Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer Period on Commission Action of Proposed Rule Change To Make Permanent the Retail Liquidity Program Pilot, NYSE Rule 107C, Which Is Set To Expire on December 31, 2018, 38393 [2018-16723]
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Federal Register / Vol. 83, No. 151 / Monday, August 6, 2018 / Notices
• Send an email to rule-comments@
sec.gov. Please include File Number SR–
NSCC–2017–806 on the subject line.
SECURITIES AND EXCHANGE
COMMISSION
Paper Comments
[Release No. 34–83749; File No. SR–NYSE
2018–28]
• Send paper comments in triplicate
to Secretary, Securities and Exchange
Commission, 100 F Street NE,
Washington, DC 20549–1090.
All submissions should refer to File
Number SR–NSCC–2017–806. This file
number should be included on the
subject line if email is used. To help the
Commission process and review your
comments more efficiently, please use
only one method. The Commission will
post all comments on the Commission’s
internet website (https://www.sec.gov/
rules/sro.shtml). Copies of the
submission, all subsequent
amendments, all written statements
with respect to the Advance Notice that
are filed with the Commission, and all
written communications relating to the
Advance Notice between the
Commission and any person, other than
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for website viewing and
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Reference Room, 100 F Street NE,
Washington, DC 20549 on official
business days between the hours of
10:00 a.m. and 3:00 p.m. Copies of the
filing also will be available for
inspection and copying at the principal
office of NSCC and on DTCC’s website
(https://dtcc.com/legal/sec-rulefilings.aspx). All comments received
will be posted without change. Persons
submitting comments are cautioned that
we do not redact or edit personal
identifying information from comment
submissions. You should submit only
information that you wish to make
available publicly. All submissions
should refer to File Number SR–NSCC–
2017–806 and should be submitted on
or before August 21, 2018.
By the Commission.
Robert W. Errett,
Deputy Secretary.
[FR Doc. 2018–16712 Filed 8–3–18; 8:45 am]
sradovich on DSK3GMQ082PROD with NOTICES
BILLING CODE 8011–01–P
Self-Regulatory Organizations; New
York Stock Exchange LLC; Notice of
Designation of a Longer Period on
Commission Action of Proposed Rule
Change To Make Permanent the Retail
Liquidity Program Pilot, NYSE Rule
107C, Which Is Set To Expire on
December 31, 2018
July 31, 2018.
On June 4, 2018, New York Stock
Exchange LLC (‘‘Exchange’’) filed with
the Securities and Exchange
Commission (‘‘Commission’’), pursuant
to Section 19(b)(1) of the Securities
Exchange Act of 1934 (‘‘Exchange
Act’’) 1 and Rule 19b–4 thereunder,2 a
proposed rule change to make
permanent the Exchange’s Retail
Liquidity Program Pilot. The proposed
rule change was published for comment
in the Federal Register on June 21,
2018.3 The Commission has received no
comment letters on the proposed rule
change.
Section 19(b)(2) of the Act 4 provides
that within 45 days of the publication of
notice of the filing of a proposed rule
change, or within such longer period up
to 90 days as the Commission may
designate if it finds such longer period
to be appropriate and publishes its
reasons for so finding, or as to which the
self-regulatory organization consents,
the Commission shall either approve the
proposed rule change, disapprove the
proposed rule change, or institute
proceedings to determine whether the
proposed rule change should be
disapproved. The 45th day after
publication of the notice for this
proposed rule change is August 5, 2018.
The Commission is extending this 45day time period.
The Commission finds it appropriate
to designate a longer period within
which to take action on the proposed
rule change so that it has sufficient time
to consider this proposed rule change.
Accordingly, the Commission, pursuant
to Section 19(b)(2) of the Act,5
designates September 19, 2018, as the
date by which the Commission shall
either approve or disapprove, or
institute proceedings to determine
whether to disapprove, the proposed
1 15
U.S.C. 78s(b)(1).
CFR 240.19b–4.
3 See Securities Exchange Act Release No. 83454
(June 15, 2018), 83 FR 28874.
4 15 U.S.C. 78s(b)(2).
5 Id.
2 17
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38393
rule change (File No. SR–NYSE–2018–
28).
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.6
Robert W. Errett,
Deputy Secretary.
[FR Doc. 2018–16723 Filed 8–3–18; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–83747; File No. SR–FICC–
2017–806]
Self-Regulatory Organizations; Fixed
Income Clearing Corporation; Notice of
Filing of Amendment No. 1 to an
Advance Notice To Amend the Loss
Allocation Rules and Make Other
Changes
July 31, 2018.
On December 18, 2017, Fixed Income
Clearing Corporation (‘‘FICC’’) filed
with the Securities and Exchange
Commission (‘‘Commission’’) advance
notice SR–FICC–2017–806 (‘‘Advance
Notice’’) pursuant to Section 806(e)(1) of
Title VIII of the Dodd-Frank Wall Street
Reform and Consumer Protection Act
entitled the Payment, Clearing, and
Settlement Supervision Act of 2010
(‘‘Clearing Supervision Act’’) and Rule
19b–4(n)(1)(i) under the Securities
Exchange Act of 1934 (‘‘Act’’).1 The
6 17
CFR 200.30–3(a)(31).
U.S.C. 5465(e)(1) and 17 CFR 240.19b–
4(n)(1)(i), respectively. On December 18, 2017, FICC
filed the Advance Notice as a proposed rule change
(SR–FICC–2017–022) with the Commission
pursuant to Section 19(b)(1) of the Act and Rule
19b–4 thereunder (‘‘Proposed Rule Change’’). (17
CFR 240.19b–4 and 17 CFR 240.19b–4,
respectively.) The Proposed Rule Change was
published in the Federal Register on January 8,
2018. See Securities Exchange Act Release No.
82427 (January 2, 2018), 83 FR 854 (January 8,
2018) (SR–FICC–2017–022). On February 8, 2018,
the Commission designated a longer period within
which to approve, disapprove, or institute
proceedings to determine whether to approve or
disapprove the Proposed Rule Change. See
Securities Exchange Act Release No. 82670
(February 8, 2018), 83 FR 6626 (February 14, 2018)
(SR–DTC–2017–022; SR–FICC–2017–022; SR–
NSCC–2017–018). On March 20, 2018, the
Commission instituted proceedings to determine
whether to approve or disapprove the Proposed
Rule Change. See Securities Exchange Act Release
No. 82909 (March 20, 2018), 83 FR 12990 (March
26, 2018) (SR–FICC–2017–022). On June 25, 2018,
the Commission designated a longer period for
Commission action on the proceedings to determine
whether to approve or disapprove the Proposed
Rule Change. Therefore, September 5, 2018 is the
date by which the Commission should either
approve or disapprove the Proposed Rule Change.
See Securities Exchange Act Release Nos. 83510
(June 25, 2018), 83 FR 30791 (June 29, 2018) (SR–
DTC–2017–022; SR–FICC–2017–022; SR–NSCC–
2017–018). On June 28, 2018, FICC filed
Amendment No. 1 to the Proposed Rule Change.
1 12
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[Federal Register Volume 83, Number 151 (Monday, August 6, 2018)]
[Notices]
[Page 38393]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2018-16723]
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SECURITIES AND EXCHANGE COMMISSION
[Release No. 34-83749; File No. SR-NYSE 2018-28]
Self-Regulatory Organizations; New York Stock Exchange LLC;
Notice of Designation of a Longer Period on Commission Action of
Proposed Rule Change To Make Permanent the Retail Liquidity Program
Pilot, NYSE Rule 107C, Which Is Set To Expire on December 31, 2018
July 31, 2018.
On June 4, 2018, New York Stock Exchange LLC (``Exchange'') filed
with the Securities and Exchange Commission (``Commission''), pursuant
to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Exchange
Act'') \1\ and Rule 19b-4 thereunder,\2\ a proposed rule change to make
permanent the Exchange's Retail Liquidity Program Pilot. The proposed
rule change was published for comment in the Federal Register on June
21, 2018.\3\ The Commission has received no comment letters on the
proposed rule change.
---------------------------------------------------------------------------
\1\ 15 U.S.C. 78s(b)(1).
\2\ 17 CFR 240.19b-4.
\3\ See Securities Exchange Act Release No. 83454 (June 15,
2018), 83 FR 28874.
---------------------------------------------------------------------------
Section 19(b)(2) of the Act \4\ provides that within 45 days of the
publication of notice of the filing of a proposed rule change, or
within such longer period up to 90 days as the Commission may designate
if it finds such longer period to be appropriate and publishes its
reasons for so finding, or as to which the self-regulatory organization
consents, the Commission shall either approve the proposed rule change,
disapprove the proposed rule change, or institute proceedings to
determine whether the proposed rule change should be disapproved. The
45th day after publication of the notice for this proposed rule change
is August 5, 2018. The Commission is extending this 45-day time period.
---------------------------------------------------------------------------
\4\ 15 U.S.C. 78s(b)(2).
---------------------------------------------------------------------------
The Commission finds it appropriate to designate a longer period
within which to take action on the proposed rule change so that it has
sufficient time to consider this proposed rule change. Accordingly, the
Commission, pursuant to Section 19(b)(2) of the Act,\5\ designates
September 19, 2018, as the date by which the Commission shall either
approve or disapprove, or institute proceedings to determine whether to
disapprove, the proposed rule change (File No. SR-NYSE-2018-28).
---------------------------------------------------------------------------
\5\ Id.
For the Commission, by the Division of Trading and Markets,
pursuant to delegated authority.\6\
---------------------------------------------------------------------------
\6\ 17 CFR 200.30-3(a)(31).
---------------------------------------------------------------------------
Robert W. Errett,
Deputy Secretary.
[FR Doc. 2018-16723 Filed 8-3-18; 8:45 am]
BILLING CODE 8011-01-P
