Final Requirement-State Technical Assistance Projects To Improve Services and Results for Children Who Are Deaf-Blind and National Technical Assistance and Dissemination Center for Children Who Are Deaf-Blind (TA&D-DB), 42212-42214 [2018-18027]
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Federal Register / Vol. 83, No. 162 / Tuesday, August 21, 2018 / Rules and Regulations
DEPARTMENT OF EDUCATION
34 CFR Chapter III
[Docket ID ED–2018–OSERS–0024]
Final Requirement—State Technical
Assistance Projects To Improve
Services and Results for Children Who
Are Deaf-Blind and National Technical
Assistance and Dissemination Center
for Children Who Are Deaf-Blind
(TA&D–DB)
Office of Special Education and
Rehabilitative Services, Department of
Education.
ACTION: Final requirement.
AGENCY:
Catalog of Federal Domestic Assistance
(CFDA) Number: 84.326T.
The Assistant Secretary for
Special Education and Rehabilitative
Services announces a requirement
under the Technical Assistance and
Dissemination to Improve Services and
Results for Children with Disabilities
(TA&D) program. The Assistant
Secretary may use this requirement for
competitions in fiscal year (FY) 2018
and later years.
DATES: This requirement is effective
September 20, 2018.
FOR FURTHER INFORMATION CONTACT: Jo
Ann McCann, U.S. Department of
Education, 400 Maryland Avenue SW.,
Room 5162, Potomac Center Plaza,
Washington, DC 20202–5076.
Telephone: (202) 245–7434. Email:
Jo.Ann.McCann@ed.gov.
If you use a telecommunications
device for the deaf (TDD) or a text
telephone (TTY), call the Federal Relay
Service (FRS), toll free, at 1–800–8339.
SUPPLEMENTARY INFORMATION: Purpose of
Program: The purpose of the Technical
Assistance and Dissemination to
Improve Services and Results for
Children with Disabilities program is to
promote academic achievement and to
improve results for children with
disabilities by providing technical
assistance (TA), supporting model
demonstration projects, disseminating
useful information, and implementing
activities that are supported by
scientifically based research.
Program Authority: 20 U.S.C. 1461,
1463, 1481, and 1482.
We published a notice of proposed
requirement (NPR) in the Federal
Register on June 20, 2018 (83 FR 28566).
That notice contained background
information and our reasons for
proposing this particular requirement.
The only difference between the
proposed requirement and this final
requirement is that we included a
footnote within the final requirement
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SUMMARY:
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explaining that this requirement does
not apply to the National Technical
Assistance and Dissemination Center for
Children Who Are Deaf-Blind. This is
not a substantive change because we
explained in the Background section of
the NPR that it was not our intent to
apply this requirement to that Center.
Public Comment: In response to our
invitation in the NPR, 10 parties
submitted comments on the proposed
requirement. Generally, we do not
address technical and other minor
changes, or suggested changes that the
law does not authorize us to make under
applicable statutory authority. In
addition, we do not address general
comments that raised concerns not
directly related to the proposed
priorities or definitions.
Analysis of the Comments and
Changes: An analysis of the comments
follows.
Comment: The majority of
commenters expressed support for
limiting the indirect cost rate to 10
percent, indicating that this would
allow more funding for the State DeafBlind Projects to provide TA to families
and caregivers, professionals, and others
providing services to children who are
deaf-blind.
Discussion: We appreciate the
commenters’ support and agree with the
comments for the reasons stated.
Changes: None.
Comment: One commenter expressed
support for the cap on indirect cost rates
but raised a concern that some current
State Deaf-Blind Projects that are
university-based may not apply for
future competitions because of the cap,
leading to a loss of services for children
who are deaf-blind within those States.
The commenter suggested that the
Department consider allowing
universities to reach individual
agreements with the Department on
indirect cost rates. Another commenter
opposed the proposed cap, arguing that
negotiated indirect cost rates better
ensure that necessary administrative
costs for university-based State projects
are covered and, therefore, that the
proposed cap on indirect cost rates
could jeopardize sound administration
of State projects.
Discussion: We appreciate the
commenters’ concern regarding the
potential for disruption of services for
children who are deaf-blind within a
State in the event an incumbent
applicant does not apply for a new
award under this program. We also
appreciate the commenter’s concern
about the proper administrative
oversight of State projects and we agree
that strong administrative oversight is
essential. However, many State deaf-
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Sfmt 4700
blind projects, including universitybased projects, have operated effectively
while applying indirect costs at or
below 10 percent of their modified total
direct costs. For this reason, we do not
believe that the 10 percent cap
established in this final rule will
deprive the Deaf-Blind program of
university-based applicants. We also
believe that limiting the indirect cost
rate, for university-based and nonuniversity based projects, will not
undermine sound administrative
oversight of projects, but rather will be
beneficial to the program and its
intended beneficiaries and can be
achieved with minimal disruption to
project activities.
Finally, since this is a competitive
grant competition, it would be
inappropriate, as one commenter
suggests, to have separate requirements
for incumbent grantees unavailable to
other grantees.
Changes: None.
Comment: One commenter stated that
changes to the indirect cost rate for this
program could cause confusion if a
grantee also has other approved indirect
cost rates from a Federal agency.
Discussion: We appreciate the
commenter’s concern about potential
confusion if a grantee has another
negotiated indirect cost rate granted by
either the Department of Education or
another Federal agency. We believe that
grantees with sufficient administrative
capacity to participate in this program
will not find it difficult to apply
different indirect cost rates to grants
from different agencies. However, to
minimize the risk of confusion cited by
the commenter, the Department is
prepared to provide all necessary
technical assistance to grantees under
this program to ensure that they
understand the new requirement and
charge the appropriate indirect cost rate
to the grant.
Changes: None.
Final Requirement
The Assistant Secretary establishes
the following requirement for this
program. We may apply this
requirement in any fiscal year in which
this program is in effect.
Final Requirement:
Allowable indirect costs.
A grantee may recover the lesser of (a)
its actual indirect costs as determined
by the grantee’s negotiated indirect cost
rate agreement and (b) 10 percent of its
modified total direct costs. If a grantee’s
allocable indirect costs exceed 10
percent of its modified total direct costs,
the grantee may not recoup the excess
by shifting the cost to other grants or
contracts with the U.S. Government,
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Federal Register / Vol. 83, No. 162 / Tuesday, August 21, 2018 / Rules and Regulations
unless specifically authorized by
legislation. The grantee must use nonFederal revenue sources to pay for such
unrecovered costs.1
This notice does not preclude the
Department from proposing additional
priorities, requirements, definitions, or
selection criteria, subject to meeting
applicable rulemaking requirements.
Note: This notice does not solicit
applications. In any year in which we
choose to use this priority and these
requirements, we invite applications
through a notice in the Federal Register.
Executive Orders 12866, 13563, and
13771
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Regulatory Impact Analysis
Under Executive Order 12866, the
Secretary must determine whether this
regulatory action is ‘‘significant’’ and,
therefore, subject to the requirements of
the Executive order and subject to
review by the Office of Management and
Budget (OMB). Section 3(f) of Executive
Order 12866 defines a ‘‘significant
regulatory action’’ as an action likely to
result in a rule that may—
(1) Have an annual effect on the
economy of $100 million or more, or
adversely affect a sector of the economy,
productivity, competition, jobs, the
environment, public health or safety, or
State, local or Tribal governments or
communities in a material way (also
referred to as an ‘‘economically
significant’’ rule);
(2) Create serious inconsistency or
otherwise interfere with an action taken
or planned by another agency;
(3) Materially alter the budgetary
impacts of entitlement grants, user fees,
or loan programs or the rights and
obligations of recipients thereof; or
(4) Raise novel legal or policy issues
arising out of legal mandates, the
President’s priorities, or the principles
stated in the Executive order.
This final regulatory action is not a
significant regulatory action subject to
review by OMB under section 3(f) of
Executive Order 12866.
Under Executive Order 13771, for
each new regulation that the
Department proposes for notice and
comment or otherwise promulgates that
is a significant regulatory action under
Executive Order 12866 and that imposes
total costs greater than zero, it must
identify two deregulatory actions. For
FY 2018, any new incremental costs
associated with a new regulation must
be fully offset by the elimination of
1 The National Technical Assistance and
Dissemination Center for Children Who Are DeafBlind (CFDA number 84.326T) (National Center) is
not subject to this limitation on recovery of indirect
costs.
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16:40 Aug 20, 2018
Jkt 244001
existing costs through deregulatory
actions, unless required by law or
approved in writing by the Director of
OMB. However, Executive Order 13771
does not apply to ‘‘transfer rules’’ that
cause only income transfers between
taxpayers and program beneficiaries,
such as those regarding discretionary
grant programs. Because this final
requirement would be utilized in
connection with a discretionary grant
program, the requirement to offset new
regulations in Executive Order 13771
does not apply.
We have also reviewed this final
regulatory action under Executive Order
13563, which supplements and
explicitly reaffirms the principles,
structures, and definitions governing
regulatory review established in
Executive Order 12866. To the extent
permitted by law, Executive Order
13563 requires that an agency—
(1) Propose or adopt regulations only
upon a reasoned determination that
their benefits justify their costs
(recognizing that some benefits and
costs are difficult to quantify);
(2) Tailor its regulations to impose the
least burden on society, consistent with
obtaining regulatory objectives and
taking into account—among other things
and to the extent practicable—the costs
of cumulative regulations;
(3) In choosing among alternative
regulatory approaches, select those
approaches that maximize net benefits
(including potential economic,
environmental, public health and safety,
and other advantages; distributive
impacts; and equity);
(4) To the extent feasible, specify
performance objectives, rather than the
behavior or manner of compliance a
regulated entity must adopt; and
(5) Identify and assess available
alternatives to direct regulation,
including economic incentives—such as
user fees or marketable permits—to
encourage the desired behavior, or
provide information that enables the
public to make choices.
Executive Order 13563 also requires
an agency ‘‘to use the best available
techniques to quantify anticipated
present and future benefits and costs as
accurately as possible.’’ The Office of
Information and Regulatory Affairs of
OMB has emphasized that these
techniques may include ‘‘identifying
changing future compliance costs that
might result from technological
innovation or anticipated behavioral
changes.’’
We are issuing this final requirement
based on a reasoned determination that
the benefits would justify the costs. In
choosing among alternative regulatory
approaches, we selected this approach
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42213
to maximize net benefits. Based on the
analysis that follows, the Department
believes that this regulatory action is
consistent with the principles in
Executive Order 13563.
We also have determined that this
regulatory action would not unduly
interfere with State, local, and Tribal
governments in the exercise of their
governmental functions.
In accordance with both Executive
orders, the Department has assessed the
potential costs and benefits, both
quantitative and qualitative, of this
regulatory action. This regulatory action
may result in a subset of grantees under
this program recovering less funds for
indirect costs than they would
otherwise have recovered prior to this
final new maximum indirect cost rate,
which could impact their operations.
Further, it could result in particular
entities not seeking funding under this
program because of an inability to
operate under this final new maximum
indirect cost rate. However, we believe
that the benefits to program
beneficiaries of utilizing a higher
percentage of program funds for direct
services outweigh these costs.
Paperwork Reduction Act of 1995:
This document does not contain
Paperwork Reduction Act requirements.
The Technical Assistance and
Dissemination to Improve Services and
Results for Children with Disabilities
program has been approved by OMB to
collect data under OMB 1820–0028. The
final requirement would not impact the
approved and active data collection.
Intergovernmental Review: This
program is subject to Executive Order
12372 and the regulations in 34 CFR
part 79. One of the objectives of the
Executive order is to foster an
intergovernmental partnership and a
strengthened federalism. The Executive
order relies on processes developed by
State and local governments for
coordination and review of final Federal
financial assistance. This document
provides early notification of our
specific plans and actions for this
program.
Accessible Format: Individuals with
disabilities can obtain this document in
an accessible format (e.g., braille, large
print, audiotape, or compact disc) on
request to the program contact persons
listed under FOR FURTHER INFORMATION
CONTACT.
Electronic Access to This Document:
The official version of this document is
the document published in the Federal
Register. You may access the official
edition of the Federal Register and the
Code of Federal Regulations via the
Federal Digital System at: www.gpo.gov/
fdsys. At this site you can view this
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42214
Federal Register / Vol. 83, No. 162 / Tuesday, August 21, 2018 / Rules and Regulations
document, as well as all other
documents of this Department
published in the Federal Register, in
text or Portable Document Format
(PDF). To use PDF you must have
Adobe Acrobat Reader, which is
available free at the site.
You may also access documents of the
Department published in the Federal
Register by using the article search
feature at: www.federalregister.gov.
Specifically, through the advanced
search feature at this site, you can limit
your search to documents published by
the Department.
Dated: August 16, 2018.
Johnny W. Collett,
Assistant Secretary for Special Education and
Rehabilitative Services.
[FR Doc. 2018–18027 Filed 8–20–18; 8:45 am]
BILLING CODE 4000–01–P
ENVIRONMENTAL PROTECTION
AGENCY
40 CFR Part 52
[EPA–R09–OAR–2015–0472; FRL–9982–
23—Region 9]
Partial Approval and Partial
Disapproval of Air Quality State
Implementation Plans; Arizona;
Infrastructure Requirements for
Nitrogen Dioxide and Sulfur Dioxide
Environmental Protection
Agency (EPA).
ACTION: Final rule.
AGENCY:
The Environmental Protection
Agency (EPA) is partially approving and
partially disapproving several state
implementation plan (SIP) submissions
from the State of Arizona pursuant to
the requirements of section 110(a)(1)
and 110(a)(2) of the Clean Air Act (CAA
or ‘‘the Act’’) for the implementation,
maintenance, and enforcement of the
2010 nitrogen dioxide (NO2) and 2010
sulfur dioxide (SO2) national ambient
air quality standards (NAAQS or
‘‘standards’’). We refer to such SIP
submissions as ‘‘infrastructure’’ SIP
submissions because they are intended
to address basic structural SIP
requirements for new or revised
standards including, but not limited to,
legal authority, regulatory structure,
resources, permit programs, monitoring,
and modeling necessary to assure
implementation, maintenance, and
enforcement of the NAAQS. In addition,
the EPA is reclassifying Pima County
from Priority II to Priority III for SO2
emergency episode planning purposes.
The EPA is also approving into the
Arizona SIP sections of an Arizona
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SUMMARY:
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Revised Statute related to air quality
modeling and the submission of
modeling data to the EPA. Finally, the
EPA is clarifying several inconsistencies
between its technical support document
and notice of proposed rulemaking.
DATES: This rule is effective on
September 20, 2018.
ADDRESSES: The EPA has established a
docket for this action under Docket ID
No. EPA–R09–OAR–2015–0472. All
documents in the docket are listed on
the https://www.regulations.gov
website. Although listed in the index,
some information is not publicly
available, e.g., Confidential Business
Information (CBI) or other information
whose disclosure is restricted by statute.
Certain other material, such as
copyrighted material, is not placed on
the internet and will be publicly
available only in hard copy form.
Publicly available docket materials are
available through https://
www.regulations.gov, or please contact
the person identified in the FOR FURTHER
INFORMATION CONTACT section for
additional availability information.
FOR FURTHER INFORMATION CONTACT: John
Ungvarsky, Air Planning Office (AIR–2),
EPA Region IX, (415) 972–3963,
ungvarsky.john@epa.gov.
SUPPLEMENTARY INFORMATION:
Throughout this document, the terms
‘‘we,’’ ‘‘us,’’ and ‘‘our’’ refer to the EPA.
Table of Contents
I. Background
II. Public Comments
III. Final Action
IV. Statutory and Executive Order Reviews
I. Background
Section 110(a)(1) of the CAA requires
states to make a SIP submission within
three years after the promulgation of a
new or revised primary NAAQS.
Section 110(a)(2) includes a list of
specific elements that the SIP must
include. Many of the section 110(a)(2)
SIP elements relate to the general
information and authorities that
constitute the ‘‘infrastructure’’ of a
state’s air quality management program.
SIP submittals that address these
requirements are referred to as
‘‘infrastructure SIP submissions’’ or ‘‘I–
SIP submissions.’’ The I–SIP elements
required by section 110(a)(2) are as
follows:
• Section 110(a)(2)(A): Emission
limits and other control measures;
• section 110(a)(2)(B): Ambient air
quality monitoring/data system;
• section 110(a)(2)(C): Program for
enforcement of control measures and
regulation of new and modified
stationary sources (excluding the
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requirements applicable only in
nonattainment areas);
• section 110(a)(2)(D)(i): Interstate
pollution transport;
• section 110(a)(2)(D)(ii): Interstate
and international pollution abatement;
• section 110(a)(2)(E): Adequate
resources and authority, conflict of
interest, and oversight of local and
regional government agencies;
• section 110(a)(2)(F): Stationary
source monitoring and reporting;
• section 110(a)(2)(G): Emergency
episodes;
• section 110(a)(2)(H): SIP revisions;
• section 110(a)(2)(J): Consultation
with government officials, public
notification, prevention of significant
deterioration (PSD), and visibility
protection;
• section 110(a)(2)(K): Air quality
modeling and submittal of modeling
data;
• section 110(a)(2)(L): Permitting fees;
and
• section 110(a)(2)(M): Consultation/
participation by affected local entities.
Two elements identified in section
110(a)(2) are not governed by the threeyear submittal deadline of section
110(a)(1) and are therefore not
addressed in this action. These two
elements are: Section 110(a)(2)(C) to the
extent it refers to nonattainment new
source review (NSR) permit programs
required under part D, and section
110(a)(2)(I), pertaining to the
nonattainment planning requirements of
part D. As a result, this action does not
address SIP requirements for the
nonattainment NSR portion of section
110(a)(2)(C) or of section 110(a)(2)(I).
In 2010, the EPA promulgated revised
NAAQS for NO2 and SO2, triggering a
requirement for states to submit
infrastructure SIP submissions. The
NAAQS addressed by this infrastructure
SIP rulemaking include the following:
• 2010 NO2 NAAQS, which revised
the primary 1971 NO2 annual standard
of 53 parts per billion (ppb) by
supplementing it with a new 1-hour
average NO2 standard of 100 ppb, and
retained the secondary annual standard
of 53 ppb; 1 and
• 2010 SO2 NAAQS, which
established a new 1-hour average SO2
standard of 75 ppb, retained the
secondary 3-hour average SO2 standard
of 500 ppb, and established a
mechanism for revoking the existing
annual and 24-hour SO2 standards.2
1 75 FR 6474 (February 9, 2010). The annual NO
2
standard of 0.053 parts per million (ppm) is listed
in ppb for ease of comparison with the new 1-hour
standard.
2 75 FR 35520 (June 22, 2010). The annual SO
2
standard of 0.5 ppm is listed in ppb for ease of
comparison with the new 1-hour standard.
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Agencies
[Federal Register Volume 83, Number 162 (Tuesday, August 21, 2018)]
[Rules and Regulations]
[Pages 42212-42214]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2018-18027]
[[Page 42212]]
=======================================================================
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DEPARTMENT OF EDUCATION
34 CFR Chapter III
[Docket ID ED-2018-OSERS-0024]
Final Requirement--State Technical Assistance Projects To Improve
Services and Results for Children Who Are Deaf-Blind and National
Technical Assistance and Dissemination Center for Children Who Are
Deaf-Blind (TA&D-DB)
AGENCY: Office of Special Education and Rehabilitative Services,
Department of Education.
ACTION: Final requirement.
-----------------------------------------------------------------------
Catalog of Federal Domestic Assistance (CFDA) Number: 84.326T.
SUMMARY: The Assistant Secretary for Special Education and
Rehabilitative Services announces a requirement under the Technical
Assistance and Dissemination to Improve Services and Results for
Children with Disabilities (TA&D) program. The Assistant Secretary may
use this requirement for competitions in fiscal year (FY) 2018 and
later years.
DATES: This requirement is effective September 20, 2018.
FOR FURTHER INFORMATION CONTACT: Jo Ann McCann, U.S. Department of
Education, 400 Maryland Avenue SW., Room 5162, Potomac Center Plaza,
Washington, DC 20202-5076. Telephone: (202) 245-7434. Email:
[email protected].
If you use a telecommunications device for the deaf (TDD) or a text
telephone (TTY), call the Federal Relay Service (FRS), toll free, at 1-
800-8339.
SUPPLEMENTARY INFORMATION: Purpose of Program: The purpose of the
Technical Assistance and Dissemination to Improve Services and Results
for Children with Disabilities program is to promote academic
achievement and to improve results for children with disabilities by
providing technical assistance (TA), supporting model demonstration
projects, disseminating useful information, and implementing activities
that are supported by scientifically based research.
Program Authority: 20 U.S.C. 1461, 1463, 1481, and 1482.
We published a notice of proposed requirement (NPR) in the Federal
Register on June 20, 2018 (83 FR 28566). That notice contained
background information and our reasons for proposing this particular
requirement. The only difference between the proposed requirement and
this final requirement is that we included a footnote within the final
requirement explaining that this requirement does not apply to the
National Technical Assistance and Dissemination Center for Children Who
Are Deaf-Blind. This is not a substantive change because we explained
in the Background section of the NPR that it was not our intent to
apply this requirement to that Center.
Public Comment: In response to our invitation in the NPR, 10
parties submitted comments on the proposed requirement. Generally, we
do not address technical and other minor changes, or suggested changes
that the law does not authorize us to make under applicable statutory
authority. In addition, we do not address general comments that raised
concerns not directly related to the proposed priorities or
definitions.
Analysis of the Comments and Changes: An analysis of the comments
follows.
Comment: The majority of commenters expressed support for limiting
the indirect cost rate to 10 percent, indicating that this would allow
more funding for the State Deaf-Blind Projects to provide TA to
families and caregivers, professionals, and others providing services
to children who are deaf-blind.
Discussion: We appreciate the commenters' support and agree with
the comments for the reasons stated.
Changes: None.
Comment: One commenter expressed support for the cap on indirect
cost rates but raised a concern that some current State Deaf-Blind
Projects that are university-based may not apply for future
competitions because of the cap, leading to a loss of services for
children who are deaf-blind within those States. The commenter
suggested that the Department consider allowing universities to reach
individual agreements with the Department on indirect cost rates.
Another commenter opposed the proposed cap, arguing that negotiated
indirect cost rates better ensure that necessary administrative costs
for university-based State projects are covered and, therefore, that
the proposed cap on indirect cost rates could jeopardize sound
administration of State projects.
Discussion: We appreciate the commenters' concern regarding the
potential for disruption of services for children who are deaf-blind
within a State in the event an incumbent applicant does not apply for a
new award under this program. We also appreciate the commenter's
concern about the proper administrative oversight of State projects and
we agree that strong administrative oversight is essential. However,
many State deaf-blind projects, including university-based projects,
have operated effectively while applying indirect costs at or below 10
percent of their modified total direct costs. For this reason, we do
not believe that the 10 percent cap established in this final rule will
deprive the Deaf-Blind program of university-based applicants. We also
believe that limiting the indirect cost rate, for university-based and
non-university based projects, will not undermine sound administrative
oversight of projects, but rather will be beneficial to the program and
its intended beneficiaries and can be achieved with minimal disruption
to project activities.
Finally, since this is a competitive grant competition, it would be
inappropriate, as one commenter suggests, to have separate requirements
for incumbent grantees unavailable to other grantees.
Changes: None.
Comment: One commenter stated that changes to the indirect cost
rate for this program could cause confusion if a grantee also has other
approved indirect cost rates from a Federal agency.
Discussion: We appreciate the commenter's concern about potential
confusion if a grantee has another negotiated indirect cost rate
granted by either the Department of Education or another Federal
agency. We believe that grantees with sufficient administrative
capacity to participate in this program will not find it difficult to
apply different indirect cost rates to grants from different agencies.
However, to minimize the risk of confusion cited by the commenter, the
Department is prepared to provide all necessary technical assistance to
grantees under this program to ensure that they understand the new
requirement and charge the appropriate indirect cost rate to the grant.
Changes: None.
Final Requirement
The Assistant Secretary establishes the following requirement for
this program. We may apply this requirement in any fiscal year in which
this program is in effect.
Final Requirement:
Allowable indirect costs.
A grantee may recover the lesser of (a) its actual indirect costs
as determined by the grantee's negotiated indirect cost rate agreement
and (b) 10 percent of its modified total direct costs. If a grantee's
allocable indirect costs exceed 10 percent of its modified total direct
costs, the grantee may not recoup the excess by shifting the cost to
other grants or contracts with the U.S. Government,
[[Page 42213]]
unless specifically authorized by legislation. The grantee must use
non-Federal revenue sources to pay for such unrecovered costs.\1\
---------------------------------------------------------------------------
\1\ The National Technical Assistance and Dissemination Center
for Children Who Are Deaf-Blind (CFDA number 84.326T) (National
Center) is not subject to this limitation on recovery of indirect
costs.
---------------------------------------------------------------------------
This notice does not preclude the Department from proposing
additional priorities, requirements, definitions, or selection
criteria, subject to meeting applicable rulemaking requirements.
Note: This notice does not solicit applications. In any year in
which we choose to use this priority and these requirements, we invite
applications through a notice in the Federal Register.
Executive Orders 12866, 13563, and 13771
Regulatory Impact Analysis
Under Executive Order 12866, the Secretary must determine whether
this regulatory action is ``significant'' and, therefore, subject to
the requirements of the Executive order and subject to review by the
Office of Management and Budget (OMB). Section 3(f) of Executive Order
12866 defines a ``significant regulatory action'' as an action likely
to result in a rule that may--
(1) Have an annual effect on the economy of $100 million or more,
or adversely affect a sector of the economy, productivity, competition,
jobs, the environment, public health or safety, or State, local or
Tribal governments or communities in a material way (also referred to
as an ``economically significant'' rule);
(2) Create serious inconsistency or otherwise interfere with an
action taken or planned by another agency;
(3) Materially alter the budgetary impacts of entitlement grants,
user fees, or loan programs or the rights and obligations of recipients
thereof; or
(4) Raise novel legal or policy issues arising out of legal
mandates, the President's priorities, or the principles stated in the
Executive order.
This final regulatory action is not a significant regulatory action
subject to review by OMB under section 3(f) of Executive Order 12866.
Under Executive Order 13771, for each new regulation that the
Department proposes for notice and comment or otherwise promulgates
that is a significant regulatory action under Executive Order 12866 and
that imposes total costs greater than zero, it must identify two
deregulatory actions. For FY 2018, any new incremental costs associated
with a new regulation must be fully offset by the elimination of
existing costs through deregulatory actions, unless required by law or
approved in writing by the Director of OMB. However, Executive Order
13771 does not apply to ``transfer rules'' that cause only income
transfers between taxpayers and program beneficiaries, such as those
regarding discretionary grant programs. Because this final requirement
would be utilized in connection with a discretionary grant program, the
requirement to offset new regulations in Executive Order 13771 does not
apply.
We have also reviewed this final regulatory action under Executive
Order 13563, which supplements and explicitly reaffirms the principles,
structures, and definitions governing regulatory review established in
Executive Order 12866. To the extent permitted by law, Executive Order
13563 requires that an agency--
(1) Propose or adopt regulations only upon a reasoned determination
that their benefits justify their costs (recognizing that some benefits
and costs are difficult to quantify);
(2) Tailor its regulations to impose the least burden on society,
consistent with obtaining regulatory objectives and taking into
account--among other things and to the extent practicable--the costs of
cumulative regulations;
(3) In choosing among alternative regulatory approaches, select
those approaches that maximize net benefits (including potential
economic, environmental, public health and safety, and other
advantages; distributive impacts; and equity);
(4) To the extent feasible, specify performance objectives, rather
than the behavior or manner of compliance a regulated entity must
adopt; and
(5) Identify and assess available alternatives to direct
regulation, including economic incentives--such as user fees or
marketable permits--to encourage the desired behavior, or provide
information that enables the public to make choices.
Executive Order 13563 also requires an agency ``to use the best
available techniques to quantify anticipated present and future
benefits and costs as accurately as possible.'' The Office of
Information and Regulatory Affairs of OMB has emphasized that these
techniques may include ``identifying changing future compliance costs
that might result from technological innovation or anticipated
behavioral changes.''
We are issuing this final requirement based on a reasoned
determination that the benefits would justify the costs. In choosing
among alternative regulatory approaches, we selected this approach to
maximize net benefits. Based on the analysis that follows, the
Department believes that this regulatory action is consistent with the
principles in Executive Order 13563.
We also have determined that this regulatory action would not
unduly interfere with State, local, and Tribal governments in the
exercise of their governmental functions.
In accordance with both Executive orders, the Department has
assessed the potential costs and benefits, both quantitative and
qualitative, of this regulatory action. This regulatory action may
result in a subset of grantees under this program recovering less funds
for indirect costs than they would otherwise have recovered prior to
this final new maximum indirect cost rate, which could impact their
operations. Further, it could result in particular entities not seeking
funding under this program because of an inability to operate under
this final new maximum indirect cost rate. However, we believe that the
benefits to program beneficiaries of utilizing a higher percentage of
program funds for direct services outweigh these costs.
Paperwork Reduction Act of 1995: This document does not contain
Paperwork Reduction Act requirements. The Technical Assistance and
Dissemination to Improve Services and Results for Children with
Disabilities program has been approved by OMB to collect data under OMB
1820-0028. The final requirement would not impact the approved and
active data collection.
Intergovernmental Review: This program is subject to Executive
Order 12372 and the regulations in 34 CFR part 79. One of the
objectives of the Executive order is to foster an intergovernmental
partnership and a strengthened federalism. The Executive order relies
on processes developed by State and local governments for coordination
and review of final Federal financial assistance. This document
provides early notification of our specific plans and actions for this
program.
Accessible Format: Individuals with disabilities can obtain this
document in an accessible format (e.g., braille, large print,
audiotape, or compact disc) on request to the program contact persons
listed under FOR FURTHER INFORMATION CONTACT.
Electronic Access to This Document: The official version of this
document is the document published in the Federal Register. You may
access the official edition of the Federal Register and the Code of
Federal Regulations via the Federal Digital System at: www.gpo.gov/fdsys. At this site you can view this
[[Page 42214]]
document, as well as all other documents of this Department published
in the Federal Register, in text or Portable Document Format (PDF). To
use PDF you must have Adobe Acrobat Reader, which is available free at
the site.
You may also access documents of the Department published in the
Federal Register by using the article search feature at:
www.federalregister.gov. Specifically, through the advanced search
feature at this site, you can limit your search to documents published
by the Department.
Dated: August 16, 2018.
Johnny W. Collett,
Assistant Secretary for Special Education and Rehabilitative Services.
[FR Doc. 2018-18027 Filed 8-20-18; 8:45 am]
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