Submission for OMB Review; Comment Request, 29270 [2019-13279]
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Federal Register / Vol. 84, No. 120 / Friday, June 21, 2019 / Notices
would acknowledge the purpose of the
proposed liquidation cost model as
distinct from the STANS methodology
by using the proposed liquidation cost
model as a floor on a Clearing Member’s
margin requirements.
OCC’s proposal would be tailored to
the particular attributes of products in a
Clearing Member’s portfolio. As
described above, OCC would use the
proposed model to calculate two riskbased liquidation costs for each
portfolio: (1) The Vega LC and (2) the
Delta LC. The Commission believes,
therefore, that the adoption of the
proposed liquidation cost model
designed to produce margin levels
commensurate with the risks of
liquidating a Clearing Member’s
portfolio is consistent with Exchange
Act Rule 17Ad–22(e)(6)(i).24
IV. Conclusion
On the basis of the foregoing, the
Commission finds that the Proposed
Rule Change is consistent with the
requirements of the Exchange Act, and
in particular, the requirements of
Section 17A of the Exchange Act 25 and
the rules and regulations thereunder.
It is therefore ordered, pursuant to
Section 19(b)(2) of the Exchange Act,26
that the Proposed Rule Change (SR–
OCC–2019–004) be, and hereby is,
approved.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.27
Vanessa A. Countryman,
Acting Secretary.
[FR Doc. 2019–13113 Filed 6–20–19; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[SEC File No. 270–339, OMB Control No.
3235–0382]
Submission for OMB Review;
Comment Request
Upon Written Request Copies Available
From: Securities and Exchange
Commission, Office of FOIA Services,
100 F Street NE, Washington, DC
20549–2736
Extension:
Schedule 14D–9F
jspears on DSK30JT082PROD with NOTICES
Notice is hereby given that, pursuant
to the Paperwork Reduction Act of 1995
24 17
CFR 240.17Ad–22(e)(6)(i).
25 In approving this Proposed Rule Change, the
Commission has considered the proposed rules’
impact on efficiency, competition, and capital
formation. See 15 U.S.C. 78c(f).
26 15 U.S.C. 78s(b)(2).
27 17 CFR 200.30–3(a)(12).
VerDate Sep<11>2014
18:30 Jun 20, 2019
Jkt 247001
(44 U.S.C. 3501 et seq.), the Securities
and Exchange Commission
(‘‘Commission’’) has submitted to the
Office of Management and Budget this
request for extension of the previously
approved collection of information
discussed below.
Schedule 14D–9F (17 CFR 240.14d–
103) under the Securities Exchange Act
of 1934 (15 U.S.C. 78 et seq.) is used by
any foreign private issuer incorporated
or organized under the laws of Canada
or by any director or officer of such
issuer, where the issuer is the subject of
a cash tender or exchange offer for a
class of securities filed on Schedule
14D–1F. The information required to be
filed with the Commission is intended
to permit verification of compliance
with the securities law requirements
and assures the public availability of
such information. The information
provided is mandatory and all
information is made available to the
public upon request. We estimate that
Schedule 14D–9F takes approximately 2
hours per response to prepare and is
filed by approximately 6 respondents
annually for a total reporting burden of
12 hours (2 hours per response × 6
responses).
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
unless it displays a currently valid
control number.
The public may view the background
documentation for this information
collection at the following website,
www.reginfo.gov. Comments should be
directed to: (i) Desk Officer for the
Securities and Exchange Commission,
Office of Information and Regulatory
Affairs, Office of Management and
Budget, Room 10102, New Executive
Office Building, Washington, DC 20503,
or by sending an email to:
Lindsay.M.Abate@omb.eop.gov; and (ii)
Charles Riddle, Acting Director/Chief
Information Officer, Securities and
Exchange Commission, c/o Candace
Kenner, 100 F Street NE, Washington,
DC 20549 or send an email to: PRA_
Mailbox@sec.gov. Comments must be
submitted to OMB within 30 days of
this notice.
Dated: June 18, 2019.
Eduardo A. Aleman,
Deputy Secretary.
[FR Doc. 2019–13279 Filed 6–20–19; 8:45 am]
BILLING CODE 8011–01–P
PO 00000
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–86120; File No. SR–BX–
2019–019]
Self-Regulatory Organizations; Nasdaq
BX, Inc.; Notice of Filing and
Immediate Effectiveness of Proposed
Rule Change To Amend the
Exchange’s Credits at Equity 7,
Section 118(a)
June 17, 2019.
Pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934
(‘‘Act’’),1 and Rule 19b–4 thereunder,2
notice is hereby given that on June 4,
2019, Nasdaq BX, Inc. (‘‘BX’’ or
‘‘Exchange’’) filed with the Securities
and Exchange Commission (‘‘SEC’’ or
‘‘Commission’’) the proposed rule
change as described in Items I, II, and
III, below, which Items have been
prepared by the Exchange. The
Commission is publishing this notice to
solicit comments on the proposed rule
change from interested persons.
I. Self-Regulatory Organization’s
Statement of the Terms of Substance of
the Proposed Rule Change
The Exchange proposes to amend the
Exchange’s credits at Equity 7, Section
118(a), as described further below.
The text of the proposed rule change
is available on the Exchange’s website at
https://nasdaqbx.cchwallstreet.com/, at
the principal office of the Exchange, and
at the Commission’s Public Reference
Room.
II. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
In its filing with the Commission, the
Exchange included statements
concerning the purpose of and basis for
the proposed rule change and discussed
any comments it received on the
proposed rule change. The text of these
statements may be examined at the
places specified in Item IV below. The
Exchange has prepared summaries, set
forth in sections A, B, and C below, of
the most significant aspects of such
statements.
A. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
1. Purpose
The Exchange operates on the ‘‘takermaker’’ model, whereby it pays credits
to members that take liquidity and
1 15
2 17
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U.S.C. 78s(b)(1).
CFR 240.19b–4.
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]]>Agencies
[Federal Register Volume 84, Number 120 (Friday, June 21, 2019)]
[Notices]
[Page 29270]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2019-13279]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
[SEC File No. 270-339, OMB Control No. 3235-0382]
Submission for OMB Review; Comment Request
Upon Written Request Copies Available From: Securities and Exchange
Commission, Office of FOIA Services, 100 F Street NE, Washington, DC
20549-2736
Extension:
Schedule 14D-9F
Notice is hereby given that, pursuant to the Paperwork Reduction
Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange
Commission (``Commission'') has submitted to the Office of Management
and Budget this request for extension of the previously approved
collection of information discussed below.
Schedule 14D-9F (17 CFR 240.14d-103) under the Securities Exchange
Act of 1934 (15 U.S.C. 78 et seq.) is used by any foreign private
issuer incorporated or organized under the laws of Canada or by any
director or officer of such issuer, where the issuer is the subject of
a cash tender or exchange offer for a class of securities filed on
Schedule 14D-1F. The information required to be filed with the
Commission is intended to permit verification of compliance with the
securities law requirements and assures the public availability of such
information. The information provided is mandatory and all information
is made available to the public upon request. We estimate that Schedule
14D-9F takes approximately 2 hours per response to prepare and is filed
by approximately 6 respondents annually for a total reporting burden of
12 hours (2 hours per response x 6 responses).
An agency may not conduct or sponsor, and a person is not required
to respond to, a collection of information unless it displays a
currently valid control number.
The public may view the background documentation for this
information collection at the following website, www.reginfo.gov.
Comments should be directed to: (i) Desk Officer for the Securities and
Exchange Commission, Office of Information and Regulatory Affairs,
Office of Management and Budget, Room 10102, New Executive Office
Building, Washington, DC 20503, or by sending an email to:
[email protected]; and (ii) Charles Riddle, Acting Director/
Chief Information Officer, Securities and Exchange Commission, c/o
Candace Kenner, 100 F Street NE, Washington, DC 20549 or send an email
to: [email protected]. Comments must be submitted to OMB within 30
days of this notice.
Dated: June 18, 2019.
Eduardo A. Aleman,
Deputy Secretary.
[FR Doc. 2019-13279 Filed 6-20-19; 8:45 am]
BILLING CODE 8011-01-P
