Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940, 37378-37379 [2019-16317]
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Federal Register / Vol. 84, No. 147 / Wednesday, July 31, 2019 / Notices
• Send an email to rule-comments@
sec.gov. Please include File Number SR–
OCC–2019–804 on the subject line.
SECURITIES AND EXCHANGE
COMMISSION
Paper Comments
[Investment Company Act Release No.
33578]
• Send paper comments in triplicate
to Secretary, Securities and Exchange
Commission, 100 F Street NE,
Washington, DC 20549.
Notice of Applications for
Deregistration Under Section 8(f) of the
Investment Company Act of 1940
All submissions should refer to File
Number SR–OCC–2019–804. This file
number should be included on the
subject line if email is used. To help the
Commission process and review your
comments more efficiently, please use
only one method. The Commission will
post all comments on the Commission’s
internet website (https://www.sec.gov/
rules/sro.shtml). Copies of the
submission, all subsequent
amendments, all written statements
with respect to the advance notice that
are filed with the Commission, and all
written communications relating to the
advance notice between the
Commission and any person, other than
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for website viewing and
printing in the Commission’s Public
Reference Room, 100 F Street NE,
Washington, DC 20549 on official
business days between the hours of
10:00 a.m. and 3:00 p.m. Copies of the
filing also will be available for
inspection and copying at the principal
office of the self-regulatory organization.
All comments received will be posted
without change. Persons submitting
comments are cautioned that we do not
redact or edit personal identifying
information from comment submissions.
You should submit only information
that you wish to make available
publicly.
All submissions should refer to File
Number SR–OCC–2019–804 and should
be submitted on or before August 15,
2019.
By the Commission.
Jill M. Peterson,
Assistant Secretary.
[FR Doc. 2019–16312 Filed 7–30–19; 8:45 am]
jbell on DSK3GLQ082PROD with NOTICES
BILLING CODE 8011–01–P
July 26, 2019.
The following is a notice of
applications for deregistration under
section 8(f) of the Investment Company
Act of 1940 for the month of July 2019.
A copy of each application may be
obtained via the Commission’s website
by searching for the file number, or for
an applicant using the Company name
box, at https://www.sec.gov/search/
search.htm or by calling (202) 551–
8090. An order granting each
application will be issued unless the
SEC orders a hearing. Interested persons
may request a hearing on any
application by writing to the SEC’s
Secretary at the address below and
serving the relevant applicant with a
copy of the request, personally or by
mail.
Hearing requests should be received
by the SEC by 5:30 p.m. on August 20,
2019, and should be accompanied by
proof of service on applicants, in the
form of an affidavit or, for lawyers, a
certificate of service. Pursuant to Rule
0–5 under the Act, hearing requests
should state the nature of the writer’s
interest, any facts bearing upon the
desirability of a hearing on the matter,
the reason for the request, and the issues
contested. Persons who wish to be
notified of a hearing may request
notification by writing to the
Commission’s Secretary.
ADDRESSES: The Commission: Secretary,
U.S. Securities and Exchange
Commission, 100 F Street NE,
Washington, DC 20549–1090.
FOR FURTHER INFORMATION CONTACT:
Shawn Davis, Branch Chief, at (202)
551–6413 or Chief Counsel’s Office at
(202) 551–6821; SEC, Division of
Investment Management, Chief
Counsel’s Office, 100 F Street NE,
Washington, DC 20549–8010.
Causeway ETMF Trust [File No. 811–
23294]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. On May 13, 2019,
applicant made liquidating distributions
to its shareholders based on net asset
value. Expenses of $40,272 incurred in
connection with the liquidation were
paid by applicant’s investment adviser.
Applicant also has retained $37,826 for
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the purpose of paying certain
outstanding liabilities.
Filing Dates: The application was
filed on June 19, 2019, and amended on
July 11, 2019.
Applicant’s Address: 11111 Santa
Monica Boulevard, c/o Causeway
Capital Management LLC, 15th Floor,
Los Angeles, California 90025.
Cohen & Steers Institutional Global
Realty Shares, Inc. [File No. 811–21902]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. The applicant has
transferred its assets to Cohen & Steers
Global Realty Shares, Inc., and on
March 20, 2018, made a final
distribution to its shareholders based on
net asset value. Expenses of $239,751
incurred in connection with the
reorganization were paid by the
applicant and the acquiring fund.
Filing Dates: The application was
filed on March 27, 2019, and amended
on July 2, 2019 and July 12, 2019.
Applicant’s Address: 280 Park
Avenue, 10th Floor, New York, NY
10017.
Dreyfus Manager Fund I [File No. 811–
21386]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. On July 27, 2017,
applicant made liquidating distributions
to its shareholders based on net asset
value. Expenses of $5,500 incurred in
connection with the liquidation were
paid by applicant’s investment adviser.
Filing Dates: The application was
filed on June 10, 2019, and amended on
July 8, 2019.
Applicant’s Address: c/o BNY Mellon
Investment Adviser, Inc., 240
Greenwich Street, New York, New York
10286.
Dreyfus TMT Opportunities Fund, Inc.
[File No. 811–22996]
Summary: Applicant, a closed-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. Applicant has
never made a public offering of its
securities and does not propose to make
a public offering or engage in business
of any kind.
Filing Date: The application was filed
on June 28, 2019.
Applicant’s Address: c/o BNY Mellon
Investment Adviser, Inc., 240
Greenwich Street, New York, New York
10286.
Eaton Vance Municipal Bond Fund
Massachusetts Merger Subsidiary, LLC
[File No. 811–23398]
Summary: Applicant, a closed-end
investment company, seeks an order
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Federal Register / Vol. 84, No. 147 / Wednesday, July 31, 2019 / Notices
declaring that it has ceased to be an
investment company. The applicant has
transferred its assets to Eaton Vance
Municipal Bond Fund, and on
December 14, 2018, made a final
distribution to its shareholders based on
net asset value. Expenses of
approximately $31,640 incurred in
connection with the reorganization were
paid by Eaton Vance Massachusetts
Municipal Bond Fund, which merged
into applicant prior to the applicant’s
merger with Eaton Vance Municipal
Bond Fund.
Filing Date: The application was filed
May 16, 2019.
Applicant’s Address: Two
International Place, Boston,
Massachusetts 02110.
Managed Duration Investment Grade
Municipal Fund [File No. 811–21359]
Summary: Applicant, a closed-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. On August 6,
2018, September 21, 2018 and
September 24, 2018, applicant made
liquidating distributions to its
shareholders based on net asset value.
Expenses of $166,255 incurred in
connection with the liquidation were
paid by the applicant. Applicant also
has retained $6,073.30 for the purpose
of paying certain shareholders
unsurrendered shares in connection
with the liquidation.
Filing Dates: The application was
filed April 30, 2019, and amended on
June 27, 2019.
Applicant’s Address: 200 Park
Avenue, 7th Floor, New York, New York
10166.
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Mandatory Exchangeable Trust [File
No. 811–23158]
Summary: Applicant, a closed-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. On June 3, 2019,
applicant made liquidating distributions
to its shareholders based on net asset
value. Expenses of $3,250 incurred in
connection with the liquidation were
paid by West Raptor Holdings, LLC.
Filing Dates: The application was
filed June 18, 2019, and amended on
July 11, 2019.
Applicant’s Address: c/o Donald J.
Puglisi, Managing Trustee, 850 Library
Avenue, Suite 204, Newark, Delaware
19711.
For the Commission, by the Division of
Investment Management, pursuant to
delegated authority.
Eduardo A. Aleman,
Deputy Secretary.
[FR Doc. 2019–16317 Filed 7–30–19; 8:45 am]
BILLING CODE 8011–01–P
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37379
SECURITIES AND EXCHANGE
COMMISSION
July 26, 2019.
Jill M. Peterson,
Assistant Secretary.
Submission for OMB Review;
Comment Request
[FR Doc. 2019–16292 Filed 7–30–19; 8:45 am]
Upon Written Request Copies Available
From: Securities and Exchange
Commission, Office of FOIA Services,
100 F Street NE, Washington, DC
20549–2736.
Extension:
Form 18–K, SEC File No. 270–108, OMB
Control No. 3235–0120
Notice is hereby given that, pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.), the Securities
and Exchange Commission
(‘‘Commission’’) has submitted to the
Office of Management and Budget this
request for extension of the previously
approved collection of information
discussed below.
Form 18–K (17 CFR 249.318) is an
annual report form used by foreign
governments or political subdivisions of
foreign governments with securities
listed on a United States exchange. The
information to be collected is intended
to ensure the adequacy and public
availability of information available to
investors. The information provided is
mandatory. Form 18–K is a public
document. We estimate that Form 18–K
takes approximately 8 hours to prepare
and is filed by approximately 36
respondents for a total annual reporting
burden of 288 hours (8 hours per
response × 36 responses).
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
unless it displays a currently valid
control number.
The public may view the background
documentation for this information
collection at the following website,
www.reginfo.gov. Comments should be
directed to: (i) Desk Officer for the
Securities and Exchange Commission,
Office of Information and Regulatory
Affairs, Office of Management and
Budget, Room 10102, New Executive
Office Building, Washington, DC 20503,
or by sending an email to:
Lindsay.M.Abate@omb.eop.gov; and (ii)
Charles Riddle, Acting Director/Chief
Information Officer, Securities and
Exchange Commission, c/o Candace
Kenner, 100 F Street NE, Washington,
DC 20549 or send an email to: PRA_
Mailbox@sec.gov. Comments must be
submitted to OMB within 30 days of
this notice.
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BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[SEC File No. 270–447, OMB Control No.
3235–0504]
Submission for OMB Review;
Comment Request
Upon Written Request, Copies Available
From: Securities and Exchange
Commission, Office of FOIA Services,
100 F Street NE, Washington, DC
20549–2736.
Extension:
Rule 19b–4(e) and Form 19b–4(e)
Notice is hereby given that pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.) the Securities
and Exchange Commission
(‘‘Commission’’) has submitted to the
Office of Management and Budget
(‘‘OMB’’) a request for approval of
extension of the previously approved
collection of information provided for in
Rule 19b–4(e) (17 CFR 240.19b–4(e))
under the Securities Exchange Act of
1934 (15 U.S.C 78a et seq.) (the ‘‘Act’’).
Rule 19b–4(e) permits a selfregulatory organization (‘‘SRO’’) to list
and trade a new derivative securities
product without submitting a proposed
rule change pursuant to Section 19(b) of
the Act (15 U.S.C. 78s(b)), so long as
such product meets the criteria of Rule
19b–4(e) under the Act. However, in
order for the Commission to maintain an
accurate record of all new derivative
securities products traded on the SROs,
Rule 19b–4(e) requires an SRO to file a
summary form, Form 19b–4(e), to notify
the Commission when the SRO begins
trading a new derivative securities
product that is not required to be
submitted as a proposed rule change to
the Commission. Form 19b–4(e) should
be submitted within five business days
after an SRO begins trading a new
derivative securities product that is not
required to be submitted as a proposed
rule change. In addition, Rule 19b–4(e)
requires an SRO to maintain, on-site, a
copy of Form 19b–4(e) for a prescribed
period of time.
This collection of information is
designed to allow the Commission to
maintain an accurate record of all new
derivative securities products traded on
the SROs that are not deemed to be
proposed rule changes and to determine
whether an SRO has properly availed
itself of the permission granted by Rule
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Agencies
[Federal Register Volume 84, Number 147 (Wednesday, July 31, 2019)]
[Notices]
[Pages 37378-37379]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2019-16317]
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SECURITIES AND EXCHANGE COMMISSION
[Investment Company Act Release No. 33578]
Notice of Applications for Deregistration Under Section 8(f) of
the Investment Company Act of 1940
July 26, 2019.
The following is a notice of applications for deregistration under
section 8(f) of the Investment Company Act of 1940 for the month of
July 2019. A copy of each application may be obtained via the
Commission's website by searching for the file number, or for an
applicant using the Company name box, at https://www.sec.gov/search/search.htm or by calling (202) 551-8090. An order granting each
application will be issued unless the SEC orders a hearing. Interested
persons may request a hearing on any application by writing to the
SEC's Secretary at the address below and serving the relevant applicant
with a copy of the request, personally or by mail.
Hearing requests should be received by the SEC by 5:30 p.m. on
August 20, 2019, and should be accompanied by proof of service on
applicants, in the form of an affidavit or, for lawyers, a certificate
of service. Pursuant to Rule 0-5 under the Act, hearing requests should
state the nature of the writer's interest, any facts bearing upon the
desirability of a hearing on the matter, the reason for the request,
and the issues contested. Persons who wish to be notified of a hearing
may request notification by writing to the Commission's Secretary.
ADDRESSES: The Commission: Secretary, U.S. Securities and Exchange
Commission, 100 F Street NE, Washington, DC 20549-1090.
FOR FURTHER INFORMATION CONTACT: Shawn Davis, Branch Chief, at (202)
551-6413 or Chief Counsel's Office at (202) 551-6821; SEC, Division of
Investment Management, Chief Counsel's Office, 100 F Street NE,
Washington, DC 20549-8010.
Causeway ETMF Trust [File No. 811-23294]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. On May 13, 2019, applicant made liquidating
distributions to its shareholders based on net asset value. Expenses of
$40,272 incurred in connection with the liquidation were paid by
applicant's investment adviser. Applicant also has retained $37,826 for
the purpose of paying certain outstanding liabilities.
Filing Dates: The application was filed on June 19, 2019, and
amended on July 11, 2019.
Applicant's Address: 11111 Santa Monica Boulevard, c/o Causeway
Capital Management LLC, 15th Floor, Los Angeles, California 90025.
Cohen & Steers Institutional Global Realty Shares, Inc. [File No. 811-
21902]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. The applicant has transferred its assets to
Cohen & Steers Global Realty Shares, Inc., and on March 20, 2018, made
a final distribution to its shareholders based on net asset value.
Expenses of $239,751 incurred in connection with the reorganization
were paid by the applicant and the acquiring fund.
Filing Dates: The application was filed on March 27, 2019, and
amended on July 2, 2019 and July 12, 2019.
Applicant's Address: 280 Park Avenue, 10th Floor, New York, NY
10017.
Dreyfus Manager Fund I [File No. 811-21386]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. On July 27, 2017, applicant made liquidating
distributions to its shareholders based on net asset value. Expenses of
$5,500 incurred in connection with the liquidation were paid by
applicant's investment adviser.
Filing Dates: The application was filed on June 10, 2019, and
amended on July 8, 2019.
Applicant's Address: c/o BNY Mellon Investment Adviser, Inc., 240
Greenwich Street, New York, New York 10286.
Dreyfus TMT Opportunities Fund, Inc. [File No. 811-22996]
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. Applicant has
never made a public offering of its securities and does not propose to
make a public offering or engage in business of any kind.
Filing Date: The application was filed on June 28, 2019.
Applicant's Address: c/o BNY Mellon Investment Adviser, Inc., 240
Greenwich Street, New York, New York 10286.
Eaton Vance Municipal Bond Fund Massachusetts Merger Subsidiary, LLC
[File No. 811-23398]
Summary: Applicant, a closed-end investment company, seeks an order
[[Page 37379]]
declaring that it has ceased to be an investment company. The applicant
has transferred its assets to Eaton Vance Municipal Bond Fund, and on
December 14, 2018, made a final distribution to its shareholders based
on net asset value. Expenses of approximately $31,640 incurred in
connection with the reorganization were paid by Eaton Vance
Massachusetts Municipal Bond Fund, which merged into applicant prior to
the applicant's merger with Eaton Vance Municipal Bond Fund.
Filing Date: The application was filed May 16, 2019.
Applicant's Address: Two International Place, Boston, Massachusetts
02110.
Managed Duration Investment Grade Municipal Fund [File No. 811-21359]
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. On August 6,
2018, September 21, 2018 and September 24, 2018, applicant made
liquidating distributions to its shareholders based on net asset value.
Expenses of $166,255 incurred in connection with the liquidation were
paid by the applicant. Applicant also has retained $6,073.30 for the
purpose of paying certain shareholders unsurrendered shares in
connection with the liquidation.
Filing Dates: The application was filed April 30, 2019, and amended
on June 27, 2019.
Applicant's Address: 200 Park Avenue, 7th Floor, New York, New York
10166.
Mandatory Exchangeable Trust [File No. 811-23158]
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. On June 3,
2019, applicant made liquidating distributions to its shareholders
based on net asset value. Expenses of $3,250 incurred in connection
with the liquidation were paid by West Raptor Holdings, LLC.
Filing Dates: The application was filed June 18, 2019, and amended
on July 11, 2019.
Applicant's Address: c/o Donald J. Puglisi, Managing Trustee, 850
Library Avenue, Suite 204, Newark, Delaware 19711.
For the Commission, by the Division of Investment Management,
pursuant to delegated authority.
Eduardo A. Aleman,
Deputy Secretary.
[FR Doc. 2019-16317 Filed 7-30-19; 8:45 am]
BILLING CODE 8011-01-P