Justia Agencies And Commissions Securities And Exchange Commission Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change To Adopt BZX Rule 14.11(k) To Permit the Listing and Trading of Managed Portfolio Shares and To List and Trade Shares of the ClearBridge Appreciation ETF, ClearBridge Large Cap ETF, ClearBridge Mid Cap Growth ETF, ClearBridge Select ETF, and ClearBridge All Cap Value ETF, 38327 [2018-16722]

Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change To Adopt BZX Rule 14.11(k) To Permit the Listing and Trading of Managed Portfolio Shares and To List and Trade Shares of the ClearBridge Appreciation ETF, ClearBridge Large Cap ETF, ClearBridge Mid Cap Growth ETF, ClearBridge Select ETF, and ClearBridge All Cap Value ETF, 38327 [2018-16722]

Download as PDF Federal Register / Vol. 83, No. 151 / Monday, August 6, 2018 / Notices David R. Strickler United States Copyright Royalty Judge. Jesse M. Feder United States Copyright Royalty Judge. Dated: August 1, 2018. Crystal Robinson, Committee Management Officer. Dated: July 27, 2018. Suzanne M. Barnett, Chief United States Copyright Royalty Judge. Dr. Carla D. Hayden, Librarian of Congress. BILLING CODE 7555–01–P [FR Doc. 2018–16729 Filed 8–3–18; 8:45 am] [FR Doc. 2018–16780 Filed 8–3–18; 8:45 am] [Release No. 34–83750; File No. SR– CboeBZX–2018–010] BILLING CODE 1410–72–P NATIONAL SCIENCE FOUNDATION sradovich on DSK3GMQ082PROD with NOTICES Proposal Review; Notice of Meetings In accordance with the Federal Advisory Committee Act (Pub. L. 92– 463, as amended), the National Science Foundation (NSF) announces its intent to hold proposal review meetings throughout the year. The purpose of these meetings is to provide advice and recommendations concerning proposals submitted to the NSF for financial support. The agenda for each of these meetings is to review and evaluate proposals as part of the selection process for awards. The review and evaluation may also include assessment of the progress of awarded proposals. These meetings will primarily take place at NSF’s headquarters, 2415 Eisenhower Avenue, Alexandria, VA 22314. These meetings will be closed to the public. The proposals being reviewed include information of a proprietary or confidential nature, including technical information; financial data, such as salaries; and personal information concerning individuals associated with the proposals. These matters are exempt under 5 U.S.C. 552b(c), (4) and (6) of the Government in the Sunshine Act. NSF will continue to review the agenda and merits of each meeting for overall compliance of the Federal Advisory Committee Act. These closed proposal review meetings will not be announced on an individual basis in the Federal Register. NSF intends to publish a notice similar to this on a quarterly basis. For an advance listing of the closed proposal review meetings that include the names of the proposal review panel and the time, date, place, and any information on changes, corrections, or cancellations, please visit the NSF website: https://www.nsf.gov/events/ advisory.jsp. This information may also be requested by telephoning, 703/292– 8687. VerDate Sep<11>2014 17:36 Aug 03, 2018 Jkt 244001 SECURITIES AND EXCHANGE COMMISSION Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change To Adopt BZX Rule 14.11(k) To Permit the Listing and Trading of Managed Portfolio Shares and To List and Trade Shares of the ClearBridge Appreciation ETF, ClearBridge Large Cap ETF, ClearBridge Mid Cap Growth ETF, ClearBridge Select ETF, and ClearBridge All Cap Value ETF July 31, 2018. On February 5, 2018, Cboe BZX Exchange, Inc. (‘‘Exchange’’ or ‘‘BZX’’) filed with the Securities and Exchange Commission (‘‘Commission’’), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (‘‘Exchange Act’’) 1 and Rule 19b–4 thereunder,2 a proposed rule change to adopt BZX Rule 14.11(k) to permit the listing and trading of Managed Portfolio Shares, and to list and trade shares of the ClearBridge Appreciation ETF, ClearBridge Large Cap ETF, ClearBridge Mid Cap Growth ETF, ClearBridge Select ETF, and ClearBridge All Cap Value ETF under proposed BZX Rule 14.11(k). The proposed rule change was published for comment in the Federal Register on February 20, 2018.3 On April 3, 2018, pursuant to Section 19(b)(2) of the Exchange Act,4 the Commission designated a longer period within which to approve the proposed rule change, disapprove the proposed rule change, or institute proceedings to determine whether to disapprove the proposed rule change.5 On May 21, 2018, the Commission instituted proceedings under Section 19(b)(2)(B) of the Exchange Act 6 to determine whether to approve or disapprove the proposed rule change.7 The Commission has 1 15 U.S.C. 78s(b)(1). CFR 240.19b–4. 3 See Securities Exchange Act Release No. 82705 (February 13, 2018), 83 FR 7256. 4 15 U.S.C. 78s(b)(2). 5 See Securities Exchange Act Release No. 82984, 83 FR 15181 (April 9, 2018). 6 15 U.S.C. 78s(b)(2)(B). 7 See Securities Exchange Act Release No. 83293, 83 FR 24367 (May 25, 2018). 2 17 PO 00000 Frm 00055 Fmt 4703 Sfmt 4703 38327 received four comment letters on the proposed rule change.8 On July 27, 2018, the Exchange withdrew the proposed rule change (SR–CboeBZX–2018–010). For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.9 Robert W. Errett, Deputy Secretary. [FR Doc. 2018–16722 Filed 8–3–18; 8:45 am] BILLING CODE 8011–01–P SECURITIES AND EXCHANGE COMMISSION [Release No. 34–83752; File No. SR–FINRA– 2018–019] Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change Creating Fee and Honorarium for Late Cancellation of a Prehearing Conference July 31, 2018. I. Introduction On May 4, 2018, Financial Industry Regulatory Authority, Inc. (‘‘FINRA’’) filed with the Securities and Exchange Commission (‘‘Commission’’), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (‘‘Exchange Act’’) 1 and Rule 19b–4 thereunder,2 a proposed rule change to amend FINRA Rules 12500 and 12501 of the Code of Arbitration Procedure for Customer Disputes (‘‘Customer Code’’) and FINRA Rules 13500 and 13501 of the Code of Arbitration Procedure for Industry Disputes (‘‘Industry Code’’ and together, ‘‘Codes’’), to charge a $100 per-arbitrator fee to parties who request cancellation of a prehearing conference within three business days before a scheduled prehearing conference. The proposed rule change would also amend FINRA Rules 12214(a) and 13214(a) of the Codes to create a $100 honorarium to pay each arbitrator scheduled to attend a prehearing conference that was cancelled within three business days of the prehearing conference. 8 See letters to Brent J. Fields, Secretary, Commission, from: (1) Todd J. Broms, Chief Executive Officer, Broms & Company LLC, dated March 13, 2018; (2) Simon P. Goulet, Co-Founder, Blue Tractor Group, LLC, dated March 19, 2018; (3) Terence W. Norman, Founder, Blue Tractor Group, LLC, dated March 20, 2018; and (4) Terence W. Norman, Founder, Blue Tractor Group, LLC, dated May 8, 2018. The comment letters are available at https://www.sec.gov/comments/sr-cboebzx-2018010/cboebzx2018010.htm. 9 17 CFR 200.30–3(a)(12). 1 15 U.S.C. 78s(b)(1). 2 17 CFR 240.19b–4. E:\FR\FM\06AUN1.SGM 06AUN1

Agencies

SECURITIES AND EXCHANGE COMMISSION

[Federal Register Volume 83, Number 151 (Monday, August 6, 2018)]
[Notices]
[Page 38327]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2018-16722]


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SECURITIES AND EXCHANGE COMMISSION

[Release No. 34-83750; File No. SR-CboeBZX-2018-010]


Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of 
Withdrawal of a Proposed Rule Change To Adopt BZX Rule 14.11(k) To 
Permit the Listing and Trading of Managed Portfolio Shares and To List 
and Trade Shares of the ClearBridge Appreciation ETF, ClearBridge Large 
Cap ETF, ClearBridge Mid Cap Growth ETF, ClearBridge Select ETF, and 
ClearBridge All Cap Value ETF

July 31, 2018.
    On February 5, 2018, Cboe BZX Exchange, Inc. (``Exchange'' or 
``BZX'') filed with the Securities and Exchange Commission 
(``Commission''), pursuant to Section 19(b)(1) of the Securities 
Exchange Act of 1934 (``Exchange Act'') \1\ and Rule 19b-4 
thereunder,\2\ a proposed rule change to adopt BZX Rule 14.11(k) to 
permit the listing and trading of Managed Portfolio Shares, and to list 
and trade shares of the ClearBridge Appreciation ETF, ClearBridge Large 
Cap ETF, ClearBridge Mid Cap Growth ETF, ClearBridge Select ETF, and 
ClearBridge All Cap Value ETF under proposed BZX Rule 14.11(k). The 
proposed rule change was published for comment in the Federal Register 
on February 20, 2018.\3\ On April 3, 2018, pursuant to Section 19(b)(2) 
of the Exchange Act,\4\ the Commission designated a longer period 
within which to approve the proposed rule change, disapprove the 
proposed rule change, or institute proceedings to determine whether to 
disapprove the proposed rule change.\5\ On May 21, 2018, the Commission 
instituted proceedings under Section 19(b)(2)(B) of the Exchange Act 
\6\ to determine whether to approve or disapprove the proposed rule 
change.\7\ The Commission has received four comment letters on the 
proposed rule change.\8\
---------------------------------------------------------------------------

    \1\ 15 U.S.C. 78s(b)(1).
    \2\ 17 CFR 240.19b-4.
    \3\ See Securities Exchange Act Release No. 82705 (February 13, 
2018), 83 FR 7256.
    \4\ 15 U.S.C. 78s(b)(2).
    \5\ See Securities Exchange Act Release No. 82984, 83 FR 15181 
(April 9, 2018).
    \6\ 15 U.S.C. 78s(b)(2)(B).
    \7\ See Securities Exchange Act Release No. 83293, 83 FR 24367 
(May 25, 2018).
    \8\ See letters to Brent J. Fields, Secretary, Commission, from: 
(1) Todd J. Broms, Chief Executive Officer, Broms & Company LLC, 
dated March 13, 2018; (2) Simon P. Goulet, Co-Founder, Blue Tractor 
Group, LLC, dated March 19, 2018; (3) Terence W. Norman, Founder, 
Blue Tractor Group, LLC, dated March 20, 2018; and (4) Terence W. 
Norman, Founder, Blue Tractor Group, LLC, dated May 8, 2018. The 
comment letters are available at https://www.sec.gov/comments/sr-cboebzx-2018-010/cboebzx2018010.htm.
---------------------------------------------------------------------------

    On July 27, 2018, the Exchange withdrew the proposed rule change 
(SR-CboeBZX-2018-010).

    For the Commission, by the Division of Trading and Markets, 
pursuant to delegated authority.\9\
---------------------------------------------------------------------------

    \9\ 17 CFR 200.30-3(a)(12).
---------------------------------------------------------------------------

Robert W. Errett,
Deputy Secretary.
[FR Doc. 2018-16722 Filed 8-3-18; 8:45 am]
 BILLING CODE 8011-01-P

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