Proposed Collection; Comment Request, 20914 [2019-09799]
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20914
Federal Register / Vol. 84, No. 92 / Monday, May 13, 2019 / Notices
PORTIONS OPEN TO THE PUBLIC:
(1) Follow up on Board meetings of
May 14–15 in Washington DC.
(2) Status update from appropriate
staff on information gathering activities
relating to the SCOTUS Wisconsin
Central decision.
PORTIONS CLOSED TO THE PUBLIC:
(1) Status update on internal
personnel matter.
CONTACT PERSON FOR MORE INFORMATION:
Stephanie Hillyard, Secretary to the
Board, Phone No. 312–751–4920.
Dated: May 9, 2019.
Stephanie Hillyard,
Secretary to the Board.
[FR Doc. 2019–09950 Filed 5–9–19; 4:15 pm]
BILLING CODE 7905–01–P
SECURITIES AND EXCHANGE
COMMISSION
Proposed Collection; Comment
Request
Upon Written Request Copies Available
From: Securities and Exchange
Commission, Office of FOIA Services,
100 F Street NE, Washington, DC
20549–2736
jbell on DSK3GLQ082PROD with NOTICES
Extension:
Rule 12d1–3, SEC File No. 270–116, OMB
Control No. 3235–0109
Notice is hereby given that, pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.), the Securities
and Exchange Commission
(‘‘Commission’’) is soliciting comments
on the collection of information
summarized below. The Commission
plans to submit this existing collection
of information to the Office of
Management and Budget for extension
and approval.
Exchange Act Rule 12d1–3 (17 CFR
240.12d1–3) requires a certification that
a security has been approved by an
exchange for listing and registration
pursuant to Section 12(d) of the
Securities Exchange Act of 1934 (15
U.S.C. 78l(d)) to be filed with the
Commission. The information required
under Rule 12d1–3 must be filed with
the Commission and is publicly
available. We estimate that it takes
approximately one-half hour per
response to provide the information
required under Rule 12d1–3 and that
the information is filed by
approximately 688 respondents for a
total annual reporting burden of 344
hours (0.5 hours per response × 688
responses).
Written comments are invited on: (a)
Whether this proposed collection of
information is necessary for the
VerDate Sep<11>2014
16:29 May 10, 2019
Jkt 247001
performance of the functions of the
agency, including whether the
information will have practical utility;
(b) the accuracy of the agency’s estimate
of the burden imposed by the collection
of information; (c) ways to enhance the
quality, utility, and clarity of the
information collected; and (d) ways to
minimize the burden of the collection of
information on respondents, including
through the use of automated collection
techniques or other forms of information
technology. Consideration will be given
to comments and suggestions submitted
in writing within 60 days of this
publication.
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
unless it displays a currently valid
control number.
Please direct your written comment to
Charles Riddle, Acting Director/Chief
Information Officer, Securities and
Exchange Commission, c/o Candace
Kenner, 100 F Street NE, Washington,
DC 20549 or send an email to: PRA_
Mailbox@sec.gov.
Dated: May 8, 2019.
Eduardo A. Aleman,
Deputy Secretary.
[FR Doc. 2019–09799 Filed 5–10–19; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Investment Company Act Release No.
33468; 812–14894]
ALPS Variable Investment Trust, et al.
May 7, 2019.
Securities and Exchange
Commission (‘‘Commission’’).
ACTION: Notice.
AGENCY:
Notice of an application under section
6(c) of the Investment Company Act of
1940 (‘‘Act’’) for an exemption from
section 15(a) of the Act and rule 18f–2
under the Act, as well as from certain
disclosure requirements in rule 20a–1
under the Act, Item 19(a)(3) of Form N–
1A, Items 22(c)(1)(ii), 22(c)(1)(iii),
22(c)(8) and 22(c)(9) of Schedule 14A
under the Securities Exchange Act of
1934, and sections 6–07(2)(a), (b), and
(c) of Regulation S–X (‘‘Disclosure
Requirements’’). The requested
exemption would permit an investment
adviser to hire and replace certain subadvisers without shareholder approval
and grant relief from the Disclosure
Requirements as they relate to fees paid
to the sub-advisers.
APPLICANTS: ALPS Variable Investment
Trust, ALPS ETF Trust, and Financial
PO 00000
Frm 00069
Fmt 4703
Sfmt 4703
Investors Trust (each a ‘‘Trust’’ and
collectively, the ‘‘Trusts’’), each a
Delaware statutory trust registered
under the Act as an open-end
management investment company that
offers or will offer one or more series
(each a ‘‘Series,’’ and collectively, the
‘‘Series’’), and ALPS Advisors, Inc. (the
‘‘Advisor’’), a Colorado corporation
registered as an investment adviser
under the Investment Advisers Act of
1940.
The application was filed
on April 9, 2018 and amended on
October 2, 2018, and January 9, 2019.
FILING DATES:
HEARING OR NOTIFICATION OF HEARING:
An order granting the application will
be issued unless the Commission orders
a hearing. Interested persons may
request a hearing by writing to the
Commission’s Secretary and serving
applicants with a copy of the request,
personally or by mail. Hearing requests
should be received by the Commission
by 5:30 p.m. on May 31, 2019, and
should be accompanied by proof of
service on applicants, in the form of an
affidavit or, for lawyers, a certificate of
service. Pursuant to rule 0–5 under the
Act, hearing requests should state the
nature of the writer’s interest, any facts
bearing upon the desirability of a
hearing on the matter, the reason for the
request, and the issues contested.
Persons who wish to be notified of a
hearing may request notification by
writing to the Commission’s Secretary.
Secretary, U.S. Securities
and Exchange Commission, 100 F Street
NE, Washington, DC 20549–1090.
Applicants, 1290 Broadway, Suite 1100,
Denver, CO 80203.
ADDRESSES:
FOR FURTHER INFORMATION CONTACT:
Christine Y. Greenlees, Senior Counsel,
at (202) 551–6879, or Andrea
Ottomanelli Magovern, Branch Chief, at
(202) 551–6821 (Division of Investment
Management, Chief Counsel’s Office).
The
following is a summary of the
application. The complete application
may be obtained via the Commission’s
website by searching for the file
number, or for an applicant using the
Company name box, at https://
www.sec.gov/search/search.htm or by
calling (202) 551–8090.
SUPPLEMENTARY INFORMATION:
Summary of the Application
1. The Advisor serves or will serve as
the investment adviser to each SubAdvised Series pursuant to an
investment advisory agreement with
each Trust (the ‘‘Investment
Management Agreement’’ and together,
the ‘‘Investment Management
E:\FR\FM\13MYN1.SGM
13MYN1
]]>Agencies
[Federal Register Volume 84, Number 92 (Monday, May 13, 2019)]
[Notices]
[Page 20914]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2019-09799]
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SECURITIES AND EXCHANGE COMMISSION
Proposed Collection; Comment Request
Upon Written Request Copies Available From: Securities and Exchange
Commission, Office of FOIA Services, 100 F Street NE, Washington, DC
20549-2736
Extension:
Rule 12d1-3, SEC File No. 270-116, OMB Control No. 3235-0109
Notice is hereby given that, pursuant to the Paperwork Reduction
Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange
Commission (``Commission'') is soliciting comments on the collection of
information summarized below. The Commission plans to submit this
existing collection of information to the Office of Management and
Budget for extension and approval.
Exchange Act Rule 12d1-3 (17 CFR 240.12d1-3) requires a
certification that a security has been approved by an exchange for
listing and registration pursuant to Section 12(d) of the Securities
Exchange Act of 1934 (15 U.S.C. 78l(d)) to be filed with the
Commission. The information required under Rule 12d1-3 must be filed
with the Commission and is publicly available. We estimate that it
takes approximately one-half hour per response to provide the
information required under Rule 12d1-3 and that the information is
filed by approximately 688 respondents for a total annual reporting
burden of 344 hours (0.5 hours per response x 688 responses).
Written comments are invited on: (a) Whether this proposed
collection of information is necessary for the performance of the
functions of the agency, including whether the information will have
practical utility; (b) the accuracy of the agency's estimate of the
burden imposed by the collection of information; (c) ways to enhance
the quality, utility, and clarity of the information collected; and (d)
ways to minimize the burden of the collection of information on
respondents, including through the use of automated collection
techniques or other forms of information technology. Consideration will
be given to comments and suggestions submitted in writing within 60
days of this publication.
An agency may not conduct or sponsor, and a person is not required
to respond to, a collection of information unless it displays a
currently valid control number.
Please direct your written comment to Charles Riddle, Acting
Director/Chief Information Officer, Securities and Exchange Commission,
c/o Candace Kenner, 100 F Street NE, Washington, DC 20549 or send an
email to: [email protected].
Dated: May 8, 2019.
Eduardo A. Aleman,
Deputy Secretary.
[FR Doc. 2019-09799 Filed 5-10-19; 8:45 am]
BILLING CODE 8011-01-P
