Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940, 18910-18911 [2019-08885]

Download as PDF 18910 Federal Register / Vol. 84, No. 85 / Thursday, May 2, 2019 / Notices For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.14 Jill M. Peterson, Assistant Secretary. [FR Doc. 2019–08911 Filed 5–1–19; 8:45 am] BILLING CODE 8011–01–P SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No. 33462] Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 April 26, 2019. The following is a notice of applications for deregistration under section 8(f) of the Investment Company Act of 1940 for the month of April 2019. A copy of each application may be obtained via the Commission’s website by searching for the file number, or for an applicant using the Company name box, at https://www.sec.gov/search/ search.htm or by calling (202) 551– 8090. An order granting each application will be issued unless the SEC orders a hearing. Interested persons may request a hearing on any application by writing to the SEC’s Secretary at the address below and serving the relevant applicant with a copy of the request, personally or by mail. Hearing requests should be received by the SEC by 5:30 p.m. on May 21, 2019, and should be accompanied by proof of service on applicants, in the form of an affidavit or, for lawyers, a certificate of service. Pursuant to Rule 0–5 under the Act, hearing requests should state the nature of the writer’s interest, any facts bearing upon the desirability of a hearing on the matter, the reason for the request, and the issues contested. Persons who wish to be notified of a hearing may request notification by writing to the Commission’s Secretary. The Commission: Secretary, U.S. Securities and Exchange Commission, 100 F Street NE, Washington, DC 20549–1090. khammond on DSKBBV9HB2PROD with NOTICES ADDRESSES: FOR FURTHER INFORMATION CONTACT: Shawn Davis, Branch Chief, at (202) 551–6413 or Chief Counsel’s Office at (202) 551–6821; SEC, Division of Investment Management, Chief Counsel’s Office, 100 F Street NE, Washington, DC 20549–8010. 14 17 CFR 200.30–3(a)(12). VerDate Sep<11>2014 18:51 May 01, 2019 Jkt 247001 ClearBridge American Energy MLP Fund Inc. [File No. 811–22805] Summary: Applicant, a closed-end investment company, seeks an order declaring that it has ceased to be an investment company. The applicant has transferred its assets to ClearBridge Energy Midstream Opportunity Fund Inc. and, on November 16, 2018, made a final distribution to its shareholders based on net asset value. Expenses of $1,140,539 incurred in connection with the reorganization were paid by the applicant’s investment adviser or an affiliate thereof. Filing Date: The application was filed on March 7, 2019. Applicant’s Address: 620 Eighth Avenue, 49th Floor, New York, New York 10018. Filing Date: The application was filed March 15, 2019. Applicant’s Address: 345 Park Avenue, New York, New York 10154. College & University Facility Loan Trust Two [File No. 811–05506] Summary: Applicant, a closed-end investment company, seeks an order declaring that it has ceased to be an investment company. Applicant currently has two beneficial owners and will continue to operate as a private investment fund in reliance on Section 3(c)(1) of the Act. Filing Date: The application was filed on January 22, 2019. Applicant’s Address: c/o U.S. Bank National Association, as Owner Trustee, One Federal Street, Boston, Massachusetts 02110. Eagle Capital Appreciation Fund [File No. 811–04338] Deutsche DWS Value Series, Inc. [File No. 811–05385] Summary: Applicant seeks an order declaring that it has ceased to be an investment company. The applicant has transferred its assets to DWS Mid Cap Value Fund and DWS CROCI Equity Dividend Fund, each a series of Deutsche DWS Investment Trust, and on August 1, 2018, made a final distribution to its shareholders based on net asset value. Expenses of $79,626 incurred in connection with the reorganization were paid by the applicant. Filing Date: The application was filed on March 18, 2019. Applicant’s Address: 345 Park Avenue, New York, New York 10154. Deutsche Multi-Market Income Trust [File No. 811–05689] Summary: Applicant, a closed-end investment company, seeks an order declaring that it has ceased to be an investment company. On November 19, 2018, applicant made liquidating distributions to its shareholders based on net asset value. Expenses of $997.50 incurred in connection with the liquidation were paid by the applicant. PO 00000 Frm 00148 Fmt 4703 Sfmt 4703 Deutsche Strategic Income Trust [File No. 811–08382] Summary: Applicant, a closed-end investment company, seeks an order declaring that it has ceased to be an investment company. On November 19, 2018, applicant made liquidating distributions to its shareholders based on net asset value. Expenses of $997.50 incurred in connection with the liquidation were paid by the applicant. Filing Date: The application was filed on March 15, 2019. Applicant’s Address: 345 Park Avenue, New York, New York 10154. Summary: Applicant seeks an order declaring that it has ceased to be an investment company. The applicant has transferred its assets to Carillon Series Trust and, on November 17, 2017, made a final distribution to its shareholders based on net asset value. Expenses of $111,982.04 incurred in connection with the reorganization were paid by the applicant’s investment adviser and its affiliates. Filing Dates: The application was filed on January 25, 2019, and amended on April 12, 2019. Applicant’s Address: 880 Carillon Parkway, St. Petersburg, Florida 33716. Eagle Growth & Income Fund [File No. 811–04767] Summary: Applicant seeks an order declaring that it has ceased to be an investment company. The applicant has transferred its assets to Carillon Series Trust and, on November 17, 2017, made a final distribution to its shareholders based on net asset value. Expenses of $95,655.82 incurred in connection with the reorganization were paid by the applicant’s investment adviser and its affiliates. Filing Dates: The application was filed on January 25, 2019, and amended on April 12, 2019. Applicant’s Address: 880 Carillon Parkway, St. Petersburg, Florida 33716. Fidelity Systematic Investment Plans [File No. 811–01905] Summary: Applicant, a unit investment trust, seeks an order declaring that it has ceased to be an investment company. On November 16, 2018, applicant made liquidating distributions to its shareholders, based on net asset value. Expenses of $47,735.85 incurred in connection with E:\FR\FM\02MYN1.SGM 02MYN1 Federal Register / Vol. 84, No. 85 / Thursday, May 2, 2019 / Notices the liquidation were paid by Fidelity Investments Institutional Operations Company, Inc. Filing Dates: The application was filed on November 30, 2018, and amended on April 18, 2019. Applicant’s Address: Fidelity Distributors Corporation, 900 Salem Street, Smithfield, Rhode Island 02917. Multisector Income Portfolio [File No. 811–22786] Summary: Applicant seeks an order declaring that it has ceased to be an investment company. On June 22, 2018, applicant made liquidating distributions to its shareholders based on net asset value. No expenses were incurred in connection with the liquidation. Filing Dates: The application was filed on February 21, 2019, and amended on April 2, 2019. Applicant’s Address: Two International Place, Boston, Massachusetts 02110. SMID-Cap Portfolio [File No. 811– 10609] Summary: Applicant seeks an order declaring that it has ceased to be an investment company. On May 18, 2018, applicant made liquidating distributions to its shareholders based on net asset value. No expenses were incurred in connection with the liquidation. Filing Dates: The application was filed on February 21, 2019, and amended on April 12, 2019. Applicant’s Address: Two International Place, Boston, Massachusetts 02110. khammond on DSKBBV9HB2PROD with NOTICES Tax-Managed Global Small-Cap Portfolio [File No. 811–10599] Summary: Applicant seeks an order declaring that it has ceased to be an investment company. On January 19, 2018, applicant made liquidating distributions to its shareholders based on net asset value. No expenses were incurred in connection with the liquidation. Filing Dates: The application was filed on March 5, 2019, and amended on April 5, 2019. Applicant’s Address: Two International Place, Boston, Massachusetts 02110. For the Commission, by the Division of Investment Management, pursuant to delegated authority. Jill M. Peterson, Assistant Secretary. [FR Doc. 2019–08885 Filed 5–1–19; 8:45 am] BILLING CODE 8011–01–P VerDate Sep<11>2014 18:51 May 01, 2019 Jkt 247001 SECURITIES AND EXCHANGE COMMISSION [Release No. 34–85731; File No. SR– NYSEAMER–2019–16] Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.11E, Limit Up-Limit Down Plan and Trading Pauses in Individual Securities Due to Extraordinary Market Volatility April 26, 2019. Pursuant to Section 19(b)(1) 1 of the Securities Exchange Act of 1934 (the ‘‘Act’’) 2 and Rule 19b–4 thereunder,3 notice is hereby given that on April 18, 2019, NYSE American LLC (‘‘NYSE American’’ or the ‘‘Exchange’’) filed with the Securities and Exchange Commission (the ‘‘Commission’’) the proposed rule change as described in Items I and II below, which Items have been prepared by the self-regulatory organization. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons. I. Self-Regulatory Organization’s Statement of the Terms of Substance of the Proposed Rule Change The Exchange proposes to amend Rule 7.11E, Limit Up-Limit Down Plan and Trading Pauses in Individual Securities Due to Extraordinary Market Volatility. The proposed rule change is available on the Exchange’s website at www.nyse.com, at the principal office of the Exchange, and at the Commission’s Public Reference Room. II. Self-Regulatory Organization’s Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change In its filing with the Commission, the self-regulatory organization included statements concerning the purpose of, and basis for, the proposed rule change and discussed any comments it received on the proposed rule change. The text of those statements may be examined at the places specified in Item IV below. The Exchange has prepared summaries, set forth in sections A, B, and C below, of the most significant parts of such statements. 1 15 U.S.C. 78s(b)(1). U.S.C. 78a. 3 17 CFR 240.19b–4. 2 15 PO 00000 Frm 00149 Fmt 4703 Sfmt 4703 18911 A. Self-Regulatory Organization’s Statement of the Purpose of, and the Statutory Basis for, the Proposed Rule Change 1. Purpose The Participants filed the Plan to Address Extraordinary Market Volatility (the ‘‘Limit Up-Limit Down Plan’’ or the ‘‘Plan’’) with the Commission on April 5, 2011 to create a market-wide limit uplimit down mechanism intended to address extraordinary market volatility in NMS Stocks,4 as defined in Rule 600(b)(47) of Regulation NMS under the Exchange Act.5 The Plan sets forth procedures that provide for market-wide limit up-limit down requirements to prevent trades in individual NMS Stocks from occurring outside of the specified Price Bands. These limit uplimit down requirements are coupled with Trading Pauses, as defined in Section I(Y) of the Plan, to accommodate more fundamental price moves. In particular, the Participants adopted this Plan to address extraordinary volatility in the securities markets, i.e., significant fluctuations in individual securities’ prices over a short period of time, such as those experienced during the ‘‘Flash Crash’’ on the afternoon of May 6, 2010. The Plan was originally approved on a pilot basis to allow the public, the Participants, and the Commission to assess the operation of the Plan and whether the Plan should be modified prior to consideration of approval on a permanent basis.6 The Commission recently approved an amendment to the Plan to allow the Plan to operate on a permanent basis.7 Rule 7.11E is designed to comply with the Plan’s requirement that exchanges establish, maintain, and enforce written policies and procedures that are reasonably designed to comply with the limit up-limit down and trading pause requirements specified in the Plan.8 In sum, Rule 7.11E provides that the Exchange will not display or execute trading interest outside the Price Bands as required by the limit up-limit down and trading pause requirements specified in the Plan. Rule 7.11E is designed to ensure that trading interest 4 On May 31, 2012, the Commission approved the Plan, as modified by Amendment No. 1. See Securities Exchange Act Release No. 67091, 77 FR 33498 (June 6, 2012) (File No. 4–631) (‘‘Approval Order’’). 5 17 CFR 242.600(b)(47). 6 See supra note 4. 7 See Securities Exchange Act Release No. 85623 (April 11, 2019), 84 FR 16086 (April 17, 2019) (File No. 4–631). 8 See Securities Exchange Act Release No. 68875 (February 8, 2013), 78 FR 10678 (February 14, 2013) (SR–NYSEMKT–2013–05). E:\FR\FM\02MYN1.SGM 02MYN1

Agencies

[Federal Register Volume 84, Number 85 (Thursday, May 2, 2019)]
[Notices]
[Pages 18910-18911]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2019-08885]


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SECURITIES AND EXCHANGE COMMISSION

[Investment Company Act Release No. 33462]


Notice of Applications for Deregistration Under Section 8(f) of 
the Investment Company Act of 1940

April 26, 2019.
    The following is a notice of applications for deregistration under 
section 8(f) of the Investment Company Act of 1940 for the month of 
April 2019. A copy of each application may be obtained via the 
Commission's website by searching for the file number, or for an 
applicant using the Company name box, at https://www.sec.gov/search/search.htm or by calling (202) 551-8090. An order granting each 
application will be issued unless the SEC orders a hearing. Interested 
persons may request a hearing on any application by writing to the 
SEC's Secretary at the address below and serving the relevant applicant 
with a copy of the request, personally or by mail.
    Hearing requests should be received by the SEC by 5:30 p.m. on May 
21, 2019, and should be accompanied by proof of service on applicants, 
in the form of an affidavit or, for lawyers, a certificate of service. 
Pursuant to Rule 0-5 under the Act, hearing requests should state the 
nature of the writer's interest, any facts bearing upon the 
desirability of a hearing on the matter, the reason for the request, 
and the issues contested. Persons who wish to be notified of a hearing 
may request notification by writing to the Commission's Secretary.

ADDRESSES: The Commission: Secretary, U.S. Securities and Exchange 
Commission, 100 F Street NE, Washington, DC 20549-1090.

FOR FURTHER INFORMATION CONTACT: Shawn Davis, Branch Chief, at (202) 
551-6413 or Chief Counsel's Office at (202) 551-6821; SEC, Division of 
Investment Management, Chief Counsel's Office, 100 F Street NE, 
Washington, DC 20549-8010.

ClearBridge American Energy MLP Fund Inc. [File No. 811-22805]

    Summary: Applicant, a closed-end investment company, seeks an order 
declaring that it has ceased to be an investment company. The applicant 
has transferred its assets to ClearBridge Energy Midstream Opportunity 
Fund Inc. and, on November 16, 2018, made a final distribution to its 
shareholders based on net asset value. Expenses of $1,140,539 incurred 
in connection with the reorganization were paid by the applicant's 
investment adviser or an affiliate thereof.
    Filing Date: The application was filed on March 7, 2019.
    Applicant's Address: 620 Eighth Avenue, 49th Floor, New York, New 
York 10018.

College & University Facility Loan Trust Two [File No. 811-05506]

    Summary: Applicant, a closed-end investment company, seeks an order 
declaring that it has ceased to be an investment company. Applicant 
currently has two beneficial owners and will continue to operate as a 
private investment fund in reliance on Section 3(c)(1) of the Act.
    Filing Date: The application was filed on January 22, 2019.
    Applicant's Address: c/o U.S. Bank National Association, as Owner 
Trustee, One Federal Street, Boston, Massachusetts 02110.

Deutsche DWS Value Series, Inc. [File No. 811-05385]

    Summary: Applicant seeks an order declaring that it has ceased to 
be an investment company. The applicant has transferred its assets to 
DWS Mid Cap Value Fund and DWS CROCI Equity Dividend Fund, each a 
series of Deutsche DWS Investment Trust, and on August 1, 2018, made a 
final distribution to its shareholders based on net asset value. 
Expenses of $79,626 incurred in connection with the reorganization were 
paid by the applicant.
    Filing Date: The application was filed on March 18, 2019.
    Applicant's Address: 345 Park Avenue, New York, New York 10154.

Deutsche Multi-Market Income Trust [File No. 811-05689]

    Summary: Applicant, a closed-end investment company, seeks an order 
declaring that it has ceased to be an investment company. On November 
19, 2018, applicant made liquidating distributions to its shareholders 
based on net asset value. Expenses of $997.50 incurred in connection 
with the liquidation were paid by the applicant.
    Filing Date: The application was filed March 15, 2019.
    Applicant's Address: 345 Park Avenue, New York, New York 10154.

Deutsche Strategic Income Trust [File No. 811-08382]

    Summary: Applicant, a closed-end investment company, seeks an order 
declaring that it has ceased to be an investment company. On November 
19, 2018, applicant made liquidating distributions to its shareholders 
based on net asset value. Expenses of $997.50 incurred in connection 
with the liquidation were paid by the applicant.
    Filing Date: The application was filed on March 15, 2019.
    Applicant's Address: 345 Park Avenue, New York, New York 10154.

Eagle Capital Appreciation Fund [File No. 811-04338]

    Summary: Applicant seeks an order declaring that it has ceased to 
be an investment company. The applicant has transferred its assets to 
Carillon Series Trust and, on November 17, 2017, made a final 
distribution to its shareholders based on net asset value. Expenses of 
$111,982.04 incurred in connection with the reorganization were paid by 
the applicant's investment adviser and its affiliates.
    Filing Dates: The application was filed on January 25, 2019, and 
amended on April 12, 2019.
    Applicant's Address: 880 Carillon Parkway, St. Petersburg, Florida 
33716.

Eagle Growth & Income Fund [File No. 811-04767]

    Summary: Applicant seeks an order declaring that it has ceased to 
be an investment company. The applicant has transferred its assets to 
Carillon Series Trust and, on November 17, 2017, made a final 
distribution to its shareholders based on net asset value. Expenses of 
$95,655.82 incurred in connection with the reorganization were paid by 
the applicant's investment adviser and its affiliates.
    Filing Dates: The application was filed on January 25, 2019, and 
amended on April 12, 2019.
    Applicant's Address: 880 Carillon Parkway, St. Petersburg, Florida 
33716.

Fidelity Systematic Investment Plans [File No. 811-01905]

    Summary: Applicant, a unit investment trust, seeks an order 
declaring that it has ceased to be an investment company. On November 
16, 2018, applicant made liquidating distributions to its shareholders, 
based on net asset value. Expenses of $47,735.85 incurred in connection 
with

[[Page 18911]]

the liquidation were paid by Fidelity Investments Institutional 
Operations Company, Inc.
    Filing Dates: The application was filed on November 30, 2018, and 
amended on April 18, 2019.
    Applicant's Address: Fidelity Distributors Corporation, 900 Salem 
Street, Smithfield, Rhode Island 02917.

Multisector Income Portfolio [File No. 811-22786]

    Summary: Applicant seeks an order declaring that it has ceased to 
be an investment company. On June 22, 2018, applicant made liquidating 
distributions to its shareholders based on net asset value. No expenses 
were incurred in connection with the liquidation.
    Filing Dates: The application was filed on February 21, 2019, and 
amended on April 2, 2019.
    Applicant's Address: Two International Place, Boston, Massachusetts 
02110.

SMID-Cap Portfolio [File No. 811-10609]

    Summary: Applicant seeks an order declaring that it has ceased to 
be an investment company. On May 18, 2018, applicant made liquidating 
distributions to its shareholders based on net asset value. No expenses 
were incurred in connection with the liquidation.
    Filing Dates: The application was filed on February 21, 2019, and 
amended on April 12, 2019.
    Applicant's Address: Two International Place, Boston, Massachusetts 
02110.

Tax-Managed Global Small-Cap Portfolio [File No. 811-10599]

    Summary: Applicant seeks an order declaring that it has ceased to 
be an investment company. On January 19, 2018, applicant made 
liquidating distributions to its shareholders based on net asset value. 
No expenses were incurred in connection with the liquidation.
    Filing Dates: The application was filed on March 5, 2019, and 
amended on April 5, 2019.
    Applicant's Address: Two International Place, Boston, Massachusetts 
02110.

    For the Commission, by the Division of Investment Management, 
pursuant to delegated authority.
Jill M. Peterson,
Assistant Secretary.
[FR Doc. 2019-08885 Filed 5-1-19; 8:45 am]
 BILLING CODE 8011-01-P
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