Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment No. 1, To Amend Rule 4702 To Establish the “Midpoint Extended Life Order + Continuous Book” as a New Order Type, 38078 [2019-16613]
Download as PDF
<![CDATA[
38078
Federal Register / Vol. 84, No. 150 / Monday, August 5, 2019 / Notices
Dated at Rockville, Maryland, this 31st day
of July, 2019.
For the Nuclear Regulatory Commission.
John B. McKirgan,
Chief, Spent Fuel Licensing Branch, Division
of Spent Fuel Management, Office of Nuclear
Material Safety and Safeguards.
[FR Doc. 2019–16671 Filed 8–2–19; 8:45 am]
BILLING CODE 7590–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–86512; File No. SR–
NASDAQ–2019–048]
Self-Regulatory Organizations; The
Nasdaq Stock Market LLC; Notice of
Designation of Longer Period for
Commission Action on Proposed Rule
Change, as Modified by Amendment
No. 1, To Amend Rule 4702 To
Establish the ‘‘Midpoint Extended Life
Order + Continuous Book’’ as a New
Order Type
July 30, 2019.
On May 29, 2019, The Nasdaq Stock
Market LLC (‘‘Exchange’’) filed with the
Securities and Exchange Commission
(‘‘Commission’’), pursuant to Section
19(b)(1) of the Securities Exchange Act
of 1934 (‘‘Act’’) 1 and Rule 19b–4
thereunder,2 a proposed rule change to
establish the Midpoint Extended Life
Order + Continuous Book (‘‘MELO+CB’’) as a new order type. The
proposed rule change was published for
comment in the Federal Register on
June 17, 2019.3 On July 1, 2019, the
Exchange filed Amendment No. 1 to the
proposed rule change, which amended
and superseded the proposed rule
change as originally filed.4 The
Commission has received no comments
on the proposal.
Section 19(b)(2) of the Act 5 provides
that within 45 days of the publication of
notice of the filing of a proposed rule
change, or within such longer period up
to 90 days as the Commission may
designate if it finds such longer period
jspears on DSK3GMQ082PROD with NOTICES
1 15
U.S.C. 78s(b)(1).
2 17 CFR 240.19b–4.
3 See Securities Exchange Act Release No. 86083
(June 11, 2019), 84 FR 28107.
4 In Amendment No. 1, the Exchange revised the
proposal to: (1) Provide additional detail to the
description of and statutory basis for the proposed
rule change; (2) explain in greater detail the order
entry protocols available for M-ELO+CB; (3) specify
that any punitive fees or participant requirements
determined to be necessary by the Exchange for MELO+CB usage would be implemented pursuant to
a future proposed rule change; and (4) make
technical, clarifying, and conforming changes.
Amendment No. 1 is available at https://
www.sec.gov/comments/sr-nasdaq-2019-048/
srnasdaq2019048-5749583-186789.pdf.
5 15 U.S.C. 78s(b)(2).
VerDate Sep<11>2014
18:42 Aug 02, 2019
Jkt 247001
to be appropriate and publishes its
reasons for so finding or as to which the
self-regulatory organization consents,
the Commission shall either approve the
proposed rule change, disapprove the
proposed rule change, or institute
proceedings to determine whether the
proposed rule change should be
disapproved. The 45th day for this filing
is August 1, 2019.
The Commission is extending the 45day time period for Commission action
on the proposed rule change. The
Commission finds that it is appropriate
to designate a longer period within
which to take action on the proposed
rule change so that it has sufficient time
to consider the proposed rule change.
Accordingly, pursuant to Section
19(b)(2) of the Act,6 the Commission
designates September 15, 2019, as the
date by which the Commission shall
either approve or disapprove, or
institute proceedings to determine
whether to disapprove, the proposed
rule change (File No. SR–NASDAQ–
2019–048), as modified by Amendment
No. 1.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.7
Jill M. Peterson,
Assistant Secretary.
[FR Doc. 2019–16613 Filed 8–2–19; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–86511; File No. SR–
CboeBZX–2019–067]
Self-Regulatory Organizations; Cboe
BZX Exchange, Inc.; Notice of Filing of
a Proposed Rule Change To List and
Trade Shares of the Innovator-100
Buffer ETF Series and Innovator
Russell 2000 Buffer ETF Series,
Innovator-100 Power Buffer ETF Series
and Innovator Russell 2000 Power
Buffer ETF Series, and Innovator-100
Ultra Buffer ETF Series and Innovator
Russell 2000 Ultra Buffer ETF Series
Under Rule 14.11(i)
July 30, 2019.
Pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934 (the
‘‘Act’’),1 and Rule 19b–4 thereunder,2
notice is hereby given that on July 18,
2019, Cboe BZX Exchange, Inc. (the
‘‘Exchange’’ or ‘‘BZX’’) filed with the
Securities and Exchange Commission
(the ‘‘Commission’’) the proposed rule
6 15
U.S.C. 78s(b)(2).
CFR 200.30–3(a)(31).
1 15 U.S.C. 78s(b)(1).
2 17 CFR 240.19b–4.
7 17
PO 00000
Frm 00093
Fmt 4703
Sfmt 4703
change as described in Items I and II
below, which Items have been prepared
by the Exchange. The Commission is
publishing this notice to solicit
comments on the proposed rule change
from interested persons.
I. Self-Regulatory Organization’s
Statement of the Terms of Substance of
the Proposed Rule Change
The Exchange proposes a rule change
to list and trade shares of the Innovator100 Buffer ETF Series and Innovator
Russell 2000 Buffer ETF Series;
Innovator-100 Power Buffer ETF Series
and Innovator Russell 2000 Power
Buffer ETF Series; and Innovator-100
Ultra Buffer ETF Series and Innovator
Russell 2000 Ultra Buffer ETF Series
under the Innovator ETFs Trust under
Rule 14.11(i) (‘‘Managed Fund Shares’’).
The text of the proposed rule change
is also available on the Exchange’s
website (https://markets.cboe.com/us/
equities/regulation/rule_filings/bzx/), at
the Exchange’s Office of the Secretary,
and at the Commission’s Public
Reference Room.
II. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
In its filing with the Commission, the
Exchange included statements
concerning the purpose of and basis for
the proposed rule change and discussed
any comments it received on the
proposed rule change. The text of these
statements may be examined at the
places specified in Item IV below. The
Exchange has prepared summaries, set
forth in sections A, B, and C below, of
the most significant aspects of such
statements.
A. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
1. Purpose
The Exchange proposes to list and
trade shares (‘‘Shares’’) of up to twelve
monthly Innovator-100 Buffer ETF
Series and Innovator Russell 2000
Buffer ETF Series (collectively, the
‘‘Buffer Funds’’); Innovator-100 Power
Buffer ETF Series and Innovator Russell
2000 Power Buffer ETF Series
(collectively, the ‘‘Power Buffer
Funds’’); and Innovator-100 Ultra Buffer
ETF Series and Innovator Russell 2000
Ultra Buffer ETF Series (collectively, the
‘‘Ultra Buffer Funds’’) (each a ‘‘Fund’’
and, collectively, the ‘‘Funds’’) under
Rule 14.11(i), which governs the listing
and trading of Managed Fund Shares on
E:\FR\FM\05AUN1.SGM
05AUN1
]]>Agencies
[Federal Register Volume 84, Number 150 (Monday, August 5, 2019)]
[Notices]
[Page 38078]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2019-16613]
=======================================================================
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
[Release No. 34-86512; File No. SR-NASDAQ-2019-048]
Self-Regulatory Organizations; The Nasdaq Stock Market LLC;
Notice of Designation of Longer Period for Commission Action on
Proposed Rule Change, as Modified by Amendment No. 1, To Amend Rule
4702 To Establish the ``Midpoint Extended Life Order + Continuous
Book'' as a New Order Type
July 30, 2019.
On May 29, 2019, The Nasdaq Stock Market LLC (``Exchange'') filed
with the Securities and Exchange Commission (``Commission''), pursuant
to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'')
\1\ and Rule 19b-4 thereunder,\2\ a proposed rule change to establish
the Midpoint Extended Life Order + Continuous Book (``M-ELO+CB'') as a
new order type. The proposed rule change was published for comment in
the Federal Register on June 17, 2019.\3\ On July 1, 2019, the Exchange
filed Amendment No. 1 to the proposed rule change, which amended and
superseded the proposed rule change as originally filed.\4\ The
Commission has received no comments on the proposal.
---------------------------------------------------------------------------
\1\ 15 U.S.C. 78s(b)(1).
\2\ 17 CFR 240.19b-4.
\3\ See Securities Exchange Act Release No. 86083 (June 11,
2019), 84 FR 28107.
\4\ In Amendment No. 1, the Exchange revised the proposal to:
(1) Provide additional detail to the description of and statutory
basis for the proposed rule change; (2) explain in greater detail
the order entry protocols available for M-ELO+CB; (3) specify that
any punitive fees or participant requirements determined to be
necessary by the Exchange for M-ELO+CB usage would be implemented
pursuant to a future proposed rule change; and (4) make technical,
clarifying, and conforming changes. Amendment No. 1 is available at
https://www.sec.gov/comments/sr-nasdaq-2019-048/srnasdaq2019048-5749583-186789.pdf.
---------------------------------------------------------------------------
Section 19(b)(2) of the Act \5\ provides that within 45 days of the
publication of notice of the filing of a proposed rule change, or
within such longer period up to 90 days as the Commission may designate
if it finds such longer period to be appropriate and publishes its
reasons for so finding or as to which the self-regulatory organization
consents, the Commission shall either approve the proposed rule change,
disapprove the proposed rule change, or institute proceedings to
determine whether the proposed rule change should be disapproved. The
45th day for this filing is August 1, 2019.
---------------------------------------------------------------------------
\5\ 15 U.S.C. 78s(b)(2).
---------------------------------------------------------------------------
The Commission is extending the 45-day time period for Commission
action on the proposed rule change. The Commission finds that it is
appropriate to designate a longer period within which to take action on
the proposed rule change so that it has sufficient time to consider the
proposed rule change.
Accordingly, pursuant to Section 19(b)(2) of the Act,\6\ the
Commission designates September 15, 2019, as the date by which the
Commission shall either approve or disapprove, or institute proceedings
to determine whether to disapprove, the proposed rule change (File No.
SR-NASDAQ-2019-048), as modified by Amendment No. 1.
---------------------------------------------------------------------------
\6\ 15 U.S.C. 78s(b)(2).
For the Commission, by the Division of Trading and Markets,
pursuant to delegated authority.\7\
---------------------------------------------------------------------------
\7\ 17 CFR 200.30-3(a)(31).
---------------------------------------------------------------------------
Jill M. Peterson,
Assistant Secretary.
[FR Doc. 2019-16613 Filed 8-2-19; 8:45 am]
BILLING CODE 8011-01-P
