Sunshine Act Meetings, 55773 [2018-24405]

Download as PDF Federal Register / Vol. 83, No. 216 / Wednesday, November 7, 2018 / Notices number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission’s internet website (https://www.sec.gov/ rules/sro.shtml). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for website viewing and printing in the Commission’s Public Reference Room, 100 F Street NE, Washington, DC 20549, on official business days between the hours of 10:00 a.m. and 3:00 p.m. Copies of the filing also will be available for inspection and copying at the principal office of the Exchange. All comments received will be posted without change. Persons submitting comments are cautioned that we do not redact or edit personal identifying information from comment submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number SR–ISE–2018–91 and should be submitted on or before November 28, 2018. For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.10 Eduardo A. Aleman, Assistant Secretary. Dated: November 2, 2018. Brent J. Fields, Secretary. [FR Doc. 2018–24405 Filed 11–5–18; 11:15 am] BILLING CODE 8011–01–P SECURITIES AND EXCHANGE COMMISSION [Release No. 34–84517; File No. SR– NYSEArca-2018–54] SECURITIES AND EXCHANGE COMMISSION Self-Regulatory Organizations; NYSE Arca, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend Commentary .01 to NYSE Arca Rule 8.600–E Relating to Certain Generic Listing Standards for Managed Fund Shares Sunshine Act Meetings November 1, 2018. Notice is hereby given, pursuant to the provisions of the Government in Sunshine Act, Public Law 94–409, that the Securities and Exchange Commission Investor Advisory Committee will hold a telephonic meeting on Wednesday, November 7, 2018. PLACE: The meeting will be open to the public via telephone at 1–800–260– 0702, participant code 455778. STATUS: This meeting will begin at 2:00 p.m. (ET) and conclude at 3:30 p.m. and I. Introduction [FR Doc. 2018–24304 Filed 11–6–18; 8:45 am] BILLING CODE 8011–01–P TIME AND DATE: amozie on DSK3GDR082PROD with NOTICES1 will be open to the public via telephone. The meeting will be webcast by audioonly on the Commission’s website at www.sec.gov. MATTERS TO BE CONSIDERED: On October 17, 2018, the Commission issued notice of the Committee meeting (Release No. 33–10568), indicating that the meeting is open to the public via telephone, and inviting the public to submit written comments to the Committee. This Sunshine Act notice is being issued because a quorum of the Commission may attend the meeting. The duty officer determined that no earlier notice of this Meeting was practicable. The agenda for the meeting includes: Welcome remarks; a discussion of the Commission’s Proposed Regulation Best Interest and Proposed Form CRS Relationship Summary (including a recommendation of the Investor as Purchaser subcommittee). CONTACT PERSON FOR MORE INFORMATION: For further information and to ascertain what, if any, matters have been added, deleted or postponed; please contact Brent J. Fields from the Office of the Secretary at (202) 551–5400. On July 18, 2018, NYSE Arca, Inc. (‘‘Exchange’’ or ‘‘NYSE Arca’’) filed with the Securities and Exchange Commission (‘‘Commission’’), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (‘‘Act’’) 1 and Rule 19b–4 thereunder,2 a proposed rule change to amend certain generic listing standards for Managed Fund Shares. The proposed rule change was published for comment in the Federal 1 15 10 17 CFR 200.30–3(a)(12). VerDate Sep<11>2014 17:46 Nov 06, 2018 2 17 Jkt 247001 PO 00000 U.S.C. 78s(b)(1). CFR 240.19b–4. Frm 00086 Fmt 4703 55773 Register on August 7, 2018.3 On September 19, 2018, pursuant to Section 19(b)(2) of the Act,4 the Commission designated a longer period within which to approve the proposed rule change, disapprove the proposed rule change, or institute proceedings to determine whether to approve or disapprove the proposed rule change.5 The Commission has received no comment letters on the proposed rule change. This order institutes proceedings pursuant to Section 19(b)(2)(B) of the Act 6 to determine whether to approve or disapprove the proposed rule change. II. Description of the Proposed Rule Change 7 Commentary .01 to NYSE Arca Rule 8.600–E sets forth the generic listing standards for Managed Fund Shares. The Exchange proposes to amend Commentaries .01(a) and (b) to NYSE Arca Rule 8.600–E as described below. A. Proposed Amendments to Commentary .01(a) to NYSE Arca Rule 8.600–E Commentary .01(a) to NYSE Arca Rule 8.600–E sets forth the generic listing standards applicable to equity securities 8 in the portfolio of a series of Managed Fund Shares. 1. Proposed Amendments to Commentary .01(a)(2) to NYSE Arca Rule 8.600–E Commentary .01(a)(2) to NYSE Arca Rule 8.600–E sets forth the generic listing standards applicable to Non-U.S. Component Stocks 9 in the portfolio of 3 See Securities Exchange Act Release No. 83759 (August 1, 2018), 83 FR 38753 (‘‘Notice’’). 4 15 U.S.C. 78s(b)(2). 5 See Securities Exchange Act Release No. 84195, 83 FR 48474 (September 25, 2018). The Commission designated November 5, 2018 as the date by which the Commission shall approve the proposed rule change, disapprove the proposed rule change, or institute proceedings to determine whether to approve or disapprove the proposed rule change. 6 15 U.S.C. 78s(b)(2)(B). 7 For a full description of the proposed rule change, see Notice, supra note 3. 8 Commentary .01(a) to NYSE Arca Rule 8.600–E provides that equity securities include the following: U.S. Component Stocks (as described in NYSE Arca Rule 5.2–E(j)(3)); Non-U.S. Component Stocks (as described in NYSE Arca Rule 5.2–E(j)(3)); Derivative Securities Products (i.e., Investment Company Units and securities described in Section 2 of NYSE Arca Rule 8–E); and Index-Linked Securities that qualify for Exchange listing and trading under NYSE Arca Rule 5.2–E(j)(6). 9 NYSE Arca Rule 5.2–E(j)(3) defines Non-U.S. Component Stock to mean an equity security that is not registered under Sections 12(b) or 12(g) of the Act and that is issued by an entity that (a) is not organized, domiciled or incorporated in the United States, and (b) is an operating company (including Real Estate Investment Trusts and income trusts, Continued Sfmt 4703 E:\FR\FM\07NON1.SGM 07NON1

Agencies

SECURITIES AND EXCHANGE COMMISSION

[Federal Register Volume 83, Number 216 (Wednesday, November 7, 2018)]
[Notices]
[Page 55773]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2018-24405]


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SECURITIES AND EXCHANGE COMMISSION


Sunshine Act Meetings

TIME AND DATE:  Notice is hereby given, pursuant to the provisions of 
the Government in Sunshine Act, Public Law 94-409, that the Securities 
and Exchange Commission Investor Advisory Committee will hold a 
telephonic meeting on Wednesday, November 7, 2018.

PLACE:  The meeting will be open to the public via telephone at 1-800-
260-0702, participant code 455778.

STATUS:  This meeting will begin at 2:00 p.m. (ET) and conclude at 3:30 
p.m. and will be open to the public via telephone. The meeting will be 
webcast by audio-only on the Commission's website at www.sec.gov.

MATTERS TO BE CONSIDERED:  On October 17, 2018, the Commission issued 
notice of the Committee meeting (Release No. 33-10568), indicating that 
the meeting is open to the public via telephone, and inviting the 
public to submit written comments to the Committee. This Sunshine Act 
notice is being issued because a quorum of the Commission may attend 
the meeting. The duty officer determined that no earlier notice of this 
Meeting was practicable.
    The agenda for the meeting includes: Welcome remarks; a discussion 
of the Commission's Proposed Regulation Best Interest and Proposed Form 
CRS Relationship Summary (including a recommendation of the Investor as 
Purchaser subcommittee).

CONTACT PERSON FOR MORE INFORMATION:  For further information and to 
ascertain what, if any, matters have been added, deleted or postponed; 
please contact Brent J. Fields from the Office of the Secretary at 
(202) 551-5400.

    Dated: November 2, 2018.
Brent J. Fields,
Secretary.
[FR Doc. 2018-24405 Filed 11-5-18; 11:15 am]
 BILLING CODE 8011-01-P

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