Sunshine Act Meetings, 31009 [2018-14280]
Download as PDF
<![CDATA[
Federal Register / Vol. 83, No. 127 / Monday, July 2, 2018 / Notices
Comments may be submitted by any of
the following methods:
SECURITIES AND EXCHANGE
COMMISSION
Electronic Comments
Sunshine Act Meetings
• Use the Commission’s internet
comment form (https://www.sec.gov/
rules/sro.shtml); or
• Send an email to rule-comments@
sec.gov. Please include File Number SR–
BOX–2018–20 on the subject line.
2018.
PREVIOUSLY ANNOUNCED TIME AND DATE OF
THE MEETING: Thursday, June 28, 2018 at
10:00 a.m.
The following
item will not be considered during the
Open Meeting on Thursday, June 28,
2018:
• Whether the Commission should
enter into a revised memorandum of
understanding with the Commodity
Futures Trading Commission that would
update and supersede the existing
regulatory coordination memorandum
of understanding between the two
agencies.
CONTACT PERSON FOR MORE INFORMATION:
For further information and to ascertain
what, if any, matters have been added,
deleted or postponed, please contact the
Office of the Secretary at (202) 551–
5400.
CHANGES IN THE MEETING:
Paper Comments
• Send paper comments in triplicate
to Brent J. Fields, Secretary, Securities
and Exchange Commission, 100 F Street
NE, Washington, DC 20549–1090.
All submissions should refer to File
Number SR–BOX–2018–20. This file
number should be included on the
subject line if email is used. To help the
Commission process and review your
comments more efficiently, please use
only one method. The Commission will
post all comments on the Commission’s
internet website (https://www.sec.gov/
rules/sro.shtml). Copies of the
submission, all subsequent
amendments, all written statements
with respect to the proposed rule
change that are filed with the
Commission, and all written
communications relating to the
proposed rule change between the
Commission and any person, other than
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for website viewing and
printing in the Commission’s Public
Reference Room, 100 F Street NE,
Washington, DC 20549 on official
business days between the hours of
10:00 a.m. and 3:00 p.m. Copies of such
filing also will be available for
inspection and copying at the principal
office of the Exchange. All comments
received will be posted without change.
Persons submitting comments are
cautioned that we do not redact or edit
personal identifying information from
comment submissions. You should
submit only information that you wish
to make available publicly. All
submissions should refer to File
Number SR–BOX–2018–20, and should
be submitted on or before July 23, 2018.
daltland on DSKBBV9HB2PROD with NOTICES
FEDERAL REGISTER CITATION OF PREVIOUS
ANNOUNCEMENT: 83 FR 29582, 25 Jun
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.16
Eduardo A. Aleman,
Assistant Secretary.
[FR Doc. 2018–14112 Filed 6–29–18; 8:45 am]
BILLING CODE 8011–01–P
Dated: June 28, 2018.
Brent J. Fields,
Secretary.
[FR Doc. 2018–14280 Filed 6–28–18; 4:15 pm]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–83524; File No. SR–
NYSEAMER–2018–29]
Self-Regulatory Organizations; NYSE
American LLC; Notice of Filing and
Immediate Effectiveness of Proposed
Change To Modify the NYSE American
Options Fee Schedule
June 26, 2018
Pursuant to Section 19(b)(1) 1 of the
Securities Exchange Act of 1934
(‘‘Act’’) 2 and Rule 19b–4 thereunder,3
notice is hereby given that, on June 11,
2018, NYSE American LLC (‘‘Exchange’’
or ‘‘NYSE American’’) filed with the
Securities and Exchange Commission
(‘‘Commission’’) the proposed rule
change as described in Items I, II, and
III below, which Items have been
prepared by the self-regulatory
organization. The Commission is
publishing this notice to solicit
comments on the proposed rule change
from interested persons.
1 15
U.S.C. 78s(b)(1).
U.S.C. 78a.
3 17 CFR 240.19b–4.
2 15
16 17
CFR 200.30–3(a)(12).
VerDate Sep<11>2014
17:40 Jun 29, 2018
Jkt 244001
PO 00000
Frm 00101
Fmt 4703
31009
I. Self-Regulatory Organization’s
Statement of the Terms of Substance of
the Proposed Rule Change
The Exchange proposes to modify the
NYSE American Options Fee Schedule
(‘‘Fee Schedule’’). The Exchange
proposes to implement the fee change
effective June 11, 2018.4 The proposed
change is available on the Exchange’s
website at www.nyse.com, at the
principal office of the Exchange, and at
the Commission’s Public Reference
Room.
II. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
In its filing with the Commission, the
self-regulatory organization included
statements concerning the purpose of,
and basis for, the proposed rule change
and discussed any comments it received
on the proposed rule change. The text
of those statements may be examined at
the places specified in Item IV below.
The Exchange has prepared summaries,
set forth in sections A, B, and C below,
of the most significant parts of such
statements.
A. Self-Regulatory Organization’s
Statement of the Purpose of, and the
Statutory Basis for, the Proposed Rule
Change
1. Purpose
The purpose of this filing is to modify
the Fee Schedule, effective June 11,
2018. Specifically, the Exchange
proposes to modify certain transaction
fees.
Rates To Incentivize Non-Customer,
Non-Market Maker Volume
First, the Exchange proposes to
eliminate the reduced rates available to
ATP Holders that transact a certain
amount of Electronic volume as ‘‘NonCustomer, Non-Market Maker’’ (i.e.,
Electronic volume as a Broker-Dealer,
Firm, Non-NYSE American Market
Maker, or Professional Customer).
Currently, an ATP Holder that transacts
Electronic volume as a Non-Customer,
Non-Market Maker at least 0.05% above
that ATP Holder’s 2nd Quarter 2017
Non-Customer, Non-Market Maker
Electronic volume is charged $0.36 per
contract (as opposed to $0.50) for Penny
Pilot Issues and $0.60 (as opposed to
$0.75) per contract in Non-Penny Pilot
Issues.5 The Exchange proposes to
4 The Exchange originally filed to amend the Fee
Schedule on June 1, 2018 (SR–NYSEAmer–2018–
25) and withdrew such filing on June 11, 2018.
5 Such calculations exclude volume in CUBE,
QCC, Strategy Executions, or volume attributable to
Continued
Sfmt 4703
E:\FR\FM\02JYN1.SGM
02JYN1
]]>Agencies
[Federal Register Volume 83, Number 127 (Monday, July 2, 2018)]
[Notices]
[Page 31009]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2018-14280]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
Sunshine Act Meetings
FEDERAL REGISTER CITATION OF PREVIOUS ANNOUNCEMENT: 83 FR 29582, 25 Jun
2018.
PREVIOUSLY ANNOUNCED TIME AND DATE OF THE MEETING: Thursday, June 28,
2018 at 10:00 a.m.
CHANGES IN THE MEETING: The following item will not be considered
during the Open Meeting on Thursday, June 28, 2018:
Whether the Commission should enter into a revised
memorandum of understanding with the Commodity Futures Trading
Commission that would update and supersede the existing regulatory
coordination memorandum of understanding between the two agencies.
CONTACT PERSON FOR MORE INFORMATION: For further information and to
ascertain what, if any, matters have been added, deleted or postponed,
please contact the Office of the Secretary at (202) 551-5400.
Dated: June 28, 2018.
Brent J. Fields,
Secretary.
[FR Doc. 2018-14280 Filed 6-28-18; 4:15 pm]
BILLING CODE 8011-01-P
