Sunshine Act Meetings, 8937 [2019-04557]
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Federal Register / Vol. 84, No. 48 / Tuesday, March 12, 2019 / Notices
8937
SECURITIES AND EXCHANGE
COMMISSION
SECURITIES AND EXCHANGE
COMMISSION
the most significant aspects of such
statements.
Sunshine Act Meetings
[Release No. 34–85254; File No. SR–C2–
2019–005]
A. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
1:30 p.m. on Thursday,
March 14, 2019.
TIME AND DATE:
The meeting will be held at the
Commission’s headquarters, 100 F
Street NE, Washington, DC 20549.
PLACE:
This meeting will be closed to
the public.
STATUS:
MATTERS TO BE CONSIDERED:
Commissioners, Counsel to the
Commissioners, the Secretary to the
Commission, and recording secretaries
will attend the closed meeting. Certain
staff members who have an interest in
the matters also may be present.
The General Counsel of the
Commission, or his designee, has
certified that, in his opinion, one or
more of the exemptions set forth in 5
U.S.C. 552b(c)(3), (5), (6), (7), (8), 9(B)
and (10) and 17 CFR 200.402(a)(3),
(a)(5), (a)(6), (a)(7), (a)(8), (a)(9)(ii) and
(a)(10), permit consideration of the
scheduled matters at the closed meeting.
Commissioner Jackson, as duty
officer, voted to consider the items
listed for the closed meeting in closed
session.
The subject matters of the closed
meeting will be:
Institution and settlement of
injunctive actions;
Institution and settlement of
administrative proceedings;
Litigation matters;
Resolution of litigation claims; and
Other matters relating to enforcement
proceedings.
At times, changes in Commission
priorities require alterations in the
scheduling of meeting items.
CONTACT PERSON FOR MORE INFORMATION:
For further information and to ascertain
what, if any, matters have been added,
deleted or postponed; please contact
Brent J. Fields from the Office of the
Secretary at (202) 551–5400.
Dated: March 7, 2019.
Brent J. Fields,
Secretary.
[FR Doc. 2019–04557 Filed 3–8–19; 11:15 am]
BILLING CODE 8011–01–P
Self-Regulatory Organizations; Cboe
C2 Exchange, Inc.; Notice of Filing and
Immediate Effectiveness of a Proposed
Rule Change To Modify its Provision
Related to its Risk Monitor Mechanism
March 6, 2019.
Pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934 (the
‘‘Act’’),1 and Rule 19b–4 thereunder,2
notice is hereby given that on February
25, 2019, Cboe C2 Exchange, Inc. (the
‘‘Exchange’’ or ‘‘C2’’) filed with the
Securities and Exchange Commission
(the ‘‘Commission’’) the proposed rule
change as described in Items I and II
below, which Items have been prepared
by the Exchange. The Exchange filed the
proposal as a ‘‘non-controversial’’
proposed rule change pursuant to
Section 19(b)(3)(A)(iii) of the Act 3 and
Rule 19b–4(f)(6) thereunder.4 The
Commission is publishing this notice to
solicit comments on the proposed rule
change from interested persons.
I. Self-Regulatory Organization’s
Statement of the Terms of Substance of
the Proposed Rule Change
Cboe C2 Exchange, Inc. (the
‘‘Exchange’’ or ‘‘C2’’) is filing with the
Securities and Exchange Commission
(‘‘Commission’’) a proposed rule change
to modify its provision related to its
Risk Monitor Mechanism. The text of
the proposed rule change is provided in
Exhibit 5.
The text of the proposed rule change
is also available on the Exchange’s
website (https://markets.cboe.com/us/
options/regulation/rule_filings/ctwo/),
at the Exchange’s Office of the
Secretary, and at the Commission’s
Public Reference Room.
II. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
In its filing with the Commission, the
Exchange included statements
concerning the purpose of and basis for
the proposed rule change and discussed
any comments it received on the
proposed rule change. The text of these
statements may be examined at the
places specified in Item IV below. The
Exchange has prepared summaries, set
forth in sections A, B, and C below, of
1 15
U.S.C. 78s(b)(1).
CFR 240.19b–4.
3 15 U.S.C. 78s(b)(3)(A)(iii).
4 17 CFR 240.19b–4(f)(6).
2 17
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1. Purpose
The Exchange proposes to amend its
provision related to its Risk Monitor
Mechanism to correct an inadvertent
oversight to use a defined term per Rule
6.14(c)(5)(A). Specifically, on November
30, 2018, the Exchange filed a rule
filing, SR–C2–2018–024, which
proposed to make clarifying and
miscellaneous non-substantive changes,
provide the ability for Trading Permit
Holders (‘‘TPHs’’) 5 to establish limits
for a group of executing firm IDs
(‘‘EFIDs’’), and adopt a new risk
parameter.6 The Exchange notes that
although it reflected the definition of a
TPH-established time period as an
‘‘interval’’ time period in Rule
6.14(c)(5)(A), it mistakenly referred to
such time period as a ‘‘specified’’ time
period, instead of an ‘‘interval’’ time
period, in then proposed Rule
6.14(c)(5)(D)(vi)(ii).7 The Exchange now
proposes to update the reference to
‘‘specified time period’’ to ‘‘interval
time period’’ to maintain consistency
throughout the rule and alleviate
potential confusion. No substantive
changes are being made by the proposed
rule change.
2. Statutory Basis
The Exchange believes the proposed
rule change is consistent with the
Securities Exchange Act of 1934 (the
‘‘Act’’) and the rules and regulations
thereunder applicable to the Exchange
and, in particular, the requirements of
Section 6(b) of the Act.8 Specifically,
the Exchange believes the proposed rule
change is consistent with the Section
6(b)(5) 9 requirements that the rules of
an exchange be designed to prevent
fraudulent and manipulative acts and
practices, to promote just and equitable
principles of trade, to foster cooperation
and coordination with persons engaged
in regulating, clearing, settling,
processing information with respect to,
and facilitating transactions in
5 See Securities and Exchange Act Release 34–
84787 (December 11, 2018), 83 FR 64618 (December
17, 2018) (Notice of Filing and Immediate
Effectiveness of a Proposed Rule Change Relating
To Amend Its Provision Related to Its Risk Monitor
Mechanism) (SR–C2–2018–024), which proposed to
replace references to ‘‘User’’ in Rule 6.14(c)(5) with
‘‘TPH’’.
6 Id.
7 Id.
8 15 U.S.C. 78f(b).
9 15 U.S.C. 78f(b)(5).
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[Federal Register Volume 84, Number 48 (Tuesday, March 12, 2019)]
[Notices]
[Page 8937]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2019-04557]
[[Page 8937]]
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SECURITIES AND EXCHANGE COMMISSION
Sunshine Act Meetings
TIME AND DATE: 1:30 p.m. on Thursday, March 14, 2019.
PLACE: The meeting will be held at the Commission's headquarters, 100 F
Street NE, Washington, DC 20549.
STATUS: This meeting will be closed to the public.
MATTERS TO BE CONSIDERED: Commissioners, Counsel to the Commissioners,
the Secretary to the Commission, and recording secretaries will attend
the closed meeting. Certain staff members who have an interest in the
matters also may be present.
The General Counsel of the Commission, or his designee, has
certified that, in his opinion, one or more of the exemptions set forth
in 5 U.S.C. 552b(c)(3), (5), (6), (7), (8), 9(B) and (10) and 17 CFR
200.402(a)(3), (a)(5), (a)(6), (a)(7), (a)(8), (a)(9)(ii) and (a)(10),
permit consideration of the scheduled matters at the closed meeting.
Commissioner Jackson, as duty officer, voted to consider the items
listed for the closed meeting in closed session.
The subject matters of the closed meeting will be:
Institution and settlement of injunctive actions;
Institution and settlement of administrative proceedings;
Litigation matters;
Resolution of litigation claims; and
Other matters relating to enforcement proceedings.
At times, changes in Commission priorities require alterations in
the scheduling of meeting items.
CONTACT PERSON FOR MORE INFORMATION: For further information and to
ascertain what, if any, matters have been added, deleted or postponed;
please contact Brent J. Fields from the Office of the Secretary at
(202) 551-5400.
Dated: March 7, 2019.
Brent J. Fields,
Secretary.
[FR Doc. 2019-04557 Filed 3-8-19; 11:15 am]
BILLING CODE 8011-01-P
