Securities Exchange Act of 1934; Order Scheduling Filing of Statements on Review; in the Matter of the Investors Exchange LLC; for an Order Granting the Approval of Proposed Rule Change To Establish a New Optional Listing Category on the Exchange, “LTSE Listings on IEX” (File No. SR-IEX-2018-06), 35300 [2018-15926]

Download as PDF 35300 Federal Register / Vol. 83, No. 143 / Wednesday, July 25, 2018 / Notices it appears to the Commission that such action is: (i) Necessary or appropriate in the public interest; (ii) for the protection of investors; or (iii) otherwise in furtherance of the purposes of the Act. If the Commission takes such action, the Commission shall institute proceedings to determine whether the proposed rule should be approved or disapproved. IV. Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. Comments may be submitted by any of the following methods: daltland on DSKBBV9HB2PROD with NOTICES Electronic Comments • Use the Commission’s internet comment form (https://www.sec.gov/ rules/sro.shtml); or • Send an email to rule-comments@ sec.gov. Please include File Number SR– CboeEDGX–2018–025 on the subject line. Paper Comments • Send paper comments in triplicate to Secretary, Securities and Exchange Commission, 100 F Street NE, Washington, DC 20549–1090. All submissions should refer to File Number SR–CboeEDGX–2018–025. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission’s internet website (https://www.sec.gov/ rules/sro.shtml). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for website viewing and printing in the Commission’s Public Reference Room, 100 F Street NE, Washington, DC 20549, on official business days between the hours of 10:00 a.m. and 3:00 p.m. Copies of the filing also will be available for inspection and copying at the principal office of the Exchange. All comments received will be posted without change. Persons submitting comments are cautioned that we do not redact or edit personal identifying information from comment submissions. You should submit only information that you wish VerDate Sep<11>2014 18:50 Jul 24, 2018 Jkt 244001 to make available publicly. All submissions should refer to File Number SR–CboeEDGX–2018–025, and should be submitted on or before August 15, 2018. For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.23 Eduardo A. Aleman, Assistant Secretary. [FR Doc. 2018–15849 Filed 7–24–18; 8:45 am] BILLING CODE 8011–01–P SECURITIES AND EXCHANGE COMMISSION [Release No. 34–83678/July 20, 2018] Pursuant to Commission Rule of Practice 431,8 the Commission is reviewing the delegated action, and the June 29, 2018 order is stayed. Accordingly, it is ordered, pursuant to Commission Rule of Practice 431, that by August 20, 2018, any party or other person may file any additional statement. It is further ordered that the June 29, 2018 order approving the proposed rule change, as modified by Amendment No. 1 (SR–IEX–2018–06) shall remain stayed pending further order of the Commission. By the Commission. Brent J. Fields, Secretary. Securities Exchange Act of 1934; Order Scheduling Filing of Statements on Review; in the Matter of the Investors Exchange LLC; for an Order Granting the Approval of Proposed Rule Change To Establish a New Optional Listing Category on the Exchange, ‘‘LTSE Listings on IEX’’ (File No. SR–IEX–2018–06) [FR Doc. 2018–15926 Filed 7–24–18; 8:45 am] On March 15, 2018, Investors Exchange LLC (the ‘‘Exchange’’ or ‘‘IEX’’) filed with the Securities and Exchange Commission (‘‘Commission’’), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 1 and Rule 19b–4 thereunder,2 a proposed rule change to establish a new optional listing category on the Exchange, referred to as the ‘‘LTSE Listings on IEX’’ or ‘‘LTSE Listings.’’ The proposed rule change was published for comment in the Federal Register on April 2, 2018.3 On May 11, 2018, the Division of Trading and Markets, for the Commission pursuant to delegated authority, extended the time period for Commission action on the proposed rule change.4 On June 27, 2018, the Exchange submitted Amendment No. 1 to the proposed rule change.5 On June 29, 2018, the Division of Trading and Markets, for the Commission pursuant to delegated authority,6 approved the proposed rule change, as modified by Amendment No. 1.7 Upon Written Request, Copies Available From: Securities and Exchange Commission, Office of FOIA Services, 100 F Street NE, Washington, DC 20549–2736 CFR 200.30–3(a)(12) and (59). U.S.C. 78s(b)(1). 2 17 CFR 240.19b–4. 3 See Securities Exchange Act Release No. 82948 (March 27, 2018), 83 FR 14074 (April 2, 2018) (SR– IEX–2018–06). 4 See Securities Exchange Act Release No. 83217 (May 11, 2018), 83 FR 22998 (May 17, 2018). 5 See letter from Claudia Crowley, Chief Regulatory Officer, Investors Exchange LLC, dated June 27, 2018, available at https://www.sec.gov/ comments/sr-iex-2018-06/iex201806-3956434167066.pdf. 6 17 CFR 200.30 3(a)(12). 7 See Securities Exchange Act Release No. 83558 (June 29, 2018). PO 00000 23 17 1 15 Frm 00099 Fmt 4703 Sfmt 4703 BILLING CODE 8011–01–P SECURITIES AND EXCHANGE COMMISSION Submission for OMB Review; Comment Request Extension: Rule 17Ac2–2 and Form TA–2, SEC File No. 270–298, OMB Control No. 3235– 0337 Notice is hereby given that pursuant to the Paperwork Reduction Act of 1995 (‘‘PRA’’) (44 U.S.C. 3501 et seq.), the Securities and Exchange Commission (‘‘Commission’’) has submitted to the Office of Management and Budget (‘‘OMB’’) a request for approval of the existing collection of information provided for in Rule 17Ac2–2 (17 CFR 240.17Ac2–2) and Form TA–2 under the Securities Exchange Act of 1934 (15 U.S.C. 78a et seq.) (‘‘Exchange Act’’). Rule 17Ac2–2 and Form TA–2 under the Exchange Act require transfer agents to file an annual report of their business activities with the Commission. These reporting requirements are designed to ensure that all registered transfer agents are providing the Commission with sufficient information on an annual basis about the transfer agent community and to permit the Commission to effectively monitor business activities of transfer agents. The amount of time needed to comply with the requirements of amended Rule 17Ac2–2 and Form TA–2 varies. Of the total 373 registered transfer agents, approximately 9.2% (or 34 registrants) 8 17 E:\FR\FM\25JYN1.SGM CFR 201.431. 25JYN1

Agencies

[Federal Register Volume 83, Number 143 (Wednesday, July 25, 2018)]
[Notices]
[Page 35300]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2018-15926]


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SECURITIES AND EXCHANGE COMMISSION

[Release No. 34-83678/July 20, 2018]


Securities Exchange Act of 1934; Order Scheduling Filing of 
Statements on Review; in the Matter of the Investors Exchange LLC; for 
an Order Granting the Approval of Proposed Rule Change To Establish a 
New Optional Listing Category on the Exchange, ``LTSE Listings on IEX'' 
(File No. SR-IEX-2018-06)

    On March 15, 2018, Investors Exchange LLC (the ``Exchange'' or 
``IEX'') filed with the Securities and Exchange Commission 
(``Commission''), pursuant to Section 19(b)(1) of the Securities 
Exchange Act of 1934 \1\ and Rule 19b-4 thereunder,\2\ a proposed rule 
change to establish a new optional listing category on the Exchange, 
referred to as the ``LTSE Listings on IEX'' or ``LTSE Listings.'' The 
proposed rule change was published for comment in the Federal Register 
on April 2, 2018.\3\ On May 11, 2018, the Division of Trading and 
Markets, for the Commission pursuant to delegated authority, extended 
the time period for Commission action on the proposed rule change.\4\ 
On June 27, 2018, the Exchange submitted Amendment No. 1 to the 
proposed rule change.\5\ On June 29, 2018, the Division of Trading and 
Markets, for the Commission pursuant to delegated authority,\6\ 
approved the proposed rule change, as modified by Amendment No. 1.\7\
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    \1\ 15 U.S.C. 78s(b)(1).
    \2\ 17 CFR 240.19b-4.
    \3\ See Securities Exchange Act Release No. 82948 (March 27, 
2018), 83 FR 14074 (April 2, 2018) (SR-IEX-2018-06).
    \4\ See Securities Exchange Act Release No. 83217 (May 11, 
2018), 83 FR 22998 (May 17, 2018).
    \5\ See letter from Claudia Crowley, Chief Regulatory Officer, 
Investors Exchange LLC, dated June 27, 2018, available at https://www.sec.gov/comments/sr-iex-2018-06/iex201806-3956434-167066.pdf.
    \6\ 17 CFR 200.30 3(a)(12).
    \7\ See Securities Exchange Act Release No. 83558 (June 29, 
2018).
---------------------------------------------------------------------------

    Pursuant to Commission Rule of Practice 431,\8\ the Commission is 
reviewing the delegated action, and the June 29, 2018 order is stayed.
---------------------------------------------------------------------------

    \8\ 17 CFR 201.431.
---------------------------------------------------------------------------

    Accordingly, it is ordered, pursuant to Commission Rule of Practice 
431, that by August 20, 2018, any party or other person may file any 
additional statement.
    It is further ordered that the June 29, 2018 order approving the 
proposed rule change, as modified by Amendment No. 1 (SR-IEX-2018-06) 
shall remain stayed pending further order of the Commission.

    By the Commission.
Brent J. Fields,
Secretary.
[FR Doc. 2018-15926 Filed 7-24-18; 8:45 am]
 BILLING CODE 8011-01-P
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