Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the Principal Morley Short Duration Index ETF Under Rule 14.11(c)(4), 55780 [2018-24311]
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55780
Federal Register / Vol. 83, No. 216 / Wednesday, November 7, 2018 / Notices
Paper Comments
• Send paper comments in triplicate
to Brent J. Fields, Secretary, Securities
and Exchange Commission, 100 F Street
NE, Washington, DC 20549–1090.
All submissions should refer to File
Number SR–MIAX–2018–27. This file
number should be included on the
subject line if email is used. To help the
Commission process and review your
comments more efficiently, please use
only one method. The Commission will
post all comments on the Commission’s
internet website (https://www.sec.gov/
rules/sro.shtml). Copies of the
submission, all subsequent
amendments, all written statements
with respect to the proposed rule
change that are filed with the
Commission, and all written
communications relating to the
proposed rule change between the
Commission and any person, other than
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for website viewing and
printing in the Commission’s Public
Reference Room, 100 F Street NE,
Washington, DC 20549, on official
business days between the hours of
10:00 a.m. and 3:00 p.m. Copies of the
filing also will be available for
inspection and copying at the principal
office of the Exchange. All comments
received will be posted without change.
Persons submitting comments are
cautioned that we do not redact or edit
personal identifying information from
comment submissions. You should
submit only information that you wish
to make available publicly. All
submissions should refer to File
Number SR–MIAX–2018–27 and should
be submitted on or before November 28,
2018.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.28
Eduardo A. Aleman,
Assistant Secretary.
[FR Doc. 2018–24307 Filed 11–6–18; 8:45 am]
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BILLING CODE 8011–01–P
28 17
CFR 200.30–3(a)(12).
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17:46 Nov 06, 2018
Jkt 247001
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–84523; File No. SR–
CboeBZX–2018–018]
Self-Regulatory Organizations; Cboe
BZX Exchange, Inc.; Notice of
Designation of a Longer Period for
Commission Action on Proceedings To
Determine Whether To Approve or
Disapprove a Proposed Rule Change
To List and Trade Shares of the
Principal Morley Short Duration Index
ETF Under Rule 14.11(c)(4)
November 1, 2018.
On April 23, 2018, Cboe BZX
Exchange, Inc. (‘‘Exchange’’) filed with
the Securities and Exchange
Commission (‘‘Commission’’), pursuant
to Section 19(b)(1) of the Securities
Exchange Act of 1934 (‘‘Act’’) 1 and Rule
19b–4 thereunder,2 a proposed rule
change to list and trade shares of the
Principal Morley Short Duration Index
ETF. The proposed rule change was
published for comment in the Federal
Register on May 8, 2018.3 On June 20,
2018, the Commission designated
August 6, 2018 as the date by which to
approve the proposed rule change,
disapprove the proposed rule change, or
institute proceedings to determine
whether to approve or disapprove the
proposed rule change.4 On August 3,
2018, the Commission instituted
proceedings under Section 19(b)(2)(B) of
the Act 5 to determine whether to
approve or disapprove the proposed
rule change.6 The Commission has
received one comment letter on the
proposed rule change.7
Section 19(b)(2) of the Act 8 provides
that, after initiating disapproval
proceedings, the Commission shall issue
an order approving or disapproving the
proposed rule change not later than 180
days after the date of publication of
1 15
U.S.C. 78s(b)(1).
2 17 CFR 240.19b–4.
3 See Securities Exchange Act Release No. 83152
(May 2, 2018), 83 FR 20892.
4 See Securities Exchange Act Release No. 83479,
83 FR 29838 (June 26, 2018).
5 15 U.S.C. 78s(b)(2)(B).
6 See Securities Exchange Act Release No. 83775,
83 FR 39486 (August 9, 2018). The Commission
instituted proceedings to allow for additional
analysis of the proposed rule change’s consistency
with Section 6(b)(5) of the Act, which requires,
among other things, that the rules of a national
securities exchange be ‘‘designed to prevent
fraudulent and manipulative acts and practices, to
promote just and equitable principles of trade,’’ and
‘‘to protect investors and the public interest.’’ See
id. at 39487.
7 See letter from Kyle Murray, Assistant General
Counsel, Cboe Global Markets (September 13,
2018), available at: https://www.sec.gov/comments/
sr-cboebzx-2018-018/srcboebzx2018018.htm.
8 15 U.S.C. 78s(b)(2).
PO 00000
Frm 00093
Fmt 4703
Sfmt 9990
notice of filing of the proposed rule
change. The Commission may extend
the period for issuing an order
approving or disapproving the proposed
rule change, however, by not more than
60 days if the Commission determines
that a longer period is appropriate and
publishes the reasons for such
determination. The proposed rule
change was published for notice and
comment in the Federal Register on
May 8, 2018. November 4, 2018, is 180
days from that date, and January 3,
2019, is 240 days from that date.
The Commission finds it appropriate
to designate a longer period within
which to issue an order approving or
disapproving the proposed rule change
so that it has sufficient time to consider
this proposed rule change. Accordingly,
the Commission, pursuant to Section
19(b)(2) of the Act,9 designates January
3, 2019, as the date by which the
Commission shall either approve or
disapprove the proposed rule change
(File No. SR–CboeBZX–2018–018).
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.10
Eduardo A. Aleman,
Assistant Secretary.
[FR Doc. 2018–24311 Filed 11–6–18; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
Sunshine Act Meetings
FEDERAL REGISTER CITATION OF PREVIOUS
ANNOUNCEMENT: 83 FR 55210,
November 2, 2018.
PREVIOUSLY ANNOUNCED TIME AND DATE OF
THE MEETING: Tuesday, November 6,
2018.
The following
matter will also be considered during
the 1:30 p.m. Closed Meeting scheduled
for Tuesday, November 6, 2018:
CHANGES IN THE MEETING:
Report on an examination
CONTACT PERSON FOR MORE INFORMATION:
For further information and to ascertain
what, if any, matters have been added,
deleted or postponed, please contact the
Office of the Secretary at (202) 551–
5400.
Dated: November 2, 2018.
Brent J. Fields,
Secretary.
[FR Doc. 2018–24404 Filed 11–5–18; 11:15 am]
BILLING CODE 8011–01–P
9 Id.
10 17
E:\FR\FM\07NON1.SGM
CFR 200.30–3(a)(57).
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Agencies
[Federal Register Volume 83, Number 216 (Wednesday, November 7, 2018)]
[Notices]
[Page 55780]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2018-24311]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
[Release No. 34-84523; File No. SR-CboeBZX-2018-018]
Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of
Designation of a Longer Period for Commission Action on Proceedings To
Determine Whether To Approve or Disapprove a Proposed Rule Change To
List and Trade Shares of the Principal Morley Short Duration Index ETF
Under Rule 14.11(c)(4)
November 1, 2018.
On April 23, 2018, Cboe BZX Exchange, Inc. (``Exchange'') filed
with the Securities and Exchange Commission (``Commission''), pursuant
to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'')
\1\ and Rule 19b-4 thereunder,\2\ a proposed rule change to list and
trade shares of the Principal Morley Short Duration Index ETF. The
proposed rule change was published for comment in the Federal Register
on May 8, 2018.\3\ On June 20, 2018, the Commission designated August
6, 2018 as the date by which to approve the proposed rule change,
disapprove the proposed rule change, or institute proceedings to
determine whether to approve or disapprove the proposed rule change.\4\
On August 3, 2018, the Commission instituted proceedings under Section
19(b)(2)(B) of the Act \5\ to determine whether to approve or
disapprove the proposed rule change.\6\ The Commission has received one
comment letter on the proposed rule change.\7\
---------------------------------------------------------------------------
\1\ 15 U.S.C. 78s(b)(1).
\2\ 17 CFR 240.19b-4.
\3\ See Securities Exchange Act Release No. 83152 (May 2, 2018),
83 FR 20892.
\4\ See Securities Exchange Act Release No. 83479, 83 FR 29838
(June 26, 2018).
\5\ 15 U.S.C. 78s(b)(2)(B).
\6\ See Securities Exchange Act Release No. 83775, 83 FR 39486
(August 9, 2018). The Commission instituted proceedings to allow for
additional analysis of the proposed rule change's consistency with
Section 6(b)(5) of the Act, which requires, among other things, that
the rules of a national securities exchange be ``designed to prevent
fraudulent and manipulative acts and practices, to promote just and
equitable principles of trade,'' and ``to protect investors and the
public interest.'' See id. at 39487.
\7\ See letter from Kyle Murray, Assistant General Counsel, Cboe
Global Markets (September 13, 2018), available at: https://www.sec.gov/comments/sr-cboebzx-2018-018/srcboebzx2018018.htm.
---------------------------------------------------------------------------
Section 19(b)(2) of the Act \8\ provides that, after initiating
disapproval proceedings, the Commission shall issue an order approving
or disapproving the proposed rule change not later than 180 days after
the date of publication of notice of filing of the proposed rule
change. The Commission may extend the period for issuing an order
approving or disapproving the proposed rule change, however, by not
more than 60 days if the Commission determines that a longer period is
appropriate and publishes the reasons for such determination. The
proposed rule change was published for notice and comment in the
Federal Register on May 8, 2018. November 4, 2018, is 180 days from
that date, and January 3, 2019, is 240 days from that date.
---------------------------------------------------------------------------
\8\ 15 U.S.C. 78s(b)(2).
---------------------------------------------------------------------------
The Commission finds it appropriate to designate a longer period
within which to issue an order approving or disapproving the proposed
rule change so that it has sufficient time to consider this proposed
rule change. Accordingly, the Commission, pursuant to Section 19(b)(2)
of the Act,\9\ designates January 3, 2019, as the date by which the
Commission shall either approve or disapprove the proposed rule change
(File No. SR-CboeBZX-2018-018).
---------------------------------------------------------------------------
\9\ Id.
\10\ 17 CFR 200.30-3(a)(57).
For the Commission, by the Division of Trading and Markets,
pursuant to delegated authority.\10\
Eduardo A. Aleman,
Assistant Secretary.
[FR Doc. 2018-24311 Filed 11-6-18; 8:45 am]
BILLING CODE 8011-01-P