Sunshine Act Meetings, 14161 [2019-07053]

Download as PDF Federal Register / Vol. 84, No. 68 / Tuesday, April 9, 2019 / Notices the RC if the review and analysis results in a proposed change that could impact total initial margin requirements by more than 5%. In that case, ICC Risk could not implement the proposed change without first obtaining a noobjection from the RC. Finally, the Risk Parameter Policy would also require monthly summary reports of sensitivity analyses to the RC or the RWG, depending on the parameter analyzed. The Commission believes that in assigning these responsibilities, the proposed rule change would establish governance arrangements relating to the Risk Parameter Policy that are clear and transparent to fulfill the public interest requirements in Section 17A of the Act by clearly assigning and documenting responsibilities for reporting and acting on the results of the reviews of the Model’s parameters and assumptions. Moreover, the Commission believes that by ensuring the RWG and RC are informed of the results of reviews, the Risk Parameter Policy would help promote the effectiveness of ICC’s risk management procedures in thereby providing the RC and RWG an opportunity to correct any issues with the Model’s parameters and underlying assumptions. Therefore, for this reason, the Commission finds that the proposed rule change is consistent with Rule 17Ad–22(d)(8).28 IV. Conclusion On the basis of the foregoing, the Commission finds that the proposal is consistent with the requirements of the Act, and in particular, with the requirements of Section 17A(b)(3)(F) of the Act 29 and Rules 17Ad–22(b)(2), 17Ad–22(b)(3), and 17Ad–22(d)(8) thereunder.30 It is therefore ordered pursuant to Section 19(b)(2) of the Act 31 that the proposed rule change (SR–ICC–2019– 002) be, and hereby is, approved.32 For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.33 Eduardo A. Aleman, Deputy Secretary. [FR Doc. 2019–06927 Filed 4–8–19; 8:45 am] amozie on DSK9F9SC42PROD with NOTICES BILLING CODE 8011–01–P 28 17 CFR 240.17Ad–22(d)(8). U.S.C. 78q–1(b)(3)(F). 30 17 CFR 240.17Ad–22(b)(2), (b)(3), and (d)(8). 31 15 U.S.C. 78s(b)(2). 32 In approving the proposed rule change, the Commission considered the proposal’s impact on efficiency, competition, and capital formation. 15 U.S.C. 78c(f). 33 17 CFR 200.30–3(a)(12). 29 15 VerDate Sep<11>2014 18:15 Apr 08, 2019 Jkt 247001 SECURITIES AND EXCHANGE COMMISSION Sunshine Act Meetings Notice is hereby given, pursuant to the provisions of the Government in the Sunshine Act, Public Law 94–409, that the Securities and Exchange Commission Fixed Income Market Structure Advisory Committee (‘‘FIMSAC’’) will hold a public meeting on Monday, April 15, 2019 at 9:30 a.m. PLACE: The meeting will be held in Multi-Purpose Room LL–006 at the Commission’s headquarters, 100 F Street NE, Washington, DC. STATUS: The meeting will begin at 9:30 a.m. and will be open to the public. Seating will be on a first-come, firstserved basis. Doors will open at 9:00 a.m. Visitors will be subject to security checks. The meeting will be webcast on the Commission’s website at www.sec.gov. MATTERS TO BE CONSIDERED: On March 21, 2019, the Commission published notice of the Committee meeting (Release No. 34–85383), indicating that the meeting is open to the public and inviting the public to submit written comments to the Committee. This Sunshine Act notice is being issued because a majority of the Commission may attend the meeting. The agenda for the meeting will include updates and presentations from the FIMSAC subcommittees and a discussion on the transition away from LIBOR. CONTACT PERSON FOR MORE INFORMATION: For further information, please contact Vanessa A. Countryman from the Office of the Secretary at (202) 551–5400. TIME AND DATE: Dated: April 4, 2019. Eduardo A. Aleman, Deputy Secretary. [FR Doc. 2019–07053 Filed 4–5–19; 11:15 am] BILLING CODE 8011–01–P SECURITIES AND EXCHANGE COMMISSION [Release No. 34–85499; File No. SR–FINRA– 2019–007] Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Rule 7640B, Data Products Offered by NYSE April 3, 2019. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 PO 00000 Frm 00079 Fmt 4703 Sfmt 4703 14161 (‘‘Act’’) 1 and Rule 19b–4 thereunder,2 notice is hereby given that on March 25, 2019, Financial Industry Regulatory Authority, Inc. (‘‘FINRA’’) filed with the Securities and Exchange Commission (‘‘SEC’’ or ‘‘Commission’’) the proposed rule change as described in Items I, II, and III below, which Items have been prepared by FINRA. FINRA has designated the proposed rule change as constituting a ‘‘non-controversial’’ rule change under paragraph (f)(6) of Rule 19b–4 under the Act,3 which renders the proposal effective upon receipt of this filing by the Commission. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons. I. Self-Regulatory Organization’s Statement of the Terms of Substance of the Proposed Rule Change FINRA is proposing to adopt FINRA Rule 7640B (Data Products Offered By NYSE) to (1) describe FINRA’s practices relating to the distribution of market data for over-the-counter (‘‘OTC’’) transactions in NMS stocks generated through the operation of the FINRA/ NYSE Trade Reporting Facility (‘‘FINRA/NYSE TRF’’) by NYSE Market (DE), Inc. (‘‘NYSE Market’’) and its affiliate, New York Stock Exchange LLC (‘‘NYSE’’); and (2) identify NYSE products that distribute FINRA/NYSE TRF data to third parties. The text of the proposed rule change is available on FINRA’s website at https://www.finra.org, at the principal office of FINRA and at the Commission’s Public Reference Room. II. Self-Regulatory Organization’s Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change In its filing with the Commission, FINRA included statements concerning the purpose of and basis for the proposed rule change and discussed any comments it received on the proposed rule change. The text of these statements may be examined at the places specified in Item IV below. FINRA has prepared summaries, set forth in sections A, B, and C below, of the most significant aspects of such statements. 1 15 U.S.C. 78s(b)(1). CFR 240.19b–4. 3 17 CFR 240.19b–4(f)(6). 2 17 E:\FR\FM\09APN1.SGM 09APN1

Agencies

[Federal Register Volume 84, Number 68 (Tuesday, April 9, 2019)]
[Notices]
[Page 14161]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2019-07053]


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SECURITIES AND EXCHANGE COMMISSION


Sunshine Act Meetings

TIME AND DATE: Notice is hereby given, pursuant to the provisions of 
the Government in the Sunshine Act, Public Law 94-409, that the 
Securities and Exchange Commission Fixed Income Market Structure 
Advisory Committee (``FIMSAC'') will hold a public meeting on Monday, 
April 15, 2019 at 9:30 a.m.

PLACE: The meeting will be held in Multi-Purpose Room LL-006 at the 
Commission's headquarters, 100 F Street NE, Washington, DC.

STATUS: The meeting will begin at 9:30 a.m. and will be open to the 
public. Seating will be on a first-come, first-served basis. Doors will 
open at 9:00 a.m. Visitors will be subject to security checks. The 
meeting will be webcast on the Commission's website at www.sec.gov.

MATTERS TO BE CONSIDERED: On March 21, 2019, the Commission published 
notice of the Committee meeting (Release No. 34-85383), indicating that 
the meeting is open to the public and inviting the public to submit 
written comments to the Committee. This Sunshine Act notice is being 
issued because a majority of the Commission may attend the meeting.
    The agenda for the meeting will include updates and presentations 
from the FIMSAC subcommittees and a discussion on the transition away 
from LIBOR.

CONTACT PERSON FOR MORE INFORMATION: For further information, please 
contact Vanessa A. Countryman from the Office of the Secretary at (202) 
551-5400.

    Dated: April 4, 2019.
Eduardo A. Aleman,
Deputy Secretary.
[FR Doc. 2019-07053 Filed 4-5-19; 11:15 am]
BILLING CODE 8011-01-P
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