Regulation of NMS Stock Alternative Trading Systems, 56257-56258 [2018-24549]

Download as PDF amozie on DSK3GDR082PROD with RULES Federal Register / Vol. 83, No. 219 / Tuesday, November 13, 2018 / Rules and Regulations and uniform on all handlers. Some of the additional costs may be passed on to growers. However, these costs are offset by the benefits derived by the operation of the Order. In addition, the Committee’s meeting was widely publicized throughout the Oregon and Washington fresh pear industry. All interested persons were invited to attend the meeting and participate in Committee deliberations on all issues. Like all Committee meetings, the May 31, 2018, meeting was a public meeting and all entities, both large and small, were able to express views on this issue. In accordance with the Paperwork Reduction Act of 1995 (44 U.S.C. Chapter 35), the Order’s information collection requirements have been previously approved by the OMB and assigned OMB No. 0581–0189 Fruit Crops. No changes in those requirements are necessary as a result of this action. Should any changes become necessary, they would be submitted to OMB for approval. This rule imposes no additional reporting or recordkeeping requirements on either small or large Oregon and Washington fresh pear handlers. As with all Federal marketing order programs, reports and forms are periodically reviewed to reduce information requirements and duplication by industry and public sector agencies. USDA has not identified any relevant Federal rules that duplicate, overlap, or conflict with this final rule. AMS is committed to complying with the E-Government Act, to promote the use of the internet and other information technologies to provide increased opportunities for citizen access to Government information and services, and for other purposes. A proposed rule concerning this action was published in the Federal Register on August 28, 2018 (83 FR 43799). Copies of the proposed rule were also mailed or sent via facsimile to all Oregon and Washington fresh pear handlers. The proposal was made available through the internet by USDA and the Office of the Federal Register. A 30-day comment period ending September 27, 2018, was provided for interested persons to respond to the proposal. One comment was received during the comment period. The commenter was in favor of the regulation. Accordingly, no changes will be made to the rule as proposed, based on the comment received. A small business guide on complying with fruit, vegetable, and specialty crop marketing agreements and orders may be viewed at: https://www.ams.usda.gov/ rules-regulations/moa/small-businesses. VerDate Sep<11>2014 16:36 Nov 09, 2018 Jkt 247001 Any questions about the compliance guide should be sent to Richard Lower at the previously mentioned address in the FOR FURTHER INFORMATION CONTACT section. After consideration of all relevant material presented, including the information and recommendation submitted by the Committee and other available information, it is hereby found that this rule, will tend to effectuate the declared policy of the Act. List of Subjects in 7 CFR Part 927 Marketing agreements, Pears, Reporting and recordkeeping requirements. For the reasons set forth in the preamble, 7 CFR part 927 is amended as follows: PART 927—PEARS GROWN IN OREGON AND WASHINGTON 1. The authority citation for 7 CFR part 927 continues to read as follows: ■ Authority: 7 U.S.C. 601–674. 2. In § 927.236, the introductory text and paragraphs (a) and (b) are revised to read as follows: ■ § 927.236 Assessment rate. On and after July 1, 2018, the following base rates of assessment for fresh pears are established for the Fresh Pear Committee: (a) $0.463 per 44-pound net weight standard box or container equivalent for any or all varieties or subvarieties of fresh pears classified as ‘‘summer/fall’’; (b) $0.463 per 44-pound net weight standard box or container equivalent for any or all varieties or subvarieties of fresh pears classified as ‘‘winter’’; and * * * * * Dated: November 7, 2018. Bruce Summers, Administrator, Agricultural Marketing Service. [FR Doc. 2018–24728 Filed 11–9–18; 8:45 am] BILLING CODE 3410–02–P SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 249 [Release No. 34–84541; File No. S7–23–15] RIN 3235–AL66 Regulation of NMS Stock Alternative Trading Systems Securities and Exchange Commission. ACTION: Final rule; technical correction. AGENCY: PO 00000 Frm 00003 Fmt 4700 Sfmt 4700 56257 This document makes technical corrections to a rule that was published in the Federal Register on August 7, 2018. The Commission adopted amendments to the regulatory requirements in Regulation ATS under the Securities Exchange Act of 1934 applicable to alternative trading systems (‘‘ATSs’’) that trade National Market System (‘‘NMS’’) stocks (hereinafter referred to as ‘‘NMS Stock ATSs’’), which included, among other items, Form ATS–N. This document is being published to correct a citation contained in the adopted language of Part III, Item 15.a of Form ATS–N. DATES: Effective November 13, 2018. FOR FURTHER INFORMATION CONTACT: Tyler Raimo, Senior Special Counsel, at (202) 551–6227; Matthew Cursio, Special Counsel, at (202) 551–5748; Marsha Dixon, Special Counsel, at (202) 551–5782; Jennifer Dodd, Special Counsel, at (202) 551–5653; David Garcia, Special Counsel, at (202) 551– 5681; or Megan Mitchell, Special Counsel, at (202) 551–4887; Office of Market Supervision, Division of Trading and Markets, Securities and Exchange Commission, 100 F Street NE, Washington, DC 20549–7010. SUPPLEMENTARY INFORMATION: We are making a technical amendment to Part III, Item 15.a of Form ATS–N under 17 CFR 249.640. SUMMARY: List of Subjects in 17 CFR Part 249 Brokers, Reporting and recordkeeping requirements, Securities. Statutory Authority and Text of Amendments For the reasons set out above, title 17, chapter II of the Code of Federal Regulations is amended as follows: PART 249—FORMS, SECURITIES EXCHANGE ACT OF 1934 1. The authority citation for part 249 continues to read in part as follows: ■ Authority: 15 U.S.C. 78a et seq. and 7201 et seq.; 12 U.S.C. 5461 et seq.; 18 U.S.C. 1350; Sec. 953(b), Pub. L. 111–203, 124 Stat. 1904; Sec. 102(a)(3), Pub. L. 112–106, 126 Stat. 309 (2012); Sec. 107, Pub. L. 112–106, 126 Stat. 313 (2012), and Sec. 72001, Pub. L. 114–94, 129 Stat. 1312 (2015), unless otherwise noted. * * * * * 2. Amend Form ATS–N (referenced in § 249.640) by revising Part III, Item 15.a to read as follows: ■ Note: The text of Form ATS–N does not, and this amendment will not, appear in the Code of Federal Regulations. Form ATS–N * E:\FR\FM\13NOR1.SGM * * 13NOR1 * * 56258 Federal Register / Vol. 83, No. 219 / Tuesday, November 13, 2018 / Rules and Regulations Item 15: Display a. Does the NMS Stock ATS operate as an Electronic Communication Network as defined in Rule 600(b)(23) of Regulation NMS? Yes b No b * * * * * Dated: November 6, 2018. Eduardo A. Aleman, Assistant Secretary. [FR Doc. 2018–24549 Filed 11–9–18; 8:45 am] BILLING CODE 8011–01–P DEPARTMENT OF HEALTH AND HUMAN SERVICES Food and Drug Administration 21 CFR Part 73 [Docket No. FDA–2018–C–4117] Sensient Colors, LLC; Filing of Color Additive Petition AGENCY: Food and Drug Administration, HHS. ACTION: Notification of petition. The Food and Drug Administration (FDA or we) is announcing that we have filed a petition, submitted by Sensient Colors, LLC, proposing that the color additive regulations be amended to provide for the safe use of an aqueous extract of butterfly pea flower (Clitoria ternatea) as a color additive in various food categories, at levels consistent with good manufacturing practice. DATES: The color additive petition was filed on October 4, 2018. ADDRESSES: For access to the docket to read background documents or comments received, go to https:// www.regulations.gov and insert the docket number found in brackets in the heading of this document into the ‘‘Search’’ box and follow the prompts, and/or go to the Dockets Management Staff, 5630 Fishers Lane, Rm. 1061, Rockville, MD 20852. FOR FURTHER INFORMATION CONTACT: Stephen DiFranco, Center for Food Safety and Applied Nutrition, Food and Drug Administration, 5001 Campus Dr., College Park, MD 20740, 240–402–2710. SUPPLEMENTARY INFORMATION: Under section 721(d)(1) of the Federal Food, Drug, and Cosmetic Act (21 U.S.C. 379e(d)(1)), we are giving notice that we have filed a color additive petition (CAP 8C0313) submitted by Exponent, Inc. on behalf of Sensient Colors, LLC, 1150 Connecticut Ave. NW, Suite 1100, Washington, DC 20036. The petition amozie on DSK3GDR082PROD with RULES SUMMARY: VerDate Sep<11>2014 16:36 Nov 09, 2018 Jkt 247001 proposes to amend the color additive regulations in part 73 (21 CFR part 73), ‘‘Listing of Color Additives Exempt From Certification,’’ to provide for the safe use of an aqueous extract of butterfly pea flower (Clitoria ternatea) as a color additive in: (1) Alcoholic beverages (liquor, liqueurs, and flavored alcoholic beverages); (2) ready-to-drink non-alcoholic beverages; (3) liquid coffee creamers (dairy and non-dairy); (4) ice cream and frozen dairy desserts; (5) fruit preparation in yogurt; (6) chewing gum; (7) coated nuts; (8) hard candy; and (9) soft candy, at levels consistent with good manufacturing practice. The petitioner has claimed that this action is categorically excluded under 21 CFR 25.32(k) because the substance is intended to remain in food through ingestion by consumers and is not intended to replace macronutrients in food. In addition, the petitioner has stated that, to their knowledge, no extraordinary circumstances exist. If FDA determines a categorical exclusion applies, neither an environmental assessment nor an environmental impact statement is required. If FDA determines a categorical exclusion does not apply, we will request an environmental assessment and make it available for public inspection. Dated: November 6, 2018. Leslie Kux, Associate Commissioner for Policy. [FR Doc. 2018–24662 Filed 11–9–18; 8:45 am] BILLING CODE 4164–01–P DEPARTMENT OF HOMELAND SECURITY Coast Guard 33 CFR Part 165 [Docket No. USCG–2018–0964] Safety Zone; Allegheny River, Miles 0.0–1.0, Pittsburgh, PA Coast Guard, DHS. Notice of enforcement of regulation. AGENCY: ACTION: The Coast Guard will enforce the safety zone for the Pittsburgh Downtown Partnership/Light Up Night Fireworks to provide for the safety of persons, vessels, and the marine environment on the navigable waters of the Allegheny River, miles 0.0 to 1.0, extending the entire width of the river. Our regulation for marine events within the Eighth Coast Guard District identifies the regulated area for this event in Pittsburgh, PA. During the SUMMARY: PO 00000 Frm 00004 Fmt 4700 Sfmt 9990 enforcement period, entry into, transiting, or anchoring in the safety zone is prohibited to all vessels not registered with the sponsor as participants or official patrol vessels, unless specifically authorized by the Captain of the Port Marine Safety Unit Pittsburgh (COTP) or a designated representative. The regulations in 33 CFR 165.801 Table 1, line 37 will be enforced from 9 p.m. through 11:30 p.m. on November 16, 2018. FOR FURTHER INFORMATION CONTACT: If you have questions about this notice of enforcement, call or email Petty Officer Jennifer Haggins, Marine Safety Unit Pittsburgh, U.S. Coast Guard; telephone 412–221–0807, email Jennifer.L.Haggins@uscg.mil. SUPPLEMENTARY INFORMATION: The Coast Guard will enforce a temporary safety Zone for the Pittsburgh Downtown Partnership/Light Up Night Fireworks in 33 CFR 165.801 Table 1 titled ‘‘Sector Ohio Valley Annual and Recurring Safety Zones’’, line 37 from 9 p.m. through 11:30 p.m. on November 16, 2018. This action is being taken to provide for the safety of persons, vessels, and the marine environment on the navigable waters of the Allegheny River during this event. Our regulation for marine events within the Eighth Coast Guard District, § 165.801 specifies the location of the regulated area for the Pittsburgh Downtown Partnership/Light Up Night Fireworks. Entry into the safety zone is prohibited unless authorized by the Captain of the Port Marine Safety Unit Pittsburgh (COTP) or a designated representative. Persons or vessels desiring to enter into or passage through the safety zone must request permission from the COTP or a designated representative. They can be reached on VHF FM channel 16. If permission is granted, all persons and vessels shall comply with the instructions of the COTP or designated representative. In addition to this notice of enforcement in the Federal Register, the COTP or a designated representative will inform the public through Broadcast Notices to Mariners (BNMs), Local Notices to Mariners (LNMs), Marine Safety Information Bulletins (MSIBs), and/or through other means of public notice as appropriate at least 24 hours in advance of enforcement. DATES: Dated: October 29, 2018. A.W. Demo, Commander, U.S. Coast Guard, Captain of the Port Marine Safety Unit Pittsburgh. [FR Doc. 2018–24624 Filed 11–9–18; 8:45 am] BILLING CODE 9110–04–P E:\FR\FM\13NOR1.SGM 13NOR1

Agencies

SECURITIES AND EXCHANGE COMMISSION

[Federal Register Volume 83, Number 219 (Tuesday, November 13, 2018)]
[Rules and Regulations]
[Pages 56257-56258]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2018-24549]


=======================================================================
-----------------------------------------------------------------------

SECURITIES AND EXCHANGE COMMISSION

17 CFR Part 249

[Release No. 34-84541; File No. S7-23-15]
RIN 3235-AL66


Regulation of NMS Stock Alternative Trading Systems

AGENCY: Securities and Exchange Commission.

ACTION: Final rule; technical correction.

-----------------------------------------------------------------------

SUMMARY: This document makes technical corrections to a rule that was 
published in the Federal Register on August 7, 2018. The Commission 
adopted amendments to the regulatory requirements in Regulation ATS 
under the Securities Exchange Act of 1934 applicable to alternative 
trading systems (``ATSs'') that trade National Market System (``NMS'') 
stocks (hereinafter referred to as ``NMS Stock ATSs''), which included, 
among other items, Form ATS-N. This document is being published to 
correct a citation contained in the adopted language of Part III, Item 
15.a of Form ATS-N.

DATES: Effective November 13, 2018.

FOR FURTHER INFORMATION CONTACT: Tyler Raimo, Senior Special Counsel, 
at (202) 551-6227; Matthew Cursio, Special Counsel, at (202) 551-5748; 
Marsha Dixon, Special Counsel, at (202) 551-5782; Jennifer Dodd, 
Special Counsel, at (202) 551-5653; David Garcia, Special Counsel, at 
(202) 551-5681; or Megan Mitchell, Special Counsel, at (202) 551-4887; 
Office of Market Supervision, Division of Trading and Markets, 
Securities and Exchange Commission, 100 F Street NE, Washington, DC 
20549-7010.

SUPPLEMENTARY INFORMATION: We are making a technical amendment to Part 
III, Item 15.a of Form ATS-N under 17 CFR 249.640.

List of Subjects in 17 CFR Part 249

    Brokers, Reporting and recordkeeping requirements, Securities.

Statutory Authority and Text of Amendments

    For the reasons set out above, title 17, chapter II of the Code of 
Federal Regulations is amended as follows:

PART 249--FORMS, SECURITIES EXCHANGE ACT OF 1934

0
1. The authority citation for part 249 continues to read in part as 
follows:

    Authority: 15 U.S.C. 78a et seq. and 7201 et seq.; 12 U.S.C. 
5461 et seq.; 18 U.S.C. 1350; Sec. 953(b), Pub. L. 111-203, 124 
Stat. 1904; Sec. 102(a)(3), Pub. L. 112-106, 126 Stat. 309 (2012); 
Sec. 107, Pub. L. 112-106, 126 Stat. 313 (2012), and Sec. 72001, 
Pub. L. 114-94, 129 Stat. 1312 (2015), unless otherwise noted.
* * * * *

0
2. Amend Form ATS-N (referenced in Sec.  249.640) by revising Part III, 
Item 15.a to read as follows:

    Note: The text of Form ATS-N does not, and this amendment will 
not, appear in the Code of Federal Regulations.

Form ATS-N

* * * * *

[[Page 56258]]

Item 15: Display

a. Does the NMS Stock ATS operate as an Electronic Communication 
Network as defined in Rule 600(b)(23) of Regulation NMS?
Yes [ballot] No [ballot]
* * * * *

    Dated: November 6, 2018.
Eduardo A. Aleman,
Assistant Secretary.
[FR Doc. 2018-24549 Filed 11-9-18; 8:45 am]
BILLING CODE 8011-01-P

This site is protected by reCAPTCHA and the Google Privacy Policy and Terms of Service apply.