Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make a Technical Correction and Other Non-Substantive Changes to FINRA Rules, 33299-33300 [2019-14814]
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Federal Register / Vol. 84, No. 134 / Friday, July 12, 2019 / Notices
personal identifying information from
comment submissions. You should
submit only information that you wish
to make available publicly. All
submissions should refer to File
Number SR–CboeEDGX–2019–041 and
should be submitted on or before
August 2, 2019.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.17
Dated: July 8, 2019.
Eduardo A. Aleman,
Deputy Secretary.
[FR Doc. 2019–14809 Filed 7–11–19; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–86328; File No. SR–FINRA–
2019–018]
Self-Regulatory Organizations;
Financial Industry Regulatory
Authority, Inc.; Notice of Filing and
Immediate Effectiveness of a Proposed
Rule Change To Make a Technical
Correction and Other Non-Substantive
Changes to FINRA Rules
July 8, 2019.
Pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934 (‘‘Act’’
or ‘‘Exchange Act’’) 1 and Rule 19b–4
thereunder,2 notice is hereby given that
on June 27, 2019, Financial Industry
Regulatory Authority, Inc. (‘‘FINRA’’)
filed with the Securities and Exchange
Commission (‘‘SEC’’ or ‘‘Commission’’)
the proposed rule change as described
in Items I and II below, which Items
have been prepared by FINRA. The
Commission is publishing this notice to
solicit comments on the proposed rule
change from interested persons.
jbell on DSK3GLQ082PROD with NOTICES
I. Self-Regulatory Organization’s
Statement of the Terms of Substance of
the Proposed Rule Change
FINRA is proposing to make technical
and other non-substantive changes
within FINRA rules.
The text of the proposed rule change
is available on FINRA’s website at
https://www.finra.org, at the principal
office of FINRA and at the
Commission’s Public Reference Room.
II. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
In its filing with the Commission,
FINRA included statements concerning
17 17
CFR 200.30–3(a)(12).
U.S.C. 78s(b)(1).
2 17 CFR 240.19b–4.
1 15
VerDate Sep<11>2014
16:55 Jul 11, 2019
Jkt 247001
the purpose of and basis for the
proposed rule change and discussed any
comments it received on the proposed
rule change. The text of these statements
may be examined at the places specified
in Item IV below. FINRA has prepared
summaries, set forth in sections A, B,
and C below, of the most significant
aspects of such statements.
A. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
1. Purpose
On April 10, 2019, the SEC
announced the immediate effectiveness
of the adoption of the remaining legacy
NASD rules as FINRA rules in the
consolidated FINRA rulebook and the
remaining Incorporated NYSE Rules and
Incorporated NYSE Rule Interpretations
in the consolidated FINRA rulebook as
a separate Temporary Dual FINRA–
NYSE Member Rules Series.3 Among
other things, the rule change, File No.
SR–FINRA–2019–009, was intended to
move, without any substantive changes,
specified Incorporated NYSE Rules,
including their supplementary
materials, to the Temporary Dual
FINRA–NYSE Member Rules Series.4
These rules now bear a ‘‘T’’ modifier
after the rule and interpretation number
to denote their placement in the
Temporary Dual FINRA–NYSE Member
Rules Series. In File No. SR–FINRA–
2019–009, Supplementary Material .10
(Exceptions to Rule 409(b)) under
Incorporated NYSE Rule 409
(Statements of Accounts to Customers)
was inadvertently omitted from the set
of Incorporated NYSE Rules described
in the rule change.5 Neither Exhibit 4
nor Exhibit 5 to File No. SR–FINRA–
3 See Securities Exchange Act Release No. 85589
(April 10, 2019), 84 FR 15646 (April 16, 2019)
(Notice of Filing and Immediate Effectiveness of
File No. SR–FINRA–2019–009).
4 File No. SR–FINRA–2019–009 specified some
Incorporated NYSE Rule definitions and
Incorporated NYSE Rule 375 and the related
Interpretation to be deleted. Some of the then
existing set of Incorporated NYSE Rules that also
had supplementary materials and were moved to
the Temporary Dual FINRA–NYSE Member Rules
Series included: NYSE Rule 311T (Formation and
Approval of Member Organization); NYSE Rule
313T (Submission of Partnership Articles—
Submission of Corporate Documents); NYSE Rule
321T (Formation or Acquisition of Subsidiaries);
NYSE Rule 408T (Discretionary Power in
Customers’ Accounts); and NYSE Rule 416T
(Questionnaires and Reports).
5 See supra note 4. See also retired Incorporated
NYSE Rule 409.10 located at: https://
finra.complinet.com/en/display/display_
main.html?rbid=2403&record_id=13957. Retired
Incorporated NYSE Rule 409.10 includes a
reference to ‘‘[¶ 2409],’’ which FINRA is proposing
to eliminate on the basis that the cross-reference is
obsolete.
PO 00000
Frm 00082
Fmt 4703
Sfmt 4703
33299
2019–009 included this supplementary
material as rule text. Consequently,
Supplementary Material .10 to
Incorporated NYSE Rule 409 does not
appear in Temporary Dual FINRA–
NYSE Rule 409T as was originally
intended. The proposed rule change
would correct this technical error by
restoring Supplementary Material .10
from Incorporated NYSE Rule 409 to
Temporary Dual FINRA–NYSE Rule
409T.
In addition, the proposed rule change
would update a rule reference in FINRA
CAT, LLC Delegation Plan to clarify that
the SEC Rule 613 referenced in the
Delegation Plan refers to Rule 613 of
SEC Regulation NMS and to reflect
FINRA Manual style convention
changes. The FINRA CAT, LLC
Delegation Plan was filed for immediate
effectiveness on April 24, 2019.6
FINRA has filed the proposed rule
change for immediate effectiveness and
has requested that the SEC waive the
requirement that the proposed rule
change not become operative for 30 days
after the date of the filing, so FINRA can
implement the proposed rule change
immediately.
2. Statutory Basis
FINRA believes that the proposed rule
change is consistent with the provisions
of Section 15A(b)(6) of the Act,7 which
requires, among other things, that
FINRA rules must be designed to
prevent fraudulent and manipulative
acts and practices, to promote just and
equitable principles of trade, and, in
general, to protect investors and the
public interest. FINRA believes that the
proposed rule change will provide
greater clarity to members and the
public regarding FINRA rules by
restoring the text of Incorporated NYSE
Rule 409.10 to the consolidated FINRA
rulebook as Temporary Dual FINRA–
NYSE Rule 409T.10 and by making
technical updates to FINRA CAT, LLC
Delegation Plan.
B. Self-Regulatory Organization’s
Statement on Burden on Competition
FINRA does not believe that the
proposed rule change will result in any
burden on competition that is not
necessary or appropriate in furtherance
of the purposes of the Act. The
proposed rule change brings clarity and
consistency to FINRA rules without
adding any burden on firms.
6 See Securities Exchange Act Release No. 85764
(May 2, 2019), 84 FR 20173 (May 8, 2019) (Notice
of Filing and Immediate Effectiveness of File No.
SR–FINRA–2019–015).
7 15 U.S.C. 78o–3(b)(6).
E:\FR\FM\12JYN1.SGM
12JYN1
33300
Federal Register / Vol. 84, No. 134 / Friday, July 12, 2019 / Notices
C. Self-Regulatory Organization’s
Statement on Comments on the
Proposed Rule Change Received From
Members, Participants, or Others
Written comments were neither
solicited nor received.
III. Date of Effectiveness of the
Proposed Rule Change and Timing for
Commission Action
Because the foregoing proposed rule
change does not: (i) Significantly affect
the protection of investors or the public
interest; (ii) impose any significant
burden on competition; and (iii) become
operative for 30 days from the date on
which it was filed, or such shorter time
as the Commission may designate, it has
become effective pursuant to Section
19(b)(3)(A) of the Act and Rule 19b–
4(f)(6) thereunder.8
A proposed rule change filed under
Rule 19b–4(f)(6) 9 normally does not
become operative for 30 days after the
date of the filing. However, pursuant to
Rule 19b–4(f)(6)(iii),10 the Commission
may designate a shorter time if such
action is consistent with the protection
of investors and the public interest. In
its filing with the Commission, FINRA
has asked the Commission to waive the
30-day operative delay to allow FINRA
to immediately implement the proposed
conforming and corrective changes,
including restoring the text of
Incorporated NYSE Rule 409.10 to the
consolidated FINRA rulebook as
Temporary Dual FINRA–NYSE Rule
409T.10. The Commission notes that
FINRA has stated that the proposed rule
change is non-substantive in that it
would correct a technical error and
update a rule reference. For this reason,
the Commission believes that waiver of
the 30-day operative delay is consistent
with the protection of investors and the
public interest and hereby waives the
30-day operative delay and designates
the proposed rule change operative
upon filing.11
At any time within 60 days of the
filing of the proposed rule change, the
Commission summarily may
temporarily suspend such rule change if
it appears to the Commission that such
action is necessary or appropriate in the
public interest, for the protection of
jbell on DSK3GLQ082PROD with NOTICES
8 In
addition, Rule 19b–4(f)(6)(iii) requires a selfregulatory organization to give the Commission
written notice of its intent to file the proposed rule
change at least five business days prior to the date
of filing of the proposed rule change, or such
shorter time as designated by the Commission.
FINRA has satisfied this requirement.
9 17 CFR 240.19b–4(f)(6).
10 17 CFR 240.19b–4(f)(6)(iii).
11 For purposes only of waiving the operative
delay, the Commission has considered the proposed
rule’s impact on efficiency, competition, and capital
formation. See 15 U.S.C. 78c(f).
VerDate Sep<11>2014
16:55 Jul 11, 2019
Jkt 247001
investors, or otherwise in furtherance of
the purposes of the Act.
IV. Solicitation of Comments
Interested persons are invited to
submit written data, views and
arguments concerning the foregoing,
including whether the proposed rule
change is consistent with the Act.
Comments may be submitted by any of
the following methods:
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.12
Eduardo A. Aleman,
Deputy Secretary.
[FR Doc. 2019–14814 Filed 7–11–19; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
Electronic Comments
[Release No. 34–86326; File No. SR–MRX–
2019–14]
• Use the Commission’s internet
comment form (https://www.sec.gov/
rules/sro.shtml); or
• Send an email to rule-comments@
sec.gov. Please include File Number SR–
FINRA–2019–018 on the subject line.
Self-Regulatory Organizations; Nasdaq
MRX, LLC; Notice of Filing and
Immediate Effectiveness of a Proposed
Rule Change To Adopt Complex Order
Pricing
Paper Comments
• Send paper comments in triplicate
to Secretary, Securities and Exchange
Commission, 100 F Street NE,
Washington, DC 20549–1090.
All submissions should refer to File
Number SR–FINRA–2019–018. This file
number should be included on the
subject line if email is used. To help the
Commission process and review your
comments more efficiently, please use
only one method. The Commission will
post all comments on the Commission’s
internet website (https://www.sec.gov/
rules/sro.shtml). Copies of the
submission, all subsequent
amendments, all written statements
with respect to the proposed rule
change that are filed with the
Commission, and all written
communications relating to the
proposed rule change between the
Commission and any person, other than
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for website viewing and
printing in the Commission’s Public
Reference Room, 100 F Street NE,
Washington, DC 20549, on official
business days between the hours of 10
a.m. and 3 p.m. Copies of such filing
also will be available for inspection and
copying at the principal office of
FINRA. All comments received will be
posted without change. Persons
submitting comments are cautioned that
we do not redact or edit personal
identifying information from comment
submissions. You should submit only
information that you wish to make
available publicly. All submissions
should refer to File Number SR–FINRA–
2019–018 and should be submitted on
or before August 2, 2019.
PO 00000
Frm 00083
Fmt 4703
Sfmt 4703
July 8, 2019.
Pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934
(‘‘Act’’),1 and Rule 19b–4 thereunder,2
notice is hereby given that on June 24,
2019, Nasdaq MRX, LLC (‘‘MRX’’ or
‘‘Exchange’’) filed with the Securities
and Exchange Commission
(‘‘Commission’’) the proposed rule
change as described in Items I, II, and
III, below, which Items have been
prepared by the Exchange. The
Commission is publishing this notice to
solicit comments on the proposed rule
change from interested persons.
I. Self-Regulatory Organization’s
Statement of the Terms of Substance of
the Proposed Rule Change
The Exchange proposes to adopt
Complex Order pricing. Specifically,
MRX proposes to amend MRX’s Pricing
Schedule at Options 7, Section 1, titled
‘‘General Provisions,’’ and adopt a new
Section 4, titled ‘‘Complex Order Fees.’’
The Exchange proposes to renumber
current Section 4, titled ‘‘Other Options
Fees and Rebates’’ as well as amend that
section and relocate Section 5, titled
‘‘Legal and Regulatory’’.
The text of the proposed rule change
is available on the Exchange’s website at
https://nasdaqmrx.cchwallstreet.com/, at
the principal office of the Exchange, and
at the Commission’s Public Reference
Room.
II. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
In its filing with the Commission, the
Exchange included statements
concerning the purpose of and basis for
the proposed rule change and discussed
12 17
CFR 200.30–3(a)(12).
U.S.C. 78s(b)(1).
2 17 CFR 240.19b–4.
1 15
E:\FR\FM\12JYN1.SGM
12JYN1
Agencies
[Federal Register Volume 84, Number 134 (Friday, July 12, 2019)]
[Notices]
[Pages 33299-33300]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2019-14814]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
[Release No. 34-86328; File No. SR-FINRA-2019-018]
Self-Regulatory Organizations; Financial Industry Regulatory
Authority, Inc.; Notice of Filing and Immediate Effectiveness of a
Proposed Rule Change To Make a Technical Correction and Other Non-
Substantive Changes to FINRA Rules
July 8, 2019.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'' or ``Exchange Act'') \1\ and Rule 19b-4 thereunder,\2\ notice
is hereby given that on June 27, 2019, Financial Industry Regulatory
Authority, Inc. (``FINRA'') filed with the Securities and Exchange
Commission (``SEC'' or ``Commission'') the proposed rule change as
described in Items I and II below, which Items have been prepared by
FINRA. The Commission is publishing this notice to solicit comments on
the proposed rule change from interested persons.
---------------------------------------------------------------------------
\1\ 15 U.S.C. 78s(b)(1).
\2\ 17 CFR 240.19b-4.
---------------------------------------------------------------------------
I. Self-Regulatory Organization's Statement of the Terms of Substance
of the Proposed Rule Change
FINRA is proposing to make technical and other non-substantive
changes within FINRA rules.
The text of the proposed rule change is available on FINRA's
website at https://www.finra.org, at the principal office of FINRA and
at the Commission's Public Reference Room.
II. Self-Regulatory Organization's Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule Change
In its filing with the Commission, FINRA included statements
concerning the purpose of and basis for the proposed rule change and
discussed any comments it received on the proposed rule change. The
text of these statements may be examined at the places specified in
Item IV below. FINRA has prepared summaries, set forth in sections A,
B, and C below, of the most significant aspects of such statements.
A. Self-Regulatory Organization's Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule Change
1. Purpose
On April 10, 2019, the SEC announced the immediate effectiveness of
the adoption of the remaining legacy NASD rules as FINRA rules in the
consolidated FINRA rulebook and the remaining Incorporated NYSE Rules
and Incorporated NYSE Rule Interpretations in the consolidated FINRA
rulebook as a separate Temporary Dual FINRA-NYSE Member Rules
Series.\3\ Among other things, the rule change, File No. SR-FINRA-2019-
009, was intended to move, without any substantive changes, specified
Incorporated NYSE Rules, including their supplementary materials, to
the Temporary Dual FINRA-NYSE Member Rules Series.\4\ These rules now
bear a ``T'' modifier after the rule and interpretation number to
denote their placement in the Temporary Dual FINRA-NYSE Member Rules
Series. In File No. SR-FINRA-2019-009, Supplementary Material .10
(Exceptions to Rule 409(b)) under Incorporated NYSE Rule 409
(Statements of Accounts to Customers) was inadvertently omitted from
the set of Incorporated NYSE Rules described in the rule change.\5\
Neither Exhibit 4 nor Exhibit 5 to File No. SR-FINRA-2019-009 included
this supplementary material as rule text. Consequently, Supplementary
Material .10 to Incorporated NYSE Rule 409 does not appear in Temporary
Dual FINRA-NYSE Rule 409T as was originally intended. The proposed rule
change would correct this technical error by restoring Supplementary
Material .10 from Incorporated NYSE Rule 409 to Temporary Dual FINRA-
NYSE Rule 409T.
---------------------------------------------------------------------------
\3\ See Securities Exchange Act Release No. 85589 (April 10,
2019), 84 FR 15646 (April 16, 2019) (Notice of Filing and Immediate
Effectiveness of File No. SR-FINRA-2019-009).
\4\ File No. SR-FINRA-2019-009 specified some Incorporated NYSE
Rule definitions and Incorporated NYSE Rule 375 and the related
Interpretation to be deleted. Some of the then existing set of
Incorporated NYSE Rules that also had supplementary materials and
were moved to the Temporary Dual FINRA-NYSE Member Rules Series
included: NYSE Rule 311T (Formation and Approval of Member
Organization); NYSE Rule 313T (Submission of Partnership Articles--
Submission of Corporate Documents); NYSE Rule 321T (Formation or
Acquisition of Subsidiaries); NYSE Rule 408T (Discretionary Power in
Customers' Accounts); and NYSE Rule 416T (Questionnaires and
Reports).
\5\ See supra note 4. See also retired Incorporated NYSE Rule
409.10 located at: https://finra.complinet.com/en/display/display_main.html?rbid=2403&record_id=13957. Retired Incorporated
NYSE Rule 409.10 includes a reference to ``[] 2409],'' which FINRA
is proposing to eliminate on the basis that the cross-reference is
obsolete.
---------------------------------------------------------------------------
In addition, the proposed rule change would update a rule reference
in FINRA CAT, LLC Delegation Plan to clarify that the SEC Rule 613
referenced in the Delegation Plan refers to Rule 613 of SEC Regulation
NMS and to reflect FINRA Manual style convention changes. The FINRA
CAT, LLC Delegation Plan was filed for immediate effectiveness on April
24, 2019.\6\
---------------------------------------------------------------------------
\6\ See Securities Exchange Act Release No. 85764 (May 2, 2019),
84 FR 20173 (May 8, 2019) (Notice of Filing and Immediate
Effectiveness of File No. SR-FINRA-2019-015).
---------------------------------------------------------------------------
FINRA has filed the proposed rule change for immediate
effectiveness and has requested that the SEC waive the requirement that
the proposed rule change not become operative for 30 days after the
date of the filing, so FINRA can implement the proposed rule change
immediately.
2. Statutory Basis
FINRA believes that the proposed rule change is consistent with the
provisions of Section 15A(b)(6) of the Act,\7\ which requires, among
other things, that FINRA rules must be designed to prevent fraudulent
and manipulative acts and practices, to promote just and equitable
principles of trade, and, in general, to protect investors and the
public interest. FINRA believes that the proposed rule change will
provide greater clarity to members and the public regarding FINRA rules
by restoring the text of Incorporated NYSE Rule 409.10 to the
consolidated FINRA rulebook as Temporary Dual FINRA-NYSE Rule 409T.10
and by making technical updates to FINRA CAT, LLC Delegation Plan.
---------------------------------------------------------------------------
\7\ 15 U.S.C. 78o-3(b)(6).
---------------------------------------------------------------------------
B. Self-Regulatory Organization's Statement on Burden on Competition
FINRA does not believe that the proposed rule change will result in
any burden on competition that is not necessary or appropriate in
furtherance of the purposes of the Act. The proposed rule change brings
clarity and consistency to FINRA rules without adding any burden on
firms.
[[Page 33300]]
C. Self-Regulatory Organization's Statement on Comments on the Proposed
Rule Change Received From Members, Participants, or Others
Written comments were neither solicited nor received.
III. Date of Effectiveness of the Proposed Rule Change and Timing for
Commission Action
Because the foregoing proposed rule change does not: (i)
Significantly affect the protection of investors or the public
interest; (ii) impose any significant burden on competition; and (iii)
become operative for 30 days from the date on which it was filed, or
such shorter time as the Commission may designate, it has become
effective pursuant to Section 19(b)(3)(A) of the Act and Rule 19b-
4(f)(6) thereunder.\8\
---------------------------------------------------------------------------
\8\ In addition, Rule 19b-4(f)(6)(iii) requires a self-
regulatory organization to give the Commission written notice of its
intent to file the proposed rule change at least five business days
prior to the date of filing of the proposed rule change, or such
shorter time as designated by the Commission. FINRA has satisfied
this requirement.
---------------------------------------------------------------------------
A proposed rule change filed under Rule 19b-4(f)(6) \9\ normally
does not become operative for 30 days after the date of the filing.
However, pursuant to Rule 19b-4(f)(6)(iii),\10\ the Commission may
designate a shorter time if such action is consistent with the
protection of investors and the public interest. In its filing with the
Commission, FINRA has asked the Commission to waive the 30-day
operative delay to allow FINRA to immediately implement the proposed
conforming and corrective changes, including restoring the text of
Incorporated NYSE Rule 409.10 to the consolidated FINRA rulebook as
Temporary Dual FINRA-NYSE Rule 409T.10. The Commission notes that FINRA
has stated that the proposed rule change is non-substantive in that it
would correct a technical error and update a rule reference. For this
reason, the Commission believes that waiver of the 30-day operative
delay is consistent with the protection of investors and the public
interest and hereby waives the 30-day operative delay and designates
the proposed rule change operative upon filing.\11\
---------------------------------------------------------------------------
\9\ 17 CFR 240.19b-4(f)(6).
\10\ 17 CFR 240.19b-4(f)(6)(iii).
\11\ For purposes only of waiving the operative delay, the
Commission has considered the proposed rule's impact on efficiency,
competition, and capital formation. See 15 U.S.C. 78c(f).
---------------------------------------------------------------------------
At any time within 60 days of the filing of the proposed rule
change, the Commission summarily may temporarily suspend such rule
change if it appears to the Commission that such action is necessary or
appropriate in the public interest, for the protection of investors, or
otherwise in furtherance of the purposes of the Act.
IV. Solicitation of Comments
Interested persons are invited to submit written data, views and
arguments concerning the foregoing, including whether the proposed rule
change is consistent with the Act. Comments may be submitted by any of
the following methods:
Electronic Comments
Use the Commission's internet comment form (https://www.sec.gov/rules/sro.shtml); or
Send an email to [email protected]. Please include
File Number SR-FINRA-2019-018 on the subject line.
Paper Comments
Send paper comments in triplicate to Secretary, Securities
and Exchange Commission, 100 F Street NE, Washington, DC 20549-1090.
All submissions should refer to File Number SR-FINRA-2019-018. This
file number should be included on the subject line if email is used. To
help the Commission process and review your comments more efficiently,
please use only one method. The Commission will post all comments on
the Commission's internet website (https://www.sec.gov/rules/sro.shtml).
Copies of the submission, all subsequent amendments, all written
statements with respect to the proposed rule change that are filed with
the Commission, and all written communications relating to the proposed
rule change between the Commission and any person, other than those
that may be withheld from the public in accordance with the provisions
of 5 U.S.C. 552, will be available for website viewing and printing in
the Commission's Public Reference Room, 100 F Street NE, Washington, DC
20549, on official business days between the hours of 10 a.m. and 3
p.m. Copies of such filing also will be available for inspection and
copying at the principal office of FINRA. All comments received will be
posted without change. Persons submitting comments are cautioned that
we do not redact or edit personal identifying information from comment
submissions. You should submit only information that you wish to make
available publicly. All submissions should refer to File Number SR-
FINRA-2019-018 and should be submitted on or before August 2, 2019.
For the Commission, by the Division of Trading and Markets,
pursuant to delegated authority.\12\
---------------------------------------------------------------------------
\12\ 17 CFR 200.30-3(a)(12).
---------------------------------------------------------------------------
Eduardo A. Aleman,
Deputy Secretary.
[FR Doc. 2019-14814 Filed 7-11-19; 8:45 am]
BILLING CODE 8011-01-P