Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares) and To List and Trade Shares of the United States Bitcoin and Treasury Investment Trust Under NYSE Arca Rule 8.201-E, 42028 [2019-17592]
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42028
Federal Register / Vol. 84, No. 159 / Friday, August 16, 2019 / Notices
The Securities and Exchange
Commission Investor Advisory
Committee, established pursuant to
Section 911 of the Dodd-Frank Wall
Street Reform and Consumer Protection
Act of 2010, is providing notice that it
will hold a telephonic public meeting.
The public is invited to submit written
statements to the Committee.
DATES: The meeting will be held on
Thursday, September 5, 2019 from 11:00
a.m. until 12:30 p.m. (ET) and will be
open to the public via telephone at 1–
800–260–0719 in the United States or
(651) 291–1170 outside the United
States, participant code 470756. Written
statements should be received on or
before September 5, 2019.
ADDRESSES: Written statements may be
submitted by any of the following
methods:
SUMMARY:
Electronic Statements
• Use the Commission’s internet
submission form (https://www.sec.gov/
rules/other.shtml); or
• Send an email message to rulescomments@sec.gov. Please include File
No. 265–28 on the subject line; or
khammond on DSKBBV9HB2PROD with NOTICES
Paper Statements
• Send paper statements to Vanessa A.
Countryman, Secretary, Securities and
Exchange Commission, 100 F Street NE,
Washington, DC 20549–1090.
All submissions should refer to File No.
265–28. This file number should be
included on the subject line if email is
used. To help us process and review
your statement more efficiently, please
use only one method.
Statements also will be available for
website viewing and printing in the
Commission’s Public Reference Room,
100 F Street NE, Room 1503,
Washington, DC 20549, on official
business days between the hours of
10:00 a.m. and 3:00 p.m. All statements
received will be posted without change.
Persons submitting comments are
cautioned that we do not redact or edit
personal identifying information from
comment submissions. You should
submit only information that you wish
to make available publicly.
FOR FURTHER INFORMATION CONTACT:
Marc Oorloff Sharma, Chief Counsel,
Office of the Investor Advocate, at (202)
551–3302, Securities and Exchange
Commission, 100 F Street NE,
Washington, DC 20549.
SUPPLEMENTARY INFORMATION: The
meeting will be open to the public via
telephone. Persons needing special
accommodations to take part because of
a disability should notify the contact
person listed in the section above
VerDate Sep<11>2014
16:10 Aug 15, 2019
Jkt 247001
entitled FOR FURTHER INFORMATION
CONTACT.
The agenda for the meeting includes:
Welcome remarks; a discussion
regarding the proxy process (which will
include a Recommendation of the
Investor as Owner subcommittee).
Dated: August 12, 2019.
Vanessa A. Countryman,
Secretary.
[FR Doc. 2019–17559 Filed 8–15–19; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–86631; File No. SR–
NYSEArca–2019–39]
Self-Regulatory Organizations; NYSE
Arca, Inc.; Notice of Designation of a
Longer Period for Commission Action
on a Proposed Rule Change To Amend
NYSE Arca Rule 8.201–E (CommodityBased Trust Shares) and To List and
Trade Shares of the United States
Bitcoin and Treasury Investment Trust
Under NYSE Arca Rule 8.201–E
August 12, 2019.
On June 12, 2019, NYSE Arca, Inc.
(‘‘NYSE Arca’’ or ‘‘Exchange’’) filed
with the Securities and Exchange
Commission (‘‘Commission’’), pursuant
to Section 19(b)(1) of the Securities
Exchange Act of 1934 (‘‘Act’’) 1 and Rule
19b–4 thereunder,2 a proposed rule
change to amend NYSE Arca Rule
8.201–E (Commodity-Based Trust
Shares) and to list and trade shares of
the United States Bitcoin and Treasury
Investment Trust under NYSE Arca Rule
8.201–E. The proposed rule change was
published for comment in the Federal
Register on July 1, 2019.3 As of August
12, 2019, the Commission has received
6 comment letters on the proposed rule
change.4
Section 19(b)(2) of the Act 5 provides
that within 45 days of the publication of
notice of the filing of a proposed rule
change, or within such longer period up
to 90 days as the Commission may
designate if it finds such longer period
to be appropriate and publishes its
reasons for so finding, or as to which the
self-regulatory organization consents,
the Commission shall either approve the
proposed rule change, disapprove the
proposed rule change, or institute
1 15
U.S.C. 78s(b)(1).
CFR 240.19b–4.
3 See Securities Exchange Act Release No. 86195
(June 25, 2019), 84 FR 31373 (July 1, 2019).
4 Comments on the proposed rule change can be
found at: https://www.sec.gov/comments/srnysearca-2019-39/srnysearca201939.htm.
5 15 U.S.C. 78s(b)(2).
2 17
PO 00000
Frm 00073
Fmt 4703
Sfmt 4703
proceedings to determine whether the
proposed rule change should be
disapproved. The 45th day after
publication of the notice for this
proposed rule change is August 15,
2019. The Commission is extending this
45-day time period.
The Commission finds it appropriate
to designate a longer period within
which to take action on the proposed
rule change so that it has sufficient time
to consider the proposed rule change.
Accordingly, the Commission, pursuant
to Section 19(b)(2) of the Act,6
designates September 29, 2019, as the
date by which the Commission shall
either approve or disapprove, or
institute proceedings to determine
whether to disapprove, the proposed
rule change (File No. SR–NYSEArca–
2019–39).
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.7
Jill M. Peterson,
Assistant Secretary.
[FR Doc. 2019–17592 Filed 8–15–19; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Investment Company Act Release No.
33588; 812–15012]
Collaborative Investment Series Trust
and Tactical Fund Advisors, LLC;
Notice of Application
August 12, 2019.
Securities and Exchange
Commission (‘‘Commission’’).
ACTION: Notice.
AGENCY:
Notice of an application under section
6(c) of the Investment Company Act of
1940 (‘‘Act’’) for an exemption from
section 15(a) of the Act and rule 18f–2
under the Act, as well as from certain
disclosure requirements in rule 20a–1
under the Act, Item 19(a)(3) of Form N–
1A, Items 22(c)(1)(ii), 22(c)(1)(iii),
22(c)(8) and 22(c)(9) of Schedule 14A
under the Securities Exchange Act of
1934, and Sections 6–07(2)(a), (b), and
(c) of Regulation S–X (‘‘Disclosure
Requirements’’). The requested
exemption would permit an investment
adviser to hire and replace certain subadvisers without shareholder approval
and grant relief from the Disclosure
Requirements as they relate to fees paid
to the sub-advisers.
Applicants: Collaborative Investment
Series Trust (the ‘‘Trust’’), a Delaware
statutory trust registered under the Act
6 Id.
7 17
E:\FR\FM\16AUN1.SGM
CFR 200.30–3(a)(31).
16AUN1
Agencies
[Federal Register Volume 84, Number 159 (Friday, August 16, 2019)]
[Notices]
[Page 42028]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2019-17592]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
[Release No. 34-86631; File No. SR-NYSEArca-2019-39]
Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of
Designation of a Longer Period for Commission Action on a Proposed Rule
Change To Amend NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares)
and To List and Trade Shares of the United States Bitcoin and Treasury
Investment Trust Under NYSE Arca Rule 8.201-E
August 12, 2019.
On June 12, 2019, NYSE Arca, Inc. (``NYSE Arca'' or ``Exchange'')
filed with the Securities and Exchange Commission (``Commission''),
pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b-4 thereunder,\2\ a proposed rule change to
amend NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares) and to list
and trade shares of the United States Bitcoin and Treasury Investment
Trust under NYSE Arca Rule 8.201-E. The proposed rule change was
published for comment in the Federal Register on July 1, 2019.\3\ As of
August 12, 2019, the Commission has received 6 comment letters on the
proposed rule change.\4\
---------------------------------------------------------------------------
\1\ 15 U.S.C. 78s(b)(1).
\2\ 17 CFR 240.19b-4.
\3\ See Securities Exchange Act Release No. 86195 (June 25,
2019), 84 FR 31373 (July 1, 2019).
\4\ Comments on the proposed rule change can be found at:
https://www.sec.gov/comments/sr-nysearca-2019-39/srnysearca201939.htm.
---------------------------------------------------------------------------
Section 19(b)(2) of the Act \5\ provides that within 45 days of the
publication of notice of the filing of a proposed rule change, or
within such longer period up to 90 days as the Commission may designate
if it finds such longer period to be appropriate and publishes its
reasons for so finding, or as to which the self-regulatory organization
consents, the Commission shall either approve the proposed rule change,
disapprove the proposed rule change, or institute proceedings to
determine whether the proposed rule change should be disapproved. The
45th day after publication of the notice for this proposed rule change
is August 15, 2019. The Commission is extending this 45-day time
period.
---------------------------------------------------------------------------
\5\ 15 U.S.C. 78s(b)(2).
---------------------------------------------------------------------------
The Commission finds it appropriate to designate a longer period
within which to take action on the proposed rule change so that it has
sufficient time to consider the proposed rule change. Accordingly, the
Commission, pursuant to Section 19(b)(2) of the Act,\6\ designates
September 29, 2019, as the date by which the Commission shall either
approve or disapprove, or institute proceedings to determine whether to
disapprove, the proposed rule change (File No. SR-NYSEArca-2019-39).
---------------------------------------------------------------------------
\6\ Id.
For the Commission, by the Division of Trading and Markets,
pursuant to delegated authority.\7\
---------------------------------------------------------------------------
\7\ 17 CFR 200.30-3(a)(31).
---------------------------------------------------------------------------
Jill M. Peterson,
Assistant Secretary.
[FR Doc. 2019-17592 Filed 8-15-19; 8:45 am]
BILLING CODE 8011-01-P