Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of the iShares Commodity Curve Carry Strategy ETF Under NYSE Arca Rule 8.600-E, 19978 [2019-09258]
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19978
Federal Register / Vol. 84, No. 88 / Tuesday, May 7, 2019 / Notices
jbell on DSK3GLQ082PROD with NOTICES
securities of the issuer that may be sold
within a 12-month period does not
exceed $5,000,000 and certain other
conditions are met. Rule 607 under
Regulation E (17 CFR 230.607) entitled,
‘‘Sales material to be filed,’’ requires
sales material used in connection with
securities offerings under Regulation E
to be filed with the Commission at least
five days (excluding weekends and
holidays) prior to its use.1 Commission
staff reviews sales material filed under
rule 607 for materially misleading
statements and omissions. The
requirements of rule 607 are designed to
protect investors from the use of false or
misleading sales material in connection
with Regulation E offerings.
Respondents to this collection of
information include SBICs and BDCs
making an offering of securities
pursuant to Regulation E. Two filings
were submitted to the Commission
under rule 607 in 2016, 2017, and 2018.
Accordingly, we estimate one annual
response. Each respondent’s reporting
burden under rule 607 relates to the
burden associated with filing its sales
material electronically, which is
negligible. For administrative purposes,
we estimate an annual burden of one
hour. The estimate of average burden
hours is made solely for purposes of the
Paperwork Reduction Act and is not
derived from a quantitative,
comprehensive, or even representative
survey or study of the burdens
associated with Commission rules and
forms.
The requirements of this collection of
information are mandatory. Responses
will not be kept confidential. An agency
may not conduct or sponsor, and a
person is not required to respond to a
collection of information unless it
displays a currently valid control
number.
Written comments are invited on: (a)
Whether the proposed collection of
information is necessary for the proper
performance of the functions of the
agency, including whether the
information will have practical utility;
(b) the accuracy of the agency’s estimate
of the burden of the collection of
information; (c) ways to enhance the
quality, utility, and clarity of the
information collected; and (d) ways to
minimize the burden of the collection of
information on respondents, including
through the use of automated collection
techniques or other forms of information
1 Sales material includes advertisements, articles
or other communications to be published in
newspapers, magazines, or other periodicals; radio
and television scripts; and letters, circulars or other
written communications proposed to be sent given
or otherwise communicated to more than ten
persons.
VerDate Sep<11>2014
16:24 May 06, 2019
Jkt 247001
technology. Consideration will be given
to comments and suggestions submitted
in writing within 60 days of this
publication.
Please direct your written comments
to Charles Riddle, Acting Director/Chief
Information Officer, Securities and
Exchange Commission, C/O Candace
Kenner, 100 F Street NE, Washington,
DC 20549; or send an email to: PRA_
Mailbox@sec.gov.
Dated: May 2, 2019.
Vanessa A. Countryman,
Acting Secretary.
[FR Doc. 2019–09288 Filed 5–6–19; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–85758; File No. SR–
NYSEArca–2019–12]
Self-Regulatory Organizations; NYSE
Arca, Inc.; Notice of Designation of a
Longer Period for Commission Action
on a Proposed Rule Change, as
Modified by Amendment No. 1, To List
and Trade Shares of the iShares
Commodity Curve Carry Strategy ETF
Under NYSE Arca Rule 8.600–E
the Commission shall either approve the
proposed rule change, disapprove the
proposed rule change, or institute
proceedings to determine whether the
proposed rule change should be
disapproved. The 45th day after
publication of the notice for this
proposed rule change is May 4, 2019.
The Commission is extending this 45day time period. The Commission finds
that it is appropriate to designate a
longer period within which to take
action on the proposal so that it has
sufficient time to consider the proposed
rule change, as modified by Amendment
No. 1. Accordingly, the Commission,
pursuant to Section 19(b)(2) of the Act,5
designates June 18, 2019, as the date by
which the Commission shall either
approve or disapprove, or institute
proceedings to determine whether to
disapprove, the proposed rule change
(File No. SR–NYSEArca–2019–12), as
modified by Amendment No. 1.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.6
Eduardo A. Aleman,
Deputy Secretary.
[FR Doc. 2019–09258 Filed 5–6–19; 8:45 am]
BILLING CODE 8011–01–P
May 1, 2019.
On March 1, 2019, NYSE Arca, Inc
(‘‘Exchange’’ or ‘‘NYSE Arca’’) filed
with the Securities and Exchange
Commission (‘‘Commission’’), pursuant
to Section 19(b)(1) of the Securities
Exchange Act of 1934 (‘‘Act’’) 1 and Rule
19b–4 thereunder,2 a proposed rule
change to list and trade the shares of the
iShares Commodity Curve Carry
Strategy ETF, a series of the iShares U.S.
ETF Trust, pursuant to NYSE Arca Rule
8–600–E, which governs the listing and
trading of Managed Fund Shares on the
Exchange. The proposed rule change
was published for comment in the
Federal Register on March 20, 2019.3
On April 18, 2019, the Exchange filed
Amendment No. 1 to the proposed rule
change. The Commission has received
no comment letters on the proposed rule
change.
Section 19(b)(2) of the Act 4 provides
that, within 45 days of the publication
of notice of the filing of a proposed rule
change, or within such longer period up
to 90 days as the Commission may
designate if it finds such longer period
to be appropriate and publishes its
reasons for so finding, or as to which the
self-regulatory organization consents,
1 15
U.S.C.78s(b)(1).
CFR 240.19–4.
3 See Securities Exchange Act Release No. 85312
(March 14, 2019), 84 FR 10369.
4 15 U.S.C. 78s(b)(2).
2 17
PO 00000
Frm 00080
Fmt 4703
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SECURITIES AND EXCHANGE
COMMISSION
Proposed Collection; Comment
Request
Upon Written Request, Copies Available
From: Securities and Exchange
Commission, Office of FOIA Services,
100 F Street NE, Washington, DC
20549–2736
Extension:
Form Custody, SEC File No. 270–643, OMB
Control No. 3235–0691
Notice is hereby given that pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.) (‘‘PRA’’), the
Securities and Exchange Commission
(‘‘Commission’’) is soliciting comments
on the existing collection of information
provided for in Form Custody (17 CFR
249.639) under the Securities Exchange
Act of 1934 (15 U.S.C. 78a et seq.)
(‘‘Exchange Act’’). The Commission
plans to submit this existing collection
of information to the Office of
Management and Budget (‘‘OMB’’) for
extension and approval.
Section 17(a)(1) of the Exchange Act
provides that broker-dealers registered
with the Commission must make and
keep records, furnish copies of the
records, and make and disseminate
5 Id.
6 17
CFR 200.30–3(a)(31).
E:\FR\FM\07MYN1.SGM
07MYN1
]]>Agencies
[Federal Register Volume 84, Number 88 (Tuesday, May 7, 2019)]
[Notices]
[Page 19978]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2019-09258]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
[Release No. 34-85758; File No. SR-NYSEArca-2019-12]
Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of
Designation of a Longer Period for Commission Action on a Proposed Rule
Change, as Modified by Amendment No. 1, To List and Trade Shares of the
iShares Commodity Curve Carry Strategy ETF Under NYSE Arca Rule 8.600-E
May 1, 2019.
On March 1, 2019, NYSE Arca, Inc (``Exchange'' or ``NYSE Arca'')
filed with the Securities and Exchange Commission (``Commission''),
pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b-4 thereunder,\2\ a proposed rule change to
list and trade the shares of the iShares Commodity Curve Carry Strategy
ETF, a series of the iShares U.S. ETF Trust, pursuant to NYSE Arca Rule
8-600-E, which governs the listing and trading of Managed Fund Shares
on the Exchange. The proposed rule change was published for comment in
the Federal Register on March 20, 2019.\3\ On April 18, 2019, the
Exchange filed Amendment No. 1 to the proposed rule change. The
Commission has received no comment letters on the proposed rule change.
---------------------------------------------------------------------------
\1\ 15 U.S.C.78s(b)(1).
\2\ 17 CFR 240.19-4.
\3\ See Securities Exchange Act Release No. 85312 (March 14,
2019), 84 FR 10369.
---------------------------------------------------------------------------
Section 19(b)(2) of the Act \4\ provides that, within 45 days of
the publication of notice of the filing of a proposed rule change, or
within such longer period up to 90 days as the Commission may designate
if it finds such longer period to be appropriate and publishes its
reasons for so finding, or as to which the self-regulatory organization
consents, the Commission shall either approve the proposed rule change,
disapprove the proposed rule change, or institute proceedings to
determine whether the proposed rule change should be disapproved. The
45th day after publication of the notice for this proposed rule change
is May 4, 2019.
---------------------------------------------------------------------------
\4\ 15 U.S.C. 78s(b)(2).
---------------------------------------------------------------------------
The Commission is extending this 45-day time period. The Commission
finds that it is appropriate to designate a longer period within which
to take action on the proposal so that it has sufficient time to
consider the proposed rule change, as modified by Amendment No. 1.
Accordingly, the Commission, pursuant to Section 19(b)(2) of the
Act,\5\ designates June 18, 2019, as the date by which the Commission
shall either approve or disapprove, or institute proceedings to
determine whether to disapprove, the proposed rule change (File No. SR-
NYSEArca-2019-12), as modified by Amendment No. 1.
---------------------------------------------------------------------------
\5\ Id.
For the Commission, by the Division of Trading and Markets,
pursuant to delegated authority.\6\
---------------------------------------------------------------------------
\6\ 17 CFR 200.30-3(a)(31).
---------------------------------------------------------------------------
Eduardo A. Aleman,
Deputy Secretary.
[FR Doc. 2019-09258 Filed 5-6-19; 8:45 am]
BILLING CODE 8011-01-P
