Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Withdrawal of a Proposed Rule Change To Adopt a New NYSE Arca Rule 8.900-E and To List and Trade Shares of the Royce Pennsylvania ETF, Royce Premier ETF, and Royce Total Return ETF Under Proposed NYSE Arca Equities Rule 8.900-E, 36635 [2018-16169]

Download as PDF Federal Register / Vol. 83, No. 146 / Monday, July 30, 2018 / Notices d. Annual Burden Hours: 334 hours. General Description of Collection: The Peace Corps uses the Coverdell World Wise Schools Connections Forms to collect essential administrative information from educators and group leaders to use to facilitate connection with current/returned Peace Corps Volunteers. These forms are the first point of contact with the participating educator. It is Paul D. Coverdell World Wise Schools’ fundamental source of information from educators. Request for Comment: Peace Corps invites comments on whether the proposed collections of information are necessary for proper performance of the functions of the Peace Corps, including whether the information will have practical use; the accuracy of the agency’s estimate of the burden of the proposed collection of information, including the validity of the information to be collected; and, ways to minimize the burden of the collection of information on those who are to respond, including through the use of automated collection techniques, when appropriate, and other forms of information technology. Royce Pennsylvania ETF, Royce Premier ETF, and Royce Total Return ETF under proposed NYSE Arca Rule 8.900–E. The proposed rule change was published for comment in the Federal Register on January 26, 2018.3 On March 7, 2018, pursuant to Section 19(b)(2) of the Act,4 the Commission designated a longer period within which to approve the proposed rule change, disapprove the proposed rule change, or institute proceedings to determine whether to disapprove the proposed rule change.5 The Commission received five comment letters on the proposed rule change.6 On April 26, 2018, the Commission instituted proceedings under Section 19(b)(2)(B) of the Act 7 to determine whether to approve or disapprove the proposed rule change.8 Thereafter, the Commission received two additional comments on the proposed rule change.9 On July 20, 2018, the Commission designated a longer period for action on the proposed rule change.10 On July 20, 2018, the Exchange withdrew the proposed rule change (SR–NYSEArca–2018–04). This notice is issued in Washington, DC, on May 23, 2018. Virginia Burke, FOIA/Privacy Act Officer, Management. For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.11 Eduardo A. Aleman, Assistant Secretary. [FR Doc. 2018–16150 Filed 7–27–18; 8:45 am] [FR Doc. 2018–16169 Filed 7–27–18; 8:45 am] BILLING CODE 6051–01–P BILLING CODE 8011–01–P SECURITIES AND EXCHANGE COMMISSION [Release No. 34–83692; File No. SR– NYSEArca–2018–04] Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Withdrawal of a Proposed Rule Change To Adopt a New NYSE Arca Rule 8.900–E and To List and Trade Shares of the Royce Pennsylvania ETF, Royce Premier ETF, and Royce Total Return ETF Under Proposed NYSE Arca Equities Rule 8.900–E daltland on DSKBBV9HB2PROD with NOTICES July 24, 2018. On January 8, 2018, NYSE Arca, Inc. (‘‘Exchange’’) filed with the Securities and Exchange Commission (‘‘Commission’’), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (‘‘Act’’) 1 and Rule 19b–4 thereunder,2 a proposed rule change to adopt new NYSE Arca Rule 8.900–E to permit it to list and trade Managed Portfolio Shares. The Exchange also proposed to list and trade shares of 1 15 2 17 U.S.C. 78s(b)(1). CFR 240.19b–4. VerDate Sep<11>2014 20:33 Jul 27, 2018 Jkt 244001 3 See Securities Exchange Act Release No. 82549 (January 19, 2018), 83 FR 3846. 4 15 U.S.C. 78s(b)(2). 5 See Securities Exchange Act Release No. 82824, 83 FR 10934 (March 13, 2018). The Commission designated April 26, 2018, as the date by which the Commission shall approve or disapprove, or institute proceedings to determine whether to disapprove, the proposed rule change. 6 See letters from: (1) Terence W. Norman, Founder, Blue Tractor Group, LLC, dated February 6, 2018; (2) Simon P. Goulet, Co-Founder, Blue Tractor Group, LLC, dated February 13, 2018; (3) Todd J. Broms, Chief Executive Officer, Broms & Company LLC, dated February 16, 2018; (4) Kevin S. Haeberle, Associate Professor of Law, William & Mary Law School, dated February 16, 2018; and (5) Gary L. Gastineau, President, ETF Consultants.com, Inc., dated March 6, 2018. The comment letters are available at: https://www.sec.gov/comments/srnysearca-2018-04/nysearca201804.htm. 7 15 U.S.C. 78s(b)(2)(B). 8 See Securities Exchange Act Release No. 83120, 83 FR 19371 (May 2, 2018). 9 See letters from: (1) Terence W. Norman, Founder, Blue Tractor Group, LLC, dated May 8, 2018 and (2) Kevin S. Haeberle, Associate Professor of Law, William & Mary Law School, dated June 6, 2018. The comment letters are available on the Commission’s website at: https://www.sec.gov/ comments/sr-nysearca-2018-04/ nysearca201804.htm. 10 See Securities Exchange Act Release No. 83676. The Commission designated September 23, 2018, as the date by which the Commission must either approve or disapprove the proposed rule change. 11 17 CFR 200.30–3(a)(12). PO 00000 Frm 00123 Fmt 4703 Sfmt 4703 36635 SECURITIES AND EXCHANGE COMMISSION [Release No. 34–83691; File No. SR–LCH SA–2018–003] Self-Regulatory Organizations; LCH SA; Order Approving Proposed Rule Change Relating to Liquidity Risk Management July 24, 2018. I. Introduction On June 4, 2018, Banque Centrale de Compensation, which conducts business under the name LCH SA (‘‘LCH SA’’), filed with the Securities and Exchange Commission (‘‘Commission’’), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (‘‘Act’’),1 and Rule 19b–4 thereunder,2 a proposed rule change (the ‘‘Proposed Rule Change’’) to amend its Risk Management Procedures (the ‘‘Procedures’’) to adopt a Liquidity Risk Modelling Framework (the ‘‘Framework’’). The proposed rule change was published for comment in the Federal Register on June 22, 2018.3 The Commission has not received any comments on the proposed rule change. For the reasons discussed below, the Commission is approving the proposed rule change. II. Description of the Proposed Rule Change The Framework 4 describes the Liquidity Stress Testing framework by which the Collateral and Liquidity Risk Management department (‘‘CaLRM’’) of LCH Group Holdings Limited (‘‘LCH Group’’) assures that LCH SA has enough cash available to meet any financial obligations, both expected and unexpected, that may arise over the liquidation period for each of the clearing services that LCH SA offers.5 The Framework compliments other policies and procedures LCH uses to 1 15 U.S.C. 78s(b)(1). CFR 240.19b–4. 3 Securities Exchange Act Release No. 34–83456 (June 18, 2018), 83 FR 29146 (June 22, 2018) (SR– LCH–2018–003) (‘‘Notice’’). 4 Capitalized terms used herein but not otherwise defined have the meaning set forth in the Framework and LCH SA rulebook, which is available at https://www.lch.com/system/files/ media_root/CDSClear_Rule_Book_04.01.2018.pdf. 5 Notice, 83 FR at 29146. LCH SA, a wholly owned subsidiary of LCH Group, manages its liquidity risk pursuant to, among other policies and procedures, the Group Liquidity Risk Policy and the Group Liquidity Plan applicable to each entity within LCH Group. In addition to its CDSClear service, LCH SA provides clearing services in connection with cash equities and derivatives listed for trading on Euronext (EquityClear), commodity derivatives listed for trading on Euronext (CommodityClear), and tri-party Repo transactions (RepoClear). 2 17 E:\FR\FM\30JYN1.SGM 30JYN1

Agencies

[Federal Register Volume 83, Number 146 (Monday, July 30, 2018)]
[Notices]
[Page 36635]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2018-16169]


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SECURITIES AND EXCHANGE COMMISSION

[Release No. 34-83692; File No. SR-NYSEArca-2018-04]


Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of 
Withdrawal of a Proposed Rule Change To Adopt a New NYSE Arca Rule 
8.900-E and To List and Trade Shares of the Royce Pennsylvania ETF, 
Royce Premier ETF, and Royce Total Return ETF Under Proposed NYSE Arca 
Equities Rule 8.900-E

July 24, 2018.
    On January 8, 2018, NYSE Arca, Inc. (``Exchange'') filed with the 
Securities and Exchange Commission (``Commission''), pursuant to 
Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ 
and Rule 19b-4 thereunder,\2\ a proposed rule change to adopt new NYSE 
Arca Rule 8.900-E to permit it to list and trade Managed Portfolio 
Shares. The Exchange also proposed to list and trade shares of Royce 
Pennsylvania ETF, Royce Premier ETF, and Royce Total Return ETF under 
proposed NYSE Arca Rule 8.900-E. The proposed rule change was published 
for comment in the Federal Register on January 26, 2018.\3\ On March 7, 
2018, pursuant to Section 19(b)(2) of the Act,\4\ the Commission 
designated a longer period within which to approve the proposed rule 
change, disapprove the proposed rule change, or institute proceedings 
to determine whether to disapprove the proposed rule change.\5\ The 
Commission received five comment letters on the proposed rule 
change.\6\ On April 26, 2018, the Commission instituted proceedings 
under Section 19(b)(2)(B) of the Act \7\ to determine whether to 
approve or disapprove the proposed rule change.\8\ Thereafter, the 
Commission received two additional comments on the proposed rule 
change.\9\ On July 20, 2018, the Commission designated a longer period 
for action on the proposed rule change.\10\
---------------------------------------------------------------------------

    \1\ 15 U.S.C. 78s(b)(1).
    \2\ 17 CFR 240.19b-4.
    \3\ See Securities Exchange Act Release No. 82549 (January 19, 
2018), 83 FR 3846.
    \4\ 15 U.S.C. 78s(b)(2).
    \5\ See Securities Exchange Act Release No. 82824, 83 FR 10934 
(March 13, 2018). The Commission designated April 26, 2018, as the 
date by which the Commission shall approve or disapprove, or 
institute proceedings to determine whether to disapprove, the 
proposed rule change.
    \6\ See letters from: (1) Terence W. Norman, Founder, Blue 
Tractor Group, LLC, dated February 6, 2018; (2) Simon P. Goulet, Co-
Founder, Blue Tractor Group, LLC, dated February 13, 2018; (3) Todd 
J. Broms, Chief Executive Officer, Broms & Company LLC, dated 
February 16, 2018; (4) Kevin S. Haeberle, Associate Professor of 
Law, William & Mary Law School, dated February 16, 2018; and (5) 
Gary L. Gastineau, President, ETF Consultants.com, Inc., dated March 
6, 2018. The comment letters are available at: https://www.sec.gov/comments/sr-nysearca-2018-04/nysearca201804.htm.
    \7\ 15 U.S.C. 78s(b)(2)(B).
    \8\ See Securities Exchange Act Release No. 83120, 83 FR 19371 
(May 2, 2018).
    \9\ See letters from: (1) Terence W. Norman, Founder, Blue 
Tractor Group, LLC, dated May 8, 2018 and (2) Kevin S. Haeberle, 
Associate Professor of Law, William & Mary Law School, dated June 6, 
2018. The comment letters are available on the Commission's website 
at: https://www.sec.gov/comments/sr-nysearca-2018-04/nysearca201804.htm.
    \10\ See Securities Exchange Act Release No. 83676. The 
Commission designated September 23, 2018, as the date by which the 
Commission must either approve or disapprove the proposed rule 
change.
---------------------------------------------------------------------------

    On July 20, 2018, the Exchange withdrew the proposed rule change 
(SR-NYSEArca-2018-04).

    For the Commission, by the Division of Trading and Markets, 
pursuant to delegated authority.\11\
---------------------------------------------------------------------------

    \11\ 17 CFR 200.30-3(a)(12).
---------------------------------------------------------------------------

Eduardo A. Aleman,
Assistant Secretary.
[FR Doc. 2018-16169 Filed 7-27-18; 8:45 am]
 BILLING CODE 8011-01-P
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