Applications for New Awards; Perkins Innovation and Modernization Grant Program, 15193-15204 [2019-07456]
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Frequency of Recordkeeping:
Annually or on occasion.
Service (FRS), toll-free, at 1–800–877–
8339.
(Authority: 44 U.S.C. 3501 et seq.)
SUPPLEMENTARY INFORMATION:
Dated: April 9, 2019.
Robert Sidman,
Deputy Secretary of the Commission.
Full Text of Announcement
[FR Doc. 2019–07381 Filed 4–12–19; 8:45 am]
Purpose of Program: The purpose of
the Perkins Innovation and
Modernization Grant Program is to
identify, support, and rigorously
evaluate Evidence-Based 1 and
innovative strategies and activities to
improve and modernize Career and
Technical Education (CTE) and ensure
workforce skills taught in CTE programs
funded under the Carl D. Perkins Career
and Technical Education Act of 2006, as
amended by the Strengthening Career
and Technical Education for the 21st
Century Act (Perkins V or the Act) align
with labor market needs.
Background: One of the most pressing
tasks and most important opportunities
facing America today is closing the
Nation’s workforce skills gap, while
unleashing untapped talent where it is
needed most. Although the U.S. labor
market has strengthened over the last
several years, as unemployment has
reached historic lows,2 business leaders
continue to voice concerns about the
gap between the skills needed to
advance their companies, and those that
many workers can offer today. The
National Federation of Independent
Business reported that 35 percent of
small businesses were unable to find
qualified applicants to fill job openings
in January 2019.3 The U.S. Chamber of
Commerce Foundation examined skills
gaps on an occupation-by-occupation
basis and detailed in a March 2018
report that more job openings than
workers contributed to a skills gap of
more than 4.4 million job openings. The
skills gap was greatest in the health-care
sector where over a million health-care
jobs are unfilled for lack of qualified
workers.4 The Department knows that
there are many ways to validate that
students have developed skills that
employers need: Industry-recognized
certificates, associates degrees, stackable
credits and credentials, licenses,
I. Funding Opportunity Description
BILLING CODE 6351–01–P
DEPARTMENT OF EDUCATION
Applications for New Awards; Perkins
Innovation and Modernization Grant
Program
Office of Career, Technical, and
Adult Education, Department of
Education.
ACTION: Notice.
AGENCY:
The Department of Education
(Department) is issuing a notice inviting
applications for new awards for fiscal
year (FY) 2019 for the Perkins
Innovation and Modernization Grant
Program, Catalog of Federal Domestic
Assistance (CFDA) number 84.051F.
This notice relates to the approved
information collection under OMB
control number 1894–0006.
DATES:
Applications Available: April 15,
2019.
Deadline for Notice of Intent to Apply:
Applicants are strongly encouraged, but
not required, to submit a notice of intent
to apply by May 15, 2019.
Date of Pre-Application Webinar: For
information about a pre-application
webinar or potential future webinars,
visit the Perkins Collaborative Resource
Network (PCRN) at https://cte.ed.gov/.
Deadline for Transmittal of
Applications: June 14, 2019.
Deadline for Intergovernmental
Review: August 13, 2019.
ADDRESSES: For the addresses for
obtaining and submitting an
application, please refer to our Common
Instructions for Applicants to
Department of Education Discretionary
Grant Programs, published in the
Federal Register on February 13, 2019
(84 FR 3768), and available at
www.govinfo.gov/content/pkg/FR-201902-13/pdf/2019-02206.pdf.
FOR FURTHER INFORMATION CONTACT:
Laura Messenger, U.S. Department of
Education, 400 Maryland Avenue SW,
Potomac Center Plaza (PCP), Room
11028, Washington, DC 20202–7241.
Telephone: (202) 245–7840. Email:
PerkinsIandMgrants@ed.gov.
If you use a telecommunications
device for the deaf (TDD) or a text
telephone (TTY), call the Federal Relay
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SUMMARY:
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1 Throughout this notice, all defined terms are
denoted with capitals.
2 The Employment Situation, U.S. Bureau of
Labor and Statistics. (January 4, 2019). Retrieved
from: www.bls.gov/news.release/pdf/empsit.pdf.
3 National Federation of Independent Business.
Monthly Job Report (January 2019). Retrieved from:
www.nfib.com/assets/jobs1218hw1.pdf.
4 Restuccia, D., Taska, B. and Bittle, S. ‘‘Different
Skills, Different Gaps: Measuring & Closing the
Skills,’’ March 2018. U.S. Chamber of Commerce
Foundation. Retrieved from:
www.uschamberfoundation.org/sites/default/files/
Skills_Gap_Different_Skills_Different_Gaps_
FINAL.pdf.
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advanced degrees, four-year degrees,
and apprenticeships. As Secretary
DeVos has said, ‘‘We must also rethink
education after high school and embrace
the fact that a global economy demands
a posture of lifelong learning . . . We
must put to rest the notion that a
traditional four-year degree is the only
pathway to success.’’ 5
On July 31, 2018, President Trump
signed the Strengthening Career and
Technical Education for the 21st
Century Act, reauthorizing the Carl D.
Perkins Career and Technical Education
Act of 2006. Perkins V recognizes the
importance of developing employability
skills through high-quality CTE
programs and aligns several new key
definitions to the Workforce Innovation
and Opportunity Act (WIOA)(29 U.S.C.
3101 et seq.) and the Elementary and
Secondary Education Act, as amended
by the Every Student Succeeds Act
(ESEA)(20 U.S.C. 6301 et seq.). For
example, the new definition for CTE
Programs of Study requires alignment
with the needs of industry. State plans
under Perkins V require consultation
with employers, among others, and the
local comprehensive needs assessment
must include a description of how CTE
programs are aligned to State, regional,
or local in-demand industry sectors or
occupations. Perkins V allows Eligible
Recipients to build off of these new
opportunities to redesign CTE programs
to better prepare students for successful
careers and to rethink and revitalize
CTE delivery systems in the United
States. One way we will support these
efforts through the Perkins Innovation
and Modernization Grant Program,
funded under section 114(e) of Perkins
V, is by awarding up to six competitive
grants to Eligible Entities, Eligible
Institutions, and Eligible Recipients to
create, develop, implement, replicate, or
take to scale Evidence-Based, fieldinitiated innovations that modernize
CTE, increase program effectiveness and
alignment, and improve student
outcomes. Grant funds under this
competition may be used for a broad
range of approaches to innovation and
modernization, and grantees agree to
conduct a rigorous Independent
Evaluation of their project.
The intent of the Perkins Innovation
and Modernization Grant Program is to
test new ideas that can help better
prepare students for success in the
workforce. Section 114(e)(1) of Perkins
V requires the strategies and activities
funded under this program to be not
5 Devos, Betsy. Remarks to the House Education
and the Workforce Committee, May 22, 2018.
Retrieved from: www.ed.gov/news/speeches/
prepared-remarks-us-secretary-education-betsydevos-house-education-and-workforce-committee.
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only innovative, but also EvidenceBased, using the definition of
‘‘evidence-based’’ from the ESEA. This
definition includes four tiers of
evidence that are distinguished from
each other by the strength and extent of
rigorous research on the effectiveness of
an intervention: An Evidence-Based
strategy or activity may be supported by
strong evidence, moderate evidence,
promising evidence, or evidence that
Demonstrates a Rationale. For this
competition, through the Absolute
Priority, we require applicants to
demonstrate that they meet the
Demonstrates a Rationale evidence tier
and provide a corresponding Logic
Model. Evidence that Demonstrates a
Rationale means a key Project
Component of the proposed strategy or
activity is informed by research or
evaluation findings that suggest it is
likely to improve Relevant Outcomes.
This research may include favorable
findings from an experimental study, a
quasi-experimental design study, a
correlational study with statistical
controls for selection bias, or some other
high-quality research study or
evaluation. We consider Demonstrates a
Rationale to be an appropriate level of
evidence for this competition in order to
invite the broadest possible range of
innovative solutions to persistent
problems in CTE.
Each applicant receiving a grant
under this program must provide for an
Independent Evaluation of the activities
carried out under the grant. Consistent
with 34 CFR 75.591, grantees also must
cooperate in any evaluation of this
program that may be carried out by the
Department. Applicants must include
an assurance in their applications that
they will provide information to the
Secretary, as requested, for evaluations
that the Secretary may carry out.
In addition, to receive a grant under
this program, an applicant must,
through cash or in-kind contributions,
provide matching funds from nonFederal sources in an amount equal to
not less than 50 percent of the funds
provided under such grant. Applicants
may wish to partner with their Perkins
State Eligible Agency 6 in order to pool
fiscal and other resources, combine
expertise, and coordinate project
activities with the State’s leadership
activities funded under section 124 of
Perkins V.
This competition includes three
competitive preference priorities. We
include a competitive preference
6 Applicants can identify their Perkins State
Eligible Agency and contact information for that
agency in the State profiles published on the
Department’s web page at https://cte.ed.gov/
profiles/national-summary.
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priority for projects designed to improve
student achievement or other education
outcomes in science, technology,
engineering, and math (STEM),
generally, with an extra preference for
projects designed to improve student
achievement or other education
outcomes in Computer Science,
specifically. These competitive
preferences are based on Priority 6—
Promoting Science, Technology,
Engineering, or Math (STEM) Education,
With a Particular Focus on Computer
Science, from the Secretary’s Final
Supplemental Priorities and Definitions
for Discretionary Grant Programs,
published on March 2, 2018 (83 FR
9096) (Secretary’s Supplemental
Priorities). Projects that address
Computer Science may include those
that focus on cybersecurity-related
education, training, and apprenticeship
programs, consistent with the Executive
Order on Strengthening the
Cybersecurity of Federal Networks and
Critical Infrastructure,7 as well as
coding. Preparing secondary and
postsecondary CTE students for career
opportunities in industries in the STEM
sectors, such as advanced
manufacturing and health care, is
essential to promoting innovation and
economic growth. Furthermore, STEM
jobs that require less than a bachelor’s
degree pay higher wages than nonSTEM jobs with similar educational
requirements.8
We include a second competitive
preference priority for projects that are
designed to predominantly serve
students from low-income families,
consistent with the statutory
requirement in section 114(e)(4) of the
Act.
We also include a third competitive
preference priority for projects that
propose to serve students residing, or
attending CTE programs, in Qualified
Opportunity Zones. Qualified
Opportunity Zones, established under
the Tax Cuts and Jobs Act (Pub. Law
115–97), are economically-distressed
communities that have been nominated
by the Governor of each State and Chief
Executive Officer of United States
territories and the District of Columbia
and that have been certified by the U.S.
Secretary of the Treasury. Effectively
addressing the education and skill
needs of students in Opportunity Zones
is central to improving the economic
circumstances of these communities. It
7 Trump, Donald, J., Executive Order 13800, 82
FR 22391. (May 11, 2017).
8 Real-Time Insight into the Market for EntryLevel STEM Jobs, Burning Glass Technologies
(2014). Retrieved from: www.burning-glass.com/wpcontent/uploads/Real-Time-Insight-Into-TheMarket-For-Entry-Level-STEM-Jobs.pdf.
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will also help ensure that community
members are trained and ready to
assume the new jobs that will be created
by the infusion of capital in these local
job markets. The Department believes
the opportunities for innovative
approaches to CTE available through
this competition have the potential to
improve economic opportunity in
economically-distressed communities.
Finally, consistent with section
114(e)(5) of Perkins V, the Department
plans to award at least 25 percent of the
available funds to applicants serving
eligible rural communities, contingent
on our receipt of a sufficient number of
applications of sufficient quality.
Improving access to education and
training in rural communities is one of
the priority recommendations of the
Interagency Task Force on Agriculture
and Rural Prosperity that was
established by President Trump through
Executive Order 13790.9
Priorities: This notice contains one
absolute priority, three competitive
preference priorities, and one
invitational priority. We are establishing
the absolute priority and Competitive
Preference Priorities 1, 2, and 3 for the
FY 2019 grant competition and any
subsequent year in which we make
awards from the list of unfunded
applications from this competition, in
accordance with section 437(d)(1) of the
General Education Provisions Act
(GEPA), 20 U.S.C. 1232(d)(1).
Absolute Priority: This priority is an
absolute priority. Under 34 CFR
75.105(c)(3), we consider only
applications that meet this priority.
This priority is:
Plan for Evidence-Based FieldInitiated Innovations.
To meet this priority, applicants must
submit a plan to create, develop,
implement, replicate, or take to scale
Evidence-Based, field-initiated
innovations to modernize and to
improve effectiveness and alignment of
CTE with labor market needs and to
improve student outcomes in CTE.
The plan must include the following
information:
(a) A description of how the proposed
project will carry out one or more of the
allowable activities under section
114(e)(7) of Perkins V, detailed in
Program Requirement 2: Use of Funds,
and how the proposed project is
designed to create, develop, implement,
replicate, or take to scale EvidenceBased, field-initiated innovations to
modernize and improve effectiveness
9 Report to the President of the United States from
the Task Force on Agriculture and Rural Prosperity
(2017). Retrieved at: www.usda.gov/sites/default/
files/documents/rural-prosperity-report.pdf.
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and alignment of CTE with labor market
needs and to improve student outcomes
in CTE;
(b) A detailed description of the key
goals, the activities to be undertaken,
including the Independent Evaluation,
the rationale for selecting those
activities, the timeline, and the parties
responsible for implementing the
activities; and
(c) A description of how the proposed
project Demonstrates a Rationale,
including the corresponding Logic
Model.
Competitive Preference Priorities:
These priorities are competitive
preference priorities. Under 34 CFR
75.105(c)(2)(i), we award an additional
3 points to an application that meets
Competitive Preference Priority 1(a),
and we award an additional 2 points to
an application that meets Competitive
Preference Priority 1(b), as applicable.
We award up to an additional 3 points
to an application, depending on how
well the application meets Competitive
Preference Priority 2, and we award an
additional 2 points to an application
that meets Competitive Preference
Priority 3.
The total maximum points we may
award an application that chooses to
address all of the Competitive
Preference Priorities is 10.
These priorities are:
Competitive Preference Priority 1—
Promoting STEM Education and
Computer Science Education.
Projects designed to improve student
achievement or other education
outcomes in one or more of the
following areas: Science, technology,
engineering, math and Computer
Science. An applicant must address
Competitive Preference Priority 1(a) or
both Competitive Preference Priority
1(a) and Competitive Preference Priority
1(b):
Competitive Preference Priority 1(a)—
Promoting STEM Education (three
points).
Projects designed to improve student
achievement or other education
outcomes in one or more of the
following areas: Science, technology,
engineering, and math. These projects
must address one or more of the
following priority areas:
(a) Increasing access to STEM
coursework, and hands-on learning
opportunities, such as through
expanded course offerings, dualenrollment, high-quality online
coursework, or other innovative
delivery mechanisms.
(b) Creating or expanding
partnerships between schools, local
educational agencies (LEAs), State
educational agencies (SEAs), businesses,
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not-for-profit organizations, or
Institutions of Higher Education (IHEs)
to give students access to internships,
apprenticeships, or other Work-Based
Learning experiences in STEM fields.
(c) Supporting programs that lead to
Recognized Postsecondary Credentials
or skills that align to the skill needs of
industries in the State or regional
economy for careers in STEM fields.
Competitive Preference Priority 1(b)—
Promoting Computer Science Education
(two points).
Projects designed to improve student
achievement or other education
outcomes in Computer Science. These
projects must address one or more of the
following priority areas:
(a) Increasing access to Computer
Science coursework, and hands-on
Computer Science learning
opportunities, such as through
expanded course offerings, dualenrollment, high-quality online
coursework, or other innovative
delivery mechanisms.
(b) Creating or expanding
partnerships between schools, LEAs,
SEAs, businesses, not-for-profit
organizations, or IHEs to give students
access to Computer Science internships,
apprenticeships, or other Work-Based
Learning experiences in Computer
Science fields.
(c) Supporting programs that lead to
Computer Science Recognized
Postsecondary Credentials or skills that
align with the skill needs of industries
in the State or regional economy for
careers in Computer Science.
Competitive Preference Priority 2—
Serving Students from Low-Income
Families (up to 3 points).
Projects designed to predominantly
serve students from low-income
families.
To meet this priority, applicants must
submit a plan in which the students the
applicant proposes to serve are
predominantly from low-income
families.
The plan must include—
(a) The specific activities the
applicant proposes to ensure that the
project will predominantly serve
students from low-income families;
(b) The rationale for how the
proposed activities will result in
projects in which the students to be
served are predominantly students from
low-income families;
(c) The timeline for implementing the
activities;
(d) The parties responsible for
implementing the activities; and
(e) The key data sources and measures
demonstrating that the project is
designed to predominantly serve
students from low-income families.
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Note: These data sources and
measures may include: Children aged 5
through 17 in poverty counted in the
most recent census data approved by the
Secretary; 10 students eligible for a free
or reduced-price lunch under the
Richard B. Russell National School
Lunch Act (42 U.S.C. 1751 et seq.);
students from families receiving
assistance under the State program
funded under part A of title IV of the
Social Security Act; students eligible to
receive medical assistance under the
Medicaid Program; students who are
Federal Pell Grant recipients; students
who are eligible for the Supplemental
Nutrition Assistance Program
authorized by the Food and Nutrition
Act of 2008, as amended (7 U.S.C. 2013
et seq.); or a composite of such
indicators.
Competitive Preference Priority 3—
Serving Students in Qualified
Opportunity Zones (two points).
Projects designed to promote
economic mobility by serving students
residing or attending CTE programs in
Qualified Opportunity Zones. To meet
this priority, each eligible applicant
must—
(a) Submit documentation that
identifies at least one designated
Qualified Opportunity Zone by census
tract number, as well as by the county
and State; and
(b) Describe how the project will
promote economic mobility by serving
students who reside, or who will attend
CTE programs, in the designated
Qualified Opportunity Zone(s)
identified under paragraph (a).
Invitational Priority: For FY 2019, and
any subsequent year in which we make
awards from the list of unfunded
applications from this competition, this
priority is an invitational priority.
Under 34 CFR 75.105(c)(1), we do not
give an application that meets this
invitational priority any preference over
other applications.
This priority is:
Spurring Investment in CTE from
Qualified Opportunity Funds.
Under this priority, an applicant must
provide evidence in its application that
it has received or will receive financial
assistance from a qualified opportunity
fund under section 1400Z–2 of the
Internal Revenue Code, as amended by
the Tax Cuts and Jobs Act, for a purpose
directly related to its proposed project,
especially for property including
needed equipment and technology. In
addressing this priority, an applicant
must identify the qualified opportunity
10 The U.S. Census Bureau LEA poverty estimates
are available at: www.census.gov/data/datasets/
2017/demo/saipe/2017-school-districts.html.
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fund from which it has received or will
receive financial assistance.
Note: Financial assistance from a
qualified opportunity fund could allow
an eligible applicant to meet the cost
sharing or matching requirement in
whole or in part.
Requirements: The application
requirements are from section 114(e)(3)
of Perkins V. All applicants must meet
the application requirements in order to
be considered for funding. Under the
Secretary’s transition authority in
section 4 of the Strengthening Career
and Technical Education for the 21st
Century Act, we are waiving the
application requirement from section
114(e)(3)(E) of Perkins V that requires
applicants to ensure that the plan
reflects the comprehensive needs
assessment required under section
134(c) of Perkins V, because State and
local entities have not yet implemented
this provision. The program
requirements are established in
accordance with section 437(d)(1) of
GEPA. However, they are based on
sections 114(e)(7) and (e)(8) of Perkins
V. The definitions of Computer Science
and Independent Evaluation cross
referenced in both of the program
requirements are established in
accordance with section 437(d)(1) of
GEPA.
The application requirements are:
(a) Each applicant must identify and
designate the agency, institution, or
school responsible for the
administration and supervision of the
proposed project;
(b) Each applicant must describe the
budget for the project, including the
source and amount of the required
matching funds and how the applicant
will continue the project after the grant
period ends, if applicable;
(c) Each applicant must describe how
the applicant will use the grant funds,
including how such grant funds will
directly benefit students, including
Special Populations, served by the
applicant;
Note: In addressing this application
requirement, applicants should indicate
which allowable activities in Program
Requirement 2 the applicant intends to
fund.
(d) Each applicant must describe how
the program assisted under this
subsection will be coordinated with the
activities carried out under section 124
or 135 of Perkins V.
Note: In addressing this application
requirement, applicants need only
describe this coordination, to the extent
the applicant is aware of State
leadership activities or local uses of
funds under section 124 or 135 of
Perkins V.
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(e) Each applicant must describe how
the CTE programs or Programs of Study
to be implemented with grant funds
reflect the needs of regional, State, or
local employers;
(f) Each applicant must describe how
the proposed program will be evaluated
and how that evaluation may inform the
report described in section 114(d)(2)(C)
of Perkins V; and
Note: In addressing this application
requirement, applicants should ensure
that their response is consistent with
Program Requirement 1.
(g) Each applicant must provide an
assurance that the applicant will—
(i) Provide information to the
Secretary, as requested, for evaluations
that the Secretary may carry out; and
(ii) Make data available to third
parties for validation, in accordance
with applicable data privacy laws,
including section 444 of GEPA (20
U.S.C. 1232g, commonly known as the
Family Educational Rights and Privacy
Act of 1974).
Note: The applicable FERPA
disclosure regulations regarding prior
consent may be found at 34 CFR 99.30
and 34 CFR 99.31(a).
The program requirements are:
Program Requirement 1—Evaluation.
In accordance with section 437(d)(1)
of GEPA, a grantee must conduct an
Independent Evaluation of the activities
carried out under the grant and submit
to the Secretary an annual report that
includes:
(a) A description of how the grant
funds were used;
(b) The performance of the project
with respect to, at a minimum, the
performance indicators described under
section 113 of the Act, as applicable,
and disaggregated by—
(1) Subgroups of students described in
section 1111(c)(2)(B) of the ESEA;
(2) Special Populations; and
(3) As appropriate, each CTE program
and Program of Study; and
(c) A quantitative analysis of the
effectiveness of the project.
Program Requirement 2—Use of
Funds.
In accordance with section 437(d)(1)
of GEPA, a grantee must use Perkins
Innovation and Modernization funds for
one or more of the following activities:
(a) Designing and implementing
courses or Programs of Study aligned to
labor market needs in new or emerging
fields and working with industry to
upgrade equipment, technology, and
related curriculum used in CTE
programs, which is needed for the
development, expansion, and
implementation of State-approved CTE
Programs of Study, including—
(1) The development or acquisition of
instructional materials associated with
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the equipment and technology
purchased by an Eligible Entity, Eligible
Institution, or Eligible Recipient through
the grant; or
(2) Efforts to expand, develop, or
implement programs designed to
increase opportunities for students to
take rigorous courses in coding or
Computer Science subject areas, and
support for statewide efforts to increase
access and implementation of coding or
Computer Science courses in order to
meet local labor market needs in
occupations that require skills in those
subject areas.
(b) Improving CTE outcomes of
students served by Eligible Entities,
Eligible Institutions, or Eligible
Recipients through activities such as—
(1) Supporting the development and
enhancement of innovative delivery
models for CTE-related Work-Based
Learning, including school-based
simulated work sites, mentoring, work
site visits, job shadowing, project-based
learning, and skills-based and paid
internships;
(2) Increasing the effective use of
technology within CTE programs and
Programs of Study;
(3) Supporting new models for
integrating academic content at the
secondary and postsecondary level in
CTE; or
(4) Integrating STEM fields, including
Computer Science education, with CTE.
(c) Improving the transition of
students—
(1) From secondary education to
postsecondary education or
employment through programs,
activities, or services that may include
the creation, development, or expansion
of Dual or Concurrent Enrollment
Programs, Articulation Agreements,
Credit Transfer Agreements, and
competency-based education; or
(2) From the completion of one
postsecondary program to another
postsecondary program that awards a
Recognized Postsecondary Credential.
(d) Supporting the development and
enhancement of innovative delivery
models for CTE.
(e) Working with industry to design
and implement courses or Programs of
Study aligned to labor market needs in
new or emerging fields.
(f) Supporting innovative approaches
to CTE by redesigning the high school
experience for students, which may
include Evidence-Based transitional
support strategies for students who have
not met postsecondary education
eligibility requirements.
(g) Creating or expanding recruitment,
retention, or professional development
activities for CTE teachers, faculty,
school leaders, administrators,
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Specialized Instructional Support
Personnel, career guidance and
academic counselors, and
Paraprofessionals, which may include—
(1) Providing resources and training to
improve instruction for, and provide
appropriate accommodations to, Special
Populations;
(2) Externships or site visits with
business and industry;
(3) The integration of coherent and
rigorous academic content standards
and CTE curricula, including through
opportunities for appropriate academic
and CTE teachers to jointly develop and
implement curricula and pedagogical
strategies;
(4) Mentoring by experienced
teachers;
(5) Providing resources or assistance
with meeting State teacher licensure
and credential requirements; or
(6) Training for career guidance and
academic counselors at the secondary
level to improve awareness of
postsecondary education and
postsecondary career options, and
improve the ability of such counselors
to communicate to students the career
opportunities and employment trends.
(h) Improving CTE Concentrator
employment outcomes in nontraditional
fields.
(i) Supporting the use of CTE
programs and Programs of Study in a
coordinated strategy to address
identified employer needs and
workforce shortages, such as shortages
in the early childhood, elementary
school, and secondary school education
workforce.
(j) Providing integrated student
support that addresses the
comprehensive needs of students, such
as incorporating accelerated and
differentiated learning opportunities
supported by Evidence-Based strategies
for Special Populations.
(k) Establishing an online portal for
CTE students, including Special
Populations, preparing for
postsecondary CTE, which may include
opportunities for mentoring, gaining
financial literacy skills, and identifying
career opportunities and interests, and a
platform to establish online savings
accounts to be used exclusively for
postsecondary CTE programs and
Programs of Study.
(l) Developing and implementing a
Pay for Success Initiative.
Definitions: The definitions of
Articulation Agreement, Career and
Technical Education, Credit Transfer
Agreement, CTE Concentrator, Eligible
Agency, Eligible Entity, Eligible
Institution, Eligible Recipient, Pay for
Success Initiative, Postsecondary
Educational Institution, Professional
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Development, Program of Study, Special
Populations, and Work-Based Learning
are from section 3 of Perkins V. The
definitions of Dual or Concurrent
Enrollment Program, Early College High
School, Evidence-Based,
Paraprofessional, and Specialized
Instructional Support Personnel are
from section 8101 of the ESEA (20
U.S.C. 7801 et seq.) because Perkins V
adopted the ESEA definitions (see
subsections (15), (16), (23), and (47) of
section 3 of Perkins V, respectively).
The definition of Institution of Higher
Education is from section 101 of the
Higher Education Act of 1965, as
amended (HEA), because Perkins V
adopted the HEA definition (see section
3(30) of Perkins V). The definitions of
Baseline, Demonstrates a Rationale,
Logic Model, Performance Measure,
Performance Target, Project Component,
and Relevant Outcome are from 34 CFR
77.1. The definition of Recognized
Postsecondary Credential is from
section 3 of WIOA (29 U.S.C. 3102),
because Perkins V adopted the WIOA
definition. The definition of Computer
Science is from the Secretary’s
Supplemental Priorities. We are
establishing the definition for
Independent Evaluation and Qualified
Opportunity Zone for the FY 2019 grant
competition and any subsequent year in
which we make awards from the list of
unfunded applications from this
competition, in accordance with section
437(d)(1) of GEPA.
Articulation Agreement means a
written commitment—
(a) That is agreed upon at the State
level or approved annually by the lead
administrators of—
(1) A secondary institution and a
Postsecondary Educational Institution;
or
(2) A subbaccalaureate degree
granting Postsecondary Educational
Institution and a baccalaureate degree
granting Postsecondary Educational
Institution; and
(b) To a program that is—
(1) Designed to provide students with
a nonduplicative sequence of
progressive achievement leading to
technical skill proficiency, a credential,
a certificate, or a degree; and
(2) Linked through Credit Transfer
Agreements between the 2 institutions
described in clause (1) or (2) of
subparagraph (a) (as the case may be).
Baseline means the starting point
from which performance is measured
and targets are set.
Career and Technical Education
means organized educational activities
that—
(a) Offer a sequence of courses that—
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(1) Provides individuals with rigorous
academic content and relevant technical
knowledge and skills needed to prepare
for further education and careers in
current or emerging professions, which
may include high-skill, high-wage, or
in-demand industry sectors or
occupations, which shall be, at the
secondary level, aligned with the
challenging State academic standards
adopted by a State under section
1111(b)(1) of the ESEA;
(2) Provides technical skill
proficiency or a Recognized
Postsecondary Credential which may
include an industry-recognized
credential, a certificate, or an associate
degree; and
(3) May include prerequisite courses
(other than a remedial course) that meet
the requirements of this subparagraph;
(b) Include competency-based, WorkBased, or other applied learning that
supports the development of academic
knowledge, higher-order reasoning and
problem-solving skills, work attitudes,
employability skills, technical skills,
and occupation-specific skills, and
knowledge of all aspects of an industry,
including entrepreneurship, of an
individual;
(c) To the extent practicable,
coordinate between secondary and
postsecondary education programs
through Programs of Study, which may
include coordination through
Articulation Agreements, Early College
High School programs, Dual or
Concurrent Enrollment Program
opportunities, or other Credit Transfer
Agreements that provide postsecondary
credit or advanced standing; and
(d) May include career exploration at
the high school level or as early as the
middle grades (as such term is defined
in section 8101 of the ESEA).
Computer Science means the study of
computers and algorithmic processes
and includes the study of computing
principles and theories, computational
thinking, computer hardware, software
design, coding, analytics, and computer
applications.
Computer Science often includes
computer programming or coding as a
tool to create software, including
applications, games, websites, and tools
to manage or manipulate data; or
development and management of
computer hardware and the other
electronics related to sharing, securing,
and using digital information.
In addition to coding, the expanding
field of Computer Science emphasizes
computational thinking and
interdisciplinary problem-solving to
equip students with the skills and
abilities necessary to apply computation
in our digital world.
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Computer Science does not include
using a computer for everyday activities,
such as browsing the internet; use of
tools like word processing,
spreadsheets, or presentation software;
or using computers in the study and
exploration of unrelated subjects.
Credit Transfer Agreement means a
formal agreement, such as an
Articulation Agreement, among and
between secondary and postsecondary
education institutions or systems that
grant students transcripted
postsecondary credit, which may
include credit granted to students in
Dual or Concurrent Enrollment
Programs, Early College High School,
dual credit, articulated credit, and credit
granted on the basis of performance on
technical or academic assessments.
CTE Concentrator means—
(a) At the secondary school level, a
student served by an Eligible Recipient
who has completed at least two courses
in a single CTE program or Program of
Study; and
(b) At the postsecondary level, a
student enrolled in an Eligible Recipient
who has—
(1) Earned at least 12 credits within a
CTE program or Program of Study; or
(2) Completed such a program if the
program encompasses fewer than 12
credits or the equivalent in total.
Demonstrates a Rationale means a key
Project Component included in the
project’s Logic Model is informed by
research or evaluation findings that
suggest the Project Component is likely
to improve Relevant Outcomes.
Dual or Concurrent Enrollment
Program means a program offered by a
partnership between at least one IHE
and at least one LEA through which a
secondary school student who has not
graduated from high school with a
regular high school diploma is able to
enroll in one or more postsecondary
courses and earn postsecondary credit
that—
(a) Is transferable to the IHEs in the
partnership; and
(b) Applies toward completion of a
degree or recognized educational
credential as described in the HEA (20
U.S.C. 1001 et seq.).
Early College High School means a
partnership between at least one LEA
and at least one IHE that allows
participants to simultaneously complete
requirements toward earning a regular
high school diploma and earn not less
than 12 credits that are transferable to
the IHEs in the partnership as part of an
organized course of study toward a
postsecondary degree or credential at no
cost to the participant or participant’s
family.
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Eligible Agency means a State board
designated or created consistent with
State law as the sole State agency
responsible for the administration of
CTE in the State or for the supervision
of the administration of CTE in the
State.
Eligible Entity means a consortium
that includes the following:
(a) Representatives of not less than 2
of the following categories of entities, 1
of which shall serve as the fiscal agent
for the consortium:
(1) An LEA or a consortium of such
agencies.
(2) An educational service agency
serving secondary school students.
(3) An area CTE school or a
consortium of such schools.
(4) An Indian Tribe, Tribal
organization, or Tribal educational
agency.
(5) An IHE whose most common
degree awarded is an associate degree,
or a consortium of such institutions.
(6) An IHE whose most common
degree awarded is a bachelor’s or higher
degree, or a consortium of such
institutions.
(7) An SEA.
(b) One or more business or industry
representative partners, which may
include representatives of local or
regional businesses or industries,
including industry or sector
partnerships in the local area, local
workforce development boards, or labor
organizations.
(c) One or more stakeholders, which
may include—
(1) Parents and students;
(2) Representatives of local agencies
serving out-of-school youth, homeless
children and youth, and at-risk youth
(as defined in section 1432 of the ESEA
(20 U.S.C. 6472));
(3) Representatives of Indian Tribes
and Tribal organizations, where
applicable;
(4) Representatives of minorityserving institutions (as described in
paragraphs (1) through (7) of section
371(a) of the HEA (20 U.S.C. 1067q (a)),
where applicable;
(5) Representatives of Special
Populations;
(6) Representatives of adult CTE
providers; or
(7) Other relevant community
stakeholders.
Eligible Institution means—
(a) A consortium of 2 or more of the
entities described in subparagraphs (b)
through (f);
(b) A public or nonprofit private IHE
that offers and will use funds provided
under this title in support of CTE
courses that lead to technical skill
proficiency or a Recognized
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Postsecondary Credential, including an
industry-recognized credential, a
certificate, or an associate degree;
(c) An LEA providing education at the
postsecondary level;
(d) An area CTE school providing
education at the postsecondary level;
(e) An Indian Tribe, Tribal
organization, or Tribal education agency
that operates a school or may be present
in the State;
(f) A Postsecondary Educational
Institution controlled by the Bureau of
Indian Education or operated by or on
behalf of any Indian Tribe that is
eligible to contract with the Secretary of
the Interior for the administration of
programs under the Indian SelfDetermination and Education
Assistance Act (25 U.S.C. 5301 et seq.)
or the Act of April 16, 1934 (25 U.S.C.
5342 et seq.);
(g) A tribally controlled college or
university; or
(h) An educational service agency.
Eligible Recipient means—
(a) An LEA (including a public charter
school that operates as an LEA), an area
CTE school, an educational service
agency, an Indian Tribe, Tribal
organization, or Tribal educational
agency or a consortium, eligible to
receive assistance under section 131; or
(b) An Eligible Institution or
consortium of Eligible Institutions
eligible to receive assistance under
section 132.
Evidence-Based, when used with
respect to State, LEA, or school activity,
means an activity, strategy, or
intervention that—
(1) Demonstrates a Rationale based on
high-quality research findings or
positive evaluation that such activity,
strategy, or intervention is likely to
improve student outcomes or other
Relevant Outcomes; and
(2) Includes ongoing efforts to
examine the effects of such activity,
strategy, or intervention.
Note: Under section 3(23) of Perkins
V, and specifically for the purpose of
this competition, this definition of
Evidence-Based from section
8101(21)(A) of the ESEA also applies to
an Eligible Entity, an Eligible
Institution, and an Eligible Recipient.
Independent Evaluation means an
evaluation that is designed and carried
out independent of and external to the
grantee but in coordination with any
employees of the grantee who develop
a Project Component that is currently
being implemented as part of the grant’s
activities.
Institution of Higher Education (IHE)
means—
(a) An educational institution in any
State that—
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(1) Admits as regular students only
persons having a certificate of
graduation from a school providing
secondary education, or the recognized
equivalent of such a certificate, or
persons who meet the requirements of
section 484(d)(3) of the HEA;
(2) Is legally authorized within such
State to provide a program of education
beyond secondary education;
(3) Provides an educational program
for which the institution awards a
bachelor’s degree or provides not less
than a 2-year program that is acceptable
for full credit toward such a degree, or
awards a degree that is acceptable for
admission to a graduate or professional
degree program, subject to review and
approval by the Secretary;
(4) Is a public or other nonprofit
institution; and
(5) Is accredited by a nationally
recognized accrediting agency or
association or, if not so accredited, is an
institution that has been granted preaccreditation status by such an agency
or association that has been recognized
by the Secretary of Education for the
granting of pre-accreditation status, and
the Secretary of Education has
determined that there is satisfactory
assurance that the institution will meet
the accreditation standards of such an
agency or association within a
reasonable time.
(b) The term also includes:
(1) Any school that provides not less
than a 1-year program of training to
prepare students for gainful
employment in a recognized occupation
and that meets the provisions of
paragraphs (1), (2), (4), and (5) of
subsection (a) of this definition; and
(2) A public or nonprofit private
educational institution in any State that,
in lieu of the requirement in subsection
(a)(1) of this definition, admits as
regular students individuals—
(A) Who are beyond the age of
compulsory school attendance in the
State in which the institution is located;
or
(B) Who will be dually or
concurrently enrolled in the institution
and a secondary school.
Logic Model (also referred to as a
theory of action) means a framework
that identifies key Project Components
of the proposed project (i.e., the active
‘‘ingredients’’ that are hypothesized to
be critical to achieving the Relevant
Outcomes) and describes the theoretical
and operational relationships among the
key Project Components and Relevant
Outcomes.
Paraprofessional, also known as a
‘‘paraeducator,’’ includes an education
assistant and instructional assistant.
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Pay for Success Initiative means a
performance-based grant, contract, or
cooperative agreement awarded by a
State or local public entity (such as an
LEA) to a public or private nonprofit
entity—
(a) In which a commitment is made to
pay for improved outcomes that result
in increased public value and social
benefit to students and the public
sector, such as improved student
outcomes as evidenced by the indicators
of performance described in section
113(b)(2) of Perkins V and direct cost
savings or cost avoidance to the public
sector; and
(b) That includes—
(1) A feasibility study on the initiative
describing how the proposed
intervention is based on evidence of
effectiveness;
(2) A rigorous, third-party evaluation
that uses experimental or quasiexperimental design or other research
methodologies that allow for the
strongest possible causal inferences to
determine whether the initiative has
met its proposed outcomes;
(3) An annual, publicly available
report on the progress of the initiative;
and
(4) A requirement that payments are
made to the recipient of a grant,
contract, or cooperative agreement only
when agreed upon outcomes are
achieved, except that the entity may
make payments to the third party
conducting the evaluation described in
subclause (2).
Exclusion—The term ‘‘Pay for Success
Initiative’’ does not include any
initiative that—
(a) Reduces the special education or
related services that a student would
otherwise receive under the Individuals
with Disabilities Education Act (IDEA);
or
(b) Otherwise reduces the rights of a
student or the obligations of an entity
under the IDEA, the Rehabilitation Act
of 1973 (29 U.S.C. 701 et seq.),11 the
Americans with Disabilities Act of 1990
(42 U.S.C. 12101 et seq.), or any other
law.
Performance Measure means any
quantitative indicator, statistic, or
metric used to gauge program or project
performance.
Performance Target means a level of
performance that an applicant would
seek to meet during the course of a
project or as a result of a project.
Postsecondary Educational Institution
means—
(a) An IHE that provides not less than
a 2-year program of instruction that is
11 This includes Section 504 of the Rehabilitation
Act of 1973 (29 U.S.C. 794).
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acceptable for credit toward a bachelor’s
degree;
(b) A tribally controlled college or
university; or
(c) A nonprofit educational institution
offering certificate or other skilled
training programs at the postsecondary
level.
Professional Development means
activities that—
(a) Are an integral part of Eligible
Agency, Eligible Recipient, institution,
or school strategies for providing
educators (including teachers,
principals, other school leaders,
administrators, Specialized
Instructional Support Personnel, career
guidance and academic counselors, and
Paraprofessionals) with the knowledge
and skills necessary to enable students
to succeed in Career and Technical
Education, to meet challenging State
academic standards under section
1111(b)(1) of the ESEA, or to achieve
academic skills at the postsecondary
level; and
(b) Are sustained (not stand-alone, 1day, or short-term workshops),
intensive, collaborative, job-embedded,
data-driven, and classroom-focused, to
the extent practicable Evidence-Based,
and may include activities that—
(1) Improve and increase educators’—
(A) Knowledge of the academic and
technical subjects;
(B) Understanding of how students
learn; and
(C) Ability to analyze student work
and achievement from multiple sources,
including how to adjust instructional
strategies, assessments, and materials
based on such analysis;
(2) Are an integral part of Eligible
Recipients’ improvement plans;
(3) Allow personalized plans for each
educator to address the educator’s
specific needs identified in observation
or other feedback;
(4) Support the recruitment, hiring,
and training of effective educators,
including educators who became
certified through State and local
alternative routes to certification;
(5) Advance educator understanding
of—
(A) Effective instructional strategies
that are Evidence-Based; and
(B) Strategies for improving student
academic and technical achievement or
substantially increasing the knowledge
and teaching skills of educators;
(6) Are developed with extensive
participation of educators, parents,
students, and representatives of Indian
Tribes (as applicable), of schools and
institutions served under the Act;
(7) Are designed to give educators of
students who are English learners in
CTE programs or Programs of Study the
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knowledge and skills to provide
instruction and appropriate language
and academic support services to those
students, including the appropriate use
of curricula and assessments;
(8) As a whole, are regularly evaluated
for their impact on increased educator
effectiveness and improved student
academic and technical achievement,
with the findings of the evaluations
used to improve the quality of
professional development;
(9) Are designed to give educators of
individuals with disabilities in CTE
programs or Programs of Study the
knowledge and skills to provide
instruction and academic support
services to those individuals, including
positive behavioral interventions and
supports, multi-tier system of supports,
and use of accommodations;
(10) Include instruction in the use of
data and assessments to inform and
instruct classroom practice;
(11) Include instruction in ways that
educators may work more effectively
with parents and families;
(12) Provide follow-up training to
educators who have participated in
activities described in this paragraph
that are designed to ensure that the
knowledge and skills learned by the
educators are implemented in the
classroom;
(13) Promote the integration of
academic knowledge and skills and
relevant technical knowledge and skills,
including programming jointly
delivered to academic and CTE teachers;
or
(14) Increase the ability of educators
providing CTE instruction to stay
current with industry standards.
Program of Study means a
coordinated, nonduplicative sequence
of academic and technical content at the
secondary and postsecondary level
that—
(a) Incorporates challenging State
academic standards, including those
adopted by a State under section
1111(b)(1) of the ESEA;
(b) Addresses both academic and
technical knowledge and skills,
including employability skills;
(c) Is aligned with the needs of
industries in the economy of the State,
region, Tribal community, or local area;
(d) Progresses in specificity
(beginning with all aspects of an
industry or career cluster and leading to
more occupation-specific instruction);
(e) Has multiple entry and exit points
that incorporate credentialing; and
(f) Culminates in the attainment of a
Recognized Postsecondary Credential.
Project Component means an activity,
strategy, intervention, process, product,
practice, or policy included in a project.
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Evidence may pertain to an individual
project component or to a combination
of project components (e.g., training
teachers on instructional practices for
English learners and follow-on coaching
for these teachers).
Qualified Opportunity Zone is an
economically distressed community
where new investments, under certain
conditions, may be eligible for
preferential tax treatment. Localities are
Qualified Opportunity Zones if they
have been nominated for that
designation by the State and that
nomination has been certified by the
Secretary of the U.S. Treasury via his
delegation of authority to the Internal
Revenue Service. A list of designated
Qualified Opportunity Zones and other
resources can be found at:
www.cdfifund.gov/Pages/OpportunityZones.aspx.
Recognized Postsecondary Credential
means a credential consisting of an
industry-recognized certificate or
certification, a certificate of completion
of an apprenticeship, a license
recognized by the State involved or
Federal Government, or an associate or
baccalaureate degree.
Relevant Outcome means the student
outcome(s) or other outcome(s) the key
Project Component is designed to
improve, consistent with the specific
goals of the program.
Specialized Instructional Support
Personnel means—
(a) School counselors, school social
workers, and school psychologists; and
(b) Other qualified professional
personnel, such as school nurses,
speech language pathologists, and
school librarians, involved in providing
assessment, diagnosis, counseling,
educational, therapeutic, and other
necessary services (including related
services as that term is defined in
section 602 of the IDEA (20 U.S.C.
1401)) as part of a comprehensive
program to meet student needs.
Special Populations means—
(a) Individuals with disabilities;
(b) Individuals from economically
disadvantaged families, including lowincome youth and adults;
(c) Individuals preparing for
nontraditional fields;
(d) Single parents, including single
pregnant women;
(e) Out-of-workforce individuals;
(f) English learners;
(g) Homeless individuals described in
section 725 of the McKinney-Vento
Homeless Assistance Act (42 U.S.C.
11434a);
(h) Youth who are in, or have aged out
of, the foster care system; and
(i) Youth with a parent who—
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(1) Is a member of the armed forces (as
such term is defined in section 101(a)(4)
of title 10, United States Code); and
(2) Is on active duty (as such term is
defined in section 101(d)(1) of such
title).
Work-Based Learning means
sustained interactions with industry or
community professionals in real
workplace settings, to the extent
practicable, or simulated environments
at an educational institution that foster
in-depth, firsthand engagement with the
tasks required of a given career field,
that are aligned to curriculum and
instruction.
Waiver of Proposed Rulemaking:
Under the Administrative Procedure Act
(5 U.S.C. 553), the Department generally
offers interested parties the opportunity
to comment on proposed priorities,
program requirements, and definitions.
Section 437(d)(1) of GEPA, however,
allows the Secretary to exempt from
rulemaking requirements regulations
governing the first grant competition
under a new or substantially revised
program authority. This is the first grant
competition for this program under
section 114(e) of Perkins V and,
therefore, qualifies for this exemption.
In order to ensure timely grant awards,
the Secretary has decided to forgo
public comment on the priorities,
program requirements, and definitions
under section 437(d)(1) of GEPA. These
priorities, program requirements, and
definitions will apply to the FY 2019
grant competition and any subsequent
year in which we make awards from the
list of unfunded applications from this
competition.
Program Authority: Section 114(e) of
Perkins V.
Applicable Regulations: (a) The
Education Department General
Administrative Regulations in 34 CFR
parts 75, 77, 79, 81, 82, 84, 86, 97, 98,
and 99. (b) The Office of Management
and Budget Guidelines to Agencies on
Governmentwide Debarment and
Suspension (Nonprocurement) in 2 CFR
part 180, as adopted and amended as
regulations of the Department in 2 CFR
part 3485. (c) The Uniform
Administrative Requirements, Cost
Principles, and Audit Requirements for
Federal Awards in 2 CFR part 200, as
adopted and amended as regulations of
the Department in 2 CFR part 3474. (d)
Secretary’s Supplemental Priorities.
Note: The regulations in 34 CFR part
86 apply to IHEs only.
II. Award Information
Type of Award: Discretionary grants.
Estimated Available Funds:
$2,800,000.
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Contingent upon the availability of
funds and the quality of applications,
we may make additional awards in
subsequent years from the list of
unfunded applications from this
competition.
Estimated Range of Awards:
$400,000–$500,000 for one 36-month
project period.
Estimated Average Size of Awards:
$450,000.
Estimated Number of Awards: 6.
Note: The Department is not bound by
any estimates and does not set a
maximum award in this notice.
Project Period: Up to 60 months. We
anticipate that initial awards under this
competition will be made for a threeyear (36-month) period.
Under section 114(e)(6)(B) of Perkins
V, contingent upon the availability of
funds and each grantee’s demonstration
to the Secretary that the grantee is
achieving the program objectives and, as
applicable, has improved education
outcomes for CTE students, including
Special Populations, the Secretary may
make continuation awards to grantees
for the remainder of the project period.
Note: Under section 114(e)(5) of
Perkins V, the Department must use at
least 25 percent of Perkins Innovation
and Modernization funds per fiscal year
to make awards to applicants serving
rural areas, contingent on receipt of a
sufficient number of applications of
sufficient quality. For purposes of this
competition, we will consider an
applicant as rural if the applicant meets
the qualifications for rural applicants
established in section 114(e)(5)(A) of
Perkins V, and the applicant certifies
that it meets those qualifications in its
application. In implementing this
statutory provision and program
requirement, the Department may fund
high-quality applications from rural
applicants out of rank order.
III. Eligibility Information
1. Eligible Applicants: The following
entities are eligible to apply under this
competition:
(a) An Eligible Entity.
(b) An Eligible Institution.
(c) An Eligible Recipient.
Note:An Eligible Entity must comply
with the regulations in 34 CFR 75.127
through 75.129, which address group
applications.
2. Rural Applicants: To qualify as a
rural applicant under section
114(e)(5)(A) of Perkins V, an applicant
must meet at least one of the following
requirements:
(a) The applicant is—
(1) An LEA with an urban-centric
district locale code of 32, 33, 41, 42, or
43, as determined by the Secretary;
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(2) An IHE primarily serving one or
more areas served by an LEA with an
urban-centric district locale code of 32,
33, 41, 42, or 43, as determined by the
Secretary;
(3) A consortium of such LEAs or
such IHEs described in clause (1) or (2),
above;
(4) An educational service agency or
a nonprofit organization in partnership
with such an LEA or such an IHE, in
clause (1) or (2), above; or
(5) An applicant described in clause
(1) or (2) in partnership with an SEA.
Note: For the purposes of meeting the
statutory rural set aside, an applicant
must meet the requirements as listed
above and provide the necessary locale
codes in its grant application.
Applicants are encouraged to retrieve
locale codes from the National Center
for Education Statistics School District
search tool (https://nces.ed.gov/ccd/
districtsearch/), where districts can be
looked up individually to retrieve locale
codes.
3. a. Cost Sharing or Matching:
Under section 114(e)(2) of Perkins V,
each grant recipient must provide, from
non-Federal sources (e.g., State, local, or
private sources), an amount equal to not
less than 50 percent of funds provided
under the grant, which may be provided
in cash or through in-kind
contributions, to carry out activities
supported by the grant. Grantees must
include a budget detailing the source of
the matching funds and must provide
evidence of their matching
contributions for at least the first year of
the grant in their grant applications,
including a letter committing to the
match from an individual who has
authority to make legally binding
commitments on behalf of the entity.
Consistent with 2 CFR 200.306(b), any
matching funds must be an allowable
use of funds consistent with the cost
principles detailed in Subpart E of the
Uniform Guidance, and not included as
a contribution for any other Federal
award. Perkins V authorizes the
Secretary to waive the matching
requirement on a case-by-case basis
upon demonstration of exceptional
circumstances. The Secretary does not,
as a general matter, anticipate waiving
this requirement in the future.
Furthermore, given the importance of
matching funds to the long-term success
of the project, eligible entities must
identify appropriate matching funds in
the proposed budget.
b. Supplement-not-Supplant: This
program is subject to supplement-notsupplant funding requirements. In
accordance with section 211(a) of
Perkins V, funds under this program
may not be used to supplant non-
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Federal funds used to carry out CTE
activities. Because this program also has
a match requirement, and consistent
with 2 CFR 200.306(b)(4), any matching
funds must be for allowable
expenditures, and any funds or
contributions used to meet the match
requirement must supplement and not
supplant non-Federal funds that, in the
absence of the Perkins Innovation &
Modernization funds, would otherwise
support CTE activities. Further, the
prohibition against supplanting also
means that grantees will be required to
use their negotiated restricted indirect
cost rates under this program. (34 CFR
75.563)
4. Subgrantees: Under 34 CFR
75.708(b) and (c), a grantee under this
competition may award subgrants to
directly carry out project activities
described in its application to the
following types of entities: LEAs,
Postsecondary Educational Institutions,
or SEAs. The grantee may award
subgrants to entities it has identified in
an approved application.
IV. Application and Submission
Information
1. Application Submission
Instructions: Applicants are required to
follow the Common Instructions for
Applicants to Department of Education
Discretionary Grant Programs,
published in the Federal Register on
February 13, 2019 (84 FR 3768), and
available at www.govinfo.gov/content/
pkg/FR-2019-02-13/pdf/2019-02206.pdf,
which contain requirements and
information on how to submit an
application.
2. Submission of Proprietary
Information: Given the types of projects
that may be proposed in applications for
the Perkins Innovation and
Modernization competition, your
application may include business
information that you consider
proprietary. In 34 CFR 5.11 we define
‘‘business information’’ and describe the
process we use in determining whether
any of that information is proprietary
and, thus, protected from disclosure
under Exemption 4 of the Freedom of
Information Act (5 U.S.C. 552, as
amended). Because we may make
successful applications available to the
public, you may wish to request
confidentiality of business information.
Consistent with Executive Order 12600,
please designate in your application any
information that you believe is exempt
from disclosure under Exemption 4. In
the appropriate Appendix section of
your application, under ‘‘Other
Attachments Form,’’ please list the page
number or numbers on which we can
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find this information. For additional
information please see 34 CFR 5.11(c).
3. Intergovernmental Review: This
competition is subject to Executive
Order 12372 and the regulations in 34
CFR part 79. Information about
Intergovernmental Review of Federal
Programs under Executive Order 12372
is in the application package for this
program.
4. Funding Restrictions: We reference
regulations outlining funding
restrictions in the Applicable
Regulations section of this notice.
5. Recommended Page Limit: The
application narrative is where you, the
applicant, address the selection criteria
that reviewers use to evaluate your
application. We recommend that you (1)
limit the application narrative to no
more than 35 pages and (2) use the
following standards:
• A ‘‘page’’ is 8.5″ x 11″, on one side
only, with 1″ margins at the top, bottom,
and both sides.
• Double-space (no more than three
lines per vertical inch) all text in the
application narrative, including titles,
headings, footnotes, quotations,
references, and captions, as well as all
text in charts, tables, figures, and
graphs.
• Use a font that is either 12 point or
larger or no smaller than 10 pitch
(characters per inch).
• Use one of the following fonts:
Times New Roman, Courier, or Arial.
The recommended page limit does not
apply to the cover sheet; the budget
section, including the narrative budget
justification; the assurances and
certifications; or the one-page abstract,
the resumes, the bibliography, or the
letters of support. However, the
recommended page limit does apply to
all of the application narrative.
6. Notice of Intent to Apply: The
Department will be able to review grant
applications more efficiently if we know
the approximate number of applicants
that intend to apply. Therefore, we
strongly encourage each potential
applicant to notify us of their intent to
submit an application. To do so, please
email the program contact person listed
under FOR FURTHER INFORMATION
CONTACT with the subject line ‘‘Intent to
Apply,’’ and include the applicant’s
name and a contact person’s name and
email address. Applicants that do not
submit a notice of intent to apply may
still apply for funding; applicants that
do submit a notice of intent to apply are
not bound to apply or bound by the
information provided.
V. Application Review Information
1. Selection Criteria: The selection
criteria for this program are from 34 CFR
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75.210. The maximum score for all of
the selection criteria is 100 points. The
maximum score for each criterion is
indicated in parentheses. In addressing
the criteria, applicants are encouraged
to make explicit connections to the
priorities and requirements listed
elsewhere in this notice. The selection
criteria for this competition are as
follows:
(a) Significance (up to 20 points).
In determining the significance of the
project, the Secretary considers the
following factors:
(1) The extent to which the proposed
project involves the development or
demonstration of promising new
strategies that build on, or are
alternatives to, existing strategies. (up to
10 points)
(2) The likelihood that the proposed
project will result in system change or
improvement. (up to 10 points)
(b) Quality of the Project Design and
Management Plan (up to 35 points).
In determining the quality of the
proposed project design and
management plan, the Secretary
considers the following factors:
(1) The extent to which the goals,
objectives, and outcomes to be achieved
by the proposed project are clearly
specified and measurable. (up to 15
points)
(2) The adequacy of the management
plan to achieve the objectives of the
proposed project on time and within
budget, including clearly defined
responsibilities, timelines, and
milestones for accomplishing project
tasks. (up to 10 points)
(3) The potential and planning for the
incorporation of project purposes,
activities, or benefits into the ongoing
work of the applicant beyond the end of
the grant. (up to 10 points)
(c) Adequacy of resources. (25 points)
The Secretary considers the adequacy
of resources for the proposed project. In
determining the adequacy of resources
for the proposed project, the Secretary
considers—
(1) The extent to which the budget is
adequate to support the proposed
project. (up to 15 points)
(2) The relevance and demonstrated
commitment of each partner in the
proposed project to the implementation
and success of the project. (up to 10
points)
(d) Quality of the Project Evaluation.
(20 points)
In determining the quality of the
project evaluation to be conducted, the
Secretary considers the following
factors:
(1) The extent to which the methods
of evaluation include the use of
objective Performance Measures that are
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clearly related to the intended outcomes
of the project and will produce
quantitative and qualitative data to the
extent possible. (up to 5 points)
(2) The extent to which the methods
of evaluation will provide performance
feedback and permit periodic
assessment of progress toward achieving
intended outcomes. (up to 5 points)
(3) The extent to which the evaluation
will provide guidance about effective
strategies suitable for replication or
testing in other settings. (up to 10
points)
Note: Applicants may wish to review
the following technical assistance
resources on evaluation:
(1) The What Works Clearinghouse
(WWC) Procedures and Standards
Handbooks: https://ies.ed.gov/ncee/
wwc/Handbooks;
(2) ‘‘Technical Assistance Materials
for Conducting Rigorous Impact
Evaluations’’: https://ies.ed.gov/ncee/
projects/evaluationTA.asp; and
(3) IES/NCEE Technical Methods
papers: https://ies.ed.gov/ncee/tech_
methods/.
In addition, applicants may view an
optional webinar recording that was
hosted by the Institute of Education
Sciences, focused on more rigorous
evaluation designs, discussing strategies
for designing and executing
experimental studies that meet WWC
evidence standards without
reservations. This webinar is available
at: https://ies.ed.gov/ncee/wwc/
Multimedia.aspx?sid=18.
2. Review and Selection Process: We
remind potential applicants that in
reviewing applications in any
discretionary grant competition, the
Secretary may consider, under 34 CFR
75.217(d)(3), the past performance of the
applicant in carrying out a previous
award, such as the applicant’s use of
funds, achievement of project
objectives, and compliance with grant
conditions. The Secretary may also
consider whether the applicant failed to
submit a timely performance report or
submitted a report of unacceptable
quality.
In addition, in making a competitive
grant award, the Secretary requires
various assurances including those
applicable to Federal civil rights laws
that prohibit discrimination in programs
or activities receiving Federal financial
assistance from the Department of
Education (34 CFR 100.4, 104.5, 106.4,
108.8, and 110.23).
Before making awards, we will screen
applications submitted in accordance
with the requirements in this notice to
determine whether applications have
met eligibility and other requirements.
This screening process may occur at
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various stages of the process; applicants
that are determined to be ineligible will
not receive a grant, regardless of peer
reviewer scores or comments.
Peer reviewers will read, prepare a
written evaluation of, and score the
assigned applications, using the
selection criteria provided in this
notice.
Additional factors we consider in
selecting an application for an award are
as follows:
(a) As required under section
114(e)(5) of Perkins, the Secretary shall
award no less than 25 percent of the
total available funds for any fiscal year
to Eligible Entities, Eligible Institutions,
or Eligible Recipients proposing to fund
CTE activities that serve—
(1) An LEA with an urban-centric
district locale code of 32, 33, 41, 42, or
43, as determined by the Secretary;
(2) An IHE primarily serving one or
more areas served by such an LEA;
(3) A consortium of such LEAs or
such IHEs;
(4) A partnership between—
(A) An educational service agency or
a nonprofit organization; and
(B) Such an LEA or such an IHE; or
(5) A partnership between—
(A) A grant recipient described in
clause (1) or (2); and
(B) An SEA.
(b) The Secretary shall reduce the
amount of funds made available under
such clause if the Secretary does not
receive a sufficient number of
applications of sufficient quality.
3. Risk Assessment and Specific
Conditions: Consistent with 2 CFR
200.205, before awarding grants under
this program the Department conducts a
review of the risks posed by applicants.
Under 2 CFR 3474.10, the Secretary may
impose specific conditions and, in
appropriate circumstances, high-risk
conditions on a grant if the applicant or
grantee is not financially stable; has a
history of unsatisfactory performance;
has a financial or other management
system that does not meet the standards
in 2 CFR part 200, subpart D; has not
fulfilled the conditions of a prior grant;
or is otherwise not responsible.
4. Integrity and Performance System:
If you are selected under this
competition to receive an award that
over the course of the project period
may exceed the simplified acquisition
threshold (currently $250,000), under 2
CFR 200.205(a)(2), we must make a
judgment about your integrity, business
ethics, and record of performance under
Federal awards—that is, the risk posed
by you as an applicant—before we make
an award. In doing so, we must consider
any information about you that is in the
integrity and performance system
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(currently referred to as the Federal
Awardee Performance and Integrity
Information System (FAPIIS)),
accessible through the System for
Award Management. You may review
and comment on any information about
yourself that a Federal agency
previously entered and that is currently
in FAPIIS.
Please note that, if the total value of
your currently active grants, cooperative
agreements, and procurement contracts
from the Federal Government exceeds
$10,000,000, the reporting requirements
in 2 CFR part 200, Appendix XII,
require you to report certain integrity
information to FAPIIS semiannually.
Please review the requirements in 2 CFR
part 200, Appendix XII, if this grant
plus all the other Federal funds you
receive exceed $10,000,000.
VI. Award Administration Information
1. Award Notices: If your application
is successful, we notify your U.S.
Representative and U.S. Senators and
send you a Grant Award Notification
(GAN); or we may send you an email
containing a link to access an electronic
version of your GAN. We may notify
you informally, also.
If your application is not evaluated or
not selected for funding, we notify you.
2. Administrative and National Policy
Requirements: We identify
administrative and national policy
requirements in the application package
and reference these and other
requirements in the Applicable
Regulations section of this notice.
We reference the regulations outlining
the terms and conditions of an award in
the Applicable Regulations section of
this notice and include these and other
specific conditions in the GAN. The
GAN also incorporates your approved
application as part of your binding
commitments under the grant.
3. Open Licensing Requirements:
Unless an exception applies, if you are
awarded a grant under this competition,
you will be required to openly license
to the public grant deliverables created
in whole, or in part, with Department
grant funds. When the deliverable
consists of modifications to pre-existing
works, the license extends only to those
modifications that can be separately
identified and only to the extent that
open licensing is permitted under the
terms of any licenses or other legal
restrictions on the use of pre-existing
works. Additionally, a grantee or
subgrantee that is awarded competitive
grant funds must have a plan to
disseminate these public grant
deliverables. This dissemination plan
can be developed and submitted after
your application has been reviewed and
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15203
selected for funding. For additional
information on the open licensing
requirements please refer to 2 CFR
3474.20.
4. Reporting: (a) If you apply for a
grant under this competition, you must
ensure that you have in place the
necessary processes and systems to
comply with the reporting requirements
in 2 CFR part 170 should you receive
funding under the competition. This
does not apply if you have an exception
under 2 CFR 170.110(b).
(b) At the end of your project period,
you must submit a final performance
report, including financial information,
as directed by the Secretary. If you
receive a multiyear award, you must
submit an annual performance report
that provides the most current
performance and financial expenditure
information as directed by the Secretary
under 34 CFR 75.118. The Secretary
may also require more frequent
performance reports under 34 CFR
75.720(c). For specific requirements on
reporting, please go to www.ed.gov/
fund/grant/apply/appforms/
appforms.html.
(c) Under 34 CFR 75.250(b), the
Secretary may provide a grantee with
additional funding for data collection
analysis and reporting. In this case, the
Secretary establishes a data collection
period.
5. Performance Measures: The overall
purpose of the Perkins Innovation and
Modernization Grant Program is to
support and evaluate Evidence-Based
and innovative strategies and activities
to improve and modernize CTE and
align workforce skills with labor market
needs as part of the State plan. Each
grantee will be required to report on
student outcomes, as applicable, using
the Perkins V section 113 core
indicators of performance.
The core indicators of performance for
CTE Concentrators at the secondary
level are—
(a) The percentage of CTE
Concentrators who graduate high
school, as measured by the four-year
adjusted cohort graduation rate (defined
in section 8101 of the ESEA);
(b) The percentage of CTE
Concentrators who graduate high
school, as measured by extended-year
adjusted cohort graduation rate (defined
in section 8101 of the ESEA);
(c) CTE Concentrator proficiency in
the challenging State academic
standards adopted by the State under
section 1111(b)(1) of the ESEA, as
measured by the academic assessments
in reading/language arts as described in
section 1111(b)(2) of the ESEA;
(d) CTE Concentrator proficiency in
the challenging State academic
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standards adopted by the State under
section 1111(b)(1) of the ESEA, as
measured by the academic assessments
in mathematics as described in section
1111(b)(2) of the ESEA;
(e) CTE Concentrator proficiency in
the challenging State academic
standards adopted by the State under
section 1111(b)(1) of the ESEA, as
measured by the academic assessments
in science as described in section
1111(b)(2) of the ESEA;
(f) At least one of the following:
(i) The percentage of CTE
Concentrators graduating from high
school having attained a Recognized
Postsecondary Credential;
(ii) The percentage of CTE
Concentrators graduating from high
school having attained postsecondary
credits in the relevant CTE program or
Program of Study earned through a Dual
or Concurrent Enrollment Program or
another Credit Transfer Agreement; or
(iii) The percentage of CTE
Concentrators graduating from high
school having participated in WorkBased learning;
(g) The percentage of CTE
Concentrators who, in the second
quarter after exiting from secondary
education, are in postsecondary
education or advanced training, are in
military service or a service program
that receives assistance under title I of
the National and Community Service
Act of 1990 (42 U.S.C. 12511 et seq.), are
volunteers as described in section 5(a)
of the Peace Corps Act (22 U.S.C.
2504(a)), or are employed; and
(h) The percentage of CTE
Concentrators in CTE programs and
Programs of Study that lead to
nontraditional fields.
The core indicators of performance for
CTE Concentrators at the postsecondary
level are—
(a) The percentage of CTE
Concentrators who, during the second
quarter after program completion,
remain enrolled in postsecondary
education, are in advanced training,
military service, or a service program
that receives assistance under title I of
the National and Community Service
Act of 1990 (42 U.S.C. 12511 et seq.), are
volunteers as described in section 5(a)
of the Peace Corps Act (22 U.S.C.
2504(a)), or are placed or retained in
employment;
(b) The percentage of CTE
Concentrators who receive a Recognized
Postsecondary Credential during
participation in or within one year of
program completion; and
(c) The percentage of CTE
Concentrators in CTE programs and
Programs of Study that lead to
nontraditional fields.
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Project-Specific Performance
Measures:
Applicants must propose projectspecific Performance Measures and
Performance Targets consistent with the
objectives of the proposed project.
Applications must provide the
following information as directed under
34 CFR 75.110(b) and (c):
(a) Performance Measures. How each
proposed Performance Measure would
accurately measure the performance of
the project and how the proposed
Performance Measures would be
consistent with the Performance
Measures established for the program
funding the competition.
(b) Baseline data.
(i) Why each proposed Baseline is
valid; or
(ii) If the applicant has determined
that there are no established Baseline
data for a particular Performance
Measure, an explanation of why there is
no established Baseline and of how and
when, during the project period, the
applicant would establish a valid
Baseline for the Performance Measure.
(c) Performance Targets. Why each
proposed Performance Target is
ambitious yet achievable compared to
the Baseline for the Performance
Measure and when, during the project
period, the applicant would meet the
Performance Target(s).
(d) Data collection and reporting.
(i) The data collection and reporting
methods the applicant would use and
why those methods are likely to yield
reliable, valid, and meaningful
performance data; and
(ii) The applicant’s capacity to collect
and report reliable, valid, and
meaningful performance data, as
evidenced by high-quality data
collection, analysis, and reporting in
other projects or research.
All grantees must submit an annual
performance report with information
that is responsive to these Performance
Measures.
6. Continuation Awards: In making a
continuation award under 34 CFR
75.253, the Secretary considers, among
other things: Whether a grantee has
made substantial progress in achieving
the goals and objectives of the project;
whether the grantee has expended funds
in a manner that is consistent with its
approved application and budget; and,
if the Secretary has established
performance measurement
requirements, the performance targets in
the grantee’s approved application.
In making a continuation award, the
Secretary also considers whether the
grantee is operating in compliance with
the assurances in its approved
application, including those applicable
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to Federal civil rights laws that prohibit
discrimination in programs or activities
receiving Federal financial assistance
from the Department (34 CFR 100.4,
104.5, 106.4, 108.8, and 110.23).
VII. Other Information
Accessible Format: Individuals with
disabilities can obtain this document
and a copy of the application package in
an accessible format (e.g., braille, large
print, audiotape, or compact disc) on
request to the program contact person
listed under FOR FURTHER INFORMATION
CONTACT. If you use a TDD or a TTY, call
the FRS, toll free, at 1–800–877–8339.
Electronic Access to This Document:
The official version of this document is
the document published in the Federal
Register. You may access the official
edition of the Federal Register and the
Code of Federal Regulations at
www.govinfo.gov. At this site you can
view this document, as well as all other
documents of this Department
published in the Federal Register, in
text or Portable Document Format
(PDF). To use PDF you must have
Adobe Acrobat Reader, which is
available free at the site.
You may also access documents of the
Department published in the Federal
Register by using the article search
feature at www.federalregister.gov.
Specifically, through the advanced
search feature at this site, you can limit
your search to documents published by
the Department.
Dated: April 10, 2019.
Scott Stump,
Assistant Secretary for Career, Technical, and
Adult Education.
[FR Doc. 2019–07456 Filed 4–12–19; 8:45 am]
BILLING CODE 4000–01–P
DEPARTMENT OF EDUCATION
[Docket No.: ED–2019–ICCD–0050]
Agency Information Collection
Activities; Comment Request;
Individuals With Disabilities Education
Act (IDEA) State and Local
Implementation Study 2019
Institute of Education Sciences
(IES), Department of Education (ED).
ACTION: Notice.
AGENCY:
In accordance with the
Paperwork Reduction Act of 1995, ED is
proposing a new information collection.
DATES: Interested persons are invited to
submit comments on or before June 14,
2019.
ADDRESSES: To access and review all the
documents related to the information
collection listed in this notice, please
SUMMARY:
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[Federal Register Volume 84, Number 72 (Monday, April 15, 2019)]
[Notices]
[Pages 15193-15204]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2019-07456]
=======================================================================
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DEPARTMENT OF EDUCATION
Applications for New Awards; Perkins Innovation and Modernization
Grant Program
AGENCY: Office of Career, Technical, and Adult Education, Department of
Education.
ACTION: Notice.
-----------------------------------------------------------------------
SUMMARY: The Department of Education (Department) is issuing a notice
inviting applications for new awards for fiscal year (FY) 2019 for the
Perkins Innovation and Modernization Grant Program, Catalog of Federal
Domestic Assistance (CFDA) number 84.051F. This notice relates to the
approved information collection under OMB control number 1894-0006.
DATES:
Applications Available: April 15, 2019.
Deadline for Notice of Intent to Apply: Applicants are strongly
encouraged, but not required, to submit a notice of intent to apply by
May 15, 2019.
Date of Pre-Application Webinar: For information about a pre-
application webinar or potential future webinars, visit the Perkins
Collaborative Resource Network (PCRN) at https://cte.ed.gov/.
Deadline for Transmittal of Applications: June 14, 2019.
Deadline for Intergovernmental Review: August 13, 2019.
ADDRESSES: For the addresses for obtaining and submitting an
application, please refer to our Common Instructions for Applicants to
Department of Education Discretionary Grant Programs, published in the
Federal Register on February 13, 2019 (84 FR 3768), and available at
www.govinfo.gov/content/pkg/FR-2019-02-13/pdf/2019-02206.pdf.
FOR FURTHER INFORMATION CONTACT: Laura Messenger, U.S. Department of
Education, 400 Maryland Avenue SW, Potomac Center Plaza (PCP), Room
11028, Washington, DC 20202-7241. Telephone: (202) 245-7840. Email:
[email protected].
If you use a telecommunications device for the deaf (TDD) or a text
telephone (TTY), call the Federal Relay Service (FRS), toll-free, at 1-
800-877-8339.
SUPPLEMENTARY INFORMATION:
Full Text of Announcement
I. Funding Opportunity Description
Purpose of Program: The purpose of the Perkins Innovation and
Modernization Grant Program is to identify, support, and rigorously
evaluate Evidence-Based \1\ and innovative strategies and activities to
improve and modernize Career and Technical Education (CTE) and ensure
workforce skills taught in CTE programs funded under the Carl D.
Perkins Career and Technical Education Act of 2006, as amended by the
Strengthening Career and Technical Education for the 21st Century Act
(Perkins V or the Act) align with labor market needs.
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\1\ Throughout this notice, all defined terms are denoted with
capitals.
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Background: One of the most pressing tasks and most important
opportunities facing America today is closing the Nation's workforce
skills gap, while unleashing untapped talent where it is needed most.
Although the U.S. labor market has strengthened over the last several
years, as unemployment has reached historic lows,\2\ business leaders
continue to voice concerns about the gap between the skills needed to
advance their companies, and those that many workers can offer today.
The National Federation of Independent Business reported that 35
percent of small businesses were unable to find qualified applicants to
fill job openings in January 2019.\3\ The U.S. Chamber of Commerce
Foundation examined skills gaps on an occupation-by-occupation basis
and detailed in a March 2018 report that more job openings than workers
contributed to a skills gap of more than 4.4 million job openings. The
skills gap was greatest in the health-care sector where over a million
health-care jobs are unfilled for lack of qualified workers.\4\ The
Department knows that there are many ways to validate that students
have developed skills that employers need: Industry-recognized
certificates, associates degrees, stackable credits and credentials,
licenses, advanced degrees, four-year degrees, and apprenticeships. As
Secretary DeVos has said, ``We must also rethink education after high
school and embrace the fact that a global economy demands a posture of
lifelong learning . . . We must put to rest the notion that a
traditional four-year degree is the only pathway to success.'' \5\
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\2\ The Employment Situation, U.S. Bureau of Labor and
Statistics. (January 4, 2019). Retrieved from: www.bls.gov/news.release/pdf/empsit.pdf.
\3\ National Federation of Independent Business. Monthly Job
Report (January 2019). Retrieved from: www.nfib.com/assets/jobs1218hw1.pdf.
\4\ Restuccia, D., Taska, B. and Bittle, S. ``Different Skills,
Different Gaps: Measuring & Closing the Skills,'' March 2018. U.S.
Chamber of Commerce Foundation. Retrieved from:
www.uschamberfoundation.org/sites/default/files/Skills_Gap_Different_Skills_Different_Gaps_FINAL.pdf.
\5\ Devos, Betsy. Remarks to the House Education and the
Workforce Committee, May 22, 2018. Retrieved from: www.ed.gov/news/speeches/prepared-remarks-us-secretary-education-betsy-devos-house-education-and-workforce-committee.
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On July 31, 2018, President Trump signed the Strengthening Career
and Technical Education for the 21st Century Act, reauthorizing the
Carl D. Perkins Career and Technical Education Act of 2006. Perkins V
recognizes the importance of developing employability skills through
high-quality CTE programs and aligns several new key definitions to the
Workforce Innovation and Opportunity Act (WIOA)(29 U.S.C. 3101 et seq.)
and the Elementary and Secondary Education Act, as amended by the Every
Student Succeeds Act (ESEA)(20 U.S.C. 6301 et seq.). For example, the
new definition for CTE Programs of Study requires alignment with the
needs of industry. State plans under Perkins V require consultation
with employers, among others, and the local comprehensive needs
assessment must include a description of how CTE programs are aligned
to State, regional, or local in-demand industry sectors or occupations.
Perkins V allows Eligible Recipients to build off of these new
opportunities to redesign CTE programs to better prepare students for
successful careers and to rethink and revitalize CTE delivery systems
in the United States. One way we will support these efforts through the
Perkins Innovation and Modernization Grant Program, funded under
section 114(e) of Perkins V, is by awarding up to six competitive
grants to Eligible Entities, Eligible Institutions, and Eligible
Recipients to create, develop, implement, replicate, or take to scale
Evidence-Based, field-initiated innovations that modernize CTE,
increase program effectiveness and alignment, and improve student
outcomes. Grant funds under this competition may be used for a broad
range of approaches to innovation and modernization, and grantees agree
to conduct a rigorous Independent Evaluation of their project.
The intent of the Perkins Innovation and Modernization Grant
Program is to test new ideas that can help better prepare students for
success in the workforce. Section 114(e)(1) of Perkins V requires the
strategies and activities funded under this program to be not
[[Page 15194]]
only innovative, but also Evidence-Based, using the definition of
``evidence-based'' from the ESEA. This definition includes four tiers
of evidence that are distinguished from each other by the strength and
extent of rigorous research on the effectiveness of an intervention: An
Evidence-Based strategy or activity may be supported by strong
evidence, moderate evidence, promising evidence, or evidence that
Demonstrates a Rationale. For this competition, through the Absolute
Priority, we require applicants to demonstrate that they meet the
Demonstrates a Rationale evidence tier and provide a corresponding
Logic Model. Evidence that Demonstrates a Rationale means a key Project
Component of the proposed strategy or activity is informed by research
or evaluation findings that suggest it is likely to improve Relevant
Outcomes. This research may include favorable findings from an
experimental study, a quasi-experimental design study, a correlational
study with statistical controls for selection bias, or some other high-
quality research study or evaluation. We consider Demonstrates a
Rationale to be an appropriate level of evidence for this competition
in order to invite the broadest possible range of innovative solutions
to persistent problems in CTE.
Each applicant receiving a grant under this program must provide
for an Independent Evaluation of the activities carried out under the
grant. Consistent with 34 CFR 75.591, grantees also must cooperate in
any evaluation of this program that may be carried out by the
Department. Applicants must include an assurance in their applications
that they will provide information to the Secretary, as requested, for
evaluations that the Secretary may carry out.
In addition, to receive a grant under this program, an applicant
must, through cash or in-kind contributions, provide matching funds
from non-Federal sources in an amount equal to not less than 50 percent
of the funds provided under such grant. Applicants may wish to partner
with their Perkins State Eligible Agency \6\ in order to pool fiscal
and other resources, combine expertise, and coordinate project
activities with the State's leadership activities funded under section
124 of Perkins V.
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\6\ Applicants can identify their Perkins State Eligible Agency
and contact information for that agency in the State profiles
published on the Department's web page at https://cte.ed.gov/profiles/national-summary.
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This competition includes three competitive preference priorities.
We include a competitive preference priority for projects designed to
improve student achievement or other education outcomes in science,
technology, engineering, and math (STEM), generally, with an extra
preference for projects designed to improve student achievement or
other education outcomes in Computer Science, specifically. These
competitive preferences are based on Priority 6--Promoting Science,
Technology, Engineering, or Math (STEM) Education, With a Particular
Focus on Computer Science, from the Secretary's Final Supplemental
Priorities and Definitions for Discretionary Grant Programs, published
on March 2, 2018 (83 FR 9096) (Secretary's Supplemental Priorities).
Projects that address Computer Science may include those that focus on
cybersecurity-related education, training, and apprenticeship programs,
consistent with the Executive Order on Strengthening the Cybersecurity
of Federal Networks and Critical Infrastructure,\7\ as well as coding.
Preparing secondary and postsecondary CTE students for career
opportunities in industries in the STEM sectors, such as advanced
manufacturing and health care, is essential to promoting innovation and
economic growth. Furthermore, STEM jobs that require less than a
bachelor's degree pay higher wages than non-STEM jobs with similar
educational requirements.\8\
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\7\ Trump, Donald, J., Executive Order 13800, 82 FR 22391. (May
11, 2017).
\8\ [thinsp]Real-Time Insight into the Market for Entry-Level
STEM Jobs, Burning Glass Technologies (2014). Retrieved from:
www.burning-glass.com/wp-content/uploads/Real-Time-Insight-Into-The-Market-For-Entry-Level-STEM-Jobs.pdf.
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We include a second competitive preference priority for projects
that are designed to predominantly serve students from low-income
families, consistent with the statutory requirement in section
114(e)(4) of the Act.
We also include a third competitive preference priority for
projects that propose to serve students residing, or attending CTE
programs, in Qualified Opportunity Zones. Qualified Opportunity Zones,
established under the Tax Cuts and Jobs Act (Pub. Law 115-97), are
economically-distressed communities that have been nominated by the
Governor of each State and Chief Executive Officer of United States
territories and the District of Columbia and that have been certified
by the U.S. Secretary of the Treasury. Effectively addressing the
education and skill needs of students in Opportunity Zones is central
to improving the economic circumstances of these communities. It will
also help ensure that community members are trained and ready to assume
the new jobs that will be created by the infusion of capital in these
local job markets. The Department believes the opportunities for
innovative approaches to CTE available through this competition have
the potential to improve economic opportunity in economically-
distressed communities.
Finally, consistent with section 114(e)(5) of Perkins V, the
Department plans to award at least 25 percent of the available funds to
applicants serving eligible rural communities, contingent on our
receipt of a sufficient number of applications of sufficient quality.
Improving access to education and training in rural communities is one
of the priority recommendations of the Interagency Task Force on
Agriculture and Rural Prosperity that was established by President
Trump through Executive Order 13790.\9\
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\9\ Report to the President of the United States from the Task
Force on Agriculture and Rural Prosperity (2017). Retrieved at:
www.usda.gov/sites/default/files/documents/rural-prosperity-report.pdf.
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Priorities: This notice contains one absolute priority, three
competitive preference priorities, and one invitational priority. We
are establishing the absolute priority and Competitive Preference
Priorities 1, 2, and 3 for the FY 2019 grant competition and any
subsequent year in which we make awards from the list of unfunded
applications from this competition, in accordance with section
437(d)(1) of the General Education Provisions Act (GEPA), 20 U.S.C.
1232(d)(1).
Absolute Priority: This priority is an absolute priority. Under 34
CFR 75.105(c)(3), we consider only applications that meet this
priority.
This priority is:
Plan for Evidence-Based Field-Initiated Innovations.
To meet this priority, applicants must submit a plan to create,
develop, implement, replicate, or take to scale Evidence-Based, field-
initiated innovations to modernize and to improve effectiveness and
alignment of CTE with labor market needs and to improve student
outcomes in CTE.
The plan must include the following information:
(a) A description of how the proposed project will carry out one or
more of the allowable activities under section 114(e)(7) of Perkins V,
detailed in Program Requirement 2: Use of Funds, and how the proposed
project is designed to create, develop, implement, replicate, or take
to scale Evidence-Based, field-initiated innovations to modernize and
improve effectiveness
[[Page 15195]]
and alignment of CTE with labor market needs and to improve student
outcomes in CTE;
(b) A detailed description of the key goals, the activities to be
undertaken, including the Independent Evaluation, the rationale for
selecting those activities, the timeline, and the parties responsible
for implementing the activities; and
(c) A description of how the proposed project Demonstrates a
Rationale, including the corresponding Logic Model.
Competitive Preference Priorities: These priorities are competitive
preference priorities. Under 34 CFR 75.105(c)(2)(i), we award an
additional 3 points to an application that meets Competitive Preference
Priority 1(a), and we award an additional 2 points to an application
that meets Competitive Preference Priority 1(b), as applicable. We
award up to an additional 3 points to an application, depending on how
well the application meets Competitive Preference Priority 2, and we
award an additional 2 points to an application that meets Competitive
Preference Priority 3.
The total maximum points we may award an application that chooses
to address all of the Competitive Preference Priorities is 10.
These priorities are:
Competitive Preference Priority 1--Promoting STEM Education and
Computer Science Education.
Projects designed to improve student achievement or other education
outcomes in one or more of the following areas: Science, technology,
engineering, math and Computer Science. An applicant must address
Competitive Preference Priority 1(a) or both Competitive Preference
Priority 1(a) and Competitive Preference Priority 1(b):
Competitive Preference Priority 1(a)--Promoting STEM Education
(three points).
Projects designed to improve student achievement or other education
outcomes in one or more of the following areas: Science, technology,
engineering, and math. These projects must address one or more of the
following priority areas:
(a) Increasing access to STEM coursework, and hands-on learning
opportunities, such as through expanded course offerings, dual-
enrollment, high-quality online coursework, or other innovative
delivery mechanisms.
(b) Creating or expanding partnerships between schools, local
educational agencies (LEAs), State educational agencies (SEAs),
businesses, not-for-profit organizations, or Institutions of Higher
Education (IHEs) to give students access to internships,
apprenticeships, or other Work-Based Learning experiences in STEM
fields.
(c) Supporting programs that lead to Recognized Postsecondary
Credentials or skills that align to the skill needs of industries in
the State or regional economy for careers in STEM fields.
Competitive Preference Priority 1(b)--Promoting Computer Science
Education (two points).
Projects designed to improve student achievement or other education
outcomes in Computer Science. These projects must address one or more
of the following priority areas:
(a) Increasing access to Computer Science coursework, and hands-on
Computer Science learning opportunities, such as through expanded
course offerings, dual-enrollment, high-quality online coursework, or
other innovative delivery mechanisms.
(b) Creating or expanding partnerships between schools, LEAs, SEAs,
businesses, not-for-profit organizations, or IHEs to give students
access to Computer Science internships, apprenticeships, or other Work-
Based Learning experiences in Computer Science fields.
(c) Supporting programs that lead to Computer Science Recognized
Postsecondary Credentials or skills that align with the skill needs of
industries in the State or regional economy for careers in Computer
Science.
Competitive Preference Priority 2--Serving Students from Low-Income
Families (up to 3 points).
Projects designed to predominantly serve students from low-income
families.
To meet this priority, applicants must submit a plan in which the
students the applicant proposes to serve are predominantly from low-
income families.
The plan must include--
(a) The specific activities the applicant proposes to ensure that
the project will predominantly serve students from low-income families;
(b) The rationale for how the proposed activities will result in
projects in which the students to be served are predominantly students
from low-income families;
(c) The timeline for implementing the activities;
(d) The parties responsible for implementing the activities; and
(e) The key data sources and measures demonstrating that the
project is designed to predominantly serve students from low-income
families.
Note: These data sources and measures may include: Children aged 5
through 17 in poverty counted in the most recent census data approved
by the Secretary; \10\ students eligible for a free or reduced-price
lunch under the Richard B. Russell National School Lunch Act (42 U.S.C.
1751 et seq.); students from families receiving assistance under the
State program funded under part A of title IV of the Social Security
Act; students eligible to receive medical assistance under the Medicaid
Program; students who are Federal Pell Grant recipients; students who
are eligible for the Supplemental Nutrition Assistance Program
authorized by the Food and Nutrition Act of 2008, as amended (7 U.S.C.
2013 et seq.); or a composite of such indicators.
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\10\ The U.S. Census Bureau LEA poverty estimates are available
at: www.census.gov/data/datasets/2017/demo/saipe/2017-school-districts.html.
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Competitive Preference Priority 3--Serving Students in Qualified
Opportunity Zones (two points).
Projects designed to promote economic mobility by serving students
residing or attending CTE programs in Qualified Opportunity Zones. To
meet this priority, each eligible applicant must--
(a) Submit documentation that identifies at least one designated
Qualified Opportunity Zone by census tract number, as well as by the
county and State; and
(b) Describe how the project will promote economic mobility by
serving students who reside, or who will attend CTE programs, in the
designated Qualified Opportunity Zone(s) identified under paragraph
(a).
Invitational Priority: For FY 2019, and any subsequent year in
which we make awards from the list of unfunded applications from this
competition, this priority is an invitational priority. Under 34 CFR
75.105(c)(1), we do not give an application that meets this
invitational priority any preference over other applications.
This priority is:
Spurring Investment in CTE from Qualified Opportunity Funds.
Under this priority, an applicant must provide evidence in its
application that it has received or will receive financial assistance
from a qualified opportunity fund under section 1400Z-2 of the Internal
Revenue Code, as amended by the Tax Cuts and Jobs Act, for a purpose
directly related to its proposed project, especially for property
including needed equipment and technology. In addressing this priority,
an applicant must identify the qualified opportunity
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fund from which it has received or will receive financial assistance.
Note: Financial assistance from a qualified opportunity fund could
allow an eligible applicant to meet the cost sharing or matching
requirement in whole or in part.
Requirements: The application requirements are from section
114(e)(3) of Perkins V. All applicants must meet the application
requirements in order to be considered for funding. Under the
Secretary's transition authority in section 4 of the Strengthening
Career and Technical Education for the 21st Century Act, we are waiving
the application requirement from section 114(e)(3)(E) of Perkins V that
requires applicants to ensure that the plan reflects the comprehensive
needs assessment required under section 134(c) of Perkins V, because
State and local entities have not yet implemented this provision. The
program requirements are established in accordance with section
437(d)(1) of GEPA. However, they are based on sections 114(e)(7) and
(e)(8) of Perkins V. The definitions of Computer Science and
Independent Evaluation cross referenced in both of the program
requirements are established in accordance with section 437(d)(1) of
GEPA.
The application requirements are:
(a) Each applicant must identify and designate the agency,
institution, or school responsible for the administration and
supervision of the proposed project;
(b) Each applicant must describe the budget for the project,
including the source and amount of the required matching funds and how
the applicant will continue the project after the grant period ends, if
applicable;
(c) Each applicant must describe how the applicant will use the
grant funds, including how such grant funds will directly benefit
students, including Special Populations, served by the applicant;
Note: In addressing this application requirement, applicants should
indicate which allowable activities in Program Requirement 2 the
applicant intends to fund.
(d) Each applicant must describe how the program assisted under
this subsection will be coordinated with the activities carried out
under section 124 or 135 of Perkins V.
Note: In addressing this application requirement, applicants need
only describe this coordination, to the extent the applicant is aware
of State leadership activities or local uses of funds under section 124
or 135 of Perkins V.
(e) Each applicant must describe how the CTE programs or Programs
of Study to be implemented with grant funds reflect the needs of
regional, State, or local employers;
(f) Each applicant must describe how the proposed program will be
evaluated and how that evaluation may inform the report described in
section 114(d)(2)(C) of Perkins V; and
Note: In addressing this application requirement, applicants should
ensure that their response is consistent with Program Requirement 1.
(g) Each applicant must provide an assurance that the applicant
will--
(i) Provide information to the Secretary, as requested, for
evaluations that the Secretary may carry out; and
(ii) Make data available to third parties for validation, in
accordance with applicable data privacy laws, including section 444 of
GEPA (20 U.S.C. 1232g, commonly known as the Family Educational Rights
and Privacy Act of 1974).
Note: The applicable FERPA disclosure regulations regarding prior
consent may be found at 34 CFR 99.30 and 34 CFR 99.31(a).
The program requirements are:
Program Requirement 1--Evaluation.
In accordance with section 437(d)(1) of GEPA, a grantee must
conduct an Independent Evaluation of the activities carried out under
the grant and submit to the Secretary an annual report that includes:
(a) A description of how the grant funds were used;
(b) The performance of the project with respect to, at a minimum,
the performance indicators described under section 113 of the Act, as
applicable, and disaggregated by--
(1) Subgroups of students described in section 1111(c)(2)(B) of the
ESEA;
(2) Special Populations; and
(3) As appropriate, each CTE program and Program of Study; and
(c) A quantitative analysis of the effectiveness of the project.
Program Requirement 2--Use of Funds.
In accordance with section 437(d)(1) of GEPA, a grantee must use
Perkins Innovation and Modernization funds for one or more of the
following activities:
(a) Designing and implementing courses or Programs of Study aligned
to labor market needs in new or emerging fields and working with
industry to upgrade equipment, technology, and related curriculum used
in CTE programs, which is needed for the development, expansion, and
implementation of State-approved CTE Programs of Study, including--
(1) The development or acquisition of instructional materials
associated with the equipment and technology purchased by an Eligible
Entity, Eligible Institution, or Eligible Recipient through the grant;
or
(2) Efforts to expand, develop, or implement programs designed to
increase opportunities for students to take rigorous courses in coding
or Computer Science subject areas, and support for statewide efforts to
increase access and implementation of coding or Computer Science
courses in order to meet local labor market needs in occupations that
require skills in those subject areas.
(b) Improving CTE outcomes of students served by Eligible Entities,
Eligible Institutions, or Eligible Recipients through activities such
as--
(1) Supporting the development and enhancement of innovative
delivery models for CTE-related Work-Based Learning, including school-
based simulated work sites, mentoring, work site visits, job shadowing,
project-based learning, and skills-based and paid internships;
(2) Increasing the effective use of technology within CTE programs
and Programs of Study;
(3) Supporting new models for integrating academic content at the
secondary and postsecondary level in CTE; or
(4) Integrating STEM fields, including Computer Science education,
with CTE.
(c) Improving the transition of students--
(1) From secondary education to postsecondary education or
employment through programs, activities, or services that may include
the creation, development, or expansion of Dual or Concurrent
Enrollment Programs, Articulation Agreements, Credit Transfer
Agreements, and competency-based education; or
(2) From the completion of one postsecondary program to another
postsecondary program that awards a Recognized Postsecondary
Credential.
(d) Supporting the development and enhancement of innovative
delivery models for CTE.
(e) Working with industry to design and implement courses or
Programs of Study aligned to labor market needs in new or emerging
fields.
(f) Supporting innovative approaches to CTE by redesigning the high
school experience for students, which may include Evidence-Based
transitional support strategies for students who have not met
postsecondary education eligibility requirements.
(g) Creating or expanding recruitment, retention, or professional
development activities for CTE teachers, faculty, school leaders,
administrators,
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Specialized Instructional Support Personnel, career guidance and
academic counselors, and Paraprofessionals, which may include--
(1) Providing resources and training to improve instruction for,
and provide appropriate accommodations to, Special Populations;
(2) Externships or site visits with business and industry;
(3) The integration of coherent and rigorous academic content
standards and CTE curricula, including through opportunities for
appropriate academic and CTE teachers to jointly develop and implement
curricula and pedagogical strategies;
(4) Mentoring by experienced teachers;
(5) Providing resources or assistance with meeting State teacher
licensure and credential requirements; or
(6) Training for career guidance and academic counselors at the
secondary level to improve awareness of postsecondary education and
postsecondary career options, and improve the ability of such
counselors to communicate to students the career opportunities and
employment trends.
(h) Improving CTE Concentrator employment outcomes in
nontraditional fields.
(i) Supporting the use of CTE programs and Programs of Study in a
coordinated strategy to address identified employer needs and workforce
shortages, such as shortages in the early childhood, elementary school,
and secondary school education workforce.
(j) Providing integrated student support that addresses the
comprehensive needs of students, such as incorporating accelerated and
differentiated learning opportunities supported by Evidence-Based
strategies for Special Populations.
(k) Establishing an online portal for CTE students, including
Special Populations, preparing for postsecondary CTE, which may include
opportunities for mentoring, gaining financial literacy skills, and
identifying career opportunities and interests, and a platform to
establish online savings accounts to be used exclusively for
postsecondary CTE programs and Programs of Study.
(l) Developing and implementing a Pay for Success Initiative.
Definitions: The definitions of Articulation Agreement, Career and
Technical Education, Credit Transfer Agreement, CTE Concentrator,
Eligible Agency, Eligible Entity, Eligible Institution, Eligible
Recipient, Pay for Success Initiative, Postsecondary Educational
Institution, Professional Development, Program of Study, Special
Populations, and Work-Based Learning are from section 3 of Perkins V.
The definitions of Dual or Concurrent Enrollment Program, Early College
High School, Evidence-Based, Paraprofessional, and Specialized
Instructional Support Personnel are from section 8101 of the ESEA (20
U.S.C. 7801 et seq.) because Perkins V adopted the ESEA definitions
(see subsections (15), (16), (23), and (47) of section 3 of Perkins V,
respectively). The definition of Institution of Higher Education is
from section 101 of the Higher Education Act of 1965, as amended (HEA),
because Perkins V adopted the HEA definition (see section 3(30) of
Perkins V). The definitions of Baseline, Demonstrates a Rationale,
Logic Model, Performance Measure, Performance Target, Project
Component, and Relevant Outcome are from 34 CFR 77.1. The definition of
Recognized Postsecondary Credential is from section 3 of WIOA (29
U.S.C. 3102), because Perkins V adopted the WIOA definition. The
definition of Computer Science is from the Secretary's Supplemental
Priorities. We are establishing the definition for Independent
Evaluation and Qualified Opportunity Zone for the FY 2019 grant
competition and any subsequent year in which we make awards from the
list of unfunded applications from this competition, in accordance with
section 437(d)(1) of GEPA.
Articulation Agreement means a written commitment--
(a) That is agreed upon at the State level or approved annually by
the lead administrators of--
(1) A secondary institution and a Postsecondary Educational
Institution; or
(2) A subbaccalaureate degree granting Postsecondary Educational
Institution and a baccalaureate degree granting Postsecondary
Educational Institution; and
(b) To a program that is--
(1) Designed to provide students with a nonduplicative sequence of
progressive achievement leading to technical skill proficiency, a
credential, a certificate, or a degree; and
(2) Linked through Credit Transfer Agreements between the 2
institutions described in clause (1) or (2) of subparagraph (a) (as the
case may be).
Baseline means the starting point from which performance is
measured and targets are set.
Career and Technical Education means organized educational
activities that--
(a) Offer a sequence of courses that--
(1) Provides individuals with rigorous academic content and
relevant technical knowledge and skills needed to prepare for further
education and careers in current or emerging professions, which may
include high-skill, high-wage, or in-demand industry sectors or
occupations, which shall be, at the secondary level, aligned with the
challenging State academic standards adopted by a State under section
1111(b)(1) of the ESEA;
(2) Provides technical skill proficiency or a Recognized
Postsecondary Credential which may include an industry-recognized
credential, a certificate, or an associate degree; and
(3) May include prerequisite courses (other than a remedial course)
that meet the requirements of this subparagraph;
(b) Include competency-based, Work-Based, or other applied learning
that supports the development of academic knowledge, higher-order
reasoning and problem-solving skills, work attitudes, employability
skills, technical skills, and occupation-specific skills, and knowledge
of all aspects of an industry, including entrepreneurship, of an
individual;
(c) To the extent practicable, coordinate between secondary and
postsecondary education programs through Programs of Study, which may
include coordination through Articulation Agreements, Early College
High School programs, Dual or Concurrent Enrollment Program
opportunities, or other Credit Transfer Agreements that provide
postsecondary credit or advanced standing; and
(d) May include career exploration at the high school level or as
early as the middle grades (as such term is defined in section 8101 of
the ESEA).
Computer Science means the study of computers and algorithmic
processes and includes the study of computing principles and theories,
computational thinking, computer hardware, software design, coding,
analytics, and computer applications.
Computer Science often includes computer programming or coding as a
tool to create software, including applications, games, websites, and
tools to manage or manipulate data; or development and management of
computer hardware and the other electronics related to sharing,
securing, and using digital information.
In addition to coding, the expanding field of Computer Science
emphasizes computational thinking and interdisciplinary problem-solving
to equip students with the skills and abilities necessary to apply
computation in our digital world.
[[Page 15198]]
Computer Science does not include using a computer for everyday
activities, such as browsing the internet; use of tools like word
processing, spreadsheets, or presentation software; or using computers
in the study and exploration of unrelated subjects.
Credit Transfer Agreement means a formal agreement, such as an
Articulation Agreement, among and between secondary and postsecondary
education institutions or systems that grant students transcripted
postsecondary credit, which may include credit granted to students in
Dual or Concurrent Enrollment Programs, Early College High School, dual
credit, articulated credit, and credit granted on the basis of
performance on technical or academic assessments.
CTE Concentrator means--
(a) At the secondary school level, a student served by an Eligible
Recipient who has completed at least two courses in a single CTE
program or Program of Study; and
(b) At the postsecondary level, a student enrolled in an Eligible
Recipient who has--
(1) Earned at least 12 credits within a CTE program or Program of
Study; or
(2) Completed such a program if the program encompasses fewer than
12 credits or the equivalent in total.
Demonstrates a Rationale means a key Project Component included in
the project's Logic Model is informed by research or evaluation
findings that suggest the Project Component is likely to improve
Relevant Outcomes.
Dual or Concurrent Enrollment Program means a program offered by a
partnership between at least one IHE and at least one LEA through which
a secondary school student who has not graduated from high school with
a regular high school diploma is able to enroll in one or more
postsecondary courses and earn postsecondary credit that--
(a) Is transferable to the IHEs in the partnership; and
(b) Applies toward completion of a degree or recognized educational
credential as described in the HEA (20 U.S.C. 1001 et seq.).
Early College High School means a partnership between at least one
LEA and at least one IHE that allows participants to simultaneously
complete requirements toward earning a regular high school diploma and
earn not less than 12 credits that are transferable to the IHEs in the
partnership as part of an organized course of study toward a
postsecondary degree or credential at no cost to the participant or
participant's family.
Eligible Agency means a State board designated or created
consistent with State law as the sole State agency responsible for the
administration of CTE in the State or for the supervision of the
administration of CTE in the State.
Eligible Entity means a consortium that includes the following:
(a) Representatives of not less than 2 of the following categories
of entities, 1 of which shall serve as the fiscal agent for the
consortium:
(1) An LEA or a consortium of such agencies.
(2) An educational service agency serving secondary school
students.
(3) An area CTE school or a consortium of such schools.
(4) An Indian Tribe, Tribal organization, or Tribal educational
agency.
(5) An IHE whose most common degree awarded is an associate degree,
or a consortium of such institutions.
(6) An IHE whose most common degree awarded is a bachelor's or
higher degree, or a consortium of such institutions.
(7) An SEA.
(b) One or more business or industry representative partners, which
may include representatives of local or regional businesses or
industries, including industry or sector partnerships in the local
area, local workforce development boards, or labor organizations.
(c) One or more stakeholders, which may include--
(1) Parents and students;
(2) Representatives of local agencies serving out-of-school youth,
homeless children and youth, and at-risk youth (as defined in section
1432 of the ESEA (20 U.S.C. 6472));
(3) Representatives of Indian Tribes and Tribal organizations,
where applicable;
(4) Representatives of minority-serving institutions (as described
in paragraphs (1) through (7) of section 371(a) of the HEA (20 U.S.C.
1067q (a)), where applicable;
(5) Representatives of Special Populations;
(6) Representatives of adult CTE providers; or
(7) Other relevant community stakeholders.
Eligible Institution means--
(a) A consortium of 2 or more of the entities described in
subparagraphs (b) through (f);
(b) A public or nonprofit private IHE that offers and will use
funds provided under this title in support of CTE courses that lead to
technical skill proficiency or a Recognized Postsecondary Credential,
including an industry-recognized credential, a certificate, or an
associate degree;
(c) An LEA providing education at the postsecondary level;
(d) An area CTE school providing education at the postsecondary
level;
(e) An Indian Tribe, Tribal organization, or Tribal education
agency that operates a school or may be present in the State;
(f) A Postsecondary Educational Institution controlled by the
Bureau of Indian Education or operated by or on behalf of any Indian
Tribe that is eligible to contract with the Secretary of the Interior
for the administration of programs under the Indian Self-Determination
and Education Assistance Act (25 U.S.C. 5301 et seq.) or the Act of
April 16, 1934 (25 U.S.C. 5342 et seq.);
(g) A tribally controlled college or university; or
(h) An educational service agency.
Eligible Recipient means--
(a) An LEA (including a public charter school that operates as an
LEA), an area CTE school, an educational service agency, an Indian
Tribe, Tribal organization, or Tribal educational agency or a
consortium, eligible to receive assistance under section 131; or
(b) An Eligible Institution or consortium of Eligible Institutions
eligible to receive assistance under section 132.
Evidence-Based, when used with respect to State, LEA, or school
activity, means an activity, strategy, or intervention that--
(1) Demonstrates a Rationale based on high-quality research
findings or positive evaluation that such activity, strategy, or
intervention is likely to improve student outcomes or other Relevant
Outcomes; and
(2) Includes ongoing efforts to examine the effects of such
activity, strategy, or intervention.
Note: Under section 3(23) of Perkins V, and specifically for the
purpose of this competition, this definition of Evidence-Based from
section 8101(21)(A) of the ESEA also applies to an Eligible Entity, an
Eligible Institution, and an Eligible Recipient.
Independent Evaluation means an evaluation that is designed and
carried out independent of and external to the grantee but in
coordination with any employees of the grantee who develop a Project
Component that is currently being implemented as part of the grant's
activities.
Institution of Higher Education (IHE) means--
(a) An educational institution in any State that--
[[Page 15199]]
(1) Admits as regular students only persons having a certificate of
graduation from a school providing secondary education, or the
recognized equivalent of such a certificate, or persons who meet the
requirements of section 484(d)(3) of the HEA;
(2) Is legally authorized within such State to provide a program of
education beyond secondary education;
(3) Provides an educational program for which the institution
awards a bachelor's degree or provides not less than a 2-year program
that is acceptable for full credit toward such a degree, or awards a
degree that is acceptable for admission to a graduate or professional
degree program, subject to review and approval by the Secretary;
(4) Is a public or other nonprofit institution; and
(5) Is accredited by a nationally recognized accrediting agency or
association or, if not so accredited, is an institution that has been
granted pre-accreditation status by such an agency or association that
has been recognized by the Secretary of Education for the granting of
pre-accreditation status, and the Secretary of Education has determined
that there is satisfactory assurance that the institution will meet the
accreditation standards of such an agency or association within a
reasonable time.
(b) The term also includes:
(1) Any school that provides not less than a 1-year program of
training to prepare students for gainful employment in a recognized
occupation and that meets the provisions of paragraphs (1), (2), (4),
and (5) of subsection (a) of this definition; and
(2) A public or nonprofit private educational institution in any
State that, in lieu of the requirement in subsection (a)(1) of this
definition, admits as regular students individuals--
(A) Who are beyond the age of compulsory school attendance in the
State in which the institution is located; or
(B) Who will be dually or concurrently enrolled in the institution
and a secondary school.
Logic Model (also referred to as a theory of action) means a
framework that identifies key Project Components of the proposed
project (i.e., the active ``ingredients'' that are hypothesized to be
critical to achieving the Relevant Outcomes) and describes the
theoretical and operational relationships among the key Project
Components and Relevant Outcomes.
Paraprofessional, also known as a ``paraeducator,'' includes an
education assistant and instructional assistant.
Pay for Success Initiative means a performance-based grant,
contract, or cooperative agreement awarded by a State or local public
entity (such as an LEA) to a public or private nonprofit entity--
(a) In which a commitment is made to pay for improved outcomes that
result in increased public value and social benefit to students and the
public sector, such as improved student outcomes as evidenced by the
indicators of performance described in section 113(b)(2) of Perkins V
and direct cost savings or cost avoidance to the public sector; and
(b) That includes--
(1) A feasibility study on the initiative describing how the
proposed intervention is based on evidence of effectiveness;
(2) A rigorous, third-party evaluation that uses experimental or
quasi-experimental design or other research methodologies that allow
for the strongest possible causal inferences to determine whether the
initiative has met its proposed outcomes;
(3) An annual, publicly available report on the progress of the
initiative; and
(4) A requirement that payments are made to the recipient of a
grant, contract, or cooperative agreement only when agreed upon
outcomes are achieved, except that the entity may make payments to the
third party conducting the evaluation described in subclause (2).
Exclusion--The term ``Pay for Success Initiative'' does not include
any initiative that--
(a) Reduces the special education or related services that a
student would otherwise receive under the Individuals with Disabilities
Education Act (IDEA); or
(b) Otherwise reduces the rights of a student or the obligations of
an entity under the IDEA, the Rehabilitation Act of 1973 (29 U.S.C. 701
et seq.),\11\ the Americans with Disabilities Act of 1990 (42 U.S.C.
12101 et seq.), or any other law.
---------------------------------------------------------------------------
\11\ This includes Section 504 of the Rehabilitation Act of 1973
(29 U.S.C. 794).
---------------------------------------------------------------------------
Performance Measure means any quantitative indicator, statistic, or
metric used to gauge program or project performance.
Performance Target means a level of performance that an applicant
would seek to meet during the course of a project or as a result of a
project.
Postsecondary Educational Institution means--
(a) An IHE that provides not less than a 2-year program of
instruction that is acceptable for credit toward a bachelor's degree;
(b) A tribally controlled college or university; or
(c) A nonprofit educational institution offering certificate or
other skilled training programs at the postsecondary level.
Professional Development means activities that--
(a) Are an integral part of Eligible Agency, Eligible Recipient,
institution, or school strategies for providing educators (including
teachers, principals, other school leaders, administrators, Specialized
Instructional Support Personnel, career guidance and academic
counselors, and Paraprofessionals) with the knowledge and skills
necessary to enable students to succeed in Career and Technical
Education, to meet challenging State academic standards under section
1111(b)(1) of the ESEA, or to achieve academic skills at the
postsecondary level; and
(b) Are sustained (not stand-alone, 1-day, or short-term
workshops), intensive, collaborative, job-embedded, data-driven, and
classroom-focused, to the extent practicable Evidence-Based, and may
include activities that--
(1) Improve and increase educators'--
(A) Knowledge of the academic and technical subjects;
(B) Understanding of how students learn; and
(C) Ability to analyze student work and achievement from multiple
sources, including how to adjust instructional strategies, assessments,
and materials based on such analysis;
(2) Are an integral part of Eligible Recipients' improvement plans;
(3) Allow personalized plans for each educator to address the
educator's specific needs identified in observation or other feedback;
(4) Support the recruitment, hiring, and training of effective
educators, including educators who became certified through State and
local alternative routes to certification;
(5) Advance educator understanding of--
(A) Effective instructional strategies that are Evidence-Based; and
(B) Strategies for improving student academic and technical
achievement or substantially increasing the knowledge and teaching
skills of educators;
(6) Are developed with extensive participation of educators,
parents, students, and representatives of Indian Tribes (as
applicable), of schools and institutions served under the Act;
(7) Are designed to give educators of students who are English
learners in CTE programs or Programs of Study the
[[Page 15200]]
knowledge and skills to provide instruction and appropriate language
and academic support services to those students, including the
appropriate use of curricula and assessments;
(8) As a whole, are regularly evaluated for their impact on
increased educator effectiveness and improved student academic and
technical achievement, with the findings of the evaluations used to
improve the quality of professional development;
(9) Are designed to give educators of individuals with disabilities
in CTE programs or Programs of Study the knowledge and skills to
provide instruction and academic support services to those individuals,
including positive behavioral interventions and supports, multi-tier
system of supports, and use of accommodations;
(10) Include instruction in the use of data and assessments to
inform and instruct classroom practice;
(11) Include instruction in ways that educators may work more
effectively with parents and families;
(12) Provide follow-up training to educators who have participated
in activities described in this paragraph that are designed to ensure
that the knowledge and skills learned by the educators are implemented
in the classroom;
(13) Promote the integration of academic knowledge and skills and
relevant technical knowledge and skills, including programming jointly
delivered to academic and CTE teachers; or
(14) Increase the ability of educators providing CTE instruction to
stay current with industry standards.
Program of Study means a coordinated, nonduplicative sequence of
academic and technical content at the secondary and postsecondary level
that--
(a) Incorporates challenging State academic standards, including
those adopted by a State under section 1111(b)(1) of the ESEA;
(b) Addresses both academic and technical knowledge and skills,
including employability skills;
(c) Is aligned with the needs of industries in the economy of the
State, region, Tribal community, or local area;
(d) Progresses in specificity (beginning with all aspects of an
industry or career cluster and leading to more occupation-specific
instruction);
(e) Has multiple entry and exit points that incorporate
credentialing; and
(f) Culminates in the attainment of a Recognized Postsecondary
Credential.
Project Component means an activity, strategy, intervention,
process, product, practice, or policy included in a project. Evidence
may pertain to an individual project component or to a combination of
project components (e.g., training teachers on instructional practices
for English learners and follow-on coaching for these teachers).
Qualified Opportunity Zone is an economically distressed community
where new investments, under certain conditions, may be eligible for
preferential tax treatment. Localities are Qualified Opportunity Zones
if they have been nominated for that designation by the State and that
nomination has been certified by the Secretary of the U.S. Treasury via
his delegation of authority to the Internal Revenue Service. A list of
designated Qualified Opportunity Zones and other resources can be found
at: www.cdfifund.gov/Pages/Opportunity-Zones.aspx.
Recognized Postsecondary Credential means a credential consisting
of an industry-recognized certificate or certification, a certificate
of completion of an apprenticeship, a license recognized by the State
involved or Federal Government, or an associate or baccalaureate
degree.
Relevant Outcome means the student outcome(s) or other outcome(s)
the key Project Component is designed to improve, consistent with the
specific goals of the program.
Specialized Instructional Support Personnel means--
(a) School counselors, school social workers, and school
psychologists; and
(b) Other qualified professional personnel, such as school nurses,
speech language pathologists, and school librarians, involved in
providing assessment, diagnosis, counseling, educational, therapeutic,
and other necessary services (including related services as that term
is defined in section 602 of the IDEA (20 U.S.C. 1401)) as part of a
comprehensive program to meet student needs.
Special Populations means--
(a) Individuals with disabilities;
(b) Individuals from economically disadvantaged families, including
low-income youth and adults;
(c) Individuals preparing for nontraditional fields;
(d) Single parents, including single pregnant women;
(e) Out-of-workforce individuals;
(f) English learners;
(g) Homeless individuals described in section 725 of the McKinney-
Vento Homeless Assistance Act (42 U.S.C. 11434a);
(h) Youth who are in, or have aged out of, the foster care system;
and
(i) Youth with a parent who--
(1) Is a member of the armed forces (as such term is defined in
section 101(a)(4) of title 10, United States Code); and
(2) Is on active duty (as such term is defined in section 101(d)(1)
of such title).
Work-Based Learning means sustained interactions with industry or
community professionals in real workplace settings, to the extent
practicable, or simulated environments at an educational institution
that foster in-depth, firsthand engagement with the tasks required of a
given career field, that are aligned to curriculum and instruction.
Waiver of Proposed Rulemaking: Under the Administrative Procedure
Act (5 U.S.C. 553), the Department generally offers interested parties
the opportunity to comment on proposed priorities, program
requirements, and definitions. Section 437(d)(1) of GEPA, however,
allows the Secretary to exempt from rulemaking requirements regulations
governing the first grant competition under a new or substantially
revised program authority. This is the first grant competition for this
program under section 114(e) of Perkins V and, therefore, qualifies for
this exemption. In order to ensure timely grant awards, the Secretary
has decided to forgo public comment on the priorities, program
requirements, and definitions under section 437(d)(1) of GEPA. These
priorities, program requirements, and definitions will apply to the FY
2019 grant competition and any subsequent year in which we make awards
from the list of unfunded applications from this competition.
Program Authority: Section 114(e) of Perkins V.
Applicable Regulations: (a) The Education Department General
Administrative Regulations in 34 CFR parts 75, 77, 79, 81, 82, 84, 86,
97, 98, and 99. (b) The Office of Management and Budget Guidelines to
Agencies on Governmentwide Debarment and Suspension (Nonprocurement) in
2 CFR part 180, as adopted and amended as regulations of the Department
in 2 CFR part 3485. (c) The Uniform Administrative Requirements, Cost
Principles, and Audit Requirements for Federal Awards in 2 CFR part
200, as adopted and amended as regulations of the Department in 2 CFR
part 3474. (d) Secretary's Supplemental Priorities.
Note: The regulations in 34 CFR part 86 apply to IHEs only.
II. Award Information
Type of Award: Discretionary grants.
Estimated Available Funds: $2,800,000.
[[Page 15201]]
Contingent upon the availability of funds and the quality of
applications, we may make additional awards in subsequent years from
the list of unfunded applications from this competition.
Estimated Range of Awards: $400,000-$500,000 for one 36-month
project period.
Estimated Average Size of Awards: $450,000.
Estimated Number of Awards: 6.
Note: The Department is not bound by any estimates and does not set
a maximum award in this notice.
Project Period: Up to 60 months. We anticipate that initial awards
under this competition will be made for a three-year (36-month) period.
Under section 114(e)(6)(B) of Perkins V, contingent upon the
availability of funds and each grantee's demonstration to the Secretary
that the grantee is achieving the program objectives and, as
applicable, has improved education outcomes for CTE students, including
Special Populations, the Secretary may make continuation awards to
grantees for the remainder of the project period.
Note: Under section 114(e)(5) of Perkins V, the Department must use
at least 25 percent of Perkins Innovation and Modernization funds per
fiscal year to make awards to applicants serving rural areas,
contingent on receipt of a sufficient number of applications of
sufficient quality. For purposes of this competition, we will consider
an applicant as rural if the applicant meets the qualifications for
rural applicants established in section 114(e)(5)(A) of Perkins V, and
the applicant certifies that it meets those qualifications in its
application. In implementing this statutory provision and program
requirement, the Department may fund high-quality applications from
rural applicants out of rank order.
III. Eligibility Information
1. Eligible Applicants: The following entities are eligible to
apply under this competition:
(a) An Eligible Entity.
(b) An Eligible Institution.
(c) An Eligible Recipient.
Note:An Eligible Entity must comply with the regulations in 34 CFR
75.127 through 75.129, which address group applications.
2. Rural Applicants: To qualify as a rural applicant under section
114(e)(5)(A) of Perkins V, an applicant must meet at least one of the
following requirements:
(a) The applicant is--
(1) An LEA with an urban-centric district locale code of 32, 33,
41, 42, or 43, as determined by the Secretary;
(2) An IHE primarily serving one or more areas served by an LEA
with an urban-centric district locale code of 32, 33, 41, 42, or 43, as
determined by the Secretary;
(3) A consortium of such LEAs or such IHEs described in clause (1)
or (2), above;
(4) An educational service agency or a nonprofit organization in
partnership with such an LEA or such an IHE, in clause (1) or (2),
above; or
(5) An applicant described in clause (1) or (2) in partnership with
an SEA.
Note: For the purposes of meeting the statutory rural set aside, an
applicant must meet the requirements as listed above and provide the
necessary locale codes in its grant application. Applicants are
encouraged to retrieve locale codes from the National Center for
Education Statistics School District search tool (https://nces.ed.gov/ccd/districtsearch/), where districts can be looked up individually to
retrieve locale codes.
3. a. Cost Sharing or Matching:
Under section 114(e)(2) of Perkins V, each grant recipient must
provide, from non-Federal sources (e.g., State, local, or private
sources), an amount equal to not less than 50 percent of funds provided
under the grant, which may be provided in cash or through in-kind
contributions, to carry out activities supported by the grant. Grantees
must include a budget detailing the source of the matching funds and
must provide evidence of their matching contributions for at least the
first year of the grant in their grant applications, including a letter
committing to the match from an individual who has authority to make
legally binding commitments on behalf of the entity. Consistent with 2
CFR 200.306(b), any matching funds must be an allowable use of funds
consistent with the cost principles detailed in Subpart E of the
Uniform Guidance, and not included as a contribution for any other
Federal award. Perkins V authorizes the Secretary to waive the matching
requirement on a case-by-case basis upon demonstration of exceptional
circumstances. The Secretary does not, as a general matter, anticipate
waiving this requirement in the future. Furthermore, given the
importance of matching funds to the long-term success of the project,
eligible entities must identify appropriate matching funds in the
proposed budget.
b. Supplement-not-Supplant: This program is subject to supplement-
not-supplant funding requirements. In accordance with section 211(a) of
Perkins V, funds under this program may not be used to supplant non-
Federal funds used to carry out CTE activities. Because this program
also has a match requirement, and consistent with 2 CFR 200.306(b)(4),
any matching funds must be for allowable expenditures, and any funds or
contributions used to meet the match requirement must supplement and
not supplant non-Federal funds that, in the absence of the Perkins
Innovation & Modernization funds, would otherwise support CTE
activities. Further, the prohibition against supplanting also means
that grantees will be required to use their negotiated restricted
indirect cost rates under this program. (34 CFR 75.563)
4. Subgrantees: Under 34 CFR 75.708(b) and (c), a grantee under
this competition may award subgrants to directly carry out project
activities described in its application to the following types of
entities: LEAs, Postsecondary Educational Institutions, or SEAs. The
grantee may award subgrants to entities it has identified in an
approved application.
IV. Application and Submission Information
1. Application Submission Instructions: Applicants are required to
follow the Common Instructions for Applicants to Department of
Education Discretionary Grant Programs, published in the Federal
Register on February 13, 2019 (84 FR 3768), and available at
www.govinfo.gov/content/pkg/FR-2019-02-13/pdf/2019-02206.pdf, which
contain requirements and information on how to submit an application.
2. Submission of Proprietary Information: Given the types of
projects that may be proposed in applications for the Perkins
Innovation and Modernization competition, your application may include
business information that you consider proprietary. In 34 CFR 5.11 we
define ``business information'' and describe the process we use in
determining whether any of that information is proprietary and, thus,
protected from disclosure under Exemption 4 of the Freedom of
Information Act (5 U.S.C. 552, as amended). Because we may make
successful applications available to the public, you may wish to
request confidentiality of business information. Consistent with
Executive Order 12600, please designate in your application any
information that you believe is exempt from disclosure under Exemption
4. In the appropriate Appendix section of your application, under
``Other Attachments Form,'' please list the page number or numbers on
which we can
[[Page 15202]]
find this information. For additional information please see 34 CFR
5.11(c).
3. Intergovernmental Review: This competition is subject to
Executive Order 12372 and the regulations in 34 CFR part 79.
Information about Intergovernmental Review of Federal Programs under
Executive Order 12372 is in the application package for this program.
4. Funding Restrictions: We reference regulations outlining funding
restrictions in the Applicable Regulations section of this notice.
5. Recommended Page Limit: The application narrative is where you,
the applicant, address the selection criteria that reviewers use to
evaluate your application. We recommend that you (1) limit the
application narrative to no more than 35 pages and (2) use the
following standards:
A ``page'' is 8.5'' x 11'', on one side only, with 1''
margins at the top, bottom, and both sides.
Double-space (no more than three lines per vertical inch)
all text in the application narrative, including titles, headings,
footnotes, quotations, references, and captions, as well as all text in
charts, tables, figures, and graphs.
Use a font that is either 12 point or larger or no smaller
than 10 pitch (characters per inch).
Use one of the following fonts: Times New Roman, Courier,
or Arial.
The recommended page limit does not apply to the cover sheet; the
budget section, including the narrative budget justification; the
assurances and certifications; or the one-page abstract, the resumes,
the bibliography, or the letters of support. However, the recommended
page limit does apply to all of the application narrative.
6. Notice of Intent to Apply: The Department will be able to review
grant applications more efficiently if we know the approximate number
of applicants that intend to apply. Therefore, we strongly encourage
each potential applicant to notify us of their intent to submit an
application. To do so, please email the program contact person listed
under FOR FURTHER INFORMATION CONTACT with the subject line ``Intent to
Apply,'' and include the applicant's name and a contact person's name
and email address. Applicants that do not submit a notice of intent to
apply may still apply for funding; applicants that do submit a notice
of intent to apply are not bound to apply or bound by the information
provided.
V. Application Review Information
1. Selection Criteria: The selection criteria for this program are
from 34 CFR 75.210. The maximum score for all of the selection criteria
is 100 points. The maximum score for each criterion is indicated in
parentheses. In addressing the criteria, applicants are encouraged to
make explicit connections to the priorities and requirements listed
elsewhere in this notice. The selection criteria for this competition
are as follows:
(a) Significance (up to 20 points).
In determining the significance of the project, the Secretary
considers the following factors:
(1) The extent to which the proposed project involves the
development or demonstration of promising new strategies that build on,
or are alternatives to, existing strategies. (up to 10 points)
(2) The likelihood that the proposed project will result in system
change or improvement. (up to 10 points)
(b) Quality of the Project Design and Management Plan (up to 35
points).
In determining the quality of the proposed project design and
management plan, the Secretary considers the following factors:
(1) The extent to which the goals, objectives, and outcomes to be
achieved by the proposed project are clearly specified and measurable.
(up to 15 points)
(2) The adequacy of the management plan to achieve the objectives
of the proposed project on time and within budget, including clearly
defined responsibilities, timelines, and milestones for accomplishing
project tasks. (up to 10 points)
(3) The potential and planning for the incorporation of project
purposes, activities, or benefits into the ongoing work of the
applicant beyond the end of the grant. (up to 10 points)
(c) Adequacy of resources. (25 points)
The Secretary considers the adequacy of resources for the proposed
project. In determining the adequacy of resources for the proposed
project, the Secretary considers--
(1) The extent to which the budget is adequate to support the
proposed project. (up to 15 points)
(2) The relevance and demonstrated commitment of each partner in
the proposed project to the implementation and success of the project.
(up to 10 points)
(d) Quality of the Project Evaluation. (20 points)
In determining the quality of the project evaluation to be
conducted, the Secretary considers the following factors:
(1) The extent to which the methods of evaluation include the use
of objective Performance Measures that are clearly related to the
intended outcomes of the project and will produce quantitative and
qualitative data to the extent possible. (up to 5 points)
(2) The extent to which the methods of evaluation will provide
performance feedback and permit periodic assessment of progress toward
achieving intended outcomes. (up to 5 points)
(3) The extent to which the evaluation will provide guidance about
effective strategies suitable for replication or testing in other
settings. (up to 10 points)
Note: Applicants may wish to review the following technical
assistance resources on evaluation:
(1) The What Works Clearinghouse (WWC) Procedures and Standards
Handbooks: https://ies.ed.gov/ncee/wwc/Handbooks;
(2) ``Technical Assistance Materials for Conducting Rigorous Impact
Evaluations'': https://ies.ed.gov/ncee/projects/evaluationTA.asp; and
(3) IES/NCEE Technical Methods papers: https://ies.ed.gov/ncee/tech_methods/.
In addition, applicants may view an optional webinar recording that
was hosted by the Institute of Education Sciences, focused on more
rigorous evaluation designs, discussing strategies for designing and
executing experimental studies that meet WWC evidence standards without
reservations. This webinar is available at: https://ies.ed.gov/ncee/wwc/Multimedia.aspx?sid=18.
2. Review and Selection Process: We remind potential applicants
that in reviewing applications in any discretionary grant competition,
the Secretary may consider, under 34 CFR 75.217(d)(3), the past
performance of the applicant in carrying out a previous award, such as
the applicant's use of funds, achievement of project objectives, and
compliance with grant conditions. The Secretary may also consider
whether the applicant failed to submit a timely performance report or
submitted a report of unacceptable quality.
In addition, in making a competitive grant award, the Secretary
requires various assurances including those applicable to Federal civil
rights laws that prohibit discrimination in programs or activities
receiving Federal financial assistance from the Department of Education
(34 CFR 100.4, 104.5, 106.4, 108.8, and 110.23).
Before making awards, we will screen applications submitted in
accordance with the requirements in this notice to determine whether
applications have met eligibility and other requirements. This
screening process may occur at
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various stages of the process; applicants that are determined to be
ineligible will not receive a grant, regardless of peer reviewer scores
or comments.
Peer reviewers will read, prepare a written evaluation of, and
score the assigned applications, using the selection criteria provided
in this notice.
Additional factors we consider in selecting an application for an
award are as follows:
(a) As required under section 114(e)(5) of Perkins, the Secretary
shall award no less than 25 percent of the total available funds for
any fiscal year to Eligible Entities, Eligible Institutions, or
Eligible Recipients proposing to fund CTE activities that serve--
(1) An LEA with an urban-centric district locale code of 32, 33,
41, 42, or 43, as determined by the Secretary;
(2) An IHE primarily serving one or more areas served by such an
LEA;
(3) A consortium of such LEAs or such IHEs;
(4) A partnership between--
(A) An educational service agency or a nonprofit organization; and
(B) Such an LEA or such an IHE; or
(5) A partnership between--
(A) A grant recipient described in clause (1) or (2); and
(B) An SEA.
(b) The Secretary shall reduce the amount of funds made available
under such clause if the Secretary does not receive a sufficient number
of applications of sufficient quality.
3. Risk Assessment and Specific Conditions: Consistent with 2 CFR
200.205, before awarding grants under this program the Department
conducts a review of the risks posed by applicants. Under 2 CFR
3474.10, the Secretary may impose specific conditions and, in
appropriate circumstances, high-risk conditions on a grant if the
applicant or grantee is not financially stable; has a history of
unsatisfactory performance; has a financial or other management system
that does not meet the standards in 2 CFR part 200, subpart D; has not
fulfilled the conditions of a prior grant; or is otherwise not
responsible.
4. Integrity and Performance System: If you are selected under this
competition to receive an award that over the course of the project
period may exceed the simplified acquisition threshold (currently
$250,000), under 2 CFR 200.205(a)(2), we must make a judgment about
your integrity, business ethics, and record of performance under
Federal awards--that is, the risk posed by you as an applicant--before
we make an award. In doing so, we must consider any information about
you that is in the integrity and performance system (currently referred
to as the Federal Awardee Performance and Integrity Information System
(FAPIIS)), accessible through the System for Award Management. You may
review and comment on any information about yourself that a Federal
agency previously entered and that is currently in FAPIIS.
Please note that, if the total value of your currently active
grants, cooperative agreements, and procurement contracts from the
Federal Government exceeds $10,000,000, the reporting requirements in 2
CFR part 200, Appendix XII, require you to report certain integrity
information to FAPIIS semiannually. Please review the requirements in 2
CFR part 200, Appendix XII, if this grant plus all the other Federal
funds you receive exceed $10,000,000.
VI. Award Administration Information
1. Award Notices: If your application is successful, we notify your
U.S. Representative and U.S. Senators and send you a Grant Award
Notification (GAN); or we may send you an email containing a link to
access an electronic version of your GAN. We may notify you informally,
also.
If your application is not evaluated or not selected for funding,
we notify you.
2. Administrative and National Policy Requirements: We identify
administrative and national policy requirements in the application
package and reference these and other requirements in the Applicable
Regulations section of this notice.
We reference the regulations outlining the terms and conditions of
an award in the Applicable Regulations section of this notice and
include these and other specific conditions in the GAN. The GAN also
incorporates your approved application as part of your binding
commitments under the grant.
3. Open Licensing Requirements: Unless an exception applies, if you
are awarded a grant under this competition, you will be required to
openly license to the public grant deliverables created in whole, or in
part, with Department grant funds. When the deliverable consists of
modifications to pre-existing works, the license extends only to those
modifications that can be separately identified and only to the extent
that open licensing is permitted under the terms of any licenses or
other legal restrictions on the use of pre-existing works.
Additionally, a grantee or subgrantee that is awarded competitive grant
funds must have a plan to disseminate these public grant deliverables.
This dissemination plan can be developed and submitted after your
application has been reviewed and selected for funding. For additional
information on the open licensing requirements please refer to 2 CFR
3474.20.
4. Reporting: (a) If you apply for a grant under this competition,
you must ensure that you have in place the necessary processes and
systems to comply with the reporting requirements in 2 CFR part 170
should you receive funding under the competition. This does not apply
if you have an exception under 2 CFR 170.110(b).
(b) At the end of your project period, you must submit a final
performance report, including financial information, as directed by the
Secretary. If you receive a multiyear award, you must submit an annual
performance report that provides the most current performance and
financial expenditure information as directed by the Secretary under 34
CFR 75.118. The Secretary may also require more frequent performance
reports under 34 CFR 75.720(c). For specific requirements on reporting,
please go to www.ed.gov/fund/grant/apply/appforms/appforms.html.
(c) Under 34 CFR 75.250(b), the Secretary may provide a grantee
with additional funding for data collection analysis and reporting. In
this case, the Secretary establishes a data collection period.
5. Performance Measures: The overall purpose of the Perkins
Innovation and Modernization Grant Program is to support and evaluate
Evidence-Based and innovative strategies and activities to improve and
modernize CTE and align workforce skills with labor market needs as
part of the State plan. Each grantee will be required to report on
student outcomes, as applicable, using the Perkins V section 113 core
indicators of performance.
The core indicators of performance for CTE Concentrators at the
secondary level are--
(a) The percentage of CTE Concentrators who graduate high school,
as measured by the four-year adjusted cohort graduation rate (defined
in section 8101 of the ESEA);
(b) The percentage of CTE Concentrators who graduate high school,
as measured by extended-year adjusted cohort graduation rate (defined
in section 8101 of the ESEA);
(c) CTE Concentrator proficiency in the challenging State academic
standards adopted by the State under section 1111(b)(1) of the ESEA, as
measured by the academic assessments in reading/language arts as
described in section 1111(b)(2) of the ESEA;
(d) CTE Concentrator proficiency in the challenging State academic
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standards adopted by the State under section 1111(b)(1) of the ESEA, as
measured by the academic assessments in mathematics as described in
section 1111(b)(2) of the ESEA;
(e) CTE Concentrator proficiency in the challenging State academic
standards adopted by the State under section 1111(b)(1) of the ESEA, as
measured by the academic assessments in science as described in section
1111(b)(2) of the ESEA;
(f) At least one of the following:
(i) The percentage of CTE Concentrators graduating from high school
having attained a Recognized Postsecondary Credential;
(ii) The percentage of CTE Concentrators graduating from high
school having attained postsecondary credits in the relevant CTE
program or Program of Study earned through a Dual or Concurrent
Enrollment Program or another Credit Transfer Agreement; or
(iii) The percentage of CTE Concentrators graduating from high
school having participated in Work-Based learning;
(g) The percentage of CTE Concentrators who, in the second quarter
after exiting from secondary education, are in postsecondary education
or advanced training, are in military service or a service program that
receives assistance under title I of the National and Community Service
Act of 1990 (42 U.S.C. 12511 et seq.), are volunteers as described in
section 5(a) of the Peace Corps Act (22 U.S.C. 2504(a)), or are
employed; and
(h) The percentage of CTE Concentrators in CTE programs and
Programs of Study that lead to nontraditional fields.
The core indicators of performance for CTE Concentrators at the
postsecondary level are--
(a) The percentage of CTE Concentrators who, during the second
quarter after program completion, remain enrolled in postsecondary
education, are in advanced training, military service, or a service
program that receives assistance under title I of the National and
Community Service Act of 1990 (42 U.S.C. 12511 et seq.), are volunteers
as described in section 5(a) of the Peace Corps Act (22 U.S.C.
2504(a)), or are placed or retained in employment;
(b) The percentage of CTE Concentrators who receive a Recognized
Postsecondary Credential during participation in or within one year of
program completion; and
(c) The percentage of CTE Concentrators in CTE programs and
Programs of Study that lead to nontraditional fields.
Project-Specific Performance Measures:
Applicants must propose project-specific Performance Measures and
Performance Targets consistent with the objectives of the proposed
project.
Applications must provide the following information as directed
under 34 CFR 75.110(b) and (c):
(a) Performance Measures. How each proposed Performance Measure
would accurately measure the performance of the project and how the
proposed Performance Measures would be consistent with the Performance
Measures established for the program funding the competition.
(b) Baseline data.
(i) Why each proposed Baseline is valid; or
(ii) If the applicant has determined that there are no established
Baseline data for a particular Performance Measure, an explanation of
why there is no established Baseline and of how and when, during the
project period, the applicant would establish a valid Baseline for the
Performance Measure.
(c) Performance Targets. Why each proposed Performance Target is
ambitious yet achievable compared to the Baseline for the Performance
Measure and when, during the project period, the applicant would meet
the Performance Target(s).
(d) Data collection and reporting.
(i) The data collection and reporting methods the applicant would
use and why those methods are likely to yield reliable, valid, and
meaningful performance data; and
(ii) The applicant's capacity to collect and report reliable,
valid, and meaningful performance data, as evidenced by high-quality
data collection, analysis, and reporting in other projects or research.
All grantees must submit an annual performance report with
information that is responsive to these Performance Measures.
6. Continuation Awards: In making a continuation award under 34 CFR
75.253, the Secretary considers, among other things: Whether a grantee
has made substantial progress in achieving the goals and objectives of
the project; whether the grantee has expended funds in a manner that is
consistent with its approved application and budget; and, if the
Secretary has established performance measurement requirements, the
performance targets in the grantee's approved application.
In making a continuation award, the Secretary also considers
whether the grantee is operating in compliance with the assurances in
its approved application, including those applicable to Federal civil
rights laws that prohibit discrimination in programs or activities
receiving Federal financial assistance from the Department (34 CFR
100.4, 104.5, 106.4, 108.8, and 110.23).
VII. Other Information
Accessible Format: Individuals with disabilities can obtain this
document and a copy of the application package in an accessible format
(e.g., braille, large print, audiotape, or compact disc) on request to
the program contact person listed under FOR FURTHER INFORMATION
CONTACT. If you use a TDD or a TTY, call the FRS, toll free, at 1-800-
877-8339.
Electronic Access to This Document: The official version of this
document is the document published in the Federal Register. You may
access the official edition of the Federal Register and the Code of
Federal Regulations at www.govinfo.gov. At this site you can view this
document, as well as all other documents of this Department published
in the Federal Register, in text or Portable Document Format (PDF). To
use PDF you must have Adobe Acrobat Reader, which is available free at
the site.
You may also access documents of the Department published in the
Federal Register by using the article search feature at
www.federalregister.gov. Specifically, through the advanced search
feature at this site, you can limit your search to documents published
by the Department.
Dated: April 10, 2019.
Scott Stump,
Assistant Secretary for Career, Technical, and Adult Education.
[FR Doc. 2019-07456 Filed 4-12-19; 8:45 am]
BILLING CODE 4000-01-P