Applications for New Awards; Personnel Development To Improve Services and Results for Children With Disabilities-Preparation of Special Education, Early Intervention, and Related Services Leadership Personnel, 27570-27577 [2018-12717]
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Federal Register / Vol. 83, No. 114 / Wednesday, June 13, 2018 / Notices
If your application is not evaluated or
not selected for funding, we notify you.
2. Administrative and National Policy
Requirements: We identify
administrative and national policy
requirements in the application package
and reference these and other
requirements in the Applicable
Regulations section of this notice.
We reference the regulations outlining
the terms and conditions of an award in
the Applicable Regulations section of
this notice and include these and other
specific conditions in the GAN. The
GAN also incorporates your approved
application as part of your binding
commitments under the grant.
3. Open Licensing Requirements:
Unless an exception applies, if you are
awarded a grant under this competition,
you will be required to openly license
to the public grant deliverables created
in whole, or in part, with Department
grant funds. When the deliverable
consists of modifications to pre-existing
works, the license extends only to those
modifications that can be separately
identified and only to the extent that
open licensing is permitted under the
terms of any licenses or other legal
restrictions on the use of pre-existing
works. Additionally, a grantee or
subgrantee that is awarded competitive
grant funds must have a plan to
disseminate these public grant
deliverables. This dissemination plan
can be developed and submitted after
your application has been reviewed and
selected for funding. For additional
information on the open licensing
requirements please refer to 2 CFR
3474.20.
4. Reporting: (a) If you apply for a
grant under this competition, you must
ensure that you have in place the
necessary processes and systems to
comply with the reporting requirements
in 2 CFR part 170 should you receive
funding under the competition. This
does not apply if you have an exception
under 2 CFR 170.110(b).
(b) At the end of your project period,
you must submit a final performance
report, including financial information,
as directed by the Secretary. If you
receive a multiyear award, you must
submit an annual performance report
that provides the most current
performance and financial expenditure
information as directed by the Secretary
under 34 CFR 75.118. The Secretary
may also require more frequent
performance reports under 34 CFR
75.720(c). For specific requirements on
reporting, please go to www.ed.gov/
fund/grant/apply/appforms/
appforms.html.
(c) Under 34 CFR 75.250(b), the
Secretary may provide a grantee with
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additional funding for data collection
analysis and reporting. In this case the
Secretary establishes a data collection
period.
5. Performance Measures: We have
established one performance measure
for the FSCS program: The percentage
and number of individuals targeted for
services and who receive services
during each year of the project period.
6. Continuation Awards: In making a
continuation award under 34 CFR
75.253, the Secretary considers, among
other things: Whether a grantee has
made substantial progress in achieving
the goals and objectives of the project;
whether the grantee has expended funds
in a manner that is consistent with its
approved application and budget; and,
if the Secretary has established
performance measurement
requirements, the performance targets in
the grantee’s approved application.
In making a continuation award, the
Secretary also considers whether the
grantee is operating in compliance with
the assurances in its approved
application, including those applicable
to Federal civil rights laws that prohibit
discrimination in programs or activities
receiving Federal financial assistance
from the Department (34 CFR 100.4,
104.5, 106.4, 108.8, and 110.23).
VII. Other Information
Accessible Format: Individuals with
disabilities can obtain this document
and a copy of the application package in
an accessible format (e.g., braille, large
print, audiotape, or compact disc) on
request to the program contact person
listed under FOR FURTHER INFORMATION
CONTACT.
Electronic Access to This Document:
The official version of this document is
the document published in the Federal
Register. You may access the official
edition of the Federal Register and the
Code of Federal Regulations via the
Federal Digital System at: www.gpo.gov/
fdsys. At this site you can view this
document, as well as all other
documents of this Department
published in the Federal Register, in
text or Portable Document Format
(PDF). To use PDF you must have
Adobe Acrobat Reader, which is
available free at the site.
You may also access documents of the
Department published in the Federal
Register by using the article search
feature at: www.federalregister.gov.
Specifically, through the advanced
search feature at this site, you can limit
your search to documents published by
the Department.
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Dated: June 8, 2018.
James C. Blew,
Acting Assistant Deputy Secretary for
Innovation and Improvement.
[FR Doc. 2018–12701 Filed 6–12–18; 8:45 am]
BILLING CODE 4000–01–P
DEPARTMENT OF EDUCATION
Applications for New Awards;
Personnel Development To Improve
Services and Results for Children With
Disabilities—Preparation of Special
Education, Early Intervention, and
Related Services Leadership
Personnel
Office of Special Education and
Rehabilitative Services, Department of
Education.
ACTION: Notice.
AGENCY:
The Department of Education
is issuing a notice inviting applications
for new awards for fiscal year (FY) 2018
for Personnel Development to Improve
Services and Results for Children with
Disabilities—Preparation of Special
Education, Early Intervention, and
Related Services Leadership Personnel,
Catalog of Federal Domestic Assistance
(CFDA) number 84.325D.
DATES:
Applications Available: June 13, 2018.
Deadline for Transmittal of
Applications: July 30, 2018.
Deadline for Intergovernmental
Review: September 26, 2018.
ADDRESSES: For the addresses for
obtaining and submitting an
application, please refer to our Common
Instructions for Applicants to
Department of Education Discretionary
Grant Programs, published in the
Federal Register on February 12, 2018
(83 FR 6003) and available at
www.gpo.gov/fdsys/pkg/FR-2018-02-12/
pdf/2018-02558.pdf.
FOR FURTHER INFORMATION CONTACT:
Celia Rosenquist, U.S. Department of
Education, 400 Maryland Avenue SW,
Room 5146, Potomac Center Plaza,
Washington, DC 20202–5076.
Telephone: (202) 245–7373.
If you use a telecommunications
device for the deaf (TDD) or a text
telephone (TTY), call the Federal Relay
Service (FRS), toll free, at 1–800–877–
8339.
SUMMARY:
SUPPLEMENTARY INFORMATION:
Full Text of Announcement
I. Funding Opportunity Description
Purpose of Program: The purposes of
this program are to (1) help address
State-identified needs for personnel
preparation in special education, early
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intervention, related services, and
regular education to work with children,
including infants and toddlers, with
disabilities; and (2) ensure that those
personnel have the necessary skills and
knowledge, derived from practices that
have been determined through
scientifically based research and
experience, to be successful in serving
those children.
Priorities: This competition includes
two absolute priorities and one
competitive preference priority. In
accordance with 34 CFR 75.105(b)(2)(v),
Absolute Priority 1 is from allowable
activities specified in the statute (see
sections 662 and 681 of the Individuals
with Disabilities Education Act (IDEA);
20 U.S.C. 1462 and 1481). Absolute
Priority 2 and the competitive
preference priority are from the
Secretary’s Final Supplemental
Priorities and Definitions for
Discretionary Grant Programs,
published in the Federal Register on
March 2, 2018 (83 FR 9096)
(Supplemental Priorities).
Absolute Priorities: For FY 2018 and
any subsequent year in which we make
awards from the list of unfunded
applications from this competition,
these priorities are absolute priorities.
Under 34 CFR 75.105(c)(3), we consider
only applications that meet these
priorities.
These priorities are:
Absolute Priority 1—Preparation of
Special Education, Early Intervention,
and Related Services Leadership
Personnel
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Background
The mission of the Office of Special
Education and Rehabilitative Services
(OSERS) is to improve early childhood,
educational, and employment outcomes
and raise expectations for all people
with disabilities, their families, their
communities, and the Nation.
The purpose of this Preparation of
Special Education, Early Intervention,
and Related Services Leadership
Personnel competition is to support
existing doctoral degree programs that
prepare special education, early
intervention, and related services
personnel who are well-qualified for,
and can act effectively in, leadership
positions as researchers and preparers of
special education, early intervention,
and related services personnel in
institutions of higher education (IHEs),
or as leaders in national organizations,
State educational agencies (SEAs), lead
agencies (LAs), local educational
agencies (LEAs), early intervention
services programs (EIS programs), or
schools. Absolute Priority 1 is
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consistent with the Supplemental
Priorities, specifically, Supplemental
Priority 5—Meeting the Unique Needs
of Students and Children With
Disabilities and/or Those with Unique
Gifts and Talents; and Supplemental
Priority 8—Promoting Effective
Instruction in Classrooms and Schools.
There is a well-documented need for
leadership personnel to fill faculty and
leadership positions in special
education, early intervention, and
related services (Castillo, Curtis, & Tan,
2014; deBettencourt, Hoover, Rude, &
Taylor, 2016; Montrosse & Young, 2012;
Robb, Smith, & Montrosse, 2012; Smith,
Montrosse, Robb, Tyler, & Young, 2011;
Smith, Robb, West, & Tyler, 2010;
Woods & Snyder, 2009). These leaders
conduct research to increase the
knowledge of effective interventions
and services for children, including
infants and toddlers, and youth with
disabilities. These leaders also teach
practices supported by evidence to
future special education, early
intervention, related services, and
regular education professionals who
will work in a variety of educational
settings and provide services directly to
these children (Robb et al., 2012; Smith
et al., 2010; West & Hardman, 2012).
Shortages in these leadership positions
limit the field’s capacity to generate new
knowledge of effective interventions
and to prepare future professionals to
improve outcomes for children with
disabilities (Smith et al., 2011). In
addition, leadership shortages limit the
field’s capacity to ensure that children,
including infants and toddlers, and
youth with disabilities have the
opportunity to meet challenging
objectives and receive an educational
program that is both meaningful and
appropriately ambitious, which is
essential for preparing them for future
success.
Shortages of leadership personnel at
State and local agencies to fill special
education and early intervention
administrator positions have also been
noted (Billingsley, Crockett, & Kamman,
2014). These administrators supervise
and evaluate the implementation of
instructional programs supported by
evidence to make sure that State or local
agencies are meeting the needs of
children with disabilities.
Administrators also ensure that schools
and programs meet Federal, State, and
local requirements for special
education, early intervention, and
related services (Lashley & Boscardin,
2003).
Federal support can increase the
supply of personnel who have the
necessary knowledge and skills to
assume leadership positions in special
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education, early intervention, and
related services as researchers and
preparers of special education, early
intervention, related services, and
regular education personnel in IHEs, or
as leaders in national organizations,
SEAs, LAs, LEAs, EIS programs, or
schools. Critical competencies for
special education, early intervention,
and related services personnel vary
depending on the type of leadership
personnel and the requirements of the
preparation program but can include,
for example, skills needed for
postsecondary instruction,
administration, policy development,
professional practice, leadership, or
research. However, all leadership
personnel need to have current
knowledge of effective interventions
and services that improve outcomes for
children with disabilities, including
high-need children with disabilities.
This knowledge should be applicable to
children served in a variety of
educational settings (e.g., public
schools, including charter schools, or
private schools) or early childhood and
early intervention settings (e.g., home,
community-based, Early Head Start and
Head Start, child care, or public and
private preschools), and the
interventions and services must include
those that promote literacy
development, literacy skills, or other
skills critical for college and today’s
careers.
Priority
The purpose of this priority is to
support existing doctoral degree
programs that prepare special
education, early intervention, and
related services personnel at the
doctoral degree level who are well
qualified for, and can act effectively in,
leadership positions as researchers and
preparers of special education, early
intervention, related services, and
regular education personnel in IHEs, or
as leaders in national organizations,
SEAs, LAs, LEAs, or EIS programs. This
priority supports two types of programs:
Type A programs are designed to
prepare special education, early
intervention, and related services
personnel as researchers and preparers
of personnel in IHEs. Type A programs
culminate in a doctoral degree.
Note: Preparation programs that lead to
clinical doctoral degrees in related services
(e.g., a Doctor of Audiology degree or Doctor
of Physical Therapy degree) are not included
in this priority. These types of preparation
programs are eligible to apply for funding
under the Personnel Preparation in Special
Education, Early Intervention, and Related
Services priority (CFDA 84.325K) that the
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Office of Special Education Programs (OSEP)
intends to fund in FY 2018.
Type B programs are designed to
prepare special education or early
intervention administrators to work as
leaders in national organizations, SEAs,
LAs, LEAs, or EIS programs. Type B
programs prepare personnel for
positions such as SEA special education
administrators, LEA or regional special
education directors, school-based
special education directors, preschool
coordinators, and early intervention
coordinators. Type B programs
culminate in a doctoral degree.
Note: OSEP intends to fund in FY 2018 at
least seven high-quality applications
proposing Type B programs and may fund
applications out of rank order. These
applications must be of high quality and
should score higher than 84 on a 100-point
scale, exclusive of competitive preference
points, in the technical review.
Note: The preparation of school principals
is not included in this priority.
Note: Applicants must identify the specific
program type, A or B, for which they are
applying for funding as part of the abstract.
Applicants may not submit the same
proposal for more than one program type.
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To be considered for funding under
this absolute priority, program
applicants must meet the application
requirements contained in the priority.
All projects funded under this absolute
priority also must meet the
programmatic and administrative
requirements specified in the priority.
The requirements of this priority are
as follows:
(a) Demonstrate, in the narrative
section of the application under
‘‘Significance of the Project,’’ how—
(1) The project addresses the need for
leadership personnel to provide,
prepare others to provide, or supervise
the provision of effective interventions
and services that improve outcomes for
children with disabilities, including
high-need children with disabilities.1
These interventions should be
applicable to children served in a
variety of educational settings (e.g.,
public schools, including charter
schools, or private schools) or early
childhood and early intervention
1 For purposes of this priority, ‘‘high-need
children with disabilities’’ refers to children or
students (ages birth through 21, depending on the
State) who are eligible for services under IDEA, and
who may be at risk of educational failure or
otherwise in need of special assistance or support
because they: (1) Are living in poverty, (2) are
English learners, (3) are academically far below
grade level, (4) have left school before receiving a
regular high school diploma, (5) are at risk of not
graduating with a regular high school diploma on
time, (6) are homeless, (7) are in foster care, or (8)
have been incarcerated.
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settings (e.g., home, community-based,
Early Head Start and Head Start, child
care, or public and private preschools),
and the interventions and services must
include those that promote literacy
development, literacy skills, or other
skills critical for college and today’s
careers. To address this requirement, the
applicant must present—
(i) Appropriate and applicable data
(e.g., national, State) demonstrating the
need for the leadership personnel the
applicant proposes to prepare; and
(ii) Data demonstrating the success of
the doctoral program to date in
producing leaders in special education,
early intervention, or related services
such as: The professional
accomplishments of program graduates
(e.g., public service, honors, or peerreviewed publications (for Type A
programs)) that demonstrate their
leadership in special education, early
intervention, or related services; the
success of program graduates as
educators of teachers, service providers,
or administrators, including any results
from evaluating the impact of those
teachers, service providers, or
administrators, on the outcomes of
children with disabilities; the average
amount of time it takes for program
graduates to complete the program; The
number of program graduates; and the
percentage of program graduates finding
employment directly related to their
preparation.
Note: Data on the success of a doctoral
program should be no older than five years
prior to the start date of the project proposed
in the application. When reporting
percentages, the denominator (i.e., the total
number of scholars or program graduates)
must be provided.
(2) Scholar competencies to be
acquired in the program relate to
knowledge and skills needed by the
leadership personnel the applicant
proposes to prepare, including
knowledge of technologies designed to
provide instruction. To address this
requirement, the applicant must—
(i) Identify the competencies needed
by leadership personnel in
postsecondary instruction,
administration, policy development,
professional practice, leadership, or
research in order to provide, prepare
others to provide, or supervise the
provision of effective interventions and
services that improve outcomes for
children with disabilities, including
high-need children with disabilities;
and
(ii) Provide the conceptual framework
of the leadership preparation program,
including any empirical support, that
will promote the acquisition of the
identified competencies needed by
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leadership personnel, including
knowledge of technologies designed to
provide instruction, and, where
applicable, how these competencies
relate to the project’s specialized
preparation area.
(b) Demonstrate, in the narrative
section of the application under
‘‘Quality of the Project Services,’’ how—
(1) The applicant will recruit and
support high-quality scholars. The
narrative must describe—
(i) The selection criteria the applicant
will use to identify high-quality
applicants for admission in the program;
(ii) The recruitment strategies the
applicant will use to attract high-quality
applicants and any specific recruitment
strategies targeting high-quality
applicants from groups that are
underrepresented in the teaching
profession, including individuals with
disabilities; and
(iii) The approach the applicant will
use to help all scholars, including
individuals with disabilities, complete
the program; and
(2) The project is designed to promote
the acquisition of the competencies
needed by leadership personnel to
provide, prepare others to provide, or
supervise the provision of effective
interventions and services that improve
outcomes for children with disabilities,
including high-need children with
disabilities. These interventions should
be applicable to children served in a
variety of educational settings (e.g.,
public schools, including charter
schools, or private schools) or early
childhood and early intervention
settings (e.g., home, community-based,
Early Head Start and Head Start, child
care, or public and private preschools),
and the interventions and services must
include those that promote literacy
development, literacy skills, or other
skills critical for college and today’s
careers. To address this requirement, the
applicant must—
(i) Describe how the components of
the project, such as coursework,
internship experiences, research
requirements, and other opportunities
provided to scholars to analyze data,
critique research and methodologies,
and practice newly acquired knowledge
and skills, will enable the scholars to
acquire the competencies needed by
leadership personnel for postsecondary
instruction, administration, policy
development, professional practice,
leadership, or research in special
education, early intervention, or related
services;
(ii) Describe how the components of
the project are integrated in order to
support the acquisition and
enhancement of the identified
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competencies needed by leadership
personnel in special education, early
intervention, or related services,
including knowledge of technologies
designed to provide instruction;
(iii) Describe how the components of
the project prepare scholars to provide,
prepare others to provide, or supervise
the provision of effective interventions
and services that improve outcomes for
children with disabilities, including
high-need children with disabilities, in
a variety of educational or early
childhood and early intervention
settings;
(iv) Demonstrate, through a letter of
support from a partnering agency,
school, or program, that it will provide
scholars with a high-quality internship
experience in a high-need LEA; 2 a highpoverty school; 3 a school identified for
comprehensive support and
improvement; 4 a school implementing a
targeted support and improvement
plan 5 for children with disabilities; an
early childhood and early intervention
program located within the geographical
boundaries of a high-need LEA; or an
early childhood and early intervention
program located within the geographical
boundaries of an LEA serving the
highest percentage of schools identified
for comprehensive support and
improvement or implementing targeted
2 For the purposes of this priority, the term ‘‘highneed LEA’’ means an LEA (a) that serves not fewer
than 10,000 children from families with incomes
below the poverty line; or (b) for which not less
than 20 percent of the children served by the LEA
are from families with incomes below the poverty
line.
3 For the purposes of this priority, ‘‘high-poverty
school’’ means a school in which at least 50 percent
of students are from low-income families as
determined using one of the measures of poverty
specified under section 1113(a)(5) of the Elementary
and Secondary Education Act of 1965, as amended
(ESEA). For middle and high schools, eligibility
may be calculated on the basis of comparable data
from feeder schools. Eligibility as a high-poverty
school is determined on the basis of the most
currently available data.
4 For the purposes of this priority, the term
‘‘school identified for comprehensive support and
improvement’’ means a statewide identified
category of school that includes (a) not less than the
lowest-performing five percent of all schools
receiving funds under this part in the State; (b) all
public high schools in the State failing to graduate
one-third or more of their students; (c) public
schools in the State described under section
1111(d)(3)(A)(i)(II) of the ESEA; and (d) at the
discretion of the State, additional statewide
categories of schools as defined in section
1111(c)(4)(D)(i) of the ESEA.
5 For the purposes of this priority, the term
‘‘schools implementing targeted support and
improvement plans’’ means a school that has
developed and is implementing a school-level
targeted support and improvement plan to improve
student outcomes based on the indicators in the
statewide accountability system as defined in
section 1111(d)(2) of the ESEA.
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support and improvement plans in the
State;
(v) Describe how the project will use
resources, as appropriate, available
through technical assistance centers,
which may include centers funded by
the Department;
(vi) Describe the approach that faculty
members will use to mentor scholars
with the goal of helping them acquire
competencies needed by leadership
personnel and advancing their careers
in special education, early intervention,
or related services; and
(vii) Describe how the components of
the project, mentoring, and other project
opportunities will promote the
acquisition of scholars’ critical
leadership skills, including
communication, networking, and
collaboration.
(c) Demonstrate, in the narrative
section of the application under
‘‘Quality of the Project Evaluation,’’ how
the applicant will—
(1) Evaluate how well the goals or
objectives of the proposed leadership
project have been met. The applicant
must describe the outcomes to be
measured for both the project and the
scholars, particularly the acquisition of
scholars’ competencies and their impact
on the services provided by future
teachers, service providers, or
administrators; and the evaluation
methodologies to be employed,
including proposed instruments, data
collection methods, and possible
analyses;
(2) Collect, analyze, and use data on
current scholars and scholars who
graduate from the program to improve
the proposed program on an ongoing
basis; and
(3) Report the evaluation results to
OSEP in the applicant’s annual and
final performance reports.
(d) Demonstrate, in the narrative
under ‘‘Required Project Assurances’’ or
appendices as directed, that the
following program requirements are
met. The applicant must—
(1) Include in appendix B to the
application—
(i) Course syllabi for all coursework in
the major and any required coursework
for a minor;
(ii) Course syllabi for all research
methods, evaluation methods, or data
analysis courses required by the degree
program and elective research methods,
evaluation methods, or data analysis
courses that have been completed by
more than one scholar enrolled in the
program in the last five years; and
(iii) For new coursework, proposed
syllabi;
(2) Ensure that the proposed number
of scholars to be recruited into the
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program can graduate from the program
by the end of the grant’s project period.
The described scholar recruitment
strategies, including recruitment of
individuals with disabilities, the
program components and their
sequence, and proposed budget must be
consistent with this project requirement;
(3) Ensure scholars will not be
selected based on race or national
origin/ethnicity. Per the Supreme
Court’s decision in Adarand
Constructors, Inc. v. Pena, 515 U.S. 200
(1995), the Department does not allow
the selection of individuals on the basis
of race or national origin/ethnicity. For
this reason, grantees must ensure that
any discussion of the recruitment of
scholars based on race or national
origin/ethnicity distinguishes between
increasing the pool of applicants and
actually selecting scholars;
(4) Ensure that the project will meet
all requirements for grantees in
disbursing scholarships as outlined in
34 CFR 304.23. Failure by a grantee to
properly meet these requirements would
be a violation of the grant award that
could result in sanctions, including the
grantee being liable for returning any
misused funds to the Department.
Specifically, before disbursement of
scholarship assistance to an individual,
a grantee must—
(i) Ensure that the scholar—
(A) Is a citizen or national of the
United States;
(B) Is a permanent resident of—
(1) Puerto Rico, the United States
Virgin Islands, Guam, American Samoa,
or the Commonwealth of the Northern
Mariana Islands; or
(2) The Republic of the Marshall
Islands, the Federated States of
Micronesia, or the Republic of Palau
during the period in which these
entities are eligible to receive an award
under the Personnel Development to
Improve Services and Results for
Children with Disabilities program; or
(C) Provides evidence from the U.S.
Department of Homeland Security that
the individual is—
(1) A lawful permanent resident of the
United States; or
(2) In the United States for other than
a temporary purpose with the intention
of becoming a citizen or permanent
resident;
(ii) Limit the cost of attendance
portion of the scholarship assistance (as
discussed in 34 CFR 304.21(a)) to the
amount by which the individual’s cost
of attendance at the institution exceeds
the amount of grant assistance the
scholar is to receive for the same
academic year under title IV of the HEA;
and
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(iii) Obtain a Certification of
Eligibility for Federal Assistance from
each scholar, as prescribed in 34 CFR
75.60, 75.61, and 75.62.
(5) Ensure that the project will meet
the requirements in 34 CFR 304.23,
particularly those related to informing
all scholarship recipients of their
service obligation commitment. Failure
by a grantee to properly meet these
requirements is a violation of the grant
award that may result in sanctions,
including the grantee being liable for
returning any misused funds to the
Department. Specifically, the grantee
must prepare, and ensure that each
scholarship recipient signs, the
following two documents:
(i) A Pre-Scholarship Agreement prior
to the scholar receiving a scholarship for
an eligible program (Office of
Management and Budget (OMB) Control
Number 1820–0686); and
(ii) An Exit Certification immediately
upon the scholar leaving, completing, or
otherwise exiting that program (OMB
Control Number 1820–0686);
(6) Ensure that prior approval from
the OSEP project officer will be
obtained before admitting additional
scholars beyond the number of scholars
proposed in the application and before
transferring a scholar to another
preparation program funded by OSEP;
(7) Ensure that the project will meet
the statutory requirements in section
662(e) through (h) of IDEA;
(8) Ensure that at least 65 percent of
the total requested budget over the five
years will be used for scholar support;
(9) Ensure that the IHE will not
require scholars enrolled in the program
to work (e.g., as graduate assistants) as
a condition of receiving support (e.g.,
tuition, stipends) from the proposed
project, unless the work is specifically
related to the acquisition of scholars’
competencies and the requirements for
completion of their personnel
preparation program. This prohibition
on work as a condition of receiving
support does not apply to the service
obligation requirements in section
662(h) of IDEA;
(10) Ensure that the budget includes
attendance of the project director at a
three-day project directors’ meeting in
Washington, DC, during each year of the
project. The budget may also provide for
the attendance of scholars at the same
three-day project directors’ meetings in
Washington, DC;
(11) Ensure that the project director,
key personnel, and scholars will
actively participate in the cross-project
collaboration, advanced trainings, and
cross-site learning opportunities (e.g.,
webinars, briefings) supported by OSEP.
This network is intended to promote
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opportunities for participants to share
resources and generate new knowledge
by addressing topics of common interest
to participants across projects including
Department priorities and needs in the
field;
(12) Ensure that if the project
maintains a website, that it will be of
high quality, with an easy-to-navigate
design, that meets government or
industry-recognized standards for
accessibility;
(13) Ensure that scholar
accomplishments (e.g., publications,
awards) will be reported in annual and
final performance reports; and
(14) Ensure that annual data will be
submitted on each scholar who receives
grant support (OMB Control Number
1820–0686). The primary purposes of
the data collection are to track the
service obligation fulfillment of scholars
who receive funds from OSEP grants
and to collect data for program
performance measure reporting under
the Government Performance and
Results Act of 1993 (GPRA). Applicants
are encouraged to visit the Personnel
Development Program Data Collection
System (DCS) website at https://
pdp.ed.gov/osep for further information
about this data collection requirement.
Typically, data collection begins in
January of each year, and grantees are
notified by email about the data
collection period for their grant,
although grantees may submit data as
needed, year round. This data collection
must be submitted electronically by the
grantee and does not supplant the
annual grant performance report
required of each grantee for
continuation funding (see 34 CFR
75.590). Data collection includes the
submission of a signed, completed PreScholarship Agreement and Exit
Certification for each scholar funded
under an OSEP grant (see paragraph (4)
of this section, subparagraphs (i) and
(ii)).
Absolute Priority 2—Promoting
Innovation and Efficiency, Streamlining
Education With an Increased Focus on
Improving Student Outcomes, and
Providing Increased Value to Students
and Taxpayers
Background
The Department seeks to encourage
grantees to leverage sources of support
that may exist for their activities,
beyond what is provided by the
Department. Therefore, we have
included an absolute priority for
matching support through non-Federal
contributions, either in cash or in-kind
donations. Although the cash or in-kind
resources to be contributed must be at
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least 10 percent of the total grant award,
we encourage a higher percentage
through the competitive preference
priority included within this absolute
priority.
Applicants must address this absolute
priority, and the competitive preference
priority, if applicable, in the budget
information (ED Form 524, Section B)
and budget narrative. The applicant
must propose the amount of cash or inkind resources to be contributed for
each year of the grant.
Priority
Projects that are designed to
demonstrate matching support 6 for the
proposed project at 10 percent of the
total amount of the grant.
Competitive Preference Priority:
Within this absolute priority, we give
competitive preference to applications
that address the following priority.
Under 34 CFR 75.105(c)(2)(i) we award
an additional one point to an
application that meets paragraph (i) of
the competitive preference priority and
an additional two points to an
application that meets paragraph (ii) of
the competitive preference priority.
This priority is:
Projects that are designed to
demonstrate matching support for the
proposed projects:
(i) 50 percent of the total amount of
the grant (1 point); or
(ii) 100 percent of the total amount of
the grant (2 points).
References
Billingsley, B. S., Crockett, J., & Kamman, M.
L. (2014).
Recruiting and retaining teachers and
administrators in special education. In P.
T. Sindelar, E. D. McCray, M. T.
Brownell, & B. Lignugaris/Kraft (Eds.),
Handbook of research on special
education teacher preparation (pp. 94–
112). New York, NY: Routledge.
Castillo, J. M., Curtis, M. J., & Tan, S. Y.
(2014). Personnel needs in school
psychology: A 10-year follow-up study
on predicted personnel shortages.
Psychology in the Schools, 51, 832–849.
deBettencourt, L. U., Hoover, J. J., Rude, H.
A., & Taylor, S. S. (2016). Preparing
special education higher education
faculty: The influence of contemporary
education issues and policy
6 For the purposes of this priority, matching
support can be either cash or in-kind donations.
According to 2 CFR 200.306, a cash expenditure or
outlay of cash with respect to the matching budget
by the grantee is considered a cash contribution.
Certain cash contributions that the organization
normally considers an indirect cost should not be
counted as a direct cost for the purposes of meeting
matching support. According to 2 CFR 200.434,
third-party in-kind contributions are services or
property (e.g., land, buildings, equipment,
materials, supplies), that are contributed by a nonFederal third-party at no charge to the grantee.
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recommendations. Teacher Education
and Special Education, 39, 121–133.
Lashley, C., & Boscardin, M. L. (2003).
Special education administration at the
crossroads: Availability, licensure, and
preparation of special education
administrators. Gainesville, FL: Center
on Personnel Studies in Special
Education, University of Florida.
Retrieved from www.coe.ufl.edu/copsse/
docs/IB-8/1/IB-8.pdf.
Montrosse, B. E., & Young, C. J. (2012).
Market demand for special education
faculty. Teacher Education and Special
Education, 35, 140–153.
Robb, S. M., Smith, D. D., & Montrosse, B. E.
(2012). A context of the demand for
special education faculty: A study of
special education teacher preparation
programs. Teacher Education and
Special Education, 35, 128–139.
Smith, D. D., Montrosse, B. E., Robb, S. M.,
Tyler, N. C., & Young, C. (2011).
Assessing trends in leadership: Special
education’s capacity to produce a highly
qualified workforce. Claremont, CA:
IRIS@CGU, Claremont Graduate
University.
Smith, D. D., Robb, S. M., West, J., & Tyler,
N. C. (2010). The changing education
landscape: How special education
leadership preparation can make a
difference for teachers and their students
with disabilities. Teacher Education and
Special Education, 33, 25–43.
West, J. E., & Hardman, H. L. (2012). Averting
current and future special education
faculty shortages: Policy implications
and recommendations. Teacher
Education and Special Education, 35,
154–160.
Woods, J., & Snyder, P. (2009).
Interdisciplinary doctoral leadership
training in early intervention. Infants &
Young Children, 22(1), 32–34.
Waiver of Proposed Rulemaking:
Under the Administrative Procedure Act
(APA) (5 U.S.C. 553) the Department
generally offers interested parties the
opportunity to comment on proposed
priorities and requirements. Section
681(d) of IDEA, however, makes the
public comment requirements of the
APA inapplicable to the priority in this
notice.
Program Authority: 20 U.S.C. 1462
and 1481.
Applicable Regulations: (a) The
Education Department General
Administrative Regulations in 34 CFR
parts 75, 77, 79, 81, 82, 84, 86, 97, 98,
and 99. (b) The Office of Management
and Budget Guidelines to Agencies on
Governmentwide Debarment and
Suspension (Nonprocurement) in 2 CFR
part 180, as adopted and amended as
regulations of the Department in 2 CFR
part 3485. (c) The Uniform
Administrative Requirements, Cost
Principles, and Audit Requirements for
Federal Awards in 2 CFR part 200, as
adopted and amended as regulations of
the Department in 2 CFR part 3474. (d)
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The regulations for this program in 34
CFR part 304.
Note: The regulations in 34 CFR part 86
apply to IHEs only.
II. Award Information
Type of Award: Discretionary grants.
Estimated Available Funds:
$4,250,000.
Contingent upon the availability of
funds and the quality of applications,
we may make additional awards in FY
2019 from the list of unfunded
applications from this competition.
Estimated Range of Awards:
$225,000–$250,000 per year.
Estimated Average Size of Awards:
$237,500 per year.
Maximum Award: We will not make
an award exceeding $250,000 for a
single budget period of 12 months.
Estimated Number of Awards: 17.
Note: The Department is not bound by any
estimates in this notice.
Project Period: Up to 60 months.
III. Eligibility Information
1. Eligible Applicants: IHEs, private
nonprofit organizations.
2. Cost Sharing or Matching: Cost
sharing or matching is required for this
competition. See Absolute Priority 2.
3. Subgrantees: Under 34 CFR
75.708(b) and (c) a grantee under this
competition may award subgrants—to
directly carry out project activities
described in its application—to the
following types of entities: IHEs and
private nonprofit organizations suitable
to carry out the activities proposed in
the application. The grantee may award
subgrants to entities it has identified in
an approved application.
4. Other General Requirements: (a)
Recipients of funding under this
competition must make positive efforts
to employ and advance in employment
qualified individuals with disabilities
(see section 606 of IDEA).
(b) Applicants for, and recipients of,
funding must, with respect to the
aspects of their proposed project
relating to the absolute priority, involve
individuals with disabilities, or parents
of individuals with disabilities ages
birth through 26, in planning,
implementing, and evaluating the
project (see section 682(a)(1)(A) of
IDEA).
IV. Application and Submission
Information
1. Application Submission
Instructions: For information on how to
submit an application please refer to our
Common Instructions for Applicants to
Department of Education Discretionary
Grant Programs, published in the
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Federal Register on February 12, 2018
(83 FR 6003) and available at
www.gpo.gov/fdsys/pkg/FR-2018-02-12/
pdf/2018-02558.pdf.
2. Intergovernmental Review: This
competition is subject to Executive
Order 12372 and the regulations in 34
CFR part 79. Information about
Intergovernmental Review of Federal
Programs under Executive Order 12372
is in the application package for this
competition.
3. Funding Restrictions: We reference
regulations outlining funding
restrictions in the Applicable
Regulations section of this notice.
4. Recommended Page Limit: The
application narrative (Part III of the
application) is where you, the applicant,
address the selection criteria that
reviewers use to evaluate your
application. We recommend that you (1)
limit the application narrative to no
more than 50 pages and (2) use the
following standards:
• A ‘‘page’’ is 8.5″ x 11″, on one side
only, with 1″ margins at the top, bottom,
and both sides.
• Double-space (no more than three
lines per vertical inch) all text in the
application narrative, including titles,
headings, footnotes, quotations,
reference citations, and captions, as well
as all text in charts, tables, figures,
graphs, and screen shots.
• Use a font that is 12 point or larger.
• Use one of the following fonts:
Times New Roman, Courier, Courier
New, or Arial.
The recommended page limit does not
apply to Part I, the cover sheet; Part II,
the budget section, including the
narrative budget justification; Part IV,
the assurances and certifications; or the
abstract (follow the guidance provided
in the application package for
completing the abstract), the table of
contents, the list of priority
requirements, the resumes, the reference
list, the letters of support, or the
appendices. However, the
recommended page limit does apply to
all of the application narrative,
including all text in charts, tables,
figures, graphs, and screen shots.
V. Application Review Information
1. Selection Criteria: The selection
criteria for this competition are from 34
CFR 75.210 and are as follows:
(a) Significance of the Project (10
points).
(1) The Secretary considers the
significance of the proposed project.
(2) In determining the significance of
the proposed project, the Secretary
considers the following factors:
(i) The extent to which the proposed
project will prepare personnel for fields
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in which shortages have been
demonstrated;
(ii) The importance or magnitude of
the results or outcomes likely to be
attained by the proposed project; and
(iii) The extent to which there is a
conceptual framework underlying the
proposed research or demonstration
activities and the quality of that
framework.
(b) Quality of Project Services (45
points).
(1) The Secretary considers the
quality of the services to be provided by
the proposed project.
(2) In determining the quality of the
services to be provided by the proposed
project, the Secretary considers the
quality and sufficiency of strategies for
ensuring equal access and treatment for
eligible project participants who are
members of groups that have
traditionally been underrepresented
based on race, color, national origin,
gender, age, or disability.
(3) In addition, the Secretary
considers the following factors:
(i) The extent to which the training or
professional development services to be
provided by the proposed project are of
sufficient quality, intensity, and
duration to lead to improvements in
practice among the recipients of those
services;
(ii) The extent to which the proposed
activities constitute a coherent,
sustained program of training in the
field; and
(iii) The extent to which the services
to be provided by the proposed project
reflect up-to-date knowledge from
research and effective practice.
(c) Quality of Project Evaluation (25
points).
(1) The Secretary considers the
quality of the evaluation to be
conducted of the proposed project.
(2) In determining the quality of the
evaluation, the Secretary considers the
following factors:
(i) The extent to which the methods
of evaluation are thorough, feasible, and
appropriate to the goals, objectives, and
outcomes of the proposed project;
(ii) The extent to which the goals,
objectives, and outcomes to be achieved
by the proposed project are clearly
specified and measurable;
(iii) The extent to which the methods
of evaluation include the use of
objective performance measures that are
clearly related to the intended outcomes
of the project and will produce
quantitative and qualitative data to the
extent possible; and
(iv) The extent to which the methods
of evaluation will provide timely
guidance for quality assurance.
(d) Quality of Management Plan and
Resources (20 points).
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(1) The Secretary considers the
quality of the management plan and the
adequacy of resources for the proposed
project.
(2) In determining the quality of the
management plan and the adequacy of
resources, the Secretary considers the
following factors:
(i) The qualifications, including
relevant training and experience, of key
project personnel;
(ii) The adequacy of the management
plan to achieve the objectives of the
proposed project on time and within
budget, including clearly defined
responsibilities, timelines, and
milestones for accomplishing project
tasks;
(iii) The extent to which the time
commitments of the project director and
principal investigator and other key
project personnel are appropriate and
adequate to meet the objectives of the
proposed project;
(iv) The adequacy of support,
including facilities, equipment,
supplies, and other resources, from the
applicant organization or the lead
applicant organization; and
(v) The extent to which the budget is
adequate to support the proposed
project.
2. Review and Selection Process: We
remind potential applicants that in
reviewing applications in any
discretionary grant competition, the
Secretary may consider, under 34 CFR
75.217(d)(3), the past performance of the
applicant in carrying out a previous
award, such as the applicant’s use of
funds, achievement of project
objectives, and compliance with grant
conditions. The Secretary may also
consider whether the applicant failed to
submit a timely performance report or
submitted a report of unacceptable
quality.
In addition, in making a competitive
grant award, the Secretary requires
various assurances, including those
applicable to Federal civil rights laws
that prohibit discrimination in programs
or activities receiving Federal financial
assistance from the Department of
Education (34 CFR 100.4, 104.5, 106.4,
108.8, and 110.23).
3. Additional Review and Selection
Process Factors: In the past, the
Department has had difficulty finding
peer reviewers for certain competitions
because so many individuals who are
eligible to serve as peer reviewers have
conflicts of interest. The standing panel
requirements under section 682(b) of
IDEA also have placed additional
constraints on the availability of
reviewers. Therefore, the Department
has determined that for some
discretionary grant competitions,
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applications may be separated into two
or more groups and ranked and selected
for funding within specific groups. This
procedure will make it easier for the
Department to find peer reviewers by
ensuring that greater numbers of
individuals who are eligible to serve as
reviewers for any particular group of
applicants will not have conflicts of
interest. It also will increase the quality,
independence, and fairness of the
review process, while permitting panel
members to review applications under
discretionary grant competitions for
which they also have submitted
applications.
4. Risk Assessment and Specific
Conditions: Consistent with 2 CFR
200.205, before awarding grants under
this competition the Department
conducts a review of the risks posed by
applicants. Under 2 CFR 3474.10, the
Secretary may impose specific
conditions and, in appropriate
circumstances, high-risk conditions on a
grant if the applicant or grantee is not
financially stable; has a history of
unsatisfactory performance; has a
financial or other management system
that does not meet the standards in 2
CFR part 200, subpart D; has not
fulfilled the conditions of a prior grant;
or is otherwise not responsible.
5. Integrity and Performance System:
If you are selected under this
competition to receive an award that
over the course of the project period
may exceed the simplified acquisition
threshold (currently $150,000), under 2
CFR 200.205(a)(2) we must make a
judgment about your integrity, business
ethics, and record of performance under
Federal awards—that is, the risk posed
by you as an applicant—before we make
an award. In doing so, we must consider
any information about you that is in the
integrity and performance system
(currently referred to as the Federal
Awardee Performance and Integrity
Information System (FAPIIS)),
accessible through the System for
Award Management. You may review
and comment on any information about
yourself that a Federal agency
previously entered and that is currently
in FAPIIS.
Please note that, if the total value of
your currently active grants, cooperative
agreements, and procurement contracts
from the Federal Government exceeds
$10,000,000, the reporting requirements
in 2 CFR part 200, Appendix XII,
require you to report certain integrity
information to FAPIIS semiannually.
Please review the requirements in 2 CFR
part 200, Appendix XII, if this grant
plus all the other Federal funds you
receive exceed $10,000,000.
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VI. Award Administration Information
1. Award Notices: If your application
is successful, we notify your U.S.
Representative and U.S. Senators and
send you a Grant Award Notification
(GAN); or we may send you an email
containing a link to access an electronic
version of your GAN. We may notify
you informally, also.
If your application is not evaluated or
not selected for funding, we notify you.
2. Administrative and National Policy
Requirements: We identify
administrative and national policy
requirements in the application package
and reference these and other
requirements in the Applicable
Regulations section of this notice.
We reference the regulations outlining
the terms and conditions of an award in
the Applicable Regulations section of
this notice and include these and other
specific conditions in the GAN. The
GAN also incorporates your approved
application as part of your binding
commitments under the grant.
3. Open Licensing Requirements:
Unless an exception applies, if you are
awarded a grant under this competition,
you will be required to openly license
to the public grant deliverables created
in whole, or in part, with Department
grant funds. When the deliverable
consists of modifications to pre-existing
works, the license extends only to those
modifications that can be separately
identified and only to the extent that
open licensing is permitted under the
terms of any licenses or other legal
restrictions on the use of pre-existing
works. Additionally, a grantee or
subgrantee that is awarded competitive
grant funds must have a plan to
disseminate these public grant
deliverables. This dissemination plan
can be developed and submitted after
your application has been reviewed and
selected for funding. For additional
information on the open licensing
requirements please refer to 2 CFR
3474.20.
4. Reporting: (a) If you apply for a
grant under this competition, you must
ensure that you have in place the
necessary processes and systems to
comply with the reporting requirements
in 2 CFR part 170 should you receive
funding under the competition. This
does not apply if you have an exception
under 2 CFR 170.110(b).
(b) At the end of your project period,
you must submit a final performance
report, including financial information,
as directed by the Secretary. If you
receive a multiyear award, you must
submit an annual performance report
that provides the most current
performance and financial expenditure
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information as directed by the Secretary
under 34 CFR 75.118. The Secretary
may also require more frequent
performance reports under 34 CFR
75.720(c). For specific requirements on
reporting, please go to www.ed.gov/
fund/grant/apply/appforms/
appforms.html.
5. Performance Measures: Under
GPRA, the Department has established a
set of performance measures, including
long-term measures, that are designed to
yield information on the quality of the
Personnel Development to Improve
Services and Results for Children with
Disabilities program. These measures
include: (1) The percentage of
preparation programs that incorporate
scientifically or evidence-based
practices into their curricula; (2) the
percentage of scholars completing
preparation programs who are
knowledgeable and skilled in evidencebased practices for children with
disabilities; (3) the percentage of
scholars who exit preparation programs
prior to completion due to poor
academic performance; (4) the
percentage of scholars completing
preparation programs who are working
in the area(s) in which they were
prepared upon program completion; and
(5) the Federal cost per scholar who
completed the preparation program.
In addition, the Department will
gather information on the following
outcome measures: (1) The percentage
of scholars who completed the
preparation program and are employed
in high-need districts; (2) the percentage
of scholars who completed the
preparation program and are employed
in the field of special education for at
least two years; and (3) the percentage
of scholars who completed the
preparation program and who are rated
effective by their employers.
Grantees may be asked to participate
in assessing and providing information
on these aspects of program quality.
6. Continuation Awards: In making a
continuation award under 34 CFR
75.253, the Secretary considers, among
other things: Whether a grantee has
made substantial progress in achieving
the goals and objectives of the project;
whether the grantee has expended funds
in a manner that is consistent with its
approved application and budget; and,
if the Secretary has established
performance measurement
requirements, the performance targets in
the grantee’s approved application.
In making a continuation award, the
Secretary also considers whether the
grantee is operating in compliance with
the assurances in its approved
application, including those applicable
to Federal civil rights laws that prohibit
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discrimination in programs or activities
receiving Federal financial assistance
from the Department (34 CFR 100.4,
104.5, 106.4, 108.8, and 110.23).
VII. Other Information
Accessible Format: Individuals with
disabilities can obtain this document
and a copy of the application package in
an accessible format (e.g., Braille, large
print, audiotape, or compact disc) by
contacting the Management Support
Services Team, U.S. Department of
Education, 400 Maryland Avenue SW,
Room 5113, Potomac Center Plaza,
Washington, DC 20202–2500.
Telephone: (202) 245–7363. If you use a
TDD or a TTY, call the FRS, toll free, at
1–800–877–8339.
Electronic Access to This Document:
The official version of this document is
the document published in the Federal
Register. You may access the official
edition of the Federal Register and the
Code of Federal Regulations via the
Federal Digital System at: www.gpo.gov/
fdsys. At this site you can view this
document, as well as all other
documents of this Department
published in the Federal Register, in
text or Portable Document Format
(PDF). To use PDF you must have
Adobe Acrobat Reader, which is
available free at the site.
You may also access documents of the
Department published in the Federal
Register by using the article search
feature at: www.federalregister.gov.
Specifically, through the advanced
search feature at this site, you can limit
your search to documents published by
the Department.
Dated: June 8, 2018.
Johnny W. Collett,
Assistant Secretary for Special Education and
Rehabilitative Services.
[FR Doc. 2018–12717 Filed 6–12–18; 8:45 am]
BILLING CODE 4000–01–P
DEPARTMENT OF EDUCATION
Applications for New Awards;
Personnel Development To Improve
Services and Results for Children With
Disabilities—Interdisciplinary
Preparation in Special Education, Early
Intervention, and Related Services for
Personnel Serving Children With
Disabilities Who Have High-Intensity
Needs
Office of Special Education and
Rehabilitative Services, Department of
Education.
ACTION: Notice.
AGENCY:
The Department of Education
(Department) is issuing a notice inviting
SUMMARY:
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Agencies
[Federal Register Volume 83, Number 114 (Wednesday, June 13, 2018)]
[Notices]
[Pages 27570-27577]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2018-12717]
-----------------------------------------------------------------------
DEPARTMENT OF EDUCATION
Applications for New Awards; Personnel Development To Improve
Services and Results for Children With Disabilities--Preparation of
Special Education, Early Intervention, and Related Services Leadership
Personnel
AGENCY: Office of Special Education and Rehabilitative Services,
Department of Education.
ACTION: Notice.
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SUMMARY: The Department of Education is issuing a notice inviting
applications for new awards for fiscal year (FY) 2018 for Personnel
Development to Improve Services and Results for Children with
Disabilities--Preparation of Special Education, Early Intervention, and
Related Services Leadership Personnel, Catalog of Federal Domestic
Assistance (CFDA) number 84.325D.
DATES:
Applications Available: June 13, 2018.
Deadline for Transmittal of Applications: July 30, 2018.
Deadline for Intergovernmental Review: September 26, 2018.
ADDRESSES: For the addresses for obtaining and submitting an
application, please refer to our Common Instructions for Applicants to
Department of Education Discretionary Grant Programs, published in the
Federal Register on February 12, 2018 (83 FR 6003) and available at
www.gpo.gov/fdsys/pkg/FR-2018-02-12/pdf/2018-02558.pdf.
FOR FURTHER INFORMATION CONTACT: Celia Rosenquist, U.S. Department of
Education, 400 Maryland Avenue SW, Room 5146, Potomac Center Plaza,
Washington, DC 20202-5076. Telephone: (202) 245-7373.
If you use a telecommunications device for the deaf (TDD) or a text
telephone (TTY), call the Federal Relay Service (FRS), toll free, at 1-
800-877-8339.
SUPPLEMENTARY INFORMATION:
Full Text of Announcement
I. Funding Opportunity Description
Purpose of Program: The purposes of this program are to (1) help
address State-identified needs for personnel preparation in special
education, early
[[Page 27571]]
intervention, related services, and regular education to work with
children, including infants and toddlers, with disabilities; and (2)
ensure that those personnel have the necessary skills and knowledge,
derived from practices that have been determined through scientifically
based research and experience, to be successful in serving those
children.
Priorities: This competition includes two absolute priorities and
one competitive preference priority. In accordance with 34 CFR
75.105(b)(2)(v), Absolute Priority 1 is from allowable activities
specified in the statute (see sections 662 and 681 of the Individuals
with Disabilities Education Act (IDEA); 20 U.S.C. 1462 and 1481).
Absolute Priority 2 and the competitive preference priority are from
the Secretary's Final Supplemental Priorities and Definitions for
Discretionary Grant Programs, published in the Federal Register on
March 2, 2018 (83 FR 9096) (Supplemental Priorities).
Absolute Priorities: For FY 2018 and any subsequent year in which
we make awards from the list of unfunded applications from this
competition, these priorities are absolute priorities. Under 34 CFR
75.105(c)(3), we consider only applications that meet these priorities.
These priorities are:
Absolute Priority 1--Preparation of Special Education, Early
Intervention, and Related Services Leadership Personnel
Background
The mission of the Office of Special Education and Rehabilitative
Services (OSERS) is to improve early childhood, educational, and
employment outcomes and raise expectations for all people with
disabilities, their families, their communities, and the Nation.
The purpose of this Preparation of Special Education, Early
Intervention, and Related Services Leadership Personnel competition is
to support existing doctoral degree programs that prepare special
education, early intervention, and related services personnel who are
well-qualified for, and can act effectively in, leadership positions as
researchers and preparers of special education, early intervention, and
related services personnel in institutions of higher education (IHEs),
or as leaders in national organizations, State educational agencies
(SEAs), lead agencies (LAs), local educational agencies (LEAs), early
intervention services programs (EIS programs), or schools. Absolute
Priority 1 is consistent with the Supplemental Priorities,
specifically, Supplemental Priority 5--Meeting the Unique Needs of
Students and Children With Disabilities and/or Those with Unique Gifts
and Talents; and Supplemental Priority 8--Promoting Effective
Instruction in Classrooms and Schools.
There is a well-documented need for leadership personnel to fill
faculty and leadership positions in special education, early
intervention, and related services (Castillo, Curtis, & Tan, 2014;
deBettencourt, Hoover, Rude, & Taylor, 2016; Montrosse & Young, 2012;
Robb, Smith, & Montrosse, 2012; Smith, Montrosse, Robb, Tyler, & Young,
2011; Smith, Robb, West, & Tyler, 2010; Woods & Snyder, 2009). These
leaders conduct research to increase the knowledge of effective
interventions and services for children, including infants and
toddlers, and youth with disabilities. These leaders also teach
practices supported by evidence to future special education, early
intervention, related services, and regular education professionals who
will work in a variety of educational settings and provide services
directly to these children (Robb et al., 2012; Smith et al., 2010; West
& Hardman, 2012). Shortages in these leadership positions limit the
field's capacity to generate new knowledge of effective interventions
and to prepare future professionals to improve outcomes for children
with disabilities (Smith et al., 2011). In addition, leadership
shortages limit the field's capacity to ensure that children, including
infants and toddlers, and youth with disabilities have the opportunity
to meet challenging objectives and receive an educational program that
is both meaningful and appropriately ambitious, which is essential for
preparing them for future success.
Shortages of leadership personnel at State and local agencies to
fill special education and early intervention administrator positions
have also been noted (Billingsley, Crockett, & Kamman, 2014). These
administrators supervise and evaluate the implementation of
instructional programs supported by evidence to make sure that State or
local agencies are meeting the needs of children with disabilities.
Administrators also ensure that schools and programs meet Federal,
State, and local requirements for special education, early
intervention, and related services (Lashley & Boscardin, 2003).
Federal support can increase the supply of personnel who have the
necessary knowledge and skills to assume leadership positions in
special education, early intervention, and related services as
researchers and preparers of special education, early intervention,
related services, and regular education personnel in IHEs, or as
leaders in national organizations, SEAs, LAs, LEAs, EIS programs, or
schools. Critical competencies for special education, early
intervention, and related services personnel vary depending on the type
of leadership personnel and the requirements of the preparation program
but can include, for example, skills needed for postsecondary
instruction, administration, policy development, professional practice,
leadership, or research. However, all leadership personnel need to have
current knowledge of effective interventions and services that improve
outcomes for children with disabilities, including high-need children
with disabilities. This knowledge should be applicable to children
served in a variety of educational settings (e.g., public schools,
including charter schools, or private schools) or early childhood and
early intervention settings (e.g., home, community-based, Early Head
Start and Head Start, child care, or public and private preschools),
and the interventions and services must include those that promote
literacy development, literacy skills, or other skills critical for
college and today's careers.
Priority
The purpose of this priority is to support existing doctoral degree
programs that prepare special education, early intervention, and
related services personnel at the doctoral degree level who are well
qualified for, and can act effectively in, leadership positions as
researchers and preparers of special education, early intervention,
related services, and regular education personnel in IHEs, or as
leaders in national organizations, SEAs, LAs, LEAs, or EIS programs.
This priority supports two types of programs:
Type A programs are designed to prepare special education, early
intervention, and related services personnel as researchers and
preparers of personnel in IHEs. Type A programs culminate in a doctoral
degree.
Note: Preparation programs that lead to clinical doctoral
degrees in related services (e.g., a Doctor of Audiology degree or
Doctor of Physical Therapy degree) are not included in this
priority. These types of preparation programs are eligible to apply
for funding under the Personnel Preparation in Special Education,
Early Intervention, and Related Services priority (CFDA 84.325K)
that the
[[Page 27572]]
Office of Special Education Programs (OSEP) intends to fund in FY
2018.
Type B programs are designed to prepare special education or early
intervention administrators to work as leaders in national
organizations, SEAs, LAs, LEAs, or EIS programs. Type B programs
prepare personnel for positions such as SEA special education
administrators, LEA or regional special education directors, school-
based special education directors, preschool coordinators, and early
intervention coordinators. Type B programs culminate in a doctoral
degree.
Note: OSEP intends to fund in FY 2018 at least seven high-
quality applications proposing Type B programs and may fund
applications out of rank order. These applications must be of high
quality and should score higher than 84 on a 100-point scale,
exclusive of competitive preference points, in the technical review.
Note: The preparation of school principals is not included in
this priority.
Note: Applicants must identify the specific program type, A or
B, for which they are applying for funding as part of the abstract.
Applicants may not submit the same proposal for more than one
program type.
To be considered for funding under this absolute priority, program
applicants must meet the application requirements contained in the
priority. All projects funded under this absolute priority also must
meet the programmatic and administrative requirements specified in the
priority.
The requirements of this priority are as follows:
(a) Demonstrate, in the narrative section of the application under
``Significance of the Project,'' how--
(1) The project addresses the need for leadership personnel to
provide, prepare others to provide, or supervise the provision of
effective interventions and services that improve outcomes for children
with disabilities, including high-need children with disabilities.\1\
These interventions should be applicable to children served in a
variety of educational settings (e.g., public schools, including
charter schools, or private schools) or early childhood and early
intervention settings (e.g., home, community-based, Early Head Start
and Head Start, child care, or public and private preschools), and the
interventions and services must include those that promote literacy
development, literacy skills, or other skills critical for college and
today's careers. To address this requirement, the applicant must
present--
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\1\ For purposes of this priority, ``high-need children with
disabilities'' refers to children or students (ages birth through
21, depending on the State) who are eligible for services under
IDEA, and who may be at risk of educational failure or otherwise in
need of special assistance or support because they: (1) Are living
in poverty, (2) are English learners, (3) are academically far below
grade level, (4) have left school before receiving a regular high
school diploma, (5) are at risk of not graduating with a regular
high school diploma on time, (6) are homeless, (7) are in foster
care, or (8) have been incarcerated.
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(i) Appropriate and applicable data (e.g., national, State)
demonstrating the need for the leadership personnel the applicant
proposes to prepare; and
(ii) Data demonstrating the success of the doctoral program to date
in producing leaders in special education, early intervention, or
related services such as: The professional accomplishments of program
graduates (e.g., public service, honors, or peer-reviewed publications
(for Type A programs)) that demonstrate their leadership in special
education, early intervention, or related services; the success of
program graduates as educators of teachers, service providers, or
administrators, including any results from evaluating the impact of
those teachers, service providers, or administrators, on the outcomes
of children with disabilities; the average amount of time it takes for
program graduates to complete the program; The number of program
graduates; and the percentage of program graduates finding employment
directly related to their preparation.
Note: Data on the success of a doctoral program should be no
older than five years prior to the start date of the project
proposed in the application. When reporting percentages, the
denominator (i.e., the total number of scholars or program
graduates) must be provided.
(2) Scholar competencies to be acquired in the program relate to
knowledge and skills needed by the leadership personnel the applicant
proposes to prepare, including knowledge of technologies designed to
provide instruction. To address this requirement, the applicant must--
(i) Identify the competencies needed by leadership personnel in
postsecondary instruction, administration, policy development,
professional practice, leadership, or research in order to provide,
prepare others to provide, or supervise the provision of effective
interventions and services that improve outcomes for children with
disabilities, including high-need children with disabilities; and
(ii) Provide the conceptual framework of the leadership preparation
program, including any empirical support, that will promote the
acquisition of the identified competencies needed by leadership
personnel, including knowledge of technologies designed to provide
instruction, and, where applicable, how these competencies relate to
the project's specialized preparation area.
(b) Demonstrate, in the narrative section of the application under
``Quality of the Project Services,'' how--
(1) The applicant will recruit and support high-quality scholars.
The narrative must describe--
(i) The selection criteria the applicant will use to identify high-
quality applicants for admission in the program;
(ii) The recruitment strategies the applicant will use to attract
high-quality applicants and any specific recruitment strategies
targeting high-quality applicants from groups that are underrepresented
in the teaching profession, including individuals with disabilities;
and
(iii) The approach the applicant will use to help all scholars,
including individuals with disabilities, complete the program; and
(2) The project is designed to promote the acquisition of the
competencies needed by leadership personnel to provide, prepare others
to provide, or supervise the provision of effective interventions and
services that improve outcomes for children with disabilities,
including high-need children with disabilities. These interventions
should be applicable to children served in a variety of educational
settings (e.g., public schools, including charter schools, or private
schools) or early childhood and early intervention settings (e.g.,
home, community-based, Early Head Start and Head Start, child care, or
public and private preschools), and the interventions and services must
include those that promote literacy development, literacy skills, or
other skills critical for college and today's careers. To address this
requirement, the applicant must--
(i) Describe how the components of the project, such as coursework,
internship experiences, research requirements, and other opportunities
provided to scholars to analyze data, critique research and
methodologies, and practice newly acquired knowledge and skills, will
enable the scholars to acquire the competencies needed by leadership
personnel for postsecondary instruction, administration, policy
development, professional practice, leadership, or research in special
education, early intervention, or related services;
(ii) Describe how the components of the project are integrated in
order to support the acquisition and enhancement of the identified
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competencies needed by leadership personnel in special education, early
intervention, or related services, including knowledge of technologies
designed to provide instruction;
(iii) Describe how the components of the project prepare scholars
to provide, prepare others to provide, or supervise the provision of
effective interventions and services that improve outcomes for children
with disabilities, including high-need children with disabilities, in a
variety of educational or early childhood and early intervention
settings;
(iv) Demonstrate, through a letter of support from a partnering
agency, school, or program, that it will provide scholars with a high-
quality internship experience in a high-need LEA; \2\ a high-poverty
school; \3\ a school identified for comprehensive support and
improvement; \4\ a school implementing a targeted support and
improvement plan \5\ for children with disabilities; an early childhood
and early intervention program located within the geographical
boundaries of a high-need LEA; or an early childhood and early
intervention program located within the geographical boundaries of an
LEA serving the highest percentage of schools identified for
comprehensive support and improvement or implementing targeted support
and improvement plans in the State;
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\2\ For the purposes of this priority, the term ``high-need
LEA'' means an LEA (a) that serves not fewer than 10,000 children
from families with incomes below the poverty line; or (b) for which
not less than 20 percent of the children served by the LEA are from
families with incomes below the poverty line.
\3\ For the purposes of this priority, ``high-poverty school''
means a school in which at least 50 percent of students are from
low-income families as determined using one of the measures of
poverty specified under section 1113(a)(5) of the Elementary and
Secondary Education Act of 1965, as amended (ESEA). For middle and
high schools, eligibility may be calculated on the basis of
comparable data from feeder schools. Eligibility as a high-poverty
school is determined on the basis of the most currently available
data.
\4\ For the purposes of this priority, the term ``school
identified for comprehensive support and improvement'' means a
statewide identified category of school that includes (a) not less
than the lowest-performing five percent of all schools receiving
funds under this part in the State; (b) all public high schools in
the State failing to graduate one-third or more of their students;
(c) public schools in the State described under section
1111(d)(3)(A)(i)(II) of the ESEA; and (d) at the discretion of the
State, additional statewide categories of schools as defined in
section 1111(c)(4)(D)(i) of the ESEA.
\5\ For the purposes of this priority, the term ``schools
implementing targeted support and improvement plans'' means a school
that has developed and is implementing a school-level targeted
support and improvement plan to improve student outcomes based on
the indicators in the statewide accountability system as defined in
section 1111(d)(2) of the ESEA.
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(v) Describe how the project will use resources, as appropriate,
available through technical assistance centers, which may include
centers funded by the Department;
(vi) Describe the approach that faculty members will use to mentor
scholars with the goal of helping them acquire competencies needed by
leadership personnel and advancing their careers in special education,
early intervention, or related services; and
(vii) Describe how the components of the project, mentoring, and
other project opportunities will promote the acquisition of scholars'
critical leadership skills, including communication, networking, and
collaboration.
(c) Demonstrate, in the narrative section of the application under
``Quality of the Project Evaluation,'' how the applicant will--
(1) Evaluate how well the goals or objectives of the proposed
leadership project have been met. The applicant must describe the
outcomes to be measured for both the project and the scholars,
particularly the acquisition of scholars' competencies and their impact
on the services provided by future teachers, service providers, or
administrators; and the evaluation methodologies to be employed,
including proposed instruments, data collection methods, and possible
analyses;
(2) Collect, analyze, and use data on current scholars and scholars
who graduate from the program to improve the proposed program on an
ongoing basis; and
(3) Report the evaluation results to OSEP in the applicant's annual
and final performance reports.
(d) Demonstrate, in the narrative under ``Required Project
Assurances'' or appendices as directed, that the following program
requirements are met. The applicant must--
(1) Include in appendix B to the application--
(i) Course syllabi for all coursework in the major and any required
coursework for a minor;
(ii) Course syllabi for all research methods, evaluation methods,
or data analysis courses required by the degree program and elective
research methods, evaluation methods, or data analysis courses that
have been completed by more than one scholar enrolled in the program in
the last five years; and
(iii) For new coursework, proposed syllabi;
(2) Ensure that the proposed number of scholars to be recruited
into the program can graduate from the program by the end of the
grant's project period. The described scholar recruitment strategies,
including recruitment of individuals with disabilities, the program
components and their sequence, and proposed budget must be consistent
with this project requirement;
(3) Ensure scholars will not be selected based on race or national
origin/ethnicity. Per the Supreme Court's decision in Adarand
Constructors, Inc. v. Pena, 515 U.S. 200 (1995), the Department does
not allow the selection of individuals on the basis of race or national
origin/ethnicity. For this reason, grantees must ensure that any
discussion of the recruitment of scholars based on race or national
origin/ethnicity distinguishes between increasing the pool of
applicants and actually selecting scholars;
(4) Ensure that the project will meet all requirements for grantees
in disbursing scholarships as outlined in 34 CFR 304.23. Failure by a
grantee to properly meet these requirements would be a violation of the
grant award that could result in sanctions, including the grantee being
liable for returning any misused funds to the Department. Specifically,
before disbursement of scholarship assistance to an individual, a
grantee must--
(i) Ensure that the scholar--
(A) Is a citizen or national of the United States;
(B) Is a permanent resident of--
(1) Puerto Rico, the United States Virgin Islands, Guam, American
Samoa, or the Commonwealth of the Northern Mariana Islands; or
(2) The Republic of the Marshall Islands, the Federated States of
Micronesia, or the Republic of Palau during the period in which these
entities are eligible to receive an award under the Personnel
Development to Improve Services and Results for Children with
Disabilities program; or
(C) Provides evidence from the U.S. Department of Homeland Security
that the individual is--
(1) A lawful permanent resident of the United States; or
(2) In the United States for other than a temporary purpose with
the intention of becoming a citizen or permanent resident;
(ii) Limit the cost of attendance portion of the scholarship
assistance (as discussed in 34 CFR 304.21(a)) to the amount by which
the individual's cost of attendance at the institution exceeds the
amount of grant assistance the scholar is to receive for the same
academic year under title IV of the HEA; and
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(iii) Obtain a Certification of Eligibility for Federal Assistance
from each scholar, as prescribed in 34 CFR 75.60, 75.61, and 75.62.
(5) Ensure that the project will meet the requirements in 34 CFR
304.23, particularly those related to informing all scholarship
recipients of their service obligation commitment. Failure by a grantee
to properly meet these requirements is a violation of the grant award
that may result in sanctions, including the grantee being liable for
returning any misused funds to the Department. Specifically, the
grantee must prepare, and ensure that each scholarship recipient signs,
the following two documents:
(i) A Pre-Scholarship Agreement prior to the scholar receiving a
scholarship for an eligible program (Office of Management and Budget
(OMB) Control Number 1820-0686); and
(ii) An Exit Certification immediately upon the scholar leaving,
completing, or otherwise exiting that program (OMB Control Number 1820-
0686);
(6) Ensure that prior approval from the OSEP project officer will
be obtained before admitting additional scholars beyond the number of
scholars proposed in the application and before transferring a scholar
to another preparation program funded by OSEP;
(7) Ensure that the project will meet the statutory requirements in
section 662(e) through (h) of IDEA;
(8) Ensure that at least 65 percent of the total requested budget
over the five years will be used for scholar support;
(9) Ensure that the IHE will not require scholars enrolled in the
program to work (e.g., as graduate assistants) as a condition of
receiving support (e.g., tuition, stipends) from the proposed project,
unless the work is specifically related to the acquisition of scholars'
competencies and the requirements for completion of their personnel
preparation program. This prohibition on work as a condition of
receiving support does not apply to the service obligation requirements
in section 662(h) of IDEA;
(10) Ensure that the budget includes attendance of the project
director at a three-day project directors' meeting in Washington, DC,
during each year of the project. The budget may also provide for the
attendance of scholars at the same three-day project directors'
meetings in Washington, DC;
(11) Ensure that the project director, key personnel, and scholars
will actively participate in the cross-project collaboration, advanced
trainings, and cross-site learning opportunities (e.g., webinars,
briefings) supported by OSEP. This network is intended to promote
opportunities for participants to share resources and generate new
knowledge by addressing topics of common interest to participants
across projects including Department priorities and needs in the field;
(12) Ensure that if the project maintains a website, that it will
be of high quality, with an easy-to-navigate design, that meets
government or industry-recognized standards for accessibility;
(13) Ensure that scholar accomplishments (e.g., publications,
awards) will be reported in annual and final performance reports; and
(14) Ensure that annual data will be submitted on each scholar who
receives grant support (OMB Control Number 1820-0686). The primary
purposes of the data collection are to track the service obligation
fulfillment of scholars who receive funds from OSEP grants and to
collect data for program performance measure reporting under the
Government Performance and Results Act of 1993 (GPRA). Applicants are
encouraged to visit the Personnel Development Program Data Collection
System (DCS) website at https://pdp.ed.gov/osep for further information
about this data collection requirement. Typically, data collection
begins in January of each year, and grantees are notified by email
about the data collection period for their grant, although grantees may
submit data as needed, year round. This data collection must be
submitted electronically by the grantee and does not supplant the
annual grant performance report required of each grantee for
continuation funding (see 34 CFR 75.590). Data collection includes the
submission of a signed, completed Pre-Scholarship Agreement and Exit
Certification for each scholar funded under an OSEP grant (see
paragraph (4) of this section, subparagraphs (i) and (ii)).
Absolute Priority 2--Promoting Innovation and Efficiency, Streamlining
Education With an Increased Focus on Improving Student Outcomes, and
Providing Increased Value to Students and Taxpayers
Background
The Department seeks to encourage grantees to leverage sources of
support that may exist for their activities, beyond what is provided by
the Department. Therefore, we have included an absolute priority for
matching support through non-Federal contributions, either in cash or
in-kind donations. Although the cash or in-kind resources to be
contributed must be at least 10 percent of the total grant award, we
encourage a higher percentage through the competitive preference
priority included within this absolute priority.
Applicants must address this absolute priority, and the competitive
preference priority, if applicable, in the budget information (ED Form
524, Section B) and budget narrative. The applicant must propose the
amount of cash or in-kind resources to be contributed for each year of
the grant.
Priority
Projects that are designed to demonstrate matching support \6\ for
the proposed project at 10 percent of the total amount of the grant.
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\6\ For the purposes of this priority, matching support can be
either cash or in-kind donations. According to 2 CFR 200.306, a cash
expenditure or outlay of cash with respect to the matching budget by
the grantee is considered a cash contribution. Certain cash
contributions that the organization normally considers an indirect
cost should not be counted as a direct cost for the purposes of
meeting matching support. According to 2 CFR 200.434, third-party
in-kind contributions are services or property (e.g., land,
buildings, equipment, materials, supplies), that are contributed by
a non-Federal third-party at no charge to the grantee.
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Competitive Preference Priority: Within this absolute priority, we
give competitive preference to applications that address the following
priority. Under 34 CFR 75.105(c)(2)(i) we award an additional one point
to an application that meets paragraph (i) of the competitive
preference priority and an additional two points to an application that
meets paragraph (ii) of the competitive preference priority.
This priority is:
Projects that are designed to demonstrate matching support for the
proposed projects:
(i) 50 percent of the total amount of the grant (1 point); or
(ii) 100 percent of the total amount of the grant (2 points).
References
Billingsley, B. S., Crockett, J., & Kamman, M. L. (2014).
Recruiting and retaining teachers and administrators in special
education. In P. T. Sindelar, E. D. McCray, M. T. Brownell, & B.
Lignugaris/Kraft (Eds.), Handbook of research on special education
teacher preparation (pp. 94-112). New York, NY: Routledge.
Castillo, J. M., Curtis, M. J., & Tan, S. Y. (2014). Personnel needs
in school psychology: A 10-year follow-up study on predicted
personnel shortages. Psychology in the Schools, 51, 832-849.
deBettencourt, L. U., Hoover, J. J., Rude, H. A., & Taylor, S. S.
(2016). Preparing special education higher education faculty: The
influence of contemporary education issues and policy
[[Page 27575]]
recommendations. Teacher Education and Special Education, 39, 121-
133.
Lashley, C., & Boscardin, M. L. (2003). Special education
administration at the crossroads: Availability, licensure, and
preparation of special education administrators. Gainesville, FL:
Center on Personnel Studies in Special Education, University of
Florida. Retrieved from www.coe.ufl.edu/copsse/docs/IB-8/1/IB-8.pdf.
Montrosse, B. E., & Young, C. J. (2012). Market demand for special
education faculty. Teacher Education and Special Education, 35, 140-
153.
Robb, S. M., Smith, D. D., & Montrosse, B. E. (2012). A context of
the demand for special education faculty: A study of special
education teacher preparation programs. Teacher Education and
Special Education, 35, 128-139.
Smith, D. D., Montrosse, B. E., Robb, S. M., Tyler, N. C., & Young,
C. (2011). Assessing trends in leadership: Special education's
capacity to produce a highly qualified workforce. Claremont, CA:
[email protected], Claremont Graduate University.
Smith, D. D., Robb, S. M., West, J., & Tyler, N. C. (2010). The
changing education landscape: How special education leadership
preparation can make a difference for teachers and their students
with disabilities. Teacher Education and Special Education, 33, 25-
43.
West, J. E., & Hardman, H. L. (2012). Averting current and future
special education faculty shortages: Policy implications and
recommendations. Teacher Education and Special Education, 35, 154-
160.
Woods, J., & Snyder, P. (2009). Interdisciplinary doctoral
leadership training in early intervention. Infants & Young Children,
22(1), 32-34.
Waiver of Proposed Rulemaking: Under the Administrative Procedure
Act (APA) (5 U.S.C. 553) the Department generally offers interested
parties the opportunity to comment on proposed priorities and
requirements. Section 681(d) of IDEA, however, makes the public comment
requirements of the APA inapplicable to the priority in this notice.
Program Authority: 20 U.S.C. 1462 and 1481.
Applicable Regulations: (a) The Education Department General
Administrative Regulations in 34 CFR parts 75, 77, 79, 81, 82, 84, 86,
97, 98, and 99. (b) The Office of Management and Budget Guidelines to
Agencies on Governmentwide Debarment and Suspension (Nonprocurement) in
2 CFR part 180, as adopted and amended as regulations of the Department
in 2 CFR part 3485. (c) The Uniform Administrative Requirements, Cost
Principles, and Audit Requirements for Federal Awards in 2 CFR part
200, as adopted and amended as regulations of the Department in 2 CFR
part 3474. (d) The regulations for this program in 34 CFR part 304.
Note: The regulations in 34 CFR part 86 apply to IHEs only.
II. Award Information
Type of Award: Discretionary grants.
Estimated Available Funds: $4,250,000.
Contingent upon the availability of funds and the quality of
applications, we may make additional awards in FY 2019 from the list of
unfunded applications from this competition.
Estimated Range of Awards: $225,000-$250,000 per year.
Estimated Average Size of Awards: $237,500 per year.
Maximum Award: We will not make an award exceeding $250,000 for a
single budget period of 12 months.
Estimated Number of Awards: 17.
Note: The Department is not bound by any estimates in this
notice.
Project Period: Up to 60 months.
III. Eligibility Information
1. Eligible Applicants: IHEs, private nonprofit organizations.
2. Cost Sharing or Matching: Cost sharing or matching is required
for this competition. See Absolute Priority 2.
3. Subgrantees: Under 34 CFR 75.708(b) and (c) a grantee under this
competition may award subgrants--to directly carry out project
activities described in its application--to the following types of
entities: IHEs and private nonprofit organizations suitable to carry
out the activities proposed in the application. The grantee may award
subgrants to entities it has identified in an approved application.
4. Other General Requirements: (a) Recipients of funding under this
competition must make positive efforts to employ and advance in
employment qualified individuals with disabilities (see section 606 of
IDEA).
(b) Applicants for, and recipients of, funding must, with respect
to the aspects of their proposed project relating to the absolute
priority, involve individuals with disabilities, or parents of
individuals with disabilities ages birth through 26, in planning,
implementing, and evaluating the project (see section 682(a)(1)(A) of
IDEA).
IV. Application and Submission Information
1. Application Submission Instructions: For information on how to
submit an application please refer to our Common Instructions for
Applicants to Department of Education Discretionary Grant Programs,
published in the Federal Register on February 12, 2018 (83 FR 6003) and
available at www.gpo.gov/fdsys/pkg/FR-2018-02-12/pdf/2018-02558.pdf.
2. Intergovernmental Review: This competition is subject to
Executive Order 12372 and the regulations in 34 CFR part 79.
Information about Intergovernmental Review of Federal Programs under
Executive Order 12372 is in the application package for this
competition.
3. Funding Restrictions: We reference regulations outlining funding
restrictions in the Applicable Regulations section of this notice.
4. Recommended Page Limit: The application narrative (Part III of
the application) is where you, the applicant, address the selection
criteria that reviewers use to evaluate your application. We recommend
that you (1) limit the application narrative to no more than 50 pages
and (2) use the following standards:
A ``page'' is 8.5'' x 11'', on one side only, with 1''
margins at the top, bottom, and both sides.
Double-space (no more than three lines per vertical inch)
all text in the application narrative, including titles, headings,
footnotes, quotations, reference citations, and captions, as well as
all text in charts, tables, figures, graphs, and screen shots.
Use a font that is 12 point or larger.
Use one of the following fonts: Times New Roman, Courier,
Courier New, or Arial.
The recommended page limit does not apply to Part I, the cover
sheet; Part II, the budget section, including the narrative budget
justification; Part IV, the assurances and certifications; or the
abstract (follow the guidance provided in the application package for
completing the abstract), the table of contents, the list of priority
requirements, the resumes, the reference list, the letters of support,
or the appendices. However, the recommended page limit does apply to
all of the application narrative, including all text in charts, tables,
figures, graphs, and screen shots.
V. Application Review Information
1. Selection Criteria: The selection criteria for this competition
are from 34 CFR 75.210 and are as follows:
(a) Significance of the Project (10 points).
(1) The Secretary considers the significance of the proposed
project.
(2) In determining the significance of the proposed project, the
Secretary considers the following factors:
(i) The extent to which the proposed project will prepare personnel
for fields
[[Page 27576]]
in which shortages have been demonstrated;
(ii) The importance or magnitude of the results or outcomes likely
to be attained by the proposed project; and
(iii) The extent to which there is a conceptual framework
underlying the proposed research or demonstration activities and the
quality of that framework.
(b) Quality of Project Services (45 points).
(1) The Secretary considers the quality of the services to be
provided by the proposed project.
(2) In determining the quality of the services to be provided by
the proposed project, the Secretary considers the quality and
sufficiency of strategies for ensuring equal access and treatment for
eligible project participants who are members of groups that have
traditionally been underrepresented based on race, color, national
origin, gender, age, or disability.
(3) In addition, the Secretary considers the following factors:
(i) The extent to which the training or professional development
services to be provided by the proposed project are of sufficient
quality, intensity, and duration to lead to improvements in practice
among the recipients of those services;
(ii) The extent to which the proposed activities constitute a
coherent, sustained program of training in the field; and
(iii) The extent to which the services to be provided by the
proposed project reflect up-to-date knowledge from research and
effective practice.
(c) Quality of Project Evaluation (25 points).
(1) The Secretary considers the quality of the evaluation to be
conducted of the proposed project.
(2) In determining the quality of the evaluation, the Secretary
considers the following factors:
(i) The extent to which the methods of evaluation are thorough,
feasible, and appropriate to the goals, objectives, and outcomes of the
proposed project;
(ii) The extent to which the goals, objectives, and outcomes to be
achieved by the proposed project are clearly specified and measurable;
(iii) The extent to which the methods of evaluation include the use
of objective performance measures that are clearly related to the
intended outcomes of the project and will produce quantitative and
qualitative data to the extent possible; and
(iv) The extent to which the methods of evaluation will provide
timely guidance for quality assurance.
(d) Quality of Management Plan and Resources (20 points).
(1) The Secretary considers the quality of the management plan and
the adequacy of resources for the proposed project.
(2) In determining the quality of the management plan and the
adequacy of resources, the Secretary considers the following factors:
(i) The qualifications, including relevant training and experience,
of key project personnel;
(ii) The adequacy of the management plan to achieve the objectives
of the proposed project on time and within budget, including clearly
defined responsibilities, timelines, and milestones for accomplishing
project tasks;
(iii) The extent to which the time commitments of the project
director and principal investigator and other key project personnel are
appropriate and adequate to meet the objectives of the proposed
project;
(iv) The adequacy of support, including facilities, equipment,
supplies, and other resources, from the applicant organization or the
lead applicant organization; and
(v) The extent to which the budget is adequate to support the
proposed project.
2. Review and Selection Process: We remind potential applicants
that in reviewing applications in any discretionary grant competition,
the Secretary may consider, under 34 CFR 75.217(d)(3), the past
performance of the applicant in carrying out a previous award, such as
the applicant's use of funds, achievement of project objectives, and
compliance with grant conditions. The Secretary may also consider
whether the applicant failed to submit a timely performance report or
submitted a report of unacceptable quality.
In addition, in making a competitive grant award, the Secretary
requires various assurances, including those applicable to Federal
civil rights laws that prohibit discrimination in programs or
activities receiving Federal financial assistance from the Department
of Education (34 CFR 100.4, 104.5, 106.4, 108.8, and 110.23).
3. Additional Review and Selection Process Factors: In the past,
the Department has had difficulty finding peer reviewers for certain
competitions because so many individuals who are eligible to serve as
peer reviewers have conflicts of interest. The standing panel
requirements under section 682(b) of IDEA also have placed additional
constraints on the availability of reviewers. Therefore, the Department
has determined that for some discretionary grant competitions,
applications may be separated into two or more groups and ranked and
selected for funding within specific groups. This procedure will make
it easier for the Department to find peer reviewers by ensuring that
greater numbers of individuals who are eligible to serve as reviewers
for any particular group of applicants will not have conflicts of
interest. It also will increase the quality, independence, and fairness
of the review process, while permitting panel members to review
applications under discretionary grant competitions for which they also
have submitted applications.
4. Risk Assessment and Specific Conditions: Consistent with 2 CFR
200.205, before awarding grants under this competition the Department
conducts a review of the risks posed by applicants. Under 2 CFR
3474.10, the Secretary may impose specific conditions and, in
appropriate circumstances, high-risk conditions on a grant if the
applicant or grantee is not financially stable; has a history of
unsatisfactory performance; has a financial or other management system
that does not meet the standards in 2 CFR part 200, subpart D; has not
fulfilled the conditions of a prior grant; or is otherwise not
responsible.
5. Integrity and Performance System: If you are selected under this
competition to receive an award that over the course of the project
period may exceed the simplified acquisition threshold (currently
$150,000), under 2 CFR 200.205(a)(2) we must make a judgment about your
integrity, business ethics, and record of performance under Federal
awards--that is, the risk posed by you as an applicant--before we make
an award. In doing so, we must consider any information about you that
is in the integrity and performance system (currently referred to as
the Federal Awardee Performance and Integrity Information System
(FAPIIS)), accessible through the System for Award Management. You may
review and comment on any information about yourself that a Federal
agency previously entered and that is currently in FAPIIS.
Please note that, if the total value of your currently active
grants, cooperative agreements, and procurement contracts from the
Federal Government exceeds $10,000,000, the reporting requirements in 2
CFR part 200, Appendix XII, require you to report certain integrity
information to FAPIIS semiannually. Please review the requirements in 2
CFR part 200, Appendix XII, if this grant plus all the other Federal
funds you receive exceed $10,000,000.
[[Page 27577]]
VI. Award Administration Information
1. Award Notices: If your application is successful, we notify your
U.S. Representative and U.S. Senators and send you a Grant Award
Notification (GAN); or we may send you an email containing a link to
access an electronic version of your GAN. We may notify you informally,
also.
If your application is not evaluated or not selected for funding,
we notify you.
2. Administrative and National Policy Requirements: We identify
administrative and national policy requirements in the application
package and reference these and other requirements in the Applicable
Regulations section of this notice.
We reference the regulations outlining the terms and conditions of
an award in the Applicable Regulations section of this notice and
include these and other specific conditions in the GAN. The GAN also
incorporates your approved application as part of your binding
commitments under the grant.
3. Open Licensing Requirements: Unless an exception applies, if you
are awarded a grant under this competition, you will be required to
openly license to the public grant deliverables created in whole, or in
part, with Department grant funds. When the deliverable consists of
modifications to pre-existing works, the license extends only to those
modifications that can be separately identified and only to the extent
that open licensing is permitted under the terms of any licenses or
other legal restrictions on the use of pre-existing works.
Additionally, a grantee or subgrantee that is awarded competitive grant
funds must have a plan to disseminate these public grant deliverables.
This dissemination plan can be developed and submitted after your
application has been reviewed and selected for funding. For additional
information on the open licensing requirements please refer to 2 CFR
3474.20.
4. Reporting: (a) If you apply for a grant under this competition,
you must ensure that you have in place the necessary processes and
systems to comply with the reporting requirements in 2 CFR part 170
should you receive funding under the competition. This does not apply
if you have an exception under 2 CFR 170.110(b).
(b) At the end of your project period, you must submit a final
performance report, including financial information, as directed by the
Secretary. If you receive a multiyear award, you must submit an annual
performance report that provides the most current performance and
financial expenditure information as directed by the Secretary under 34
CFR 75.118. The Secretary may also require more frequent performance
reports under 34 CFR 75.720(c). For specific requirements on reporting,
please go to www.ed.gov/fund/grant/apply/appforms/appforms.html.
5. Performance Measures: Under GPRA, the Department has established
a set of performance measures, including long-term measures, that are
designed to yield information on the quality of the Personnel
Development to Improve Services and Results for Children with
Disabilities program. These measures include: (1) The percentage of
preparation programs that incorporate scientifically or evidence-based
practices into their curricula; (2) the percentage of scholars
completing preparation programs who are knowledgeable and skilled in
evidence-based practices for children with disabilities; (3) the
percentage of scholars who exit preparation programs prior to
completion due to poor academic performance; (4) the percentage of
scholars completing preparation programs who are working in the area(s)
in which they were prepared upon program completion; and (5) the
Federal cost per scholar who completed the preparation program.
In addition, the Department will gather information on the
following outcome measures: (1) The percentage of scholars who
completed the preparation program and are employed in high-need
districts; (2) the percentage of scholars who completed the preparation
program and are employed in the field of special education for at least
two years; and (3) the percentage of scholars who completed the
preparation program and who are rated effective by their employers.
Grantees may be asked to participate in assessing and providing
information on these aspects of program quality.
6. Continuation Awards: In making a continuation award under 34 CFR
75.253, the Secretary considers, among other things: Whether a grantee
has made substantial progress in achieving the goals and objectives of
the project; whether the grantee has expended funds in a manner that is
consistent with its approved application and budget; and, if the
Secretary has established performance measurement requirements, the
performance targets in the grantee's approved application.
In making a continuation award, the Secretary also considers
whether the grantee is operating in compliance with the assurances in
its approved application, including those applicable to Federal civil
rights laws that prohibit discrimination in programs or activities
receiving Federal financial assistance from the Department (34 CFR
100.4, 104.5, 106.4, 108.8, and 110.23).
VII. Other Information
Accessible Format: Individuals with disabilities can obtain this
document and a copy of the application package in an accessible format
(e.g., Braille, large print, audiotape, or compact disc) by contacting
the Management Support Services Team, U.S. Department of Education, 400
Maryland Avenue SW, Room 5113, Potomac Center Plaza, Washington, DC
20202-2500. Telephone: (202) 245-7363. If you use a TDD or a TTY, call
the FRS, toll free, at 1-800-877-8339.
Electronic Access to This Document: The official version of this
document is the document published in the Federal Register. You may
access the official edition of the Federal Register and the Code of
Federal Regulations via the Federal Digital System at: www.gpo.gov/fdsys. At this site you can view this document, as well as all other
documents of this Department published in the Federal Register, in text
or Portable Document Format (PDF). To use PDF you must have Adobe
Acrobat Reader, which is available free at the site.
You may also access documents of the Department published in the
Federal Register by using the article search feature at:
www.federalregister.gov. Specifically, through the advanced search
feature at this site, you can limit your search to documents published
by the Department.
Dated: June 8, 2018.
Johnny W. Collett,
Assistant Secretary for Special Education and Rehabilitative Services.
[FR Doc. 2018-12717 Filed 6-12-18; 8:45 am]
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