Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940, 54968-54969 [2018-23849]
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Federal Register / Vol. 83, No. 212 / Thursday, November 1, 2018 / Notices
Commission, and all written
communications relating to the
proposed rule change between the
Commission and any person, other than
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for website viewing and
printing in the Commission’s Public
Reference Room, 100 F Street NE,
Washington, DC 20549 on official
business days between the hours of
10:00 a.m. and 3:00 p.m. Copies of the
filing also will be available for
inspection and copying at the principal
office of the Exchange. All comments
received will be posted without change.
Persons submitting comments are
cautioned that we do not redact or edit
personal identifying information from
comment submissions. You should
submit only information that you wish
to make available publicly. All
submissions should refer to File
Number SR–CHX–2018–05, and should
be submitted on or before November 23,
2018.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.77
Eduardo A. Aleman,
Assistant Secretary.
[FR Doc. 2018–23844 Filed 10–31–18; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Investment Company Act Release No.
33283]
Notice of Applications for
Deregistration Under Section 8(f) of the
Investment Company Act of 1940
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October 26, 2018.
The following is a notice of
applications for deregistration under
section 8(f) of the Investment Company
Act of 1940 for the month of October
2018. A copy of each application may be
obtained via the Commission’s website
by searching for the file number, or for
an applicant using the Company name
box, at https://www.sec.gov/search/
search.htm or by calling (202) 551–
8090. An order granting each
application will be issued unless the
SEC orders a hearing. Interested persons
may request a hearing on any
application by writing to the SEC’s
Secretary at the address below and
serving the relevant applicant with a
copy of the request, personally or by
mail. Hearing requests should be
received by the SEC by 5:30 p.m. on
77 17
CFR 200.30–3(a)(12).
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November 20, 2018, and should be
accompanied by proof of service on
applicants, in the form of an affidavit or,
for lawyers, a certificate of service.
Pursuant to Rule 0–5 under the Act,
hearing requests should state the nature
of the writer’s interest, any facts bearing
upon the desirability of a hearing on the
matter, the reason for the request, and
the issues contested. Persons who wish
to be notified of a hearing may request
notification by writing to the
Commission’s Secretary.
ADDRESSES: The Commission: Secretary,
U.S. Securities and Exchange
Commission, 100 F Street NE,
Washington, DC 20549–1090.
FOR FURTHER INFORMATION CONTACT:
Shawn Davis, Branch Chief, at (202)
551–6413 or Chief Counsel’s Office at
(202) 551–6821; SEC, Division of
Investment Management, Chief
Counsel’s Office, 100 F Street NE,
Washington, DC 20549–8010.
Advent Claymore Convertible
Securities and Income Fund II [File No.
811–22022]
Summary: Applicant, a closed-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. The applicant has
transferred its assets to Advent
Claymore Convertible Securities and
Income Fund and, on August 27, 2018,
made a final distribution to its
shareholders based on net asset value.
Expenses of $578,871 incurred in
connection with the reorganization were
paid by the applicant.
Filing Dates: The application was
filed on August 29, 2018, and amended
on August 30, 2018 and October 12,
2018.
Applicant’s Address: 888 Seventh
Avenue, 31st Floor, New York, New
York 10019.
Advent/Claymore Enhanced Growth &
Income Fund [File No. 811–21504]
Summary: Applicant, a closed-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. The applicant has
transferred its assets to Advent
Claymore Convertible Securities and
Income Fund and, on August 27, 2018,
made a final distribution to its
shareholders based on net asset value.
Expenses of $260,023 incurred in
connection with the reorganization were
paid by applicant.
Filing Dates: The application was
filed on August 29, 2018, and amended
on October 12, 2018.
Applicant’s Address: 888 Seventh
Avenue, 31st Floor, New York, New
York 10019.
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First Trust Strategic High Income Fund
II [File No. 811–21842]
Summary: Applicant, a closed-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. The applicant has
transferred its assets to First Trust High
Income Long/Short Fund and, on June
25, 2018, made a final distribution to its
shareholders based on net asset value.
Expenses of $452,574 incurred in
connection with the reorganization were
paid by the applicant and the
applicant’s investment adviser.
Filing Dates: The application was
filed on August 16, 2018, and amended
on October 9, 2018.
Applicant’s Address: 120 East Liberty
Drive, Suite 400, Wheaton, Illinois
60187.
Kayne Anderson Energy Development
Company [File No. 811–22435]
Summary: Applicant, a closed-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. The applicant has
transferred its assets to Kayne Anderson
MLP/Midstream Investment Company
and, on August 6, 2018, made a final
distribution to its shareholders based on
net asset value. Expenses of
approximately $874,000 incurred in
connection with the reorganization were
paid by the applicant and the acquiring
fund.
Filing Dates: The application was
filed on August 20, 2018, and amended
on October 9, 2018.
Applicant’s Address: 811 Main Street,
14th Floor, Houston, Texas 77002.
Kayne Anderson Energy Total Return
Fund, Inc. [File No. 811–21750]
Summary: Applicant, a closed-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. The applicant has
transferred its assets to Kayne Anderson
Midstream/Energy Fund, Inc., and, on
August 6, 2018, made a final
distribution to its shareholders based on
net asset value. Expenses of
approximately $884,000 incurred in
connection with the reorganization were
paid by the applicant and the acquiring
fund.
Filing Dates: The application was
filed on August 20, 2018, and amended
on October 9, 2018.
Applicant’s Address: 811 Main Street,
14th Floor, Houston, Texas 77002.
Managed High Yield Plus Fund Inc.
[File No. 811–08765]
Summary: Applicant, a closed-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. On June 29, 2016
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Federal Register / Vol. 83, No. 212 / Thursday, November 1, 2018 / Notices
and June 29, 2018, applicant made
liquidating distributions to its
shareholders based on net asset value.
Expenses of $98,189 incurred in
connection with the liquidation were
paid by the applicant.
Filing Date: The application was filed
on September 14, 2018.
Applicant’s Address: c/o UBS Asset
Management (Americas) Inc., Attn:
Keith A. Weller, 1285 Avenue of the
Americas, 12th Floor, New York, New
York 10019–6028.
Nuveen Active Allocation Real Return
Fund [File No. 811–22688]
Summary: Applicant, a closed-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. Applicant has
never made a public offering of its
securities and does not propose to make
a public offering or engage in business
of any kind.
Filing Date: The application was filed
on August 23, 2018.
Applicant’s Address: 333 West
Wacker Drive, Chicago, Illinois 60606.
Strategic Global Income Fund, Inc. [File
No. 811–06475]
Summary: Applicant, a closed-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. On June 29, 2016
and July 11, 2018, applicant made
liquidating distributions to its
shareholders based on net asset value.
Expenses of $68,830 incurred in
connection with the liquidation were
paid by the applicant.
Filing Date: The application was filed
on September 14, 2018.
Applicant’s Address: c/o UBS Asset
Management (Americas) Inc., Attn:
Keith A. Weller, 1285 Avenue of the
Americas, 12th Floor, New York, New
York 10019–6028.
For the Commission, by the Division of
Investment Management, pursuant to
delegated authority.
Eduardo A. Aleman,
Assistant Secretary.
[FR Doc. 2018–23849 Filed 10–31–18; 8:45 am]
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SOCIAL SECURITY ADMINISTRATION
[Docket No. SSA–2018–0059]
Privacy Act of 1974; System of
Records
AGENCY:
Social Security Administration
(SSA).
ACTION:
Notice of a modified system of
records.
In accordance with the
Privacy Act, we are issuing public
notice of our intent to modify our
existing systems of records listed below
under the System Name and Number
section. This notice publishes details of
the modification as set forth under the
caption, SUPPLEMENTARY INFORMATION.
DATES: This routine use is effective
December 3, 2018. We invite public
comment on the addition of this routine
use. In accordance with 5 U.S.C.
552a(e)(4) and (e)(11), the public is
given a 30-day period in which to
submit comments. Therefore, please
submit any comments by December 3,
2018.
ADDRESSES: The public, OMB, and
Congress may comment on this
publication by writing to the Executive
Director, Office of Privacy and
Disclosure, Office of the General
Counsel, SSA, Room G–401 West High
Rise, 6401 Security Boulevard,
Baltimore, Maryland 21235–6401, or
through the Federal e-Rulemaking Portal
at https://www.regulations.gov; please
reference docket number SSA–2018–
0059. All comments we receive will be
available for public inspection at the
above address and we will post them to
https://www.regulations.gov.
FOR FURTHER INFORMATION CONTACT:
Elizabeth Boorstein, Government
Information Specialist, Privacy
Implementation Division, Office of
Privacy and Disclosure, Office of the
General Counsel, SSA, Room G–401
West High Rise, 6401 Security
Boulevard, Baltimore, Maryland 21235–
6401, telephone: (410) 966–2824, email:
Elizabeth.Boorstein@ssa.gov.
SUPPLEMENTARY INFORMATION: The Office
of Management and Budget (OMB)
Memorandum 17–12 (M–17–12),
Preparing for and Responding to a
SUMMARY:
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54969
Breach of Personally Identifiable
Information (January 3, 2017) requires
Federal agencies to publish a routine
use in its systems of records that
authorizes disclosure of records that
may reasonably be needed by a Federal
agency or Federal entity in connection
with the response and remedial efforts
in the event of a breach. The proposed
routine use permits SSA to disclose
records that may reasonably be needed
by another Federal agency or Federal
entity in its efforts to respond and
remediate a breach of personally
identifiable information. Such a routine
use will serve to protect the interests of
the people whose information is at risk
by allowing SSA to assist another
Federal agency or Federal entity to take
appropriate steps to facilitate a timely
and effective response to a confirmed or
suspected breach. It will also help SSA
improve its ability to prevent, minimize,
or remedy any harm that may result
from a compromise of data maintained
in SSA’s systems of records. Such a use
is in the best interest of both the
individual whose record is at issue and
the public.
To satisfy the routine use
requirements in OMB M–17–12, SSA is
adding the following routine use to our
Privacy Act systems of records: 1
To another Federal agency or Federal
entity, when SSA determines that
information from this system of records is
reasonably necessary to assist the recipient
agency or entity in:
(a) responding to a suspected or confirmed
breach; or
(b) preventing, minimizing, or remedying
the risk of harm to individuals, the recipient
agency or entity (including its information
systems, programs, and operations), the
Federal Government, or national security,
resulting from a suspected or confirmed
breach.
SYSTEM NAME AND NUMBER
SSA will establish the new routine
use listed above in the following
systems of records:
1 Privacy Act systems of records that contain data
protected under the Internal Revenue Code (IRC)
will not contain this routine use as the IRC does not
contain a provision that permits disclosure for this
purpose.
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]]>Agencies
[Federal Register Volume 83, Number 212 (Thursday, November 1, 2018)]
[Notices]
[Pages 54968-54969]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2018-23849]
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SECURITIES AND EXCHANGE COMMISSION
[Investment Company Act Release No. 33283]
Notice of Applications for Deregistration Under Section 8(f) of
the Investment Company Act of 1940
October 26, 2018.
The following is a notice of applications for deregistration under
section 8(f) of the Investment Company Act of 1940 for the month of
October 2018. A copy of each application may be obtained via the
Commission's website by searching for the file number, or for an
applicant using the Company name box, at https://www.sec.gov/search/search.htm or by calling (202) 551-8090. An order granting each
application will be issued unless the SEC orders a hearing. Interested
persons may request a hearing on any application by writing to the
SEC's Secretary at the address below and serving the relevant applicant
with a copy of the request, personally or by mail. Hearing requests
should be received by the SEC by 5:30 p.m. on November 20, 2018, and
should be accompanied by proof of service on applicants, in the form of
an affidavit or, for lawyers, a certificate of service. Pursuant to
Rule 0-5 under the Act, hearing requests should state the nature of the
writer's interest, any facts bearing upon the desirability of a hearing
on the matter, the reason for the request, and the issues contested.
Persons who wish to be notified of a hearing may request notification
by writing to the Commission's Secretary.
ADDRESSES: The Commission: Secretary, U.S. Securities and Exchange
Commission, 100 F Street NE, Washington, DC 20549-1090.
FOR FURTHER INFORMATION CONTACT: Shawn Davis, Branch Chief, at (202)
551-6413 or Chief Counsel's Office at (202) 551-6821; SEC, Division of
Investment Management, Chief Counsel's Office, 100 F Street NE,
Washington, DC 20549-8010.
Advent Claymore Convertible Securities and Income Fund II [File No.
811-22022]
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. The applicant
has transferred its assets to Advent Claymore Convertible Securities
and Income Fund and, on August 27, 2018, made a final distribution to
its shareholders based on net asset value. Expenses of $578,871
incurred in connection with the reorganization were paid by the
applicant.
Filing Dates: The application was filed on August 29, 2018, and
amended on August 30, 2018 and October 12, 2018.
Applicant's Address: 888 Seventh Avenue, 31st Floor, New York, New
York 10019.
Advent/Claymore Enhanced Growth & Income Fund [File No. 811-21504]
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. The applicant
has transferred its assets to Advent Claymore Convertible Securities
and Income Fund and, on August 27, 2018, made a final distribution to
its shareholders based on net asset value. Expenses of $260,023
incurred in connection with the reorganization were paid by applicant.
Filing Dates: The application was filed on August 29, 2018, and
amended on October 12, 2018.
Applicant's Address: 888 Seventh Avenue, 31st Floor, New York, New
York 10019.
First Trust Strategic High Income Fund II [File No. 811-21842]
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. The applicant
has transferred its assets to First Trust High Income Long/Short Fund
and, on June 25, 2018, made a final distribution to its shareholders
based on net asset value. Expenses of $452,574 incurred in connection
with the reorganization were paid by the applicant and the applicant's
investment adviser.
Filing Dates: The application was filed on August 16, 2018, and
amended on October 9, 2018.
Applicant's Address: 120 East Liberty Drive, Suite 400, Wheaton,
Illinois 60187.
Kayne Anderson Energy Development Company [File No. 811-22435]
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. The applicant
has transferred its assets to Kayne Anderson MLP/Midstream Investment
Company and, on August 6, 2018, made a final distribution to its
shareholders based on net asset value. Expenses of approximately
$874,000 incurred in connection with the reorganization were paid by
the applicant and the acquiring fund.
Filing Dates: The application was filed on August 20, 2018, and
amended on October 9, 2018.
Applicant's Address: 811 Main Street, 14th Floor, Houston, Texas
77002.
Kayne Anderson Energy Total Return Fund, Inc. [File No. 811-21750]
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. The applicant
has transferred its assets to Kayne Anderson Midstream/Energy Fund,
Inc., and, on August 6, 2018, made a final distribution to its
shareholders based on net asset value. Expenses of approximately
$884,000 incurred in connection with the reorganization were paid by
the applicant and the acquiring fund.
Filing Dates: The application was filed on August 20, 2018, and
amended on October 9, 2018.
Applicant's Address: 811 Main Street, 14th Floor, Houston, Texas
77002.
Managed High Yield Plus Fund Inc. [File No. 811-08765]
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. On June 29,
2016
[[Page 54969]]
and June 29, 2018, applicant made liquidating distributions to its
shareholders based on net asset value. Expenses of $98,189 incurred in
connection with the liquidation were paid by the applicant.
Filing Date: The application was filed on September 14, 2018.
Applicant's Address: c/o UBS Asset Management (Americas) Inc.,
Attn: Keith A. Weller, 1285 Avenue of the Americas, 12th Floor, New
York, New York 10019-6028.
Nuveen Active Allocation Real Return Fund [File No. 811-22688]
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. Applicant has
never made a public offering of its securities and does not propose to
make a public offering or engage in business of any kind.
Filing Date: The application was filed on August 23, 2018.
Applicant's Address: 333 West Wacker Drive, Chicago, Illinois
60606.
Strategic Global Income Fund, Inc. [File No. 811-06475]
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. On June 29,
2016 and July 11, 2018, applicant made liquidating distributions to its
shareholders based on net asset value. Expenses of $68,830 incurred in
connection with the liquidation were paid by the applicant.
Filing Date: The application was filed on September 14, 2018.
Applicant's Address: c/o UBS Asset Management (Americas) Inc.,
Attn: Keith A. Weller, 1285 Avenue of the Americas, 12th Floor, New
York, New York 10019-6028.
For the Commission, by the Division of Investment Management,
pursuant to delegated authority.
Eduardo A. Aleman,
Assistant Secretary.
[FR Doc. 2018-23849 Filed 10-31-18; 8:45 am]
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