Sunshine Act Meetings, 27671 [2019-12551]
Download as PDF
<![CDATA[
khammond on DSKBBV9HB2PROD with NOTICES
Federal Register / Vol. 84, No. 114 / Thursday, June 13, 2019 / Notices
information summarized below. The
Commission plans to submit this
renewal request for the collection of
information to the Office of
Management and Budget for approval.
In 2016, at the time of the original
request for the collection of information,
members of the public who contacted
the Ombudsman for assistance did so by
traditional mail, electronic mail,
telephone, and facsimile. To make it
easier for retail investors and others to
contact the Ombudsman electronically,
the Commission developed the
Ombudsman Matter Management
System (‘‘OMMS’’), a new, electronic
data collection system for the receipt,
collection and analysis of inquiries,
complaints, and recommendations from
retail investors directed to the SEC
Ombudsman and the Office of the
Investor Advocate. The Commission
invites comment on OMMS.
OMMS was launched for internal use
by SEC staff in 2017. Through OMMS,
members of the public may request
assistance from the Ombudsman and
staff using a web-based form (the
‘‘OMMS Form’’) tailored to gather
information about matters within the
scope of the Ombudsman’s function and
streamline the inquiry and response
process. The OMMS Form, which was
made available to the public for use in
September 2017, facilitates
communication with the Ombudsman
via an electronic series of basic
questions with user-friendly and
mobile-friendly response features such
as radio buttons, drop-down menu
responses, pop-up explanation bubbles,
web page links, fillable narrative text
fields, and document upload options. In
addition, the OMMS Form incorporates
functionality that, depending upon
certain responses, pre-populates specific
fields, and prompts the user to provide
additional information. By eliciting
specific information from the user, the
OMMS Form facilitates communication
between the user and the Ombudsman,
reduces response and resolution times,
and maximizes Ombudsman staff
resources available for recording,
processing, and responding to matters.
The requested information collection is
voluntary and does not change the
contact methods currently available.
The OMMS Form is publicly available
through the Commission’s website,
https://www.sec.gov.
The Commission estimates that the
total reporting burden for using the
OMMS Form will be 275 hours. The
calculation of this estimate depends on
how many members of the public use
the form each year and the estimated
time it takes to complete the form: 550
respondents × 30 minutes per
VerDate Sep<11>2014
16:55 Jun 12, 2019
Jkt 247001
submission = 275 burden hours. The
estimates of average burden hours are
made solely for the purposes of the
Paperwork Reduction Act and are not
derived from a comprehensive or even
representative survey or study of the
cost of Commission rules and forms.
The total estimated one-time cost to
the federal government of creating
OMMS and the OMMS Form was
$400,000. During the three-year period
covered by our prior Paperwork
Reduction Act submission in 2016, the
startup costs were fully expensed and
are therefore not included in the
calculation for this renewal.
An agency may not conduct or
sponsor a collection of information
unless it displays a currently valid
control number. No person shall be
subject to any penalty for failing to
comply with a collection of information
subject to the PRA that does not display
a valid Office of Management and
Budget control number.
Written comments are invited on all
aspects of this proposed information
collection renewal request, in particular:
(a) Whether this collection of
information is necessary for the proper
performance of the functions of the
agency, including whether the
information will have practical utility;
(b) the accuracy of the agency’s estimate
of the burden imposed by the collection
of information; (c) ways to enhance the
quality, utility, and clarity of the
information collected; and (d) ways to
minimize the burden of the collection of
information on users, including through
the use of automated collection
techniques or other forms of information
technology.
Consideration will be given to
comments and suggestions submitted in
writing within 60 days of this
publication. Please direct your written
comments to Charles Riddle, Acting
Chief Information Officer, Securities
and Exchange Commission, c/o Candace
Kenner, 100 F Street NE, Washington,
DC 20549; or send an email to: PRA_
Mailbox@sec.gov.
Dated: June 10, 2019.
Eduardo A. Aleman,
Deputy Secretary.
[FR Doc. 2019–12515 Filed 6–12–19; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
Sunshine Act Meetings
TIME AND DATE:
10:30 a.m. on Monday,
June 17, 2019.
PO 00000
Frm 00093
Fmt 4703
Sfmt 4703
27671
The meeting will be held at the
Commission’s headquarters, 100 F
Street NE, Washington, DC 20549.
STATUS: This meeting will be closed to
the public.
MATTERS TO BE CONSIDERED:
Commissioners, Counsel to the
Commissioners, the Secretary to the
Commission, and recording secretaries
will attend the closed meeting. Certain
staff members who have an interest in
the matters also may be present.
In the event that the time, date, or
location of this meeting changes, an
announcement of the change, along with
the new time, date, and/or place of the
meeting will be posted on the
Commission’s website at https://
www.sec.gov.
The General Counsel of the
Commission, or his designee, has
certified that, in his opinion, one or
more of the exemptions set forth in 5
U.S.C. 552b(c)(3), (5), (6), (7), (8), 9(B)
and (10) and 17 CFR 200.402(a)(3),
(a)(5), (a)(6), (a)(7), (a)(8), (a)(9)(ii) and
(a)(10), permit consideration of the
scheduled matters at the closed meeting.
The subject matter of the closed
meeting will consist of the following
topic:
Institution and settlement of
administrative proceedings.
At times, changes in Commission
priorities require alterations in the
scheduling of meeting agenda items that
may consist of adjudicatory,
examination, litigation, or regulatory
matters.
CONTACT PERSON FOR MORE INFORMATION:
For further information; please contact
Vanessa A. Countryman from the Office
of the Secretary at (202) 551–5400.
PLACE:
Dated: June 10, 2019.
Vanessa A. Countryman,
Acting Secretary.
[FR Doc. 2019–12551 Filed 6–11–19; 11:15 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–86068; File No. SR–
CboeEDGX–2019–009]
Self-Regulatory Organizations; Cboe
EDGX Exchange, Inc.; Notice of
Withdrawal of Proposed Rule Change,
as Modified by Amendment No. 1, To
Adopt Rule 21.21 (Solicitation Auction
Mechanism)
June 7, 2019.
On February 21, 2019, Cboe EDGX
Exchange, Inc. (the ‘‘Exchange’’) filed
with the Securities and Exchange
Commission (‘‘Commission’’), pursuant
to Section 19(b)(1) of the Securities
E:\FR\FM\13JNN1.SGM
13JNN1
]]>Agencies
[Federal Register Volume 84, Number 114 (Thursday, June 13, 2019)]
[Notices]
[Page 27671]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2019-12551]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
Sunshine Act Meetings
TIME AND DATE: 10:30 a.m. on Monday, June 17, 2019.
PLACE: The meeting will be held at the Commission's headquarters, 100 F
Street NE, Washington, DC 20549.
STATUS: This meeting will be closed to the public.
MATTERS TO BE CONSIDERED: Commissioners, Counsel to the Commissioners,
the Secretary to the Commission, and recording secretaries will attend
the closed meeting. Certain staff members who have an interest in the
matters also may be present.
In the event that the time, date, or location of this meeting
changes, an announcement of the change, along with the new time, date,
and/or place of the meeting will be posted on the Commission's website
at https://www.sec.gov.
The General Counsel of the Commission, or his designee, has
certified that, in his opinion, one or more of the exemptions set forth
in 5 U.S.C. 552b(c)(3), (5), (6), (7), (8), 9(B) and (10) and 17 CFR
200.402(a)(3), (a)(5), (a)(6), (a)(7), (a)(8), (a)(9)(ii) and (a)(10),
permit consideration of the scheduled matters at the closed meeting.
The subject matter of the closed meeting will consist of the
following topic:
Institution and settlement of administrative proceedings.
At times, changes in Commission priorities require alterations in
the scheduling of meeting agenda items that may consist of
adjudicatory, examination, litigation, or regulatory matters.
CONTACT PERSON FOR MORE INFORMATION: For further information; please
contact Vanessa A. Countryman from the Office of the Secretary at (202)
551-5400.
Dated: June 10, 2019.
Vanessa A. Countryman,
Acting Secretary.
[FR Doc. 2019-12551 Filed 6-11-19; 11:15 am]
BILLING CODE 8011-01-P
