Applications for New Awards; Special Programs for Indian Children-Demonstration Grants, 29769-29774 [2018-13728]
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assess the impact of its information
collection requirements and minimize
the public’s reporting burden. It also
helps the public understand the
Department’s information collection
requirements and provide the requested
data in the desired format. ED is
soliciting comments on the proposed
information collection request (ICR) that
is described below. The Department of
Education is especially interested in
public comment addressing the
following issues: (1) Is this collection
necessary to the proper functions of the
Department; (2) will this information be
processed and used in a timely manner;
(3) is the estimate of burden accurate;
(4) how might the Department enhance
the quality, utility, and clarity of the
information to be collected; and (5) how
might the Department minimize the
burden of this collection on the
respondents, including through the use
of information technology. Please note
that written comments received in
response to this notice will be
considered public records.
Title of Collection: International Early
Learning Study (IELS) 2018 Main Study.
OMB Control Number: 1850–0936.
Type of Review: A revision of an
existing information collection.
Respondents/Affected Public:
Individuals or Households.
Total Estimated Number of Annual
Responses: 8,091.
Total Estimated Number of Annual
Burden Hours: 4,461.
Abstract: The International Early
Learning Study (IELS), scheduled to be
conducted in 2018, is a new study
sponsored by the Organization for
Economic Cooperation and
Development (OECD), an
intergovernmental organization of
industrialized countries. In the United
States, the IELS is conducted by the
National Center for Education Statistics
(NCES). The IELS focuses on young
children and their cognitive and noncognitive skills and competencies as
they transition to primary school. The
IELS is designed to examine: Children’s
early learning and development in a
broad range of domains, including
social and cognitive skills; the
relationship between children’s early
learning and children’s participation in
early childhood education and care
(ECEC); the role of contextual factors,
including children’s individual
characteristics and their home
backgrounds and experiences, in
promoting young children’s growth and
development; and how early learning
varies across and within countries prior
to beginning, or in the early stages of
primary school. In 2018, in the
participating countries, including the
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United States, the IELS will assess
nationally-representative samples of 5year-old children enrolled in public and
private schools that offer kindergarten
in the United States through direct and
indirect measures, and will collect
contextual data about their home
learning environments, ECEC histories,
and demographic characteristics. The
IELS will measure young children’s
knowledge, skills, and competencies in
both cognitive and non-cognitive
domains, including language and
literacy, mathematics and numeracy,
executive function/self-regulation, and
social emotional skills. This assessment
will take place as children are
transitioning to primary school and will
provide data on how U.S. children
entering kindergarten compare with
their international peers on skills
deemed important for later success. To
prepare for the main study, which will
be conducted from October to December
2018, the IELS countries conducted a
field test in the fall of 2017 to evaluate
newly developed assessment
instruments and questionnaires and also
to test the study operations, and main
study respondent recruitment began in
September 2017. The request to conduct
the 2017 IELS field test data collection
and the IELS 2018 main study
recruitment was approved in September
2017 (OMB #1850–0936 v.3–4). This
request is to conduct the IELS 2018
main study.
Dated: June 21, 2018.
Kate Mullan,
Acting Director, Information Collection
Clearance Division, Office of the Chief Privacy
Officer, Office of Management.
[FR Doc. 2018–13709 Filed 6–25–18; 8:45 am]
BILLING CODE 4000–01–P
DEPARTMENT OF EDUCATION
Applications for New Awards; Special
Programs for Indian Children—
Demonstration Grants
Office of Elementary and
Secondary Education, Department of
Education.
ACTION: Notice.
AGENCY:
The Department of Education
is issuing a notice inviting applications
for new awards for fiscal year (FY) 2018
for the Indian Education Discretionary
Grants Programs—Demonstration Grants
for Indian Children program, Catalog of
Federal Domestic Assistance (CFDA)
number 84.299A.
DATES: Applications Available: June 26,
2018.
Deadline for Notice of Intent to Apply:
July 11, 2018.
SUMMARY:
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Deadline for Transmittal of
Applications: August 10, 2018.
Deadline for Intergovernmental
Review: September 10, 2018.
ADDRESSES: For the addresses for
obtaining and submitting an
application, please refer to our Common
Instructions for Applicants to
Department of Education Discretionary
Grant Programs, published in the
Federal Register on February 12, 2018
(83 FR 6003) and available at
www.gpo.gov/fdsys/pkg/FR-2018-02-12/
pdf/2018-02558.pdf.
FOR FURTHER INFORMATION CONTACT: Tara
Ramsey, U.S. Department of Education,
400 Maryland Avenue SW, Room
3W203, Washington, DC 20202.
Telephone: (202) 260–3774. Email:
NYCP.OIE@ed.gov.
If you use a telecommunications
device for the deaf (TDD) or a text
telephone (TTY), call the Federal Relay
Service (FRS), toll free, at 1–800–877–
8339.
SUPPLEMENTARY INFORMATION:
Full Text of Announcement
I. Funding Opportunity Description
Purpose of Program: The purpose of
the Demonstration Grants for Indian
Children program is to provide financial
assistance to projects that develop, test,
and demonstrate the effectiveness of
services and programs to improve the
educational opportunities and
achievement of Indian students in
preschool, elementary, and secondary
schools.
Background: For FY 2018, the
Department will continue to use the
priority for Native Youth Community
Projects (NYCP) first used in FY 2015 to
support community-led, comprehensive
projects to help American Indian/Alaska
Native (AI/AN) children become
college- and career-ready. NYCP
funding is one of many efforts across the
Federal government to coordinate,
measure progress, and make
investments in Native youth programs.
These efforts aim to address educational
and other outcomes for Native youth not
currently being met. These grants are
designed to help communities improve
educational outcomes, specifically
college- and career-readiness, through
strategies tailored to address the specific
challenges and build upon the specific
opportunities and culture within a
community. Such strategies can include
supplemental academic programs or
courses, social-emotional services,
cultural education, and other support
services for AI/AN students and
families.
Recognizing the importance of Tribes
to the education of Native youth, NYCP
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projects are based on a partnership that
includes at least one Tribe and one
school district or Department of the
Interior Bureau of Indian Education
(BIE)-funded school. We expect that this
partnership will facilitate capacity
building within the community,
generating positive results and practices
for student college-and-career readiness
beyond the period of Federal financial
assistance. The requirement of a written
partnership agreement helps to ensure
that all relevant partners needed to
achieve the project goals are included
from the outset. Grantees’ project
evaluations should help inform future
practices that effectively improve
outcomes for AI/AN youth.
Because educational choice is a
promising option to expand access to
high-quality education and improve
college- and career-readiness for Native
youth, this competition also includes
the Secretary’s Final Supplemental
Priority 1 to empower families and
individuals to choose a high-quality
education. For this competition, the
Department is particularly interested in
community-led approaches to
educational choice, such as the
expansion of existing charter schools,
the use of supplemental Education
Scholarship Accounts, and course
choice.
Priorities: This competition contains
one absolute priority and four
competitive preference priorities. In
accordance with 34 CFR 75.105(b)(2)(ii),
the absolute priority is from 34 CFR
263.21(c)(1) and 263.20. In accordance
with 34 CFR 75.105(b)(2)(ii),
competitive preference priority one is
from 34 CFR 263.21(c)(5), competitive
preference priority two is from 34 CFR
263.21(b), and paragraph (b) of
competitive preference priority three is
from 34 CFR 263.21(c)(2). Paragraph (a)
of competitive preference priority three
(relating to Promise Zones) is from the
notice of final priority published in the
Federal Register on March 27, 2014 (79
FR 17035). Competitive preference
priority four is from the Secretary’s
Final Supplemental Priorities and
Definitions for Discretionary Grant
Programs (Supplemental Priorities),
published in the Federal Register on
March 2, 2018 (83 FR 9096).
Absolute Priority: For FY 2018 and
any subsequent year in which we make
awards from the list of unfunded
applications from this competition, this
priority is an absolute priority. Under 34
CFR 75.105(c)(3) we consider only
applications that meet this priority.
This priority is:
Native Youth Community Projects.
A native youth community project
is—
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(1) Focused on a defined local
geographic area;
(2) Centered on the goal of ensuring
that Indian students are prepared for
college and careers;
(3) Informed by evidence, which
could be either a needs assessment
conducted within the last three years or
other data analysis, on—
(i) The greatest barriers, both in and
out of school, to the readiness of local
Indian students for college and careers;
(ii) Opportunities in the local
community to support Indian students;
and
(iii) Existing local policies, programs,
practices, service providers, and
funding sources;
(4) Focused on one or more barriers or
opportunities with a community-based
strategy or strategies and measurable
objectives;
(5) Designed and implemented
through a partnership of various
entities, which—
(i) Must include—
(A) One or more Tribes or their Tribal
education agencies; and
(B) One or more BIE-funded schools,
one or more local educational agencies
(LEAs), or both; and
(ii) May include other optional
entities, including community-based
organizations, national nonprofit
organizations, and Alaska regional
corporations; and
(6) Led by an entity that—
(i) Is eligible for a grant under the
Demonstration Grants for Indian
Children program; and
(ii) Demonstrates, or partners with an
entity that demonstrates, the capacity to
improve outcomes that are relevant to
the project focus through experience
with programs funded through other
sources.
Competitive Preference Priorities: For
FY 2018 and any subsequent year in
which we make awards from the list of
unfunded applications from this
competition, these priorities are
competitive preference priorities. Under
34 CFR 75.105(c)(2)(i) we award up to
an additional 13 points to an
application, depending on how well the
application meets one or more of these
priorities; the total possible points for
each priority are noted in parentheses.
These priorities are:
Competitive Preference Priority One
(zero or two points).
Projects that include an LEA that is
eligible under the Small Rural School
Achievement (SRSA) or Rural and LowIncome School (RLIS) program, or a BIEfunded school that is located in an area
designated by the U.S. Census Bureau
with a locale code of 42 or 43.
Competitive Preference Priority Two
(zero or three points).
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Although all NYCP grantees are
required to have an eligible Indian Tribe
or its Tribal education agency (TEA) as
a partner, we award three points to an
application in which the lead partner is
an eligible Indian Tribe or its TEA, an
Indian organization (as defined in this
notice), or a Tribal college or university
(as defined in section 316(b) of the
Higher Education Act of 1965, as
amended (HEA)).
Competitive Preference Priority Three
(zero or three points).
Applications that meet one of the
following criteria—
(a) Designed to serve a local
community within a federally
designated Promise Zone; or
(b) Submitted by a partnership or
consortium in which the lead applicant
or one of its partners has received a
grant in the last four years under one or
more of the following grant programs:
(1) State Tribal Education Partnership
(section 6132 of the Elementary and
Secondary Education Act of 1965, as
amended (ESEA)).
(2) Alaska Native Education Program
(ESEA sections 6301–6306).
(3) Promise Neighborhoods (ESEA
sections 4623–4624).
Note: As a participant in the Promise Zone
Initiative, the Department is cooperating with
the Department of Housing and Urban
Development (HUD), the Department of
Agriculture (USDA), and nine other Federal
agencies to support comprehensive
revitalization efforts in 22 high-poverty
urban, rural, and Tribal communities across
the country. Each application for NYCP
funds that is accompanied by a Certification
of Consistency with Promise Zone Goals and
Implementation (HUD Form 50153) signed by
an authorized representative of the lead
organization of a Promise Zone designated by
HUD or USDA will receive two points, under
competitive preference priority 3(a). An
application for NYCP grant funds that is not
accompanied by a signed certification (HUD
Form 50153) will not receive points under
competitive preference priority 3(a), but may
still be eligible to receive points under
competitive preference priority 3(b) if it
received one of the grants listed. To view the
list of designated Promise Zones and lead
organizations please go to https://
www.hudexchange.info/programs/promisezones/promise-zones-overview/. The
certification form is available at:
www.hudexchange.info/resource/4396/
promise-zones-certification-form-andguidance/.
Note: An application will not receive
points for both (a) and (b) under competitive
preference priority 3.
Competitive Preference Priority
Four—Empowering Families and
Individuals to Choose a High-Quality
Education that Meets their Unique
Needs (zero to 5 points).
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Projects that are designed to address
increasing access to educational choice
(as defined in this notice) for students
who are Indians, as defined in section
6151 of the ESEA.
Definitions: The following definitions
apply to this competition. The
definition of ‘‘educational choice’’ is
from the Supplemental Priorities, the
definition of ‘‘evidence-based’’ is from
section 8101(21) of the ESEA, and the
definition of ‘‘Indian organization’’ is
from 34 CFR 263.20.
Educational choice means the
opportunity for a child or student (or a
family member on their behalf) to create
a high-quality personalized path for
learning that is consistent with
applicable Federal, State, and local
laws; is in an educational setting that
best meets the child’s or student’s
needs; and, where possible, incorporates
evidence-based activities, strategies, or
interventions. Opportunities made
available to a student through a grant
program are those that supplement what
is provided by a child’s or student’s
geographically assigned school or the
institution in which he or she is
currently enrolled and may include:
(1) Public educational programs or
courses including those offered by
traditional public schools, public
charter schools, public magnet schools,
public online education providers, or
other public education providers; or
(2) Private or home-based educational
programs or courses including those
offered by private schools, private
online providers, private tutoring
providers, community or faith-based
organizations, or other private education
providers.
Evidence-based, when used with
respect to a State, LEA, or school
activity, means an activity, strategy, or
intervention that—
(1) Demonstrates a statistically
significant effect on improving student
outcomes or other relevant outcomes
based on—
(a) Strong evidence from at least 1
well-designed and well-implemented
experimental study;
(b) Moderate evidence from at least 1
well-designed and well-implemented
quasi-experimental study; or
(c) Promising evidence from at least 1
well-designed and well-implemented
correlational study with statistical
controls for selection bias; or
(2)(a) Demonstrates a rationale based
on high-quality research findings or
positive evaluation that such activity,
strategy, or intervention is likely to
improve student outcomes or other
relevant outcomes; and
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(b) Includes ongoing efforts to
examine the effects of such activity,
strategy, or intervention.
Indian organization means an
organization that—
(1) Is legally established—
(a) By Tribal or inter-Tribal charter or
in accordance with State or Tribal law;
and
(b) With appropriate constitution, bylaws, or articles of incorporation;
(2) Includes in its purposes the
promotion of the education of Indians;
(3) Is controlled by a governing board,
the majority of which is Indian;
(4) If located on an Indian reservation,
operates with the sanction or by charter
of the governing body of that
reservation;
(5) Is neither an organization or
subdivision of, nor under the direct
control of, any institution of higher
education; and
(6) Is not an agency of State or local
government.
Application Requirements: The
following requirements apply to all
applications submitted under this
competition and are from section 6121
of the ESEA and 34 CFR 263.20, 263.21,
and 263.22. An applicant must include
in its application:
(a) A description of the defined
geographic area to be served by the
project.
(b) Evidence, based on either a needs
assessment conducted within the last
three years or other data analysis, of—
(1) The greatest barriers, both in and
out of school, to the readiness of local
Indian students for college and careers;
(2) Opportunities in the local
community to support Indian students;
and
(3) Existing local policies, programs,
practices, service providers, and
funding sources.
(c) A project design and management
plan that—
(1) Addresses one or more barriers or
opportunities towards the goal of
ensuring that Indian students are
prepared for college and careers, as
identified in the local needs assessment
or other data analysis; and
(2) Uses a community-based strategy
(or strategies), and measureable
objectives for that strategy (or strategies)
that can be used to measure progress
toward the goal.
(d) A copy of an agreement signed by
the required partners in the proposed
project, identifying the responsibilities
of each partner in the proposed project.
Signatories to the agreement must
include at least one Tribe or its TEA and
at least one LEA or BIE-funded school,
as described in the absolute priority
above. Letters of support do not meet
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the requirement for a signed partnership
agreement.
(e) Evidence that the applicant or one
of its partners has demonstrated the
capacity to improve outcomes that are
relevant to the project focus through
experience with programs funded
through other sources.
(f) A description of how Indian Tribes
and parents and family of Indian
children have been, and will be,
involved in developing and
implementing the proposed activities.
(g) Information demonstrating that the
proposed project is an evidence-based
program, where applicable, which may
include an existing evidence-based
program that has been modified to be
culturally appropriate for Indian
students. Applicants that believe the
evidence-based requirement is not
applicable to their project must give an
explanation in the application of why it
is not applicable.
(h) A description of how the applicant
will continue the proposed activities
once the grant period is over.
(i) For projects that plan to use the
grant funding for early childhood or
kindergarten programs, evidence that
the program is effective in preparing
young children to make sufficient
academic growth by the end of grade 3.
Note: Applications that do not include the
required documents to demonstrate
eligibility or other program requirements will
likely be rejected or deemed ineligible for
review.
Statutory Hiring Preference:
(a) Awards that are primarily for the
benefit of Indians are subject to the
provisions of section 7(b) of the Indian
Self-Determination and Education
Assistance Act (Pub. L. 93–638). That
section requires that, to the greatest
extent feasible, a grantee—
(1) Give to Indians preferences and
opportunities for training and
employment in connection with the
administration of the grant; and
(2) Give to Indian organizations and to
Indian-owned economic enterprises, as
defined in section 3 of the Indian
Financing Act of 1974 (25 U.S.C.
1452(e)), preference in the award of
contracts in connection with the
administration of the grant.
(b) For purposes of this section, an
Indian is a member of any federally
recognized Indian Tribe.
Program Authority: 20 U.S.C. 7441.
Applicable Regulations: (a) The
Education Department General
Administrative Regulations in 34 CFR
parts 75, 77, 79, 81, 82, 84, 86, 97, 98,
and 99. (b) The Office of Management
and Budget Guidelines to Agencies on
Governmentwide Debarment and
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Suspension (Nonprocurement) in 2 CFR
part 180, as adopted and amended as
regulations of the Department in 2 CFR
part 3485. (c) The Uniform
Administrative Requirements, Cost
Principles, and Audit Requirements for
Federal Awards in 2 CFR part 200, as
adopted and amended in 2 CFR part
3474. (d) The regulations for this
program in 34 CFR part 263. (e) The
notice of final priority published in the
Federal Register on March 27, 2014 (79
FR 17035). (f) The Supplemental
Priorities.
Note: The regulations in 34 CFR part 79
apply to all applicants except federally
recognized Indian Tribes.
Note: The regulations in 34 CFR part 86
apply to institutions of higher education
only.
II. Award Information
Type of Award: Discretionary grants.
Estimated Available Funds:
$25,600,000.
Contingent upon the availability of
funds and the quality of applications,
we may make additional awards in
subsequent years from the list of
unfunded applications from this
competition.
Estimated Range of Awards:
$500,000–1,000,000.
Estimated Average Size of Awards:
$750,000 per year.
Estimated Number of Awards: 26–40.
Note: The Department is not bound by any
estimates in this notice.
Project Period: Up to 48 months.
Grants are for an initial period of three
years, with the possibility of renewal for
an additional year if the Secretary
determines that the grantee has made
substantial progress.
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III. Eligibility Information
1. Eligible Applicants: Eligible
applicants for this program are State
educational agencies; LEAs, including
charter schools that are considered
LEAs under State law; Indian Tribes;
Indian organizations; BIE-funded
schools; Tribal colleges and universities
(as defined in section 316(b) of the HEA,
20 U.S.C. 1059c(b)); or a consortium of
any of these entities.
The absolute priority for NYCP
requires that an applicant be a member
of a partnership that includes at least
one Tribe or its TEA and at least one
LEA or BIE-funded school. We will
reject applications that do not include at
least these two types of partners.
Note: Including as a partner an Indian
organization or Tribal college or university
does not satisfy the requirement, under the
absolute priority, of including the Tribe itself
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as one of the partners. A Tribe may designate
another entity to apply on its behalf only if
the entity submits as part of its application
a Tribal resolution authorizing the
designation for the purpose of applying for
and administering this Demonstration grant.
Applicants applying as an Indian
organization must demonstrate that the
entity meets the definition of ‘‘Indian
organization.’’
2. Cost Sharing or Matching: This
competition does not require cost
sharing or matching.
3. Subgrantees: A grantee under this
competition may not award subgrants to
entities to directly carry out project
activities described in its application.
IV. Application and Submission
Information
1. Application Submission
Instructions: For information on how to
submit an application please refer to our
Common Instructions for Applicants to
Department of Education Discretionary
Grant Programs, published in the
Federal Register on February 12, 2018
(83 FR 6003) and available at
www.gpo.gov/fdsys/pkg/FR-2018-02-12/
pdf/2018-02558.pdf.
2. Submission of Proprietary
Information: Given the types of projects
that may be proposed in applications for
the Demonstration Grants for Indian
Children program, an application may
include business information that the
applicant considers proprietary. In 34
CFR 5.11 we define ‘‘business
information’’ and describe the process
we use in determining whether any of
that information is proprietary and,
thus, protected from disclosure under
Exemption 4 of the Freedom of
Information Act (5 U.S.C. 552, as
amended).
Because we plan to make successful
applications available to the public, you
may wish to request confidentiality of
business information.
Consistent with Executive Order
12600, please designate in your
application any information that you
believe is exempt from disclosure under
Exemption 4. In the appropriate
Appendix section of your application,
under ‘‘Other Attachment Form,’’ please
list the page number or numbers on
which we can find this information. For
additional information please see 34
CFR 5.11(c).
3. Intergovernmental Review: This
competition is subject to Executive
Order 12372 and the regulations in 34
CFR part 79. Information about
Intergovernmental Review of Federal
Programs under Executive Order 12372
is in the application package for this
competition. Please note that, under 34
CFR 79.8(a), we have shortened the
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standard 60-day intergovernmental
review period in order to make awards
by the end of FY 2018.
4. Funding Restrictions: We reference
regulations outlining funding
restrictions in the Applicable
Regulations section of this notice.
5. Recommended Page Limit: The
application narrative is where you, the
applicant, address the selection criteria
that reviewers use to evaluate your
application. We recommend that you (1)
limit the application narrative to no
more than 30 pages and (2) use the
following standards:
• A page is 8.5″ x 11″, on one side
only, with 1″ margins at the top, bottom,
and both sides.
• Double space all text in the
application narrative, including titles,
headings, footnotes, quotations,
references, and captions, as well as all
text in charts, tables, figures, and
graphs.
• Use a font that is 12 point or larger
but no smaller than 10 pitch (characters
per inch).
• Use one of the following fonts:
Times New Roman, Courier, Courier
New, or Arial.
The recommended page limit does not
apply to the cover sheet; the budget
section, including the budget narrative
justification; the consortium agreement
or partnership agreement; the
assurances and certifications; or the
abstract, the resumes, the bibliography,
or other required attachments.
6. Notice of Intent to Apply: The
Department will be able to review grant
applications more efficiently if we know
the approximate number of applicants
that intend to apply. Therefore, we
strongly encourage each potential
applicant to notify us of their intent to
submit an application for funding. To
do so, please email NYCP.OIE@ed.gov
with the subject line ‘‘Intent to Apply,’’
and include the following information:
(a) Applicant’s name, mailing address,
and phone number;
(b) Contact person’s name and email
address;
(c) The defined local geographic area
to be served by the project;
(d) Name(s) of partnering LEA(s) or
BIE-funded school(s);
(e) Name(s) of partnering Tribe(s) or
TEA(s); and
(f) If appropriate, names of other
partnering organizations.
Applicants that do not submit a notice
of intent to apply may still apply for
funding; applicants that do submit a
notice of intent to apply are not bound
to apply or bound by the information
provided.
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V. Application Review Information
1. Selection Criteria: The selection
criteria for this competition are from 34
CFR 75.210 and 34 CFR part 263. We
will award up to 100 points to an
application under the selection criteria;
the total possible points for each
selection criterion are noted in
parentheses.
a. Need for project (Maximum 15
points). The Secretary considers the
need for the proposed project. In
determining the need for the proposed
project, the Secretary considers the
extent to which the project is informed
by evidence, which could be either a
needs assessment conducted within the
last three years or other data analysis
documenting the following:
(i) The greatest barriers both in and
out of school to the readiness of local
Indian students for college and careers;
(ii) Opportunities in the local
community to support Indian students;
and
(iii) Existing local policies, programs,
practices, service providers, and
funding sources.
b. Quality of the project design
(Maximum 30 points). The Secretary
considers the quality of the design of the
proposed project. In determining the
quality of the design of the proposed
project, the Secretary considers the
following factors:
(i) (Up to 4 points) The extent to
which the project is focused on a
defined local geographic area.
(ii) (Up to 6 points) The extent to
which the proposed project is evidencebased, where applicable, which may
include an existing evidence-based
program that has been modified to be
culturally appropriate for Indian
students.
(iii) (Up to 7 points) The extent to
which the goals, objectives, and
outcomes to be achieved by the
proposed project are clearly specified
and measurable.
(iv) (Up to 8 points) The extent to
which the design of the proposed
project is appropriate to, and will
successfully address, the needs of the
target population or other identified
needs.
(v) (Up to 5 points) The extent to
which the services to be provided by the
proposed project involve the
collaboration of appropriate partners for
maximizing the effectiveness of project
services.
c. Quality of project personnel
(Maximum 10 points). The Secretary
considers the quality of the personnel
who will carry out the proposed project.
In determining the quality of project
personnel, the Secretary considers the
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extent to which the applicant
encourages applications for employment
from persons who are members of
groups that have traditionally been
underrepresented based on race, color,
national origin, gender, age, or
disability. In addition, the Secretary
considers the following factors:
(i) (Up to 6 points) The extent to
which the applicant, or one of its
partners, demonstrates capacity to
improve outcomes that are relevant to
the project focus through experience
with programs funded through other
sources.
(ii) (Up to 2 points) The
qualifications, including relevant
training and experience, of key project
personnel.
(iii) (Up to 2 points) The
qualifications, including relevant
training and experience, of the project
director or principal investigator.
Note: Please note that section 7(b) of the
Indian Self-Determination and Education
Assistance Act requires that to the greatest
extent feasible, a grantee must give to Indians
preference and opportunities in connection
with the administration of the grant, and give
Indian organizations and Indian-owned
economic enterprises, as defined in section 3
of the Indian Financing Act of 1974 (25
U.S.C. 1452(e)), preference in the award of
contracts in connection with the
administration of the grant.
d. Adequacy of resources (Maximum
10 points). The Secretary considers the
adequacy of resources for the proposed
project. In determining the adequacy of
resources for the proposed project, the
Secretary considers the following
factors:
(i) (Up to 5 points) The relevance and
demonstrated commitment of each
partner in the proposed project to the
implementation and success of the
project.
(ii) (Up to 5 points) The extent to
which the costs are reasonable in
relation to the number of persons to be
served and to the anticipated results and
benefits.
e. Quality of the management plan
(Maximum 25 points). The Secretary
considers the quality of the management
plan for the proposed project. In
determining the quality of the
management plan for the proposed
project, the Secretary considers the
following factors:
(i) (Up to 15 points) The adequacy of
the management plan to achieve the
objectives of the proposed project on
time and within budget, including
clearly defined responsibilities,
timelines, and milestones for
accomplishing project tasks.
(ii) (Up to 5 points) The extent to
which Indian Tribes and parents and
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29773
families of Indian children have been,
and will be, involved in developing and
implementing the proposed activities.
(iii) (Up to 5 points) The extent to
which the proposed project is designed
to build capacity and yield results that
will extend beyond the period of
Federal financial assistance.
f. Quality of the project evaluation
(Maximum 10 points). The Secretary
considers the quality of the evaluation
to be conducted of the proposed project.
In determining the quality of the
evaluation, the Secretary considers the
following factors:
(i) (Up to 7 points) The extent to
which the methods of evaluation will
provide performance feedback and
permit periodic assessment of progress
toward achieving intended outcomes.
(ii) (Up to 3 points) The extent to
which the evaluation will provide
guidance about effective strategies
suitable for replication or testing in
other settings.
2. Review and Selection Process: We
remind potential applicants that in
reviewing applications in any
discretionary grant competition, the
Secretary may consider, under 34 CFR
75.217(d)(3), the past performance of the
applicant in carrying out a previous
award, such as the applicant’s use of
funds, achievement of project
objectives, and compliance with grant
conditions. The Secretary may also
consider whether the applicant failed to
submit a timely performance report or
submitted a report of unacceptable
quality.
In addition, in making a competitive
grant award, the Secretary also requires
various assurances including those
applicable to Federal civil rights laws
that prohibit discrimination in programs
or activities receiving Federal financial
assistance from the Department of
Education (34 CFR 100.4, 104.5, 106.4,
108.8, and 110.23).
3. Risk Assessment and Specific
Conditions: Consistent with 2 CFR
200.205, before awarding grants under
this program the Department conducts a
review of the risks posed by applicants.
Under 2 CFR 3474.10, the Secretary may
impose specific conditions and, in
appropriate circumstances, high-risk
conditions on a grant if the applicant or
grantee is not financially stable; has a
history of unsatisfactory performance;
has a financial or other management
system that does not meet the standards
in 2 CFR part 200, subpart D; has not
fulfilled the conditions of a prior grant;
or is otherwise not responsible.
4. Integrity and Performance System:
If you are selected under this
competition to receive an award that
over the course of the project period
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may exceed the simplified acquisition
threshold (currently $150,000), under 2
CFR 200.205(a)(2) we must make a
judgment about your integrity, business
ethics, and record of performance under
Federal awards—that is, the risk posed
by you as an applicant—before we make
an award. In doing so, we must consider
any information about you that is in the
integrity and performance system
(currently referred to as the Federal
Awardee Performance and Integrity
Information System (FAPIIS)),
accessible through the System for
Award Management. You may review
and comment on any information about
yourself that a Federal agency
previously entered and that is currently
in FAPIIS.
Please note that, if the total value of
your currently active grants, cooperative
agreements, and procurement contracts
from the Federal Government exceeds
$10,000,000, the reporting requirements
in 2 CFR part 200, Appendix XII,
require you to report certain integrity
information to FAPIIS semiannually.
Please review the requirements in 2 CFR
part 200, Appendix XII, if this grant
plus all the other Federal funds you
receive exceed $10,000,000.
VI. Award Administration Information
1. Award Notices: If your application
is successful, we notify your U.S.
Representative and U.S. Senators and
send you a Grant Award Notification
(GAN); or we may send you an email
containing a link to access an electronic
version of your GAN. We may notify
you informally, also.
If your application is not evaluated or
not selected for funding, we notify you.
2. Administrative and National Policy
Requirements: We identify
administrative and national policy
requirements in the application package
and reference these and other
requirements in the Applicable
Regulations section of this notice.
We reference the regulations outlining
the terms and conditions of an award in
the Applicable Regulations section of
this notice and include these and other
specific conditions in the GAN. The
GAN also incorporates your approved
application as part of your binding
commitments under the grant.
3. Open Licensing Requirements:
Unless an exception applies, if you are
awarded a grant under this competition,
you will be required to openly license
to the public grant deliverables created
in whole, or in part, with Department
grant funds. When the deliverable
consists of modifications to pre-existing
works, the license extends only to those
modifications that can be separately
identified and only to the extent that
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open licensing is permitted under the
terms of any licenses or other legal
restrictions on the use of pre-existing
works. Additionally, a grantee or
subgrantee that is awarded competitive
grant funds must have a plan to
disseminate these public grant
deliverables. This dissemination plan
can be developed and submitted after
your application has been reviewed and
selected for funding. For additional
information on the open licensing
requirements please refer to 2 CFR
3474.20.
4. Reporting: (a) If you apply for a
grant under this competition, you must
ensure that you have in place the
necessary processes and systems to
comply with the reporting requirements
in 2 CFR part 170 should you receive
funding under the competition. This
does not apply if you have an exception
under 2 CFR 170.110(b).
(b) At the end of your project period,
you must submit a final performance
report, including financial information,
as directed by the Secretary. If you
receive a multiyear award, you must
submit an annual performance report
that provides the most current
performance and financial expenditure
information as directed by the Secretary
under 34 CFR 75.118. The Secretary
may also require more frequent
performance reports under 34 CFR
75.720(c). For specific requirements on
reporting, please go to www.ed.gov/
fund/grant/apply/appforms/
appforms.html.
(c) Under 34 CFR 75.250(b), the
Secretary may provide a grantee with
additional funding for data collection
analysis and reporting. In this case the
Secretary establishes a data collection
period.
5. Performance Measures: Under the
Government Performance and Results
Act of 1993, the Department has
developed the following performance
measures for measuring the overall
effectiveness of the Demonstration
Grants for Indian Children program:
(1) The percentage of the annual
measurable objectives, as described in
the application, that are met by grantees;
and
(2) The percentage of grantees that
report a significant increase in
community collaborative efforts that
promote college and career readiness of
Indian children.
These measures constitute the
Department’s indicators of success for
this program. Consequently, we advise
an applicant for a grant under this
program to give careful consideration to
these measures in developing the
proposed project and identifying the
method of evaluation. Each grantee will
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be required to provide, in its annual
performance and final reports, data
about its progress in meeting these
measures.
6. Continuation Awards: In making a
continuation award under 34 CFR
75.253, the Secretary considers, among
other things: Whether a grantee has
made substantial progress in achieving
the goals and objectives of the project;
whether the grantee has expended funds
in a manner that is consistent with its
approved application and budget; and,
if the Secretary has established
performance measurement
requirements, the performance targets in
the grantee’s approved application.
In making a continuation award, the
Secretary also considers whether the
grantee is operating in compliance with
the assurances in its approved
application, including those applicable
to Federal civil rights laws that prohibit
discrimination in programs or activities
receiving Federal financial assistance
from the Department (34 CFR 100.4,
104.5, 106.4, 108.8, and 110.23).
VII. Other Information
Accessible Format: Individuals with
disabilities can obtain this document
and a copy of the application package in
an accessible format (e.g., Braille, large
print, audiotape, or compact disc) on
request to the program contact person
listed under FOR FURTHER INFORMATION
CONTACT.
Electronic Access to This Document:
The official version of this document is
the document published in the Federal
Register. You may access the official
edition of the Federal Register and the
Code of Federal Regulations via the
Federal Digital System at: www.gpo.gov/
fdsys. At this site you can view this
document, as well as all other
documents of this Department
published in the Federal Register, in
text or Portable Document Format
(PDF). To use PDF you must have
Adobe Acrobat Reader, which is
available free at the site.
You may also access documents of the
Department published in the Federal
Register by using the article search
feature at: www.federalregister.gov.
Specifically, through the advanced
search feature at this site, you can limit
your search to documents published by
the Department.
Dated: June 21, 2018.
Jason Botel,
Principal Deputy Assistant Secretary
Delegated the Authority to Perform the
Functions and Duties of Assistant Secretary
for Elementary and Secondary Education.
[FR Doc. 2018–13728 Filed 6–25–18; 8:45 am]
BILLING CODE 4000–01–P
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[Federal Register Volume 83, Number 123 (Tuesday, June 26, 2018)]
[Notices]
[Pages 29769-29774]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2018-13728]
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DEPARTMENT OF EDUCATION
Applications for New Awards; Special Programs for Indian
Children--Demonstration Grants
AGENCY: Office of Elementary and Secondary Education, Department of
Education.
ACTION: Notice.
-----------------------------------------------------------------------
SUMMARY: The Department of Education is issuing a notice inviting
applications for new awards for fiscal year (FY) 2018 for the Indian
Education Discretionary Grants Programs--Demonstration Grants for
Indian Children program, Catalog of Federal Domestic Assistance (CFDA)
number 84.299A.
DATES: Applications Available: June 26, 2018.
Deadline for Notice of Intent to Apply: July 11, 2018.
Deadline for Transmittal of Applications: August 10, 2018.
Deadline for Intergovernmental Review: September 10, 2018.
ADDRESSES: For the addresses for obtaining and submitting an
application, please refer to our Common Instructions for Applicants to
Department of Education Discretionary Grant Programs, published in the
Federal Register on February 12, 2018 (83 FR 6003) and available at
www.gpo.gov/fdsys/pkg/FR-2018-02-12/pdf/2018-02558.pdf.
FOR FURTHER INFORMATION CONTACT: Tara Ramsey, U.S. Department of
Education, 400 Maryland Avenue SW, Room 3W203, Washington, DC 20202.
Telephone: (202) 260-3774. Email: [email protected].
If you use a telecommunications device for the deaf (TDD) or a text
telephone (TTY), call the Federal Relay Service (FRS), toll free, at 1-
800-877-8339.
SUPPLEMENTARY INFORMATION:
Full Text of Announcement
I. Funding Opportunity Description
Purpose of Program: The purpose of the Demonstration Grants for
Indian Children program is to provide financial assistance to projects
that develop, test, and demonstrate the effectiveness of services and
programs to improve the educational opportunities and achievement of
Indian students in preschool, elementary, and secondary schools.
Background: For FY 2018, the Department will continue to use the
priority for Native Youth Community Projects (NYCP) first used in FY
2015 to support community-led, comprehensive projects to help American
Indian/Alaska Native (AI/AN) children become college- and career-ready.
NYCP funding is one of many efforts across the Federal government to
coordinate, measure progress, and make investments in Native youth
programs. These efforts aim to address educational and other outcomes
for Native youth not currently being met. These grants are designed to
help communities improve educational outcomes, specifically college-
and career-readiness, through strategies tailored to address the
specific challenges and build upon the specific opportunities and
culture within a community. Such strategies can include supplemental
academic programs or courses, social-emotional services, cultural
education, and other support services for AI/AN students and families.
Recognizing the importance of Tribes to the education of Native
youth, NYCP
[[Page 29770]]
projects are based on a partnership that includes at least one Tribe
and one school district or Department of the Interior Bureau of Indian
Education (BIE)-funded school. We expect that this partnership will
facilitate capacity building within the community, generating positive
results and practices for student college-and-career readiness beyond
the period of Federal financial assistance. The requirement of a
written partnership agreement helps to ensure that all relevant
partners needed to achieve the project goals are included from the
outset. Grantees' project evaluations should help inform future
practices that effectively improve outcomes for AI/AN youth.
Because educational choice is a promising option to expand access
to high-quality education and improve college- and career-readiness for
Native youth, this competition also includes the Secretary's Final
Supplemental Priority 1 to empower families and individuals to choose a
high-quality education. For this competition, the Department is
particularly interested in community-led approaches to educational
choice, such as the expansion of existing charter schools, the use of
supplemental Education Scholarship Accounts, and course choice.
Priorities: This competition contains one absolute priority and
four competitive preference priorities. In accordance with 34 CFR
75.105(b)(2)(ii), the absolute priority is from 34 CFR 263.21(c)(1) and
263.20. In accordance with 34 CFR 75.105(b)(2)(ii), competitive
preference priority one is from 34 CFR 263.21(c)(5), competitive
preference priority two is from 34 CFR 263.21(b), and paragraph (b) of
competitive preference priority three is from 34 CFR 263.21(c)(2).
Paragraph (a) of competitive preference priority three (relating to
Promise Zones) is from the notice of final priority published in the
Federal Register on March 27, 2014 (79 FR 17035). Competitive
preference priority four is from the Secretary's Final Supplemental
Priorities and Definitions for Discretionary Grant Programs
(Supplemental Priorities), published in the Federal Register on March
2, 2018 (83 FR 9096).
Absolute Priority: For FY 2018 and any subsequent year in which we
make awards from the list of unfunded applications from this
competition, this priority is an absolute priority. Under 34 CFR
75.105(c)(3) we consider only applications that meet this priority.
This priority is:
Native Youth Community Projects.
A native youth community project is--
(1) Focused on a defined local geographic area;
(2) Centered on the goal of ensuring that Indian students are
prepared for college and careers;
(3) Informed by evidence, which could be either a needs assessment
conducted within the last three years or other data analysis, on--
(i) The greatest barriers, both in and out of school, to the
readiness of local Indian students for college and careers;
(ii) Opportunities in the local community to support Indian
students; and
(iii) Existing local policies, programs, practices, service
providers, and funding sources;
(4) Focused on one or more barriers or opportunities with a
community-based strategy or strategies and measurable objectives;
(5) Designed and implemented through a partnership of various
entities, which--
(i) Must include--
(A) One or more Tribes or their Tribal education agencies; and
(B) One or more BIE-funded schools, one or more local educational
agencies (LEAs), or both; and
(ii) May include other optional entities, including community-based
organizations, national nonprofit organizations, and Alaska regional
corporations; and
(6) Led by an entity that--
(i) Is eligible for a grant under the Demonstration Grants for
Indian Children program; and
(ii) Demonstrates, or partners with an entity that demonstrates,
the capacity to improve outcomes that are relevant to the project focus
through experience with programs funded through other sources.
Competitive Preference Priorities: For FY 2018 and any subsequent
year in which we make awards from the list of unfunded applications
from this competition, these priorities are competitive preference
priorities. Under 34 CFR 75.105(c)(2)(i) we award up to an additional
13 points to an application, depending on how well the application
meets one or more of these priorities; the total possible points for
each priority are noted in parentheses.
These priorities are:
Competitive Preference Priority One (zero or two points).
Projects that include an LEA that is eligible under the Small Rural
School Achievement (SRSA) or Rural and Low-Income School (RLIS)
program, or a BIE-funded school that is located in an area designated
by the U.S. Census Bureau with a locale code of 42 or 43.
Competitive Preference Priority Two (zero or three points).
Although all NYCP grantees are required to have an eligible Indian
Tribe or its Tribal education agency (TEA) as a partner, we award three
points to an application in which the lead partner is an eligible
Indian Tribe or its TEA, an Indian organization (as defined in this
notice), or a Tribal college or university (as defined in section
316(b) of the Higher Education Act of 1965, as amended (HEA)).
Competitive Preference Priority Three (zero or three points).
Applications that meet one of the following criteria--
(a) Designed to serve a local community within a federally
designated Promise Zone; or
(b) Submitted by a partnership or consortium in which the lead
applicant or one of its partners has received a grant in the last four
years under one or more of the following grant programs:
(1) State Tribal Education Partnership (section 6132 of the
Elementary and Secondary Education Act of 1965, as amended (ESEA)).
(2) Alaska Native Education Program (ESEA sections 6301-6306).
(3) Promise Neighborhoods (ESEA sections 4623-4624).
Note: As a participant in the Promise Zone Initiative, the
Department is cooperating with the Department of Housing and Urban
Development (HUD), the Department of Agriculture (USDA), and nine
other Federal agencies to support comprehensive revitalization
efforts in 22 high-poverty urban, rural, and Tribal communities
across the country. Each application for NYCP funds that is
accompanied by a Certification of Consistency with Promise Zone
Goals and Implementation (HUD Form 50153) signed by an authorized
representative of the lead organization of a Promise Zone designated
by HUD or USDA will receive two points, under competitive preference
priority 3(a). An application for NYCP grant funds that is not
accompanied by a signed certification (HUD Form 50153) will not
receive points under competitive preference priority 3(a), but may
still be eligible to receive points under competitive preference
priority 3(b) if it received one of the grants listed. To view the
list of designated Promise Zones and lead organizations please go to
https://www.hudexchange.info/programs/promise-zones/promise-zones-overview/. The certification form is available at:
www.hudexchange.info/resource/4396/promise-zones-certification-form-and-guidance/.
Note: An application will not receive points for both (a) and
(b) under competitive preference priority 3.
Competitive Preference Priority Four--Empowering Families and
Individuals to Choose a High-Quality Education that Meets their Unique
Needs (zero to 5 points).
[[Page 29771]]
Projects that are designed to address increasing access to
educational choice (as defined in this notice) for students who are
Indians, as defined in section 6151 of the ESEA.
Definitions: The following definitions apply to this competition.
The definition of ``educational choice'' is from the Supplemental
Priorities, the definition of ``evidence-based'' is from section
8101(21) of the ESEA, and the definition of ``Indian organization'' is
from 34 CFR 263.20.
Educational choice means the opportunity for a child or student (or
a family member on their behalf) to create a high-quality personalized
path for learning that is consistent with applicable Federal, State,
and local laws; is in an educational setting that best meets the
child's or student's needs; and, where possible, incorporates evidence-
based activities, strategies, or interventions. Opportunities made
available to a student through a grant program are those that
supplement what is provided by a child's or student's geographically
assigned school or the institution in which he or she is currently
enrolled and may include:
(1) Public educational programs or courses including those offered
by traditional public schools, public charter schools, public magnet
schools, public online education providers, or other public education
providers; or
(2) Private or home-based educational programs or courses including
those offered by private schools, private online providers, private
tutoring providers, community or faith-based organizations, or other
private education providers.
Evidence-based, when used with respect to a State, LEA, or school
activity, means an activity, strategy, or intervention that--
(1) Demonstrates a statistically significant effect on improving
student outcomes or other relevant outcomes based on--
(a) Strong evidence from at least 1 well-designed and well-
implemented experimental study;
(b) Moderate evidence from at least 1 well-designed and well-
implemented quasi-experimental study; or
(c) Promising evidence from at least 1 well-designed and well-
implemented correlational study with statistical controls for selection
bias; or
(2)(a) Demonstrates a rationale based on high-quality research
findings or positive evaluation that such activity, strategy, or
intervention is likely to improve student outcomes or other relevant
outcomes; and
(b) Includes ongoing efforts to examine the effects of such
activity, strategy, or intervention.
Indian organization means an organization that--
(1) Is legally established--
(a) By Tribal or inter-Tribal charter or in accordance with State
or Tribal law; and
(b) With appropriate constitution, by-laws, or articles of
incorporation;
(2) Includes in its purposes the promotion of the education of
Indians;
(3) Is controlled by a governing board, the majority of which is
Indian;
(4) If located on an Indian reservation, operates with the sanction
or by charter of the governing body of that reservation;
(5) Is neither an organization or subdivision of, nor under the
direct control of, any institution of higher education; and
(6) Is not an agency of State or local government.
Application Requirements: The following requirements apply to all
applications submitted under this competition and are from section 6121
of the ESEA and 34 CFR 263.20, 263.21, and 263.22. An applicant must
include in its application:
(a) A description of the defined geographic area to be served by
the project.
(b) Evidence, based on either a needs assessment conducted within
the last three years or other data analysis, of--
(1) The greatest barriers, both in and out of school, to the
readiness of local Indian students for college and careers;
(2) Opportunities in the local community to support Indian
students; and
(3) Existing local policies, programs, practices, service
providers, and funding sources.
(c) A project design and management plan that--
(1) Addresses one or more barriers or opportunities towards the
goal of ensuring that Indian students are prepared for college and
careers, as identified in the local needs assessment or other data
analysis; and
(2) Uses a community-based strategy (or strategies), and
measureable objectives for that strategy (or strategies) that can be
used to measure progress toward the goal.
(d) A copy of an agreement signed by the required partners in the
proposed project, identifying the responsibilities of each partner in
the proposed project. Signatories to the agreement must include at
least one Tribe or its TEA and at least one LEA or BIE-funded school,
as described in the absolute priority above. Letters of support do not
meet the requirement for a signed partnership agreement.
(e) Evidence that the applicant or one of its partners has
demonstrated the capacity to improve outcomes that are relevant to the
project focus through experience with programs funded through other
sources.
(f) A description of how Indian Tribes and parents and family of
Indian children have been, and will be, involved in developing and
implementing the proposed activities.
(g) Information demonstrating that the proposed project is an
evidence-based program, where applicable, which may include an existing
evidence-based program that has been modified to be culturally
appropriate for Indian students. Applicants that believe the evidence-
based requirement is not applicable to their project must give an
explanation in the application of why it is not applicable.
(h) A description of how the applicant will continue the proposed
activities once the grant period is over.
(i) For projects that plan to use the grant funding for early
childhood or kindergarten programs, evidence that the program is
effective in preparing young children to make sufficient academic
growth by the end of grade 3.
Note: Applications that do not include the required documents
to demonstrate eligibility or other program requirements will likely
be rejected or deemed ineligible for review.
Statutory Hiring Preference:
(a) Awards that are primarily for the benefit of Indians are
subject to the provisions of section 7(b) of the Indian Self-
Determination and Education Assistance Act (Pub. L. 93-638). That
section requires that, to the greatest extent feasible, a grantee--
(1) Give to Indians preferences and opportunities for training and
employment in connection with the administration of the grant; and
(2) Give to Indian organizations and to Indian-owned economic
enterprises, as defined in section 3 of the Indian Financing Act of
1974 (25 U.S.C. 1452(e)), preference in the award of contracts in
connection with the administration of the grant.
(b) For purposes of this section, an Indian is a member of any
federally recognized Indian Tribe.
Program Authority: 20 U.S.C. 7441.
Applicable Regulations: (a) The Education Department General
Administrative Regulations in 34 CFR parts 75, 77, 79, 81, 82, 84, 86,
97, 98, and 99. (b) The Office of Management and Budget Guidelines to
Agencies on Governmentwide Debarment and
[[Page 29772]]
Suspension (Nonprocurement) in 2 CFR part 180, as adopted and amended
as regulations of the Department in 2 CFR part 3485. (c) The Uniform
Administrative Requirements, Cost Principles, and Audit Requirements
for Federal Awards in 2 CFR part 200, as adopted and amended in 2 CFR
part 3474. (d) The regulations for this program in 34 CFR part 263. (e)
The notice of final priority published in the Federal Register on March
27, 2014 (79 FR 17035). (f) The Supplemental Priorities.
Note: The regulations in 34 CFR part 79 apply to all applicants
except federally recognized Indian Tribes.
Note: The regulations in 34 CFR part 86 apply to institutions
of higher education only.
II. Award Information
Type of Award: Discretionary grants.
Estimated Available Funds: $25,600,000.
Contingent upon the availability of funds and the quality of
applications, we may make additional awards in subsequent years from
the list of unfunded applications from this competition.
Estimated Range of Awards: $500,000-1,000,000.
Estimated Average Size of Awards: $750,000 per year.
Estimated Number of Awards: 26-40.
Note: The Department is not bound by any estimates in this
notice.
Project Period: Up to 48 months. Grants are for an initial period
of three years, with the possibility of renewal for an additional year
if the Secretary determines that the grantee has made substantial
progress.
III. Eligibility Information
1. Eligible Applicants: Eligible applicants for this program are
State educational agencies; LEAs, including charter schools that are
considered LEAs under State law; Indian Tribes; Indian organizations;
BIE-funded schools; Tribal colleges and universities (as defined in
section 316(b) of the HEA, 20 U.S.C. 1059c(b)); or a consortium of any
of these entities.
The absolute priority for NYCP requires that an applicant be a
member of a partnership that includes at least one Tribe or its TEA and
at least one LEA or BIE-funded school. We will reject applications that
do not include at least these two types of partners.
Note: Including as a partner an Indian organization or Tribal
college or university does not satisfy the requirement, under the
absolute priority, of including the Tribe itself as one of the
partners. A Tribe may designate another entity to apply on its
behalf only if the entity submits as part of its application a
Tribal resolution authorizing the designation for the purpose of
applying for and administering this Demonstration grant.
Applicants applying as an Indian organization must demonstrate that
the entity meets the definition of ``Indian organization.''
2. Cost Sharing or Matching: This competition does not require cost
sharing or matching.
3. Subgrantees: A grantee under this competition may not award
subgrants to entities to directly carry out project activities
described in its application.
IV. Application and Submission Information
1. Application Submission Instructions: For information on how to
submit an application please refer to our Common Instructions for
Applicants to Department of Education Discretionary Grant Programs,
published in the Federal Register on February 12, 2018 (83 FR 6003) and
available at www.gpo.gov/fdsys/pkg/FR-2018-02-12/pdf/2018-02558.pdf.
2. Submission of Proprietary Information: Given the types of
projects that may be proposed in applications for the Demonstration
Grants for Indian Children program, an application may include business
information that the applicant considers proprietary. In 34 CFR 5.11 we
define ``business information'' and describe the process we use in
determining whether any of that information is proprietary and, thus,
protected from disclosure under Exemption 4 of the Freedom of
Information Act (5 U.S.C. 552, as amended).
Because we plan to make successful applications available to the
public, you may wish to request confidentiality of business
information.
Consistent with Executive Order 12600, please designate in your
application any information that you believe is exempt from disclosure
under Exemption 4. In the appropriate Appendix section of your
application, under ``Other Attachment Form,'' please list the page
number or numbers on which we can find this information. For additional
information please see 34 CFR 5.11(c).
3. Intergovernmental Review: This competition is subject to
Executive Order 12372 and the regulations in 34 CFR part 79.
Information about Intergovernmental Review of Federal Programs under
Executive Order 12372 is in the application package for this
competition. Please note that, under 34 CFR 79.8(a), we have shortened
the standard 60-day intergovernmental review period in order to make
awards by the end of FY 2018.
4. Funding Restrictions: We reference regulations outlining funding
restrictions in the Applicable Regulations section of this notice.
5. Recommended Page Limit: The application narrative is where you,
the applicant, address the selection criteria that reviewers use to
evaluate your application. We recommend that you (1) limit the
application narrative to no more than 30 pages and (2) use the
following standards:
A page is 8.5'' x 11'', on one side only, with 1'' margins
at the top, bottom, and both sides.
Double space all text in the application narrative,
including titles, headings, footnotes, quotations, references, and
captions, as well as all text in charts, tables, figures, and graphs.
Use a font that is 12 point or larger but no smaller than
10 pitch (characters per inch).
Use one of the following fonts: Times New Roman, Courier,
Courier New, or Arial.
The recommended page limit does not apply to the cover sheet; the
budget section, including the budget narrative justification; the
consortium agreement or partnership agreement; the assurances and
certifications; or the abstract, the resumes, the bibliography, or
other required attachments.
6. Notice of Intent to Apply: The Department will be able to review
grant applications more efficiently if we know the approximate number
of applicants that intend to apply. Therefore, we strongly encourage
each potential applicant to notify us of their intent to submit an
application for funding. To do so, please email [email protected] with
the subject line ``Intent to Apply,'' and include the following
information:
(a) Applicant's name, mailing address, and phone number;
(b) Contact person's name and email address;
(c) The defined local geographic area to be served by the project;
(d) Name(s) of partnering LEA(s) or BIE-funded school(s);
(e) Name(s) of partnering Tribe(s) or TEA(s); and
(f) If appropriate, names of other partnering organizations.
Applicants that do not submit a notice of intent to apply may still
apply for funding; applicants that do submit a notice of intent to
apply are not bound to apply or bound by the information provided.
[[Page 29773]]
V. Application Review Information
1. Selection Criteria: The selection criteria for this competition
are from 34 CFR 75.210 and 34 CFR part 263. We will award up to 100
points to an application under the selection criteria; the total
possible points for each selection criterion are noted in parentheses.
a. Need for project (Maximum 15 points). The Secretary considers
the need for the proposed project. In determining the need for the
proposed project, the Secretary considers the extent to which the
project is informed by evidence, which could be either a needs
assessment conducted within the last three years or other data analysis
documenting the following:
(i) The greatest barriers both in and out of school to the
readiness of local Indian students for college and careers;
(ii) Opportunities in the local community to support Indian
students; and
(iii) Existing local policies, programs, practices, service
providers, and funding sources.
b. Quality of the project design (Maximum 30 points). The Secretary
considers the quality of the design of the proposed project. In
determining the quality of the design of the proposed project, the
Secretary considers the following factors:
(i) (Up to 4 points) The extent to which the project is focused on
a defined local geographic area.
(ii) (Up to 6 points) The extent to which the proposed project is
evidence-based, where applicable, which may include an existing
evidence-based program that has been modified to be culturally
appropriate for Indian students.
(iii) (Up to 7 points) The extent to which the goals, objectives,
and outcomes to be achieved by the proposed project are clearly
specified and measurable.
(iv) (Up to 8 points) The extent to which the design of the
proposed project is appropriate to, and will successfully address, the
needs of the target population or other identified needs.
(v) (Up to 5 points) The extent to which the services to be
provided by the proposed project involve the collaboration of
appropriate partners for maximizing the effectiveness of project
services.
c. Quality of project personnel (Maximum 10 points). The Secretary
considers the quality of the personnel who will carry out the proposed
project. In determining the quality of project personnel, the Secretary
considers the extent to which the applicant encourages applications for
employment from persons who are members of groups that have
traditionally been underrepresented based on race, color, national
origin, gender, age, or disability. In addition, the Secretary
considers the following factors:
(i) (Up to 6 points) The extent to which the applicant, or one of
its partners, demonstrates capacity to improve outcomes that are
relevant to the project focus through experience with programs funded
through other sources.
(ii) (Up to 2 points) The qualifications, including relevant
training and experience, of key project personnel.
(iii) (Up to 2 points) The qualifications, including relevant
training and experience, of the project director or principal
investigator.
Note: Please note that section 7(b) of the Indian Self-
Determination and Education Assistance Act requires that to the
greatest extent feasible, a grantee must give to Indians preference
and opportunities in connection with the administration of the
grant, and give Indian organizations and Indian-owned economic
enterprises, as defined in section 3 of the Indian Financing Act of
1974 (25 U.S.C. 1452(e)), preference in the award of contracts in
connection with the administration of the grant.
d. Adequacy of resources (Maximum 10 points). The Secretary
considers the adequacy of resources for the proposed project. In
determining the adequacy of resources for the proposed project, the
Secretary considers the following factors:
(i) (Up to 5 points) The relevance and demonstrated commitment of
each partner in the proposed project to the implementation and success
of the project.
(ii) (Up to 5 points) The extent to which the costs are reasonable
in relation to the number of persons to be served and to the
anticipated results and benefits.
e. Quality of the management plan (Maximum 25 points). The
Secretary considers the quality of the management plan for the proposed
project. In determining the quality of the management plan for the
proposed project, the Secretary considers the following factors:
(i) (Up to 15 points) The adequacy of the management plan to
achieve the objectives of the proposed project on time and within
budget, including clearly defined responsibilities, timelines, and
milestones for accomplishing project tasks.
(ii) (Up to 5 points) The extent to which Indian Tribes and parents
and families of Indian children have been, and will be, involved in
developing and implementing the proposed activities.
(iii) (Up to 5 points) The extent to which the proposed project is
designed to build capacity and yield results that will extend beyond
the period of Federal financial assistance.
f. Quality of the project evaluation (Maximum 10 points). The
Secretary considers the quality of the evaluation to be conducted of
the proposed project. In determining the quality of the evaluation, the
Secretary considers the following factors:
(i) (Up to 7 points) The extent to which the methods of evaluation
will provide performance feedback and permit periodic assessment of
progress toward achieving intended outcomes.
(ii) (Up to 3 points) The extent to which the evaluation will
provide guidance about effective strategies suitable for replication or
testing in other settings.
2. Review and Selection Process: We remind potential applicants
that in reviewing applications in any discretionary grant competition,
the Secretary may consider, under 34 CFR 75.217(d)(3), the past
performance of the applicant in carrying out a previous award, such as
the applicant's use of funds, achievement of project objectives, and
compliance with grant conditions. The Secretary may also consider
whether the applicant failed to submit a timely performance report or
submitted a report of unacceptable quality.
In addition, in making a competitive grant award, the Secretary
also requires various assurances including those applicable to Federal
civil rights laws that prohibit discrimination in programs or
activities receiving Federal financial assistance from the Department
of Education (34 CFR 100.4, 104.5, 106.4, 108.8, and 110.23).
3. Risk Assessment and Specific Conditions: Consistent with 2 CFR
200.205, before awarding grants under this program the Department
conducts a review of the risks posed by applicants. Under 2 CFR
3474.10, the Secretary may impose specific conditions and, in
appropriate circumstances, high-risk conditions on a grant if the
applicant or grantee is not financially stable; has a history of
unsatisfactory performance; has a financial or other management system
that does not meet the standards in 2 CFR part 200, subpart D; has not
fulfilled the conditions of a prior grant; or is otherwise not
responsible.
4. Integrity and Performance System: If you are selected under this
competition to receive an award that over the course of the project
period
[[Page 29774]]
may exceed the simplified acquisition threshold (currently $150,000),
under 2 CFR 200.205(a)(2) we must make a judgment about your integrity,
business ethics, and record of performance under Federal awards--that
is, the risk posed by you as an applicant--before we make an award. In
doing so, we must consider any information about you that is in the
integrity and performance system (currently referred to as the Federal
Awardee Performance and Integrity Information System (FAPIIS)),
accessible through the System for Award Management. You may review and
comment on any information about yourself that a Federal agency
previously entered and that is currently in FAPIIS.
Please note that, if the total value of your currently active
grants, cooperative agreements, and procurement contracts from the
Federal Government exceeds $10,000,000, the reporting requirements in 2
CFR part 200, Appendix XII, require you to report certain integrity
information to FAPIIS semiannually. Please review the requirements in 2
CFR part 200, Appendix XII, if this grant plus all the other Federal
funds you receive exceed $10,000,000.
VI. Award Administration Information
1. Award Notices: If your application is successful, we notify your
U.S. Representative and U.S. Senators and send you a Grant Award
Notification (GAN); or we may send you an email containing a link to
access an electronic version of your GAN. We may notify you informally,
also.
If your application is not evaluated or not selected for funding,
we notify you.
2. Administrative and National Policy Requirements: We identify
administrative and national policy requirements in the application
package and reference these and other requirements in the Applicable
Regulations section of this notice.
We reference the regulations outlining the terms and conditions of
an award in the Applicable Regulations section of this notice and
include these and other specific conditions in the GAN. The GAN also
incorporates your approved application as part of your binding
commitments under the grant.
3. Open Licensing Requirements: Unless an exception applies, if you
are awarded a grant under this competition, you will be required to
openly license to the public grant deliverables created in whole, or in
part, with Department grant funds. When the deliverable consists of
modifications to pre-existing works, the license extends only to those
modifications that can be separately identified and only to the extent
that open licensing is permitted under the terms of any licenses or
other legal restrictions on the use of pre-existing works.
Additionally, a grantee or subgrantee that is awarded competitive grant
funds must have a plan to disseminate these public grant deliverables.
This dissemination plan can be developed and submitted after your
application has been reviewed and selected for funding. For additional
information on the open licensing requirements please refer to 2 CFR
3474.20.
4. Reporting: (a) If you apply for a grant under this competition,
you must ensure that you have in place the necessary processes and
systems to comply with the reporting requirements in 2 CFR part 170
should you receive funding under the competition. This does not apply
if you have an exception under 2 CFR 170.110(b).
(b) At the end of your project period, you must submit a final
performance report, including financial information, as directed by the
Secretary. If you receive a multiyear award, you must submit an annual
performance report that provides the most current performance and
financial expenditure information as directed by the Secretary under 34
CFR 75.118. The Secretary may also require more frequent performance
reports under 34 CFR 75.720(c). For specific requirements on reporting,
please go to www.ed.gov/fund/grant/apply/appforms/appforms.html.
(c) Under 34 CFR 75.250(b), the Secretary may provide a grantee
with additional funding for data collection analysis and reporting. In
this case the Secretary establishes a data collection period.
5. Performance Measures: Under the Government Performance and
Results Act of 1993, the Department has developed the following
performance measures for measuring the overall effectiveness of the
Demonstration Grants for Indian Children program:
(1) The percentage of the annual measurable objectives, as
described in the application, that are met by grantees; and
(2) The percentage of grantees that report a significant increase
in community collaborative efforts that promote college and career
readiness of Indian children.
These measures constitute the Department's indicators of success
for this program. Consequently, we advise an applicant for a grant
under this program to give careful consideration to these measures in
developing the proposed project and identifying the method of
evaluation. Each grantee will be required to provide, in its annual
performance and final reports, data about its progress in meeting these
measures.
6. Continuation Awards: In making a continuation award under 34 CFR
75.253, the Secretary considers, among other things: Whether a grantee
has made substantial progress in achieving the goals and objectives of
the project; whether the grantee has expended funds in a manner that is
consistent with its approved application and budget; and, if the
Secretary has established performance measurement requirements, the
performance targets in the grantee's approved application.
In making a continuation award, the Secretary also considers
whether the grantee is operating in compliance with the assurances in
its approved application, including those applicable to Federal civil
rights laws that prohibit discrimination in programs or activities
receiving Federal financial assistance from the Department (34 CFR
100.4, 104.5, 106.4, 108.8, and 110.23).
VII. Other Information
Accessible Format: Individuals with disabilities can obtain this
document and a copy of the application package in an accessible format
(e.g., Braille, large print, audiotape, or compact disc) on request to
the program contact person listed under FOR FURTHER INFORMATION
CONTACT.
Electronic Access to This Document: The official version of this
document is the document published in the Federal Register. You may
access the official edition of the Federal Register and the Code of
Federal Regulations via the Federal Digital System at: www.gpo.gov/fdsys. At this site you can view this document, as well as all other
documents of this Department published in the Federal Register, in text
or Portable Document Format (PDF). To use PDF you must have Adobe
Acrobat Reader, which is available free at the site.
You may also access documents of the Department published in the
Federal Register by using the article search feature at:
www.federalregister.gov. Specifically, through the advanced search
feature at this site, you can limit your search to documents published
by the Department.
Dated: June 21, 2018.
Jason Botel,
Principal Deputy Assistant Secretary Delegated the Authority to Perform
the Functions and Duties of Assistant Secretary for Elementary and
Secondary Education.
[FR Doc. 2018-13728 Filed 6-25-18; 8:45 am]
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