Proposed Collection; Comment Request, 13734-13735 [2019-06680]
Download as PDF
13734
Federal Register / Vol. 84, No. 66 / Friday, April 5, 2019 / Notices
B. Self-Regulatory Organization’s
Statement on Burden on Competition
The Exchange does not believe that
the proposed rule change would impose
any burden on competition that is not
necessary or appropriate in furtherance
of the purposes of the Act. Rather, the
proposed rule change is designed to
increase inter-market competition for
retail order flow, and intra-market
competition for orders as market
participants compete to transact with
Retail Orders entered on the EDGX
Book. The proposed rule change
represents an effort by the Exchange to
enhance the ability for retail investors to
participate effectively on a national
securities exchange without
unnecessarily burdening competition.
Although retail priority would be
limited to retail investors, the Exchange
does not believe that this produces an
unnecessary burden on competition as
these changes are necessary to attract
Retail Orders to a national securities
exchange where they may interact with
a wide range of market participants. If
successful, the Exchange believes that
retail priority would enhance
competition by encouraging retail
brokers to route increased order flow to
the public markets, creating a more
vibrant and competitive trading
environment that benefits all market
participants.
C. Self-Regulatory Organization’s
Statement on Comments on the
Proposed Rule Change Received From
Members, Participants, or Others
No comments were solicited or
received on the proposed rule change.
khammond on DSKBBV9HB2PROD with NOTICES
III. Date of Effectiveness of the
Proposed Rule Change and Timing for
Commission Action
Within 45 days of the date of
publication of this notice in the Federal
Register or within such longer period
up to 90 days (i) as the Commission may
designate if it finds such longer period
to be appropriate and publishes its
reasons for so finding or (ii) as to which
the self-regulatory organization
consents, the Commission will:
(A) By order approve or disapprove
the proposed rule change, or
(B) institute proceedings to determine
whether the proposed rule change
should be disapproved.
IV. Solicitation of Comments
Interested persons are invited to
submit written data, views, and
arguments concerning the foregoing,
including whether the proposed rule
change is consistent with the Act.
Comments may be submitted by any of
the following methods:
VerDate Sep<11>2014
18:46 Apr 04, 2019
Jkt 247001
Electronic Comments
• Use the Commission’s internet
comment form (https://www.sec.gov/
rules/sro.shtml); or
• Send an email to rule-comments@
sec.gov. Please include File Number SR–
CboeEDGX–2019–012 on the subject
line.
Paper Comments
• Send paper comments in triplicate
to Secretary, Securities and Exchange
Commission, 100 F Street NE,
Washington, DC 20549–1090.
All submissions should refer to File
Number SR–CboeEDGX–2019–012. This
file number should be included on the
subject line if email is used. To help the
Commission process and review your
comments more efficiently, please use
only one method. The Commission will
post all comments on the Commission’s
internet website (https://www.sec.gov/
rules/sro.shtml). Copies of the
submission, all subsequent
amendments, all written statements
with respect to the proposed rule
change that are filed with the
Commission, and all written
communications relating to the
proposed rule change between the
Commission and any person, other than
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for website viewing and
printing in the Commission’s Public
Reference Room, 100 F Street NE,
Washington, DC 20549, on official
business days between the hours of
10:00 a.m. and 3:00 p.m. Copies of the
filing also will be available for
inspection and copying at the principal
office of the Exchange. All comments
received will be posted without change.
Persons submitting comments are
cautioned that we do not redact or edit
personal identifying information from
comment submissions. You should
submit only information that you wish
to make available publicly. All
submissions should refer to File
Number SR–CboeEDGX–2019–012 and
should be submitted on or before April
26, 2019.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.40
Eduardo A. Aleman,
Deputy Secretary.
[FR Doc. 2019–06720 Filed 4–4–19; 8:45 am]
BILLING CODE 8011–01–P
40 17
PO 00000
CFR 200.30–3(a)(12).
Frm 00110
Fmt 4703
Sfmt 4703
SECURITIES AND EXCHANGE
COMMISSION
Proposed Collection; Comment
Request
Upon Written Request, Copies Available
From: Securities and Exchange
Commission, Office of FOIA Services,
100 F Street NE, Washington, DC
20549–2736.
Extension:
Industry Guides, SEC File No. 270–069,
OMB Control No. 3235–0069.
Notice is hereby given that, pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.), the Securities
and Exchange Commission
(‘‘Commission’’) is soliciting comments
on the collection of information
summarized below. The Commission
plans to submit this existing collection
of information to the Office of
Management and Budget for extension
and approval.
Industry Guides are used by
registrants in certain industries as
disclosure guidelines to be followed in
presenting information to investors in
Securities Act (15 U.S.C. 77a et seq.)
and Exchange Act (15 U.S.C. 78a et seq.)
registration statements and certain other
Exchange Act filings. The paperwork
burden from the Industry Guides is
imposed through the forms that are
subject to the disclosure requirements in
the Industry Guides and is reflected in
the analysis of these documents. To
avoid a Paperwork Reduction Act
inventory reflecting duplicative
burdens, for administrative convenience
the Commission estimates the total
annual burden imposed by the Industry
Guides to be one hour.
Written comments are invited on: (a)
Whether this proposed collection of
information is necessary for the proper
performance of the functions of the
agency, including whether the
information will have practical utility;
(b) the accuracy of the agency’s estimate
of the burden imposed by the collection
of information; (c) ways to enhance the
quality, utility, and clarity of the
information collected; and (d) ways to
minimize the burden of the collection of
information on respondents, including
through the use of automated collection
techniques or other forms of information
technology. Consideration will be given
to comments and suggestions submitted
in writing within 60 days of this
publication.
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
unless it displays a currently valid
control number.
E:\FR\FM\05APN1.SGM
05APN1
Federal Register / Vol. 84, No. 66 / Friday, April 5, 2019 / Notices
Please direct your written comment to
Charles Riddle, Acting Director/Chief
Information Officer, Securities and
Exchange Commission, c/o Remi PavlikSimon, 100 F Street NE, Washington,
DC 20549 or send an email to: PRA_
Mailbox@sec.gov.
Dated: April 2, 2019.
Eduardo A. Aleman,
Deputy Secretary.
[FR Doc. 2019–06680 Filed 4–4–19; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[SEC File No. 270–332, OMB Control No.
3235–0378]
Proposed Collection; Comment
Request
Upon Written Request Copies Available
From: Securities and Exchange
Commission, Office of FOIA Services,
100 F Street NE, Washington, DC
20549–2736.
khammond on DSKBBV9HB2PROD with NOTICES
Extension:
Form F–8
Dated: April 2, 2019.
Eduardo A. Aleman,
Deputy Secretary.
[FR Doc. 2019–06683 Filed 4–4–19; 8:45 am]
Notice is hereby given that, pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.), the Securities
and Exchange Commission
(‘‘Commission’’) is soliciting comments
on the collection of information
summarized below. The Commission
plans to submit this existing collection
of information to the Office of
Management and Budget for extension
and approval.
Form F–8 (17 CFR 239.38) may be
used to register securities of certain
Canadian issuers under the Securities
Act of 1933 (15 U.S.C. 77a et seq.) that
will be used in an exchange offer or
business combination. The information
collected is intended to ensure that the
information required to be filed by the
Commission permits verification of
compliance with securities law
requirements and assures the public
availability of such information. We
estimate that Form F–8 takes
approximately one hour per response to
prepare and is filed by approximately 5
respondents. We estimate that 25% of
one hour per response (15 minutes) is
prepared by the company for a total
annual reporting burden of one hour (15
minutes/60 minutes per response × 5
responses = 1.25 hours rounded to the
nearest whole number one hour).
Written comments are invited on: (a)
Whether this proposed collection of
information is necessary for the proper
performance of the functions of the
agency, including whether the
information will have practical utility;
VerDate Sep<11>2014
(b) the accuracy of the agency’s estimate
of the burden imposed by the collection
of information; (c) ways to enhance the
quality, utility, and clarity of the
information collected; and (d) ways to
minimize the burden of the collection of
information on respondents, including
through the use of automated collection
techniques or other forms of information
technology. Consideration will be given
to comments and suggestions submitted
in writing within 60 days of this
publication.
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
unless it displays a currently valid
control number.
Please direct your written comment to
Charles Riddle, Acting Director/Chief
Information Officer, Securities and
Exchange Commission, c/o Candace
Kenner, 100 F Street NE, Washington,
DC 20549 or send an email to: PRA_
Mailbox@sec.gov.
18:46 Apr 04, 2019
Jkt 247001
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
Proposed Collection; Comment
Request
Upon Written Request Copies Available
From: Securities and Exchange
Commission, Office of FOIA Services,
100 F Street NE, Washington, DC
20549–2736.
Extension:
Rule 13e–1, SEC File No. 270–255, OMB
Control No. 3235–0305.
Notice is hereby given that, pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.), the Securities
and Exchange Commission
(‘‘Commission’’) is soliciting comments
on the collection of information
summarized below. The Commission
plans to submit this existing collection
of information to the Office of
Management and Budget for extension
and approval.
Rule 13e–1 (17 CFR 240.13e–1) under
the Securities Exchange Act of 1934 (15
U.S.C. 78 et seq.) makes it unlawful for
an issuer who has received notice that
it is the subject of a tender offer made
under Section 14(d)(1) of the Exchange
Act to purchase any of its equity
securities during the tender offer, unless
it first files a statement with the
Commission containing information
required by the rule. This rule is in
PO 00000
Frm 00111
Fmt 4703
Sfmt 4703
13735
keeping with the Commission’s
statutory responsibility to prescribe
rules and regulations that are necessary
for the protection of investors. The
information filed under Rule 13e–1
must be filed with the Commission and
is publicly available. We estimate that it
takes approximately 10 burden hours
per response to provide the information
required under Rule 13e–1 and that the
information is filed by approximately 10
respondents. We estimate that 25% of
the 10 hours per response (2.5 hours) is
prepared by the company for a total
annual reporting burden of 25 hours (2.5
hours per response × 10 responses).
Written comments are invited on: (a)
Whether this proposed collection of
information is necessary for the proper
performance of the functions of the
agency, including whether the
information will have practical utility;
(b) the accuracy of the agency’s estimate
of the burden imposed by the collection
of information; (c) ways to enhance the
quality, utility, and clarity of the
information collected; and (d) ways to
minimize the burden of the collection of
information on respondents, including
through the use of automated collection
techniques or other forms of information
technology. Consideration will be given
to comments and suggestions submitted
in writing within 60 days of this
publication.
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
unless it displays a currently valid
control number.
Please direct your written comment to
Charles Riddle, Acting Director/Chief
Information Officer, Securities and
Exchange Commission, c/o Candace
Kenner, 100 F Street NE, Washington,
DC 20549 or send an email to: PRA_
Mailbox@sec.gov.
Dated: April 2, 2019.
Eduardo A. Aleman,
Deputy Secretary.
[FR Doc. 2019–06682 Filed 4–4–19; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
Proposed Collection; Comment
Request
Upon Written Request Copies Available
From: Securities and Exchange
Commission, Office of FOIA Services,
100 F Street NE, Washington, DC
20549–2736.
Extension:
Schedule 14D–9F, SEC File No. 270–339,
OMB Control No. 3235–0382.
E:\FR\FM\05APN1.SGM
05APN1
Agencies
[Federal Register Volume 84, Number 66 (Friday, April 5, 2019)]
[Notices]
[Pages 13734-13735]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2019-06680]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
Proposed Collection; Comment Request
Upon Written Request, Copies Available From: Securities and Exchange
Commission, Office of FOIA Services, 100 F Street NE, Washington, DC
20549-2736.
Extension:
Industry Guides, SEC File No. 270-069, OMB Control No. 3235-
0069.
Notice is hereby given that, pursuant to the Paperwork Reduction
Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange
Commission (``Commission'') is soliciting comments on the collection of
information summarized below. The Commission plans to submit this
existing collection of information to the Office of Management and
Budget for extension and approval.
Industry Guides are used by registrants in certain industries as
disclosure guidelines to be followed in presenting information to
investors in Securities Act (15 U.S.C. 77a et seq.) and Exchange Act
(15 U.S.C. 78a et seq.) registration statements and certain other
Exchange Act filings. The paperwork burden from the Industry Guides is
imposed through the forms that are subject to the disclosure
requirements in the Industry Guides and is reflected in the analysis of
these documents. To avoid a Paperwork Reduction Act inventory
reflecting duplicative burdens, for administrative convenience the
Commission estimates the total annual burden imposed by the Industry
Guides to be one hour.
Written comments are invited on: (a) Whether this proposed
collection of information is necessary for the proper performance of
the functions of the agency, including whether the information will
have practical utility; (b) the accuracy of the agency's estimate of
the burden imposed by the collection of information; (c) ways to
enhance the quality, utility, and clarity of the information collected;
and (d) ways to minimize the burden of the collection of information on
respondents, including through the use of automated collection
techniques or other forms of information technology. Consideration will
be given to comments and suggestions submitted in writing within 60
days of this publication.
An agency may not conduct or sponsor, and a person is not required
to respond to, a collection of information unless it displays a
currently valid control number.
[[Page 13735]]
Please direct your written comment to Charles Riddle, Acting
Director/Chief Information Officer, Securities and Exchange Commission,
c/o Remi Pavlik-Simon, 100 F Street NE, Washington, DC 20549 or send an
email to: [email protected].
Dated: April 2, 2019.
Eduardo A. Aleman,
Deputy Secretary.
[FR Doc. 2019-06680 Filed 4-4-19; 8:45 am]
BILLING CODE 8011-01-P