Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940, 45474-45476 [2018-19377]

Download as PDF 45474 Federal Register / Vol. 83, No. 174 / Friday, September 7, 2018 / Notices open market and a national market system, and, in general, to protect investors and the public interest. Additionally, the Exchange believes the proposed rule change is consistent with the Section 6(b)(5) 16 requirement that the rules of an exchange not be designed to permit unfair discrimination between customers, issuers, brokers, or dealers. In particular, the Exchange believes the proposed rule change protects investors and the public interest because it provides all Users with an efficient process to enter and update auction responses. Like quoting, auction responses are a critical form of liquidity on the Exchange. Auction mechanisms and the execution and price improvement opportunities they provide are dependent on auction responses submitted during the auctions. Permitting Users to submit auction responses into bulk order ports is consistent with the purpose of these ports and have a similar purpose as the orders that Users are currently permitted to enter into bulk order ports. The Exchange believes the proposed rule change may encourage the provision of additional liquidity in auctions, which will provide additional execution and price improvement opportunities to auctioned orders, which ultimately benefit investors. daltland on DSKBBV9HB2PROD with NOTICES (B) Self-Regulatory Organization’s Statement on Burden on Competition The Exchange does not believe that the proposed rule change will impose any burden on competition that is not necessary or appropriate in furtherance of the purposes of the Act. The Exchange does not believe the proposed rule change will impose any burden on intramarket competition, as the use of bulk order ports and the proposed functionality is voluntary and available to all Users of the Exchange. Bulk order entry functionality is available to all Users of the Exchange, as is the proposed functionality to submit auction responses into bulk order ports. Users may already submit auction responses to the Exchange using other types of ports—the proposed rule change merely provides Users of the Exchange with an additional method to submit auction responses to the Exchange. The Exchange does not believe the proposed rule change will have any direct impact on intermarket competition, as the proposed rule change relates solely to the manner in which Users may submit auction responses into auctions occurring on the Exchange. 16 Id. VerDate Sep<11>2014 17:55 Sep 06, 2018 Jkt 244001 (C) Self-Regulatory Organization’s Statement on Comments on the Proposed Rule Change Received From Members, Participants or Others The Exchange has neither solicited nor received written comments on the proposed rule change. III. Date of Effectiveness of the Proposed Rule Change and Timing for Commission Action Because the foregoing proposed rule change does not: (i) Significantly affect the protection of investors or the public interest; (ii) impose any significant burden on competition; and (iii) become operative for 30 days from the date on which it was filed, or such shorter time as the Commission may designate, it has become effective pursuant to Section 19(b)(3)(A)(iii) of the Act 17 and subparagraph (f)(6) of Rule 19b–4 thereunder.18 At any time within 60 days of the filing of the proposed rule change, the Commission summarily may temporarily suspend such rule change if it appears to the Commission that such action is: (i) Necessary or appropriate in the public interest; (ii) for the protection of investors; or (iii) otherwise in furtherance of the purposes of the Act. If the Commission takes such action, the Commission shall institute proceedings to determine whether the proposed rule should be approved or disapproved. IV. Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission’s internet comment form (https://www.sec.gov/ rules/sro.shtml); or • Send an email to rule-comments@ sec.gov. Please include File Number SR– CboeEDGX–2018–038 on the subject line. Paper Comments • Send paper comments in triplicate to Secretary, Securities and Exchange Commission, 100 F Street NE, Washington, DC 20549–1090. All submissions should refer to File Number SR–CboeEDGX–2018–038. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission’s internet website (https://www.sec.gov/ rules/sro.shtml). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for website viewing and printing in the Commission’s Public Reference Room, 100 F Street NE, Washington, DC 20549, on official business days between the hours of 10:00 a.m. and 3:00 p.m. Copies of the filing also will be available for inspection and copying at the principal office of the Exchange. All comments received will be posted without change. Persons submitting comments are cautioned that we do not redact or edit personal identifying information from comment submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number SR–CboeEDGX–2018–038 and should be submitted on or before September 28, 2018. For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.19 Eduardo A. Aleman, Assistant Secretary. [FR Doc. 2018–19375 Filed 9–6–18; 8:45 am] BILLING CODE 8011–01–P SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No. 33216] Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 August 31, 2018. 17 15 U.S.C. 78s(b)(3)(A)(iii). 18 17 CFR 240.19b–4(f)(6). In addition, Rule 19b– 4(f)(6)(iii) requires a self-regulatory organization to give the Commission written notice of its intent to file the proposed rule change, along with a brief description and text of the proposed rule change, at least five business days prior to the date of filing of the proposed rule change, or such shorter time as designated by the Commission. The Exchange has satisfied this requirement. PO 00000 Frm 00064 Fmt 4703 Sfmt 4703 The following is a notice of applications for deregistration under section 8(f) of the Investment Company Act of 1940 for the month of August 2018. A copy of each application may be obtained via the Commission’s website 19 17 E:\FR\FM\07SEN1.SGM CFR 200.30–3(a)(12). 07SEN1 Federal Register / Vol. 83, No. 174 / Friday, September 7, 2018 / Notices by searching for the file number, or for an applicant using the Company name box, at https://www.sec.gov/search/ search.htm or by calling (202) 551– 8090. An order granting each application will be issued unless the SEC orders a hearing. Interested persons may request a hearing on any application by writing to the SEC’s Secretary at the address below and serving the relevant applicant with a copy of the request, personally or by mail. Hearing requests should be received by the SEC by 5:30 p.m. on September 25, 2018, and should be accompanied by proof of service on applicants, in the form of an affidavit or, for lawyers, a certificate of service. Pursuant to Rule 0–5 under the Act, hearing requests should state the nature of the writer’s interest, any facts bearing upon the desirability of a hearing on the matter, the reason for the request, and the issues contested. Persons who wish to be notified of a hearing may request notification by writing to the Commission’s Secretary. ADDRESSES: The Commission: Secretary, U.S. Securities and Exchange Commission, 100 F Street NE, Washington, DC 20549–1090. FOR FURTHER INFORMATION CONTACT: Shawn Davis, Branch Chief, at (202) 551–6413 or Chief Counsel’s Office at (202) 551–6821; SEC, Division of Investment Management, Chief Counsel’s Office, 100 F Street NE, Washington, DC 20549–8010. AIP Long/Short Fund A [File No. 811–22094] Summary: Applicant, a closed-end investment company, seeks an order declaring that it has ceased to be an investment company. Applicant currently has fewer than 100 beneficial owners, is not presently making an offering of securities and does not propose to make any offering of securities. Applicant will continue to operate as a private investment fund in reliance on Section 3(c)(1) of the Act. Filing Dates: The application was filed on August 9, 2018, and amended on August 28, 2018. Applicant’s Address: 522 Fifth Avenue, New York, New York 10036. daltland on DSKBBV9HB2PROD with NOTICES AIP Long/Short Fund P [File No. 811–22095] Summary: Applicant, a closed-end investment company, seeks an order declaring that it has ceased to be an investment company. On February 2, 2018 and May 9, 2018, applicant made liquidating distributions to its shareholders based on net asset value. Expenses of $1,000 incurred in VerDate Sep<11>2014 17:55 Sep 06, 2018 Jkt 244001 connection with the liquidation were paid by the applicant. Filing Dates: The application was filed on August 9, 2018, and amended on August 28, 2018. Applicant’s Address: 522 Fifth Avenue, New York, New York 10036. BlackRock New Jersey Municipal Bond Trust [File No. 811–21050] Summary: Applicant, a closed-end investment company, seeks an order declaring that it has ceased to be an investment company. The applicant has transferred its assets to BlackRock MuniYield New Jersey Fund, Inc., and on July 2, 2018, the acquiring fund made final distributions on behalf of the applicant to its shareholders based on net asset value. Expenses of approximately $223,134 incurred in connection with the reorganization were paid by the applicant. Filing Date: The application was filed on July 30, 2018. Applicant’s Address: 100 Bellevue Parkway, Wilmington, Delaware 19809. BlackRock New Jersey Municipal Income Trust [File No. 811–10335] Summary: Applicant, a closed-end investment company, seeks an order declaring that it has ceased to be an investment company. The applicant has transferred its assets to BlackRock MuniYield New Jersey Fund, Inc., and on July 2, 2018, the acquiring fund made final distributions on behalf of the applicant to its shareholders based on net asset value. Expenses of approximately $262,733.54 incurred in connection with the reorganization were paid by the applicant. Filing Date: The application was filed on July 30, 2018. Applicant’s Address: 100 Bellevue Parkway, Wilmington, Delaware 19809. Claymore Exchange-Traded Fund Trust [File No. 811–21906] Summary: Applicant seeks an order declaring that it has ceased to be an investment company. The applicant has transferred its assets to Invesco Exchange-Traded Fund Trust, Invesco Exchange-Traded Fund Trust II, Invesco Actively Managed Exchange-Traded Fund Trust and Invesco ExchangeTraded Self-Indexed Fund Trust, and on April 6, 2018 and May 18, 2018 made final distributions to its shareholders based on net asset value. Expenses of $4,463,723 incurred in connection with the reorganization were paid by the applicant’s investment adviser, the acquiring funds’ investment adviser, and/or their affiliates. PO 00000 Frm 00065 Fmt 4703 Sfmt 4703 45475 Filing Dates: The application was filed on June 19, 2018, and amended on July 20, 2018 and August 9, 2018. Applicant’s Address: 227 West Monroe Street, Chicago, Illinois 60606. Claymore Exchange-Traded Fund Trust 2 [File No. 811–21910] Summary: Applicant seeks an order declaring that it has ceased to be an investment company. The applicant has transferred its assets to Invesco Exchange-Traded Fund Trust II, Invesco Actively Managed Exchange-Traded Fund Trust and Invesco ExchangeTraded Self-Indexed Fund Trust, and on April 6, 2018 and May 18, 2018 made final distributions to its shareholders based on net asset value. Expenses of $1,702,022 incurred in connection with the reorganization were paid by the applicant’s investment adviser, the acquiring funds’ investment adviser, and/or their affiliates. Filing Dates: The application was filed on June 19, 2018, and amended on July 20, 2018 and August 9, 2018. Applicant’s Address: 227 West Monroe Street, Chicago, Illinois 60606. Diversified Real Asset Income Fund [File No. 811–22936] Summary: Applicant, a closed-end investment company, seeks an order declaring that it has ceased to be an investment company. The applicant has transferred its assets to Nuveen Real Asset Income & Growth Fund and, on November 1, 2017, made a final distribution to its shareholders based on net asset value. Expenses of $738,892 incurred in connection with the reorganization were paid by the applicant and the acquiring fund. Filing Dates: The application was filed on July 25, 2018, and amended on August 21, 2018. Applicant’s Address: 333 West Wacker Drive, Chicago, Illinois 60606. Nuveen Flexible Investment Income Fund [File No. 811–22820] Summary: Applicant, a closed-end investment company, seeks an order declaring that it has ceased to be an investment company. The applicant has transferred its assets to Nuveen Preferred & Income Opportunities Fund and, on July 3, 2017, made a final distribution to its shareholders based on net asset value. Expenses of $572,101 incurred in connection with the reorganization were paid by the applicant and the acquiring fund. Filing Dates: The application was filed on July 25, 2018, and amended on August 21, 2018. Applicant’s Address: 333 West Wacker Drive, Chicago, Illinois 60606. E:\FR\FM\07SEN1.SGM 07SEN1 45476 Federal Register / Vol. 83, No. 174 / Friday, September 7, 2018 / Notices Rydex ETF Trust [File No. 811–21261] Summary: Applicant seeks an order declaring that it has ceased to be an investment company. The applicant has transferred its assets to Invesco Exchange Traded Fund Trust (formerly PowerShares Exchange Traded Fund Trust), Invesco Exchange-Traded Fund Trust II (formerly PowerShares Exchange-Traded Fund Trust II) and Invesco Exchange-Traded Self-Indexed Fund Trust (formerly PowerShares Exchange-Traded Self-Indexed Fund Trust), and on April 6, 2018 made a final distribution to its shareholders based on net asset value. Expenses of approximately $5,200,938 incurred in connection with the reorganization were paid by the applicant’s investment adviser, the acquiring funds’ investment adviser, and/or their affiliates. Filing Dates: The application was filed on June 19, 2018, and amended on July 20, 2018 and August 9, 2018. Applicant’s Address: 702 King Farm Boulevard, Suite 200, Rockville, Maryland 20850. Winton Diversified Opportunities Fund [File No. 811–23028] Summary: Applicant, a closed-end investment company, seeks an order declaring that it has ceased to be an investment company. On May 29, 2018, applicant made a liquidating distribution to its shareholders based on net asset value. Expenses of approximately $79,227 incurred in connection with the liquidation were paid by applicant’s investment adviser. Filing Dates: The application was filed on July 18, 2018, and amended on August 10, 2018. Applicant’s Address: One Freedom Valley Drive, Oaks, Pennsylvania 19456. For the Commission, by the Division of Investment Management, pursuant to delegated authority. Eduardo A. Aleman, Assistant Secretary. [FR Doc. 2018–19377 Filed 9–6–18; 8:45 am] daltland on DSKBBV9HB2PROD with NOTICES BILLING CODE 8011–01–P SECURITIES AND EXCHANGE COMMISSION [Release No. 34–84012; File No. SR–BX– 2018–040] Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Provide New Optional Functionality to Minimum Quantity Orders August 31, 2018. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (‘‘Act’’),1 and Rule 19b–4 thereunder,2 notice is hereby given that on August 20, 2018, Nasdaq BX, Inc. (‘‘BX’’ or ‘‘Exchange’’) filed with the Securities and Exchange Commission (‘‘SEC’’ or ‘‘Commission’’) the proposed rule change as described in Items I and II below, which Items have been prepared by the Exchange. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons. I. Self-Regulatory Organization’s Statement of the Terms of Substance of the Proposed Rule Change The Exchange proposes to provide new optional functionality to Minimum Quantity Orders. The text of the proposed rule change is available on the Exchange’s website at https://nasdaqbx.cchwallstreet.com/, at the principal office of the Exchange, and at the Commission’s Public Reference Room. II. Self-Regulatory Organization’s Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change In its filing with the Commission, the Exchange included statements concerning the purpose of and basis for the proposed rule change and discussed any comments it received on the proposed rule change. The text of these statements may be examined at the places specified in Item IV below. The Exchange has prepared summaries, set forth in sections A, B, and C below, of the most significant aspects of such statements. A. Self-Regulatory Organization’s Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change 1. Purpose The Exchange is proposing to provide a new optional functionality to the 1 15 2 17 VerDate Sep<11>2014 17:55 Sep 06, 2018 Jkt 244001 PO 00000 U.S.C. 78s(b)(1). CFR 240.19b–4. Frm 00066 Fmt 4703 Sfmt 4703 Minimum Quantity Order Attribute,3 which is identical to the optional functionality provided by The Nasdaq Stock Market LLC (‘‘Nasdaq’’).4 Current Functionality An Order designated with the Minimum Quantity Order Attribute (‘‘MQ’’) allows a market participant to specify a minimum share amount at which it will execute. For example, a market participant seeking to buy or sell a large position may desire to execute only if a large quantity of shares can be traded to reduce the price impact of the security being bought or sold. An Order with MQ will not execute unless the volume of contra-side liquidity available to execute against the order meets or exceeds the designated minimum. When an Order with MQ is received by the Exchange, it will execute immediately 5 if there is sufficient liquidity available on the Exchange within the limit price of the Order with MQ. Specifically, the Order with MQ will execute if the sum of the shares of one or more resting Orders is equal to or greater than its minimum quantity. In the case of multiple resting Orders being aggregated to meet the minimum quantity, each contra-side order creates a separate execution and thus there can be multiple executions that, in aggregate, equal or exceed the minimum quantity. If an Order with MQ does not execute immediately due to lack of contra-side liquidity that is equal to or greater than the designated minimum, the Order will post 6 to the Exchange book as a NonDisplayed Order with the characteristics of its underlying Order Type.7 Once posted, an Order with MQ will execute only if an incoming Order is marketable against the resting Order with MQ and is equal to or greater than the minimum quantity set on the resting Order with MQ. Multiple potential executions cannot be aggregated to meet the minimum quantity requirement of the posted Order with MQ. If an Order with MQ executes partially and the number 3 Rule 4703(e). Nasdaq Rule 4703(e); see also Securities Exchange Act Release No. 73959 (Dec. 30, 2014), 80 FR 582 (Jan. 6, 2015) (SR–NASDAQ–2014–95). 5 An Order with MQ would satisfy the requirements of Regulation NMS Rule 611 and not trade through a protected quotation. See 17 CFR 242.611. 6 Orders post to the Exchange book only if they are designated with a time in force that allows for posting. For example, an IOC order never posts to the book. 7 A Non-Displayed Order is an Order Type that is not displayed to other Participants, but nevertheless remains available for potential execution against incoming Orders until executed in full or cancelled. See Rule 4702(b)(3). Orders with MQ are always Non-Displayed when posted on the Exchange book. 4 See E:\FR\FM\07SEN1.SGM 07SEN1

Agencies

[Federal Register Volume 83, Number 174 (Friday, September 7, 2018)]
[Notices]
[Pages 45474-45476]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2018-19377]


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SECURITIES AND EXCHANGE COMMISSION

[Investment Company Act Release No. 33216]


Notice of Applications for Deregistration Under Section 8(f) of 
the Investment Company Act of 1940

August 31, 2018.
    The following is a notice of applications for deregistration under 
section 8(f) of the Investment Company Act of 1940 for the month of 
August 2018. A copy of each application may be obtained via the 
Commission's website

[[Page 45475]]

by searching for the file number, or for an applicant using the Company 
name box, at https://www.sec.gov/search/search.htm or by calling (202) 
551-8090. An order granting each application will be issued unless the 
SEC orders a hearing. Interested persons may request a hearing on any 
application by writing to the SEC's Secretary at the address below and 
serving the relevant applicant with a copy of the request, personally 
or by mail. Hearing requests should be received by the SEC by 5:30 p.m. 
on September 25, 2018, and should be accompanied by proof of service on 
applicants, in the form of an affidavit or, for lawyers, a certificate 
of service. Pursuant to Rule 0-5 under the Act, hearing requests should 
state the nature of the writer's interest, any facts bearing upon the 
desirability of a hearing on the matter, the reason for the request, 
and the issues contested. Persons who wish to be notified of a hearing 
may request notification by writing to the Commission's Secretary.

ADDRESSES: The Commission: Secretary, U.S. Securities and Exchange 
Commission, 100 F Street NE, Washington, DC 20549-1090.

FOR FURTHER INFORMATION CONTACT: Shawn Davis, Branch Chief, at (202) 
551-6413 or Chief Counsel's Office at (202) 551-6821; SEC, Division of 
Investment Management, Chief Counsel's Office, 100 F Street NE, 
Washington, DC 20549-8010.

AIP Long/Short Fund A [File No. 811-22094]

    Summary: Applicant, a closed-end investment company, seeks an order 
declaring that it has ceased to be an investment company. Applicant 
currently has fewer than 100 beneficial owners, is not presently making 
an offering of securities and does not propose to make any offering of 
securities. Applicant will continue to operate as a private investment 
fund in reliance on Section 3(c)(1) of the Act.
    Filing Dates: The application was filed on August 9, 2018, and 
amended on August 28, 2018.
    Applicant's Address: 522 Fifth Avenue, New York, New York 10036.

AIP Long/Short Fund P [File No. 811-22095]

    Summary: Applicant, a closed-end investment company, seeks an order 
declaring that it has ceased to be an investment company. On February 
2, 2018 and May 9, 2018, applicant made liquidating distributions to 
its shareholders based on net asset value. Expenses of $1,000 incurred 
in connection with the liquidation were paid by the applicant.
    Filing Dates: The application was filed on August 9, 2018, and 
amended on August 28, 2018.
    Applicant's Address: 522 Fifth Avenue, New York, New York 10036.

BlackRock New Jersey Municipal Bond Trust [File No. 811-21050]

    Summary: Applicant, a closed-end investment company, seeks an order 
declaring that it has ceased to be an investment company. The applicant 
has transferred its assets to BlackRock MuniYield New Jersey Fund, 
Inc., and on July 2, 2018, the acquiring fund made final distributions 
on behalf of the applicant to its shareholders based on net asset 
value. Expenses of approximately $223,134 incurred in connection with 
the reorganization were paid by the applicant.
    Filing Date: The application was filed on July 30, 2018.
    Applicant's Address: 100 Bellevue Parkway, Wilmington, Delaware 
19809.

BlackRock New Jersey Municipal Income Trust [File No. 811-10335]

    Summary: Applicant, a closed-end investment company, seeks an order 
declaring that it has ceased to be an investment company. The applicant 
has transferred its assets to BlackRock MuniYield New Jersey Fund, 
Inc., and on July 2, 2018, the acquiring fund made final distributions 
on behalf of the applicant to its shareholders based on net asset 
value. Expenses of approximately $262,733.54 incurred in connection 
with the reorganization were paid by the applicant.
    Filing Date: The application was filed on July 30, 2018.
    Applicant's Address: 100 Bellevue Parkway, Wilmington, Delaware 
19809.

Claymore Exchange-Traded Fund Trust [File No. 811-21906]

    Summary: Applicant seeks an order declaring that it has ceased to 
be an investment company. The applicant has transferred its assets to 
Invesco Exchange-Traded Fund Trust, Invesco Exchange-Traded Fund Trust 
II, Invesco Actively Managed Exchange-Traded Fund Trust and Invesco 
Exchange-Traded Self-Indexed Fund Trust, and on April 6, 2018 and May 
18, 2018 made final distributions to its shareholders based on net 
asset value. Expenses of $4,463,723 incurred in connection with the 
reorganization were paid by the applicant's investment adviser, the 
acquiring funds' investment adviser, and/or their affiliates.
    Filing Dates: The application was filed on June 19, 2018, and 
amended on July 20, 2018 and August 9, 2018.
    Applicant's Address: 227 West Monroe Street, Chicago, Illinois 
60606.

Claymore Exchange-Traded Fund Trust 2 [File No. 811-21910]

    Summary: Applicant seeks an order declaring that it has ceased to 
be an investment company. The applicant has transferred its assets to 
Invesco Exchange-Traded Fund Trust II, Invesco Actively Managed 
Exchange-Traded Fund Trust and Invesco Exchange-Traded Self-Indexed 
Fund Trust, and on April 6, 2018 and May 18, 2018 made final 
distributions to its shareholders based on net asset value. Expenses of 
$1,702,022 incurred in connection with the reorganization were paid by 
the applicant's investment adviser, the acquiring funds' investment 
adviser, and/or their affiliates.
    Filing Dates: The application was filed on June 19, 2018, and 
amended on July 20, 2018 and August 9, 2018.
    Applicant's Address: 227 West Monroe Street, Chicago, Illinois 
60606.

Diversified Real Asset Income Fund [File No. 811-22936]

    Summary: Applicant, a closed-end investment company, seeks an order 
declaring that it has ceased to be an investment company. The applicant 
has transferred its assets to Nuveen Real Asset Income & Growth Fund 
and, on November 1, 2017, made a final distribution to its shareholders 
based on net asset value. Expenses of $738,892 incurred in connection 
with the reorganization were paid by the applicant and the acquiring 
fund.
    Filing Dates: The application was filed on July 25, 2018, and 
amended on August 21, 2018.
    Applicant's Address: 333 West Wacker Drive, Chicago, Illinois 
60606.

Nuveen Flexible Investment Income Fund [File No. 811-22820]

    Summary: Applicant, a closed-end investment company, seeks an order 
declaring that it has ceased to be an investment company. The applicant 
has transferred its assets to Nuveen Preferred & Income Opportunities 
Fund and, on July 3, 2017, made a final distribution to its 
shareholders based on net asset value. Expenses of $572,101 incurred in 
connection with the reorganization were paid by the applicant and the 
acquiring fund.
    Filing Dates: The application was filed on July 25, 2018, and 
amended on August 21, 2018.
    Applicant's Address: 333 West Wacker Drive, Chicago, Illinois 
60606.

[[Page 45476]]

Rydex ETF Trust [File No. 811-21261]

    Summary: Applicant seeks an order declaring that it has ceased to 
be an investment company. The applicant has transferred its assets to 
Invesco Exchange Traded Fund Trust (formerly PowerShares Exchange 
Traded Fund Trust), Invesco Exchange-Traded Fund Trust II (formerly 
PowerShares Exchange-Traded Fund Trust II) and Invesco Exchange-Traded 
Self-Indexed Fund Trust (formerly PowerShares Exchange-Traded Self-
Indexed Fund Trust), and on April 6, 2018 made a final distribution to 
its shareholders based on net asset value. Expenses of approximately 
$5,200,938 incurred in connection with the reorganization were paid by 
the applicant's investment adviser, the acquiring funds' investment 
adviser, and/or their affiliates.
    Filing Dates: The application was filed on June 19, 2018, and 
amended on July 20, 2018 and August 9, 2018.
    Applicant's Address: 702 King Farm Boulevard, Suite 200, Rockville, 
Maryland 20850.

Winton Diversified Opportunities Fund [File No. 811-23028]

    Summary: Applicant, a closed-end investment company, seeks an order 
declaring that it has ceased to be an investment company. On May 29, 
2018, applicant made a liquidating distribution to its shareholders 
based on net asset value. Expenses of approximately $79,227 incurred in 
connection with the liquidation were paid by applicant's investment 
adviser.
    Filing Dates: The application was filed on July 18, 2018, and 
amended on August 10, 2018.
    Applicant's Address: One Freedom Valley Drive, Oaks, Pennsylvania 
19456.

    For the Commission, by the Division of Investment Management, 
pursuant to delegated authority.
Eduardo A. Aleman,
Assistant Secretary.
[FR Doc. 2018-19377 Filed 9-6-18; 8:45 am]
BILLING CODE 8011-01-P
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