Distribution of Satellite Royalty Funds, 33979-33980 [2019-15099]
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Federal Register / Vol. 84, No. 136 / Tuesday, July 16, 2019 / Notices
described herein are met; (C) any known
instance of noncompliance during the
preceding year and any related
correction taken to date have been
identified in the Annual Exemption
Report; and (D) the CS Affiliated
QPAMs have complied with the Policies
and Training, and/or corrected (or are
correcting) any known instances of
noncompliance in accordance with
Section I(h) above;
(iv) Each Annual Exemption Report
must be provided to appropriate
corporate officers of CSAG and each CS
Affiliated QPAM to which such report
relates; the head of Compliance and the
General Counsel (or their functional
equivalent) of the relevant CS Affiliated
QPAM; and must be made
unconditionally available to the
independent auditor described in
Section I(i) above;
(v) Each Annual Exemption Review,
including the Compliance Officer’s
written Annual Report, must be
completed within three (3) months
following the end of the period to which
it relates;
(n) Each CS Affiliated QPAM will
maintain records necessary to
demonstrate that the conditions of this
five-year exemption have been met, for
six (6) years following the date of any
transaction for which the CS Affiliated
QPAM relies upon the relief in the fiveyear exemption;
(o) During the Exemption Period,
CSAG: (1) Immediately discloses to the
Department any Deferred Prosecution
Agreement (a DPA) or Non-Prosecution
Agreement (an NPA) that Credit Suisse
Group AG or CSAG or any affiliate (as
defined in Section VI(d) of PTE 84–14)
enters into with the U.S Department of
Justice, to the extent such DPA or NPA
relates to the conduct described in
Section I(g) of PTE 84–14 or section 411
of ERISA; and (2) immediately provides
the Department any information
requested by the Department, as
permitted by law, regarding the
agreement and/or the conduct and
allegations that led to the agreement;
(p) Within 60 days of the effective
date of the five-year exemption, each CS
Affiliated QPAM, in its agreements
with, or in other written disclosures
provided to Covered Plans, will clearly
and prominently inform Covered Plan
clients of their right to obtain a copy of
the Policies or a description (Summary
Policies) which accurately summarizes
key components of the CS Affiliated
QPAM’s written Policies developed in
connection with this exemption. If the
Policies are thereafter changed, each
Covered Plan client must receive a new
disclosure within six (6) months
following the end of the calendar year
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17:33 Jul 15, 2019
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during which the Policies were
changed.23 With respect to this
requirement, the description may be
continuously maintained on a website,
provided that such website link to the
Policies or Summary Policies is clearly
and prominently disclosed to each
Covered Plan; and
(q) A CS Affiliated QPAM will not fail
to meet the terms of this five-year
exemption, solely because a different CS
Affiliated QPAM fails to satisfy a
condition for relief under this five-year
exemption described in Sections I(c),
(d), (h), (i), (j), (k), (l), (n), and (p); or,
if the independent auditor described in
Section I(i) fails a provision of the
exemption other than the requirement
described in Section I(i)(11), provided
that such failure did not result from any
actions or inactions of CSAG or its
affiliates.
Section II. Definitions
(a) The term ‘‘Conviction’’ means the
judgment of conviction against CSAG
for one count of conspiracy to violate
section 7206(2) of the Internal Revenue
Code in violation of Title 18, United
States Code, Section 371, that was
entered in the District Court for the
Eastern District of Virginia in Case
Number 1:14–cr–188–RBS, on
November 21, 2014.
(b) The term ‘‘Covered Plan’’ means a
plan subject to Part 4 of Title I of ERISA
(an ‘‘ERISA-covered plan’’) or a plan
subject to section 4975 of the Code (an
‘‘IRA’’), in each case, with respect to
which a CS Affiliated QPAM relies on
PTE 84–14, or with respect to which a
CS Affiliated QPAM (or any CSAG
affiliate) has expressly represented that
the manager qualifies as a QPAM or
relies on the QPAM class exemption
(PTE 84–14). A Covered Plan does not
include an ERISA-covered plan or IRA
to the extent the CS Affiliated QPAM
has expressly disclaimed reliance on
QPAM status or PTE 84–14 in entering
into a contract, arrangement, or
agreement with the ERISA-covered plan
or IRA.
(c) The term ‘‘CSAG’’ means Credit
Suisse AG.
(d) The term ‘‘CS Affiliated QPAM’’
means a ‘‘qualified professional asset
manager’’ (as defined in Section VI(a) of
PTE 84–14) that relies on the relief
provided by PTE 84–14 and with
respect to which CSAG is a current or
future ‘‘affiliate’’ (as defined in Section
VI(d) of PTE 84–14), but is not a CS
23 In the event the Applicant meets this disclosure
requirement through Summary Policies, changes to
the Policies shall not result in the requirement for
a new disclosure unless, as a result of changes to
the Policies, the Summary Policies are no longer
accurate.
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33979
Related QPAM. The term ‘‘CS Affiliated
QPAM’’ excludes the parent entity,
CSAG.
(e) The term ‘‘CS Related QPAM’’
means any current or future ‘‘qualified
professional asset manager’’ (as defined
in Section VI(a) of PTE 84–14) that
relies on the relief provided by PTE 84–
14, and with respect to which CSAG
owns a direct or indirect five (5) percent
or more interest, but with respect to
which CSAG is not an ‘‘affiliate’’ (as
defined in section VI(d)(1) of PTE 84–
14).
(f) The term ‘‘Exemption Period’’
means the period from November 21,
2019 through November 20, 2024.
Effective Date: If granted, this
proposed five-year exemption will be in
effect for five years beginning on the
expiration of PTE 2015–14.
FOR FURTHER INFORMATION CONTACT: Mrs.
Blessed Chuksorji-Keefe of the
Department, telephone (202) 693–8567.
(This is not a toll-free number.)
Signed at Washington, DC, this 10th day of
July, 2019.
Lyssa E. Hall,
Director, Office of Exemption Determinations,
Employee Benefits Security Administration,
U.S. Department of Labor.
[FR Doc. 2019–15069 Filed 7–15–19; 8:45 am]
BILLING CODE 4510–29–P
LIBRARY OF CONGRESS
Copyright Royalty Board
[Docket No. 16–CRB–0010–SD (2014–17)]
Distribution of Satellite Royalty Funds
Copyright Royalty Board,
Library of Congress.
ACTION: Notice requesting comments.
AGENCY:
The Copyright Royalty Judges
solicit comments on a motion of
Allocation Phase claimants for partial
distribution of 2016 and 2017 satellite
royalty funds.
DATES: Comments are due on or before
August 15, 2019.
ADDRESSES: Interested claimants must
submit timely comments, identified by
docket number 16–CRB–0010–SD
(2014–17), by only one of the following
means:
CRB’s online electronic filing
application: Submit comments online in
the Copyright Royalty Board’s electronic
filing system, eCRB, at https://
app.crb.gov/; or
U.S. mail or overnight service (only
USPS Express Mail is acceptable):
Copyright Royalty Board, P.O. Box
70977, Washington, DC 20024–0977; or
Commercial courier: Address package
to: Copyright Royalty Board, Library of
SUMMARY:
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jspears on DSK30JT082PROD with NOTICES
33980
Federal Register / Vol. 84, No. 136 / Tuesday, July 16, 2019 / Notices
Congress, James Madison Memorial
Building, LM–403, 101 Independence
Avenue SE, Washington, DC 20559–
6000. Deliver to: Congressional Courier
Acceptance Site, 2nd Street NE and D
Street NE, Washington, DC; or
Hand delivery: Library of Congress,
James Madison Memorial Building, LM–
401, 101 Independence Avenue SE,
Washington, DC 20559–6000.
Instructions: Unless submitting
online, commenters must submit an
original, two paper copies, and an
electronic version on a CD. All
submissions must include a reference to
the CRB and this docket number. All
submissions will be posted without
change (including any personal
information provided) to eCRB at
https://app.crb.gov/.
Docket: For access to the docket to
read submitted background documents
or comments, go to eCRB at https://
app.crb.gov/ and search for docket
number 16–CRB–0010–SD (2014–17).
FOR FURTHER INFORMATION CONTACT:
Anita Blaine, Program Specialist, by
telephone at (202) 707–7658 or email at
crb@loc.gov.
SUPPLEMENTARY INFORMATION: Each year
satellite systems must submit royalty
payments to the Register of Copyrights
as required by the statutory license set
forth in section 119 of the Copyright Act
for the retransmission to satellite
subscribers of over-the-air television
broadcast signals. See 17 U.S.C. 119(b).
The Copyright Royalty Judges (Judges)
oversee distribution of royalties to
copyright owners whose works were
included in a qualifying transmission
and who timely filed a claim for
royalties.
Allocation of the royalties collected
occurs in one of two ways. In the first
instance, the Judges may authorize
distribution in accordance with a
negotiated settlement among all
claiming parties. 17 U.S.C. 119(b)(5)(A),
801(b)(3)(A). If all claimants do not
reach an agreement with respect to the
royalties, the Judges must conduct a
proceeding to determine the distribution
of any royalties that remain in
controversy. 17 U.S.C. 119(b)(5)(B),
801(b)(3)(B). Alternatively, the Judges
may, on motion of claimants and on
notice to all interested parties, authorize
a partial distribution of royalties,
reserving on deposit sufficient funds to
resolve identified disputes. 17 U.S.C.
119(b)(5)(C), 801(b)(3)(C).
On June 28, 2019, representatives of
all the Allocation Phase claimant
categories (formerly ‘‘Phase I’’) 1 filed
with the Judges a motion requesting a
partial distribution amounting to 40% of
the 2016 and 2017 satellite royalty
funds pursuant to section 801(b)(3)(C) of
the Copyright Act. 17 U.S.C.
801(b)(3)(C). That section requires that,
before ruling on the motion, the Judges
publish a notice in the Federal Register
seeking responses to the motion for
partial distribution to ascertain whether
any claimant entitled to receive the
subject royalties has a reasonable
objection to the requested distribution.
Accordingly, this Notice seeks
comments from interested claimants on
whether any reasonable objection exists
that would preclude the distribution of
40% of the 2016 and 2017 satellite
royalty funds to the Allocation Phase
Claimants. Parties objecting to the
proposed partial distribution must
advise the Judges of the existence and
extent of all their objections by the end
of the comment period. The Judges will
not consider any objections with respect
to the partial distribution motion that
come to their attention after the close of
the comment period.
The Motion of the Allocation Phase
Claimants is available in eCRB at
https://app.crb.gov/case/
viewDocument/4397.
1 The ‘‘Allocation Phase Claimants’’ are Program
Suppliers, Joint Sports Claimants, Broadcaster
Claimants Group, Music Claimants (represented by
American Society of Composers, Authors and
Publishers, Broadcast Music, Inc., and SESAC, Inc.),
and Devotional Claimants.
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Jkt 247001
Dated: July 11, 2019.
Jesse M. Feder,
Chief U.S. Copyright Royalty Judge.
[FR Doc. 2019–15099 Filed 7–15–19; 8:45 am]
BILLING CODE 1410–72–P
NATIONAL SCIENCE FOUNDATION
Agency Information Collection
Activities: Comment Request
National Science Foundation.
Submission for OMB Review;
Comment Request.
AGENCY:
ACTION:
The National Science
Foundation (NSF) has submitted the
following information collection
requirement to OMB for review and
clearance under the Paperwork
Reduction Act of 1995. This is the
second notice for public comment; the
first was published in the Federal
Register, and no comments were
received. NSF is forwarding the
proposed submission to the Office of
Management and Budget (OMB) for
clearance simultaneously with the
publication of this second notice. The
full submission may be found at: https://
www.reginfo.gov/public/do/PRAMain.
SUMMARY:
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Comments regarding this
information collection are best assured
of having their full effect if received by
August 15, 2019.
FOR FURTHER INFORMATION CONTACT:
Office of Information and Regulatory
Affairs of OMB, Attention: Desk Officer
for National Science Foundation, 725
17th Street NW, Room 10235,
Washington, DC 20503, and Suzanne H.
Plimpton, Reports Clearance Officer,
National Science Foundation, 2415
Eisenhower Avenue, Alexandria, VA
22314, or send email to splimpto@
nsf.gov. Individuals who use a
telecommunications device for the deaf
(TDD) may call the Federal Information
Relay Service (FIRS) at 1–800–877–
8339, which is accessible 24 hours a
day, 7 days a week, 365 days a year
(including federal holidays).
Copies of the submission may be
obtained by calling 703–292–7556.
SUPPLEMENTARY INFORMATION: NCSES
may not conduct or sponsor a collection
of information unless the collection of
information displays a currently valid
OMB control number and the agency
informs potential persons who are to
respond to the collection of information
that such persons are not required to
respond to the collection of information
unless it displays a currently valid OMB
control number.
Comments regarding (a) whether the
collection of information is necessary
for the proper performance of the
functions of NCSES, including whether
the information will have practical
utility; (b) the accuracy of NCSES’s
estimate of the burden of the proposed
collection of information; (c) ways to
enhance the quality, use, and clarity of
the information to be collected,
including through the use of automated
collection techniques or other forms of
information technology; (d) ways to
minimize the burden of the collection of
information on those who are to
respond, including through the use of
appropriate automated or other forms of
information technology should be
addressed to the points of contact in the
DATES:
FOR FURTHER INFORMATION CONTACT
section.
Title of Collection: Higher Education
Research and Development Survey.
OMB Approval Number: 3145–0100.
Summary of Collection. The Higher
Education Research and Development
(R&D) Survey (formerly known as the
Survey of R&D Expenditures at
Universities and Colleges) originated in
fiscal year (FY) 1954 and has been
conducted annually since FY 1972. The
survey represents one facet of the higher
education component of the NSF’s
National Center for Science and
E:\FR\FM\16JYN1.SGM
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Agencies
[Federal Register Volume 84, Number 136 (Tuesday, July 16, 2019)]
[Notices]
[Pages 33979-33980]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2019-15099]
=======================================================================
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LIBRARY OF CONGRESS
Copyright Royalty Board
[Docket No. 16-CRB-0010-SD (2014-17)]
Distribution of Satellite Royalty Funds
AGENCY: Copyright Royalty Board, Library of Congress.
ACTION: Notice requesting comments.
-----------------------------------------------------------------------
SUMMARY: The Copyright Royalty Judges solicit comments on a motion of
Allocation Phase claimants for partial distribution of 2016 and 2017
satellite royalty funds.
DATES: Comments are due on or before August 15, 2019.
ADDRESSES: Interested claimants must submit timely comments, identified
by docket number 16-CRB-0010-SD (2014-17), by only one of the following
means:
CRB's online electronic filing application: Submit comments online
in the Copyright Royalty Board's electronic filing system, eCRB, at
https://app.crb.gov/; or
U.S. mail or overnight service (only USPS Express Mail is
acceptable): Copyright Royalty Board, P.O. Box 70977, Washington, DC
20024-0977; or
Commercial courier: Address package to: Copyright Royalty Board,
Library of
[[Page 33980]]
Congress, James Madison Memorial Building, LM-403, 101 Independence
Avenue SE, Washington, DC 20559-6000. Deliver to: Congressional Courier
Acceptance Site, 2nd Street NE and D Street NE, Washington, DC; or
Hand delivery: Library of Congress, James Madison Memorial
Building, LM-401, 101 Independence Avenue SE, Washington, DC 20559-
6000.
Instructions: Unless submitting online, commenters must submit an
original, two paper copies, and an electronic version on a CD. All
submissions must include a reference to the CRB and this docket number.
All submissions will be posted without change (including any personal
information provided) to eCRB at https://app.crb.gov/.
Docket: For access to the docket to read submitted background
documents or comments, go to eCRB at https://app.crb.gov/ and search
for docket number 16-CRB-0010-SD (2014-17).
FOR FURTHER INFORMATION CONTACT: Anita Blaine, Program Specialist, by
telephone at (202) 707-7658 or email at [email protected].
SUPPLEMENTARY INFORMATION: Each year satellite systems must submit
royalty payments to the Register of Copyrights as required by the
statutory license set forth in section 119 of the Copyright Act for the
retransmission to satellite subscribers of over-the-air television
broadcast signals. See 17 U.S.C. 119(b). The Copyright Royalty Judges
(Judges) oversee distribution of royalties to copyright owners whose
works were included in a qualifying transmission and who timely filed a
claim for royalties.
Allocation of the royalties collected occurs in one of two ways. In
the first instance, the Judges may authorize distribution in accordance
with a negotiated settlement among all claiming parties. 17 U.S.C.
119(b)(5)(A), 801(b)(3)(A). If all claimants do not reach an agreement
with respect to the royalties, the Judges must conduct a proceeding to
determine the distribution of any royalties that remain in controversy.
17 U.S.C. 119(b)(5)(B), 801(b)(3)(B). Alternatively, the Judges may, on
motion of claimants and on notice to all interested parties, authorize
a partial distribution of royalties, reserving on deposit sufficient
funds to resolve identified disputes. 17 U.S.C. 119(b)(5)(C),
801(b)(3)(C).
On June 28, 2019, representatives of all the Allocation Phase
claimant categories (formerly ``Phase I'') \1\ filed with the Judges a
motion requesting a partial distribution amounting to 40% of the 2016
and 2017 satellite royalty funds pursuant to section 801(b)(3)(C) of
the Copyright Act. 17 U.S.C. 801(b)(3)(C). That section requires that,
before ruling on the motion, the Judges publish a notice in the Federal
Register seeking responses to the motion for partial distribution to
ascertain whether any claimant entitled to receive the subject
royalties has a reasonable objection to the requested distribution.
Accordingly, this Notice seeks comments from interested claimants on
whether any reasonable objection exists that would preclude the
distribution of 40% of the 2016 and 2017 satellite royalty funds to the
Allocation Phase Claimants. Parties objecting to the proposed partial
distribution must advise the Judges of the existence and extent of all
their objections by the end of the comment period. The Judges will not
consider any objections with respect to the partial distribution motion
that come to their attention after the close of the comment period.
---------------------------------------------------------------------------
\1\ The ``Allocation Phase Claimants'' are Program Suppliers,
Joint Sports Claimants, Broadcaster Claimants Group, Music Claimants
(represented by American Society of Composers, Authors and
Publishers, Broadcast Music, Inc., and SESAC, Inc.), and Devotional
Claimants.
---------------------------------------------------------------------------
The Motion of the Allocation Phase Claimants is available in eCRB
at https://app.crb.gov/case/viewDocument/4397.
Dated: July 11, 2019.
Jesse M. Feder,
Chief U.S. Copyright Royalty Judge.
[FR Doc. 2019-15099 Filed 7-15-19; 8:45 am]
BILLING CODE 1410-72-P