Applications for New Awards; Expanding Opportunity Through Quality Charter Schools Program (CSP)-National Dissemination Grants, 26041-26048 [2018-12068]
Download as PDF
Federal Register / Vol. 83, No. 108 / Tuesday, June 5, 2018 / Notices
contacting the person listed under FOR
FURTHER INFORMATION CONTACT.
Electronic Access to This Document:
The official version of this document is
the document published in the Federal
Register. You may access the official
edition of the Federal Register and the
Code of Federal Regulations via the
Federal Digital System at: www.gpo.gov/
fdsys. At this site you can view this
document, as well as all other
documents of this Department
published in the Federal Register, in
text or Portable Document Format
(PDF). To use PDF you must have
Adobe Acrobat Reader, which is
available free at the site. You may also
access documents of the Department
published in the Federal Register by
using the article search feature at:
www.federalregister.gov. Specifically,
through the advanced search feature at
this site, you can limit your search to
documents published by the
Department.
Dated: June 1, 2018.
Mitchell Zais,
Deputy Secretary.
[FR Doc. 2018–12171 Filed 6–4–18; 8:45 am]
BILLING CODE 4000–01–P
DEPARTMENT OF EDUCATION
Applications for New Awards;
Expanding Opportunity Through
Quality Charter Schools Program
(CSP)—National Dissemination Grants
Office of Innovation and
Improvement, Department of Education.
ACTION: Notice.
AGENCY:
The Department of Education
is issuing a notice inviting applications
for fiscal year (FY) 2018 for CSP—
National Dissemination Grants, Catalog
of Federal Domestic Assistance (CFDA)
number 84.282T.
DATES:
Applications Available: June 5, 2018.
Date of Pre-Application Webinar:
Thursday, June 7, 2018, 1:00 p.m.,
Washington, DC time.
Deadline for Transmittal of
Applications: July 9, 2018.
Deadline for Intergovernmental
Review: September 4, 2018.
ADDRESSES: For the addresses for
obtaining and submitting an
application, please refer to our Common
Instructions for Applicants to
Department of Education Discretionary
Grant Programs, published in the
Federal Register on February 12, 2018
(83 FR 6003) and available at
www.gpo.gov/fdsys/pkg/FR-2018-02-12/
pdf/2018-02558.pdf.
amozie on DSK3GDR082PROD with NOTICES1
SUMMARY:
VerDate Sep<11>2014
20:19 Jun 04, 2018
Jkt 241001
FOR FURTHER INFORMATION CONTACT:
Hans Neseth, U.S. Department of
Education, 400 Maryland Avenue SW,
Room 4W224, Washington, DC 20202–
5970. Telephone: (202) 401–4125.
Email: hans.neseth@ed.gov.
If you use a telecommunications
device for the deaf (TDD) or a text
telephone (TTY), call the Federal Relay
Service (FRS), toll free, at 1–800–877–
8339.
SUPPLEMENTARY INFORMATION:
Full Text of Announcement
I. Funding Opportunity Description
Purpose of Program: The major
purposes of the CSP are to expand
opportunities for all students,
particularly traditionally underserved
students, to attend public charter
schools (as defined in this notice) and
meet challenging State academic
standards; provide financial assistance
for the planning, program design, and
initial implementation of charter
schools; increase the number of highquality charter schools (as defined in
this notice) available to students across
the United States; evaluate the impact of
charter schools on student achievement,
families, and communities; share best
practices between charter schools and
other public schools; encourage States
to provide facilities support to charter
schools; and support efforts to
strengthen the charter school
authorizing process. Through CSP
National Dissemination Grants (CFDA
number 84.282T), the Department
provides funds on a competitive basis to
support efforts by eligible entities to
support the charter school sector and
increase the number of high-quality
charter schools available to our Nation’s
students by disseminating best practices
regarding charter schools.
Background: This notice invites
applications from eligible applicants to
disseminate best practices regarding
charter schools consistent with the
authority in section 4305(a)(3)(B) of the
Elementary and Secondary Education of
1965, as amended by the Every Student
Succeeds Act (ESEA). This notice
contains a priority, definitions, and
selection criteria from the ESEA and
Department regulations, as well as
priorities and application requirements
that we are establishing in accordance
with section 437(d)(1) of the General
Education Provisions Act (GEPA), 20
U.S.C. 1232(d)(1).
The priorities included in this notice
are consistent with the statutory
purposes of the CSP and are intended to
ensure that projects funded under CSP
National Dissemination Grants address
key national policy issues.
PO 00000
Frm 00047
Fmt 4703
Sfmt 4703
26041
Specifically, the priorities require
eligible applicants to propose to
disseminate best practices for
strengthening charter school authorizing
and oversight or for improving charter
school access to facilities and facility
financing, and target funds on projects
designed to help increase educational
choice (as defined in this notice) for
students with disabilities (as defined in
this notice), English learners (as defined
in this notice), and other traditionally
underserved student groups. We
encourage applicants to propose
projects that enhance collaboration
among charter schools, traditional
public schools, and other stakeholders.
Priorities: This notice includes two
absolute priorities and two competitive
preference priorities—one that is within
Absolute Priority 1 and one that applies
to both Absolute Priority 1 and Absolute
Priority 2. We are establishing the two
absolute priorities and the competitive
preference priority within Absolute
Priority 1 for the FY 2018 grant
competition and any subsequent year in
which we make awards from the list of
unfunded applications from this
competition, in accordance with section
437(d)(1) of GEPA, 20 U.S.C. 1232(d)(1).
The competitive preference priority
applicable to both Absolute Priority 1
and Absolute Priority 2 is from the
Department’s notice of final
supplemental priorities and definitions
for discretionary grant programs,
published in the Federal Register on
March 2, 2018 (83 FR 9096)
(Supplemental Priorities).
Absolute Priorities: These priorities
are absolute priorities. Under 34 CFR
75.105(c)(3), we consider only
applications that meet one of these
priorities. An application must clearly
identify the specific absolute priority
that the proposed project addresses. An
application must address either
Absolute Priority 1 or Absolute Priority
2, but not both, in order to be
considered for funding.
These priorities are:
Absolute Priority 1—Strengthening
Charter School Authorizing and
Oversight
Background
One of the primary statutory purposes
of the CSP is to support efforts to
strengthen the charter school
authorizing process to improve
performance management, including
transparency, oversight and monitoring
(including financial audits) and
evaluation of charter schools. In
addition, the CSP State Entities program
has a strong focus on authorizing,
including a requirement that grantees
E:\FR\FM\05JNN1.SGM
05JNN1
26042
Federal Register / Vol. 83, No. 108 / Tuesday, June 5, 2018 / Notices
reserve a portion of funds to provide
technical assistance to charter school
authorizers and developers (as defined
in this notice) and work with
authorizers to improve authorizing
quality. This priority supports that
emphasis by prioritizing projects that
propose to develop, identify, or expand,
and disseminate information on, best
practices in authorizing and the
oversight of charter schools by public
chartering agencies.
Authorizers are responsible for
conducting rigorous application reviews
to ensure new charter schools can be of
high quality and for establishing clear
and consistent policies to hold schools
accountable for meeting their academic,
financial, and operational performance
goals and for complying with all
applicable laws, including civil rights
laws requiring equal access. Through
this priority, the Department expects the
implementation of strong authorizing
practices will spread and improve the
quality of the charter school sector.
Through a competitive preference
priority for applications that address
this absolute priority, we encourage
applicants to focus their efforts on
authorized public chartering agencies or
States in which there is a need to build
capacity in the authorizing process,
including States that have recently
enacted charter school laws, authorized
public chartering agencies with
relatively small portfolios of schools,
and authorized public chartering
agencies whose chartered school or
schools are failing to meet performance
or compliance requirements.
amozie on DSK3GDR082PROD with NOTICES1
Priority
Projects that are designed to develop,
identify, or expand, and disseminate
information on, best practices in
authorizing and the oversight of charter
schools by public chartering agencies,
including in one or more of the
following areas:
(i) Conducting charter school
application reviews;
(ii) Establishing governance standards
and practices for charter schools;
(iii) Promoting and monitoring the
compliance of charter schools and
authorized public chartering agencies
(as defined in this notice) with Federal,
State, or local, academic, financial,
operational (including school safety), or
other applicable requirements;
(iv) Evaluating the performance of
charter schools or authorized public
chartering agencies;
(v) Facilitating the replication and
expansion of high-quality charter
schools;
VerDate Sep<11>2014
20:19 Jun 04, 2018
Jkt 241001
(vi) Improving the academic,
financial, or operational performance of
charter schools; or
(vii) Closing persistently
underperforming charter schools.
To meet this priority, an applicant
must propose to disseminate bestpractices information widely in more
than one State with a charter school
law.
Within this absolute priority, we give
competitive preference to applications
that address the following priority.
Competitive Preference Priority: For
FY 2018 and any subsequent year in
which we make awards from the list of
unfunded applications from this
competition, this priority is a
competitive preference priority. Under
34 CFR 75.105(c)(2)(i) we award up to
an additional five points to an
application, depending on how well the
application meets this priority.
In order to receive points under this
priority, an applicant must identify its
response to the priority in the project
narrative section of its application and
provide documentation supporting its
response. If the applicant fails to clearly
identify its response to the priority, the
Department will not award points under
the competitive preference priority.
This priority is:
Building Capacity in the Authorizing
Process for Educational Agencies with
the Most Need (Up to 5 points).
Projects that propose to target one or
more of the following: States that have
enacted laws in the last five years
allowing charter schools to open;
authorized public chartering agencies
(as defined in this notice) with fewer
than ten charter schools; and authorized
public chartering agencies that
authorize a significant number of
charter schools experiencing significant
low performance or non-compliance
with academic, financial, governance, or
operational (including school safety)
requirements.
Absolute Priority 2—Improving Charter
School Access to Facilities and Facility
Financing
Background
Limited access to adequate facilities
and to funding for facilities, including
per-pupil facilities aid, remains a
significant issue impacting growth in
the number of charter schools available
to our Nation’s students. To help
address this issue, this priority supports
projects that develop, identify, or
expand, and disseminate information
on, best practices in supporting charter
schools in accessing and financing
facilities.
PO 00000
Frm 00048
Fmt 4703
Sfmt 4703
Priority
Projects that are designed to develop,
identify, or expand, and disseminate
information on, best practices in
supporting charter schools in accessing
and financing facilities, including in
one or more of the following areas:
(i) Access to public and private
(including philanthropic) funding for
facilities;
(ii) Access to public facilities,
including the right of first refusal;
(iii) Access to per-pupil facilities aid
to charter schools to provide the schools
with funding that is dedicated solely to
charter school facilities;
(iv) Access to credit enhancements
and other subsidies;
(v) Access to bonds or mill levies by
charter schools, or by other public
entities for the benefit of charter
schools;
(vi) Access to interest in a facility by
purchase, lease, donation, or otherwise,
including an interest held by a third
party, for the benefit of a charter school;
or
(vii) Planning for facility acquisition
by charter schools, including
comprehensive analysis of facility
needs.
To meet this priority, an applicant
must propose to disseminate bestpractices information widely in more
than one State with a charter school
law.
Competitive Preference Priority: For
FY 2018 and any subsequent year in
which we make awards from the list of
unfunded applications from this
competition, this priority is a
competitive preference priority. Under
34 CFR 75.105(c)(2)(i) we award up to
an additional five points to an
application, depending on how well the
application meets this priority.
In order to receive points under this
priority, an applicant must identify its
response to the priority in the project
narrative section of its application and
provide documentation supporting its
response. If the applicant fails to clearly
identify its response to the priority, the
Department will not award points under
the competitive preference priority.
This priority is:
Competitive Preference Priority—
Empowering Families and Individuals
To Choose a High-Quality Education
That Meets Their Unique Needs (Up to
5 points).
Background
One of the statutory purposes of the
CSP is to expand opportunities for
children with disabilities (as defined in
this notice), English learners, and other
traditionally underserved students to
E:\FR\FM\05JNN1.SGM
05JNN1
Federal Register / Vol. 83, No. 108 / Tuesday, June 5, 2018 / Notices
amozie on DSK3GDR082PROD with NOTICES1
attend charter schools and meet
challenging State academic standards.
This priority is intended to target
funding on projects that help provide
educational choice to these underserved
student groups, which include students
who are Indians and students served by
rural local educational agencies (as
defined in this notice).
An applicant addressing this priority
is invited to discuss how its proposed
project is designed to increase access to
educational choice for one or more of
these groups. An applicant might
address this priority, for instance,
through its plan to develop, identify, or
expand best practices related to serving
students in one or more of these
underserved groups, through
disseminating best practices in areas
with high concentrations of one or more
of these student groups, or by targeting
its project work in areas in which
students in one or more of the student
groups are at risk of educational failure
or otherwise in need of special
assistance or support.
Priority:
Projects that are designed to address
increasing access to educational choice
for one or more of the following groups
of children or students:
(i) Children or students with
disabilities.
(ii) English learners.
(iii) Students who are Indians, as
defined in section 6151 of the ESEA.
(iv) Children or students in
communities served by rural local
educational agencies.
Definitions
The following definitions, as
indicated in a parenthetical following
the definitions, are from 34 CFR 75.225
and 77.1, the ESEA, and the
Supplemental Priorities.
Ambitious means promoting
continued, meaningful improvement for
program participants or for other
individuals or entities affected by the
grant, or representing a significant
advancement in the field of education
research, practices, or methodologies.
When used to describe a performance
target (as defined in this notice),
whether a performance target is
ambitious depends upon the context of
the relevant performance measure (as
defined in this notice) and the baseline
(as defined in this notice) for that
measure. (34 CFR 77.1)
Authorized public chartering agency
means a State educational agency (SEA),
local educational agency (LEA), or other
public entity that has the authority
pursuant to State law and approved by
the Secretary to authorize or approve a
charter school. (ESEA section 4310(1))
VerDate Sep<11>2014
20:19 Jun 04, 2018
Jkt 241001
Baseline means the starting point
from which performance is measured
and targets are set. (34 CFR 77.1)
Charter school means a public school
that—
(a) In accordance with a specific State
statute authorizing the granting of
charters to schools, is exempt from
significant State or local rules that
inhibit the flexible operation and
management of public schools, but not
from any rules relating to the other
requirements of this definition;
(b) Is created by a developer as a
public school, or is adapted by a
developer from an existing public
school, and is operated under public
supervision and direction;
(c) Operates in pursuit of a specific set
of educational objectives determined by
the school’s developer and agreed to by
the authorized public chartering agency;
(d) Provides a program of elementary
or secondary education, or both;
(e) Is nonsectarian in its programs,
admissions policies, employment
practices, and all other operations, and
is not affiliated with a sectarian school
or religious institution;
(f) Does not charge tuition;
(g) Complies with the Age
Discrimination Act of 1975, title VI of
the Civil Rights Act of 1964, title IX of
the Education Amendments of 1972,
section 504 of the Rehabilitation Act of
1973, the Americans with Disabilities
Act of 1990 (42 U.S.C. 12101 et seq.),
section 444 of GEPA (20 U.S.C. 1232g)
(commonly referred to as the ‘‘Family
Educational Rights and Privacy Act of
1974’’), and part B of the Individuals
with Disabilities Education Act (IDEA);
(h) Is a school to which parents
choose to send their children, and
that—
(1) Admits students on the basis of a
lottery, consistent with section
4303(c)(3)(A) of the ESEA, if more
students apply for admission than can
be accommodated; or
(2) In the case of a school that has an
affiliated charter school (such as a
school that is part of the same network
of schools), automatically enrolls
students who are enrolled in the
immediate prior grade level of the
affiliated charter school and, for any
additional student openings or student
openings created through regular
attrition in student enrollment in the
affiliated charter school and the
enrolling school, admits students on the
basis of a lottery as described in
paragraph (1);
(i) Agrees to comply with the same
Federal and State audit requirements as
do other elementary schools and
secondary schools in the State, unless
PO 00000
Frm 00049
Fmt 4703
Sfmt 4703
26043
such State audit requirements are
waived by the State;
(j) Meets all applicable Federal, State,
and local health and safety
requirements;
(k) Operates in accordance with State
law;
(l) Has a written performance contract
with the authorized public chartering
agency in the State that includes a
description of how student performance
will be measured in charter schools
pursuant to State assessments that are
required of other schools and pursuant
to any other assessments mutually
agreeable to the authorized public
chartering agency and the charter
school; and
(m) May serve students in early
childhood educational programs or
postsecondary students. (ESEA section
4310(2))
Charter school support organization
means a nonprofit, nongovernmental
entity that is not an authorized public
chartering agency and provides, on a
statewide basis—
(a) Assistance to developers during
the planning, program design, and
initial implementation of a charter
school; and
(b) Technical assistance to operating
charter schools. (ESEA section 4310(4))
Children or students with disabilities
means children with disabilities as
defined in IDEA or individuals defined
as having a disability under Section 504
of the Rehabilitation Act of 1973
(Section 504) (or children or students
who are eligible under both laws).
(Supplemental Priorities)
Demonstrates a rationale means a key
project component (as defined in this
notice) included in the project’s logic
model (as defined in this notice) is
informed by research or evaluation
findings that suggest the project
component is likely to improve relevant
outcomes (as defined in this notice). (34
CFR 77.1)
Developer means an individual or
group of individuals (including a public
or private nonprofit organization),
which may include teachers,
administrators and other school staff,
parents, or other members of the local
community in which a charter school
project will be carried out. (ESEA
section 4310(5))
Early childhood education program
means (A) a Head Start program or an
Early Head Start program carried out
under the Head Start Act (42 U.S.C.
9831 et seq.), including a migrant or
seasonal Head Start program, an Indian
Head Start program, or a Head Start
program or an Early Head Start program
that also receives State funding; (B) a
State licensed or regulated child care
E:\FR\FM\05JNN1.SGM
05JNN1
amozie on DSK3GDR082PROD with NOTICES1
26044
Federal Register / Vol. 83, No. 108 / Tuesday, June 5, 2018 / Notices
program; or (C) a program that (i) serves
children from birth through age six that
addresses the children’s cognitive
(including language, early literacy, and
early mathematics), social, emotional,
and physical development; and (ii) is (I)
a State prekindergarten program; (II) a
program authorized under section 619
or part C of the IDEA; or (III) a program
operated by an LEA. (ESEA section
8101(16))
Educational choice means the
opportunity for a child or student (or a
family member on their behalf) to create
a high-quality personalized path for
learning that is consistent with
applicable Federal, State, and local
laws; is in an educational setting that
best meets the child’s or student’s
needs; and, where possible, incorporates
evidence-based activities, strategies, or
interventions. Opportunities made
available to a student through a grant
program are those that supplement what
is provided by a child’s or student’s
geographically assigned school or the
institution in which he or she is
currently enrolled and may include:
Public educational programs or courses
including those offered by traditional
public schools, public charter schools,
public magnet schools, public online
education providers, or other public
education providers. (Supplemental
Priorities)
English learners means individuals
who are English learners as defined in
section 8101(20) of the ESEA, or
individuals who are English language
learners as defined in section 203(7) of
the Workforce Innovation and
Opportunity Act. (Supplemental
Priorities)
High-quality charter school means a
charter school that—
(a) Shows evidence of strong
academic results, which may include
strong student academic growth, as
determined by a State;
(b) Has no significant issues in the
areas of student safety, financial and
operational management, or statutory or
regulatory compliance;
(c) Has demonstrated success in
significantly increasing student
academic achievement, including
graduation rates where applicable, for
all students served by the charter
school; and
(d) Has demonstrated success in
increasing student academic
achievement, including graduation rates
where applicable, for each of the
subgroups of students, as defined in
section 1111(c)(2) of the ESEA, except
that such demonstration is not required
in a case in which the number of
students in a group is insufficient to
yield statistically reliable information or
VerDate Sep<11>2014
20:19 Jun 04, 2018
Jkt 241001
the results would reveal personally
identifiable information about an
individual student. (ESEA section
4310(8))
Indian means an individual who is—
(a) A member of an Indian Tribe or
band, as membership is defined by the
Tribe or band, including—
(i) Any Tribe or band terminated since
1940; and
(ii) Any Tribe or band recognized by
the State in which the Tribe or band
resides;
(b) A descendant, in the first or
second degree, of an individual
described in subparagraph (a);
(c) Considered by the Secretary of the
Interior to be an Indian for any purpose;
(d) An Eskimo, Aleut, or other Alaska
Native; or
(e) A member of an organized Indian
group that received a grant under the
Indian Education Act of 1988 as in
effect the day preceding the date of
enactment of the Improving America’s
Schools Act of 1994. (ESEA section
6151)
Logic model (also referred to as theory
of action) means a framework that
identifies key project components of the
proposed project (i.e., the active
‘‘ingredients’’ that are hypothesized to
be critical to achieving the relevant
outcomes) and describes the theoretical
and operational relationships among the
key project components and relevant
outcomes. (34 CFR 77.1)
Performance measure means any
quantitative indicator, statistic, or
metric used to gauge program or project
performance. (34 CFR 77.1)
Performance target means a level of
performance that an applicant would
seek to meet during the course of a
project or as a result of a project. (34
CFR 77.1)
Project component means an activity,
strategy, intervention, process, product,
practice, or policy included in a project.
Evidence may pertain to an individual
project component or to a combination
of project components (e.g., training
teachers on instructional practices for
English learners and follow-on coaching
for these teachers). (34 CFR 77.1)
Relevant outcome means the student
outcome(s) or other outcome(s) the key
project component is designed to
improve, consistent with the specific
goals of the program. (34 CFR 77.1)
Rural local educational agency means
an LEA that is eligible under the Small
Rural School Achievement (SRSA)
program or the Rural and Low-Income
School (RLIS) program authorized under
Title V, Part B of the ESEA. Eligible
applicants may determine whether a
particular LEA is eligible for these
programs by referring to information on
PO 00000
Frm 00050
Fmt 4703
Sfmt 4703
the Department’s website at
www2.ed.gov/nclb/freedom/local/
reap.html. (Supplemental Priorities)
Application Requirements:
Applications for CSP National
Dissemination Grants funds must
address the following application
requirements, which we establish for FY
2018 and any subsequent year in which
we make awards from the list of
unfunded applications from this
competition, in accordance with section
437(d)(1) of GEPA, 20 U.S.C. 1232(d)(1).
An applicant may choose to respond to
these requirements in the context of its
responses to the selection criteria in
section V.1 of this notice.
(a) Provide a project plan, which
includes a logic model, that describes
the purpose of the project based on the
absolute priority (e.g., ‘‘to strengthen
charter school authorizing’’); includes
clearly specified, measurable project
objectives that are aligned with the
project purpose; and includes the
specific strategies and initiatives that
will be implemented to accomplish
project objectives. For each project
objective, the project plan must
include—
(i) Inputs and Resources:
Identification of the specific costs that
will be allocated to the proposed
project. These costs must represent the
inputs and resources (e.g., personnel,
contracted services, supplies, and
equipment) that are necessary to
generate and support grant project
activities, and are necessary to produce
project outputs. Applicants must ensure
that the total project costs, as identified
in this section, are consistent with the
budget form 524 B and response to
selection criterion (c);
(ii) Project Activities: Identification of
the specific activities proposed to be
funded under the grant; the estimated
cost of those activities under the grant
project; and how these activities are
linked to the target grant project outputs
and outcomes;
(iii) Project Outputs: Identification of
the specific project deliverables, work
products, and other outputs of the
proposed project, including the cost of
those outputs. Examples of outputs
include—
(1) Best practice publications and
products;
(2) Evaluation reports; and
(3) Presentation of a session at a
conference delivering best practices for
stakeholders.
(iv) Project Outcomes: Identification
of the anticipated project outcomes or
effects as a result of the proposed
project.
(b) Provide a management plan that
describes clearly defined
E:\FR\FM\05JNN1.SGM
05JNN1
amozie on DSK3GDR082PROD with NOTICES1
Federal Register / Vol. 83, No. 108 / Tuesday, June 5, 2018 / Notices
responsibilities, timelines, and
milestones for executing the project and
achieving project outcomes.
(c) Provide a dissemination plan that
includes the number and description of
States, charter schools, or authorized
public chartering agencies to which
best-practices information will be
disseminated, as well as a description of
the mechanisms the applicant will use
to disseminate information on its
proposed projects.
(d) Provide an evaluation plan that
includes performance measures that are
aligned to the project purpose, project
objectives, and project outcomes as well
as to the intended outcomes of the
proposed project.
Waiver of Proposed Rulemaking:
Under the Administrative Procedure Act
(5 U.S.C. 553), the Department generally
offers interested parties the opportunity
to comment on proposed priorities,
selection criteria, definitions, and
requirements. Section 437(d)(1) of
GEPA, however, allows the Secretary to
exempt from rulemaking requirements
regulations governing the first grant
competition under a new or
substantially revised program authority.
This is the first grant competition for
this program under section 4305(a)(3) of
the ESEA, and, therefore, this
competition qualifies for this
exemption. In order to ensure timely
grant awards, the Secretary has decided
to forgo public comment on the
priorities, requirements, definitions, and
selection criteria in this notice in
accordance with section 437(d)(1) of
GEPA. These priorities, requirements,
definitions, and selection criteria will
apply to grants awarded under this
competition in FY 2018 and any
subsequent year in which we make
awards from the list of unfunded
applications from this competition.
Program Authority: Section
4305(a)(3)(B) of the ESEA, 20 U.S.C.
7221d.
Applicable Regulations: (a) The
Education Department General
Administrative Regulations in 34 CFR
parts 75, 77, 79, 81, 82, 84, 86, 97, 98,
and 99. (b) The Office of Management
and Budget Guidelines to Agencies on
Governmentwide Debarment and
Suspension (Nonprocurement) in 2 CFR
part 180, as adopted and amended as
regulations of the Department in 2 CFR
part 3485. (c) The Uniform
Administrative Requirements, Cost
Principles, and Audit Requirements for
Federal Awards in 2 CFR part 200, as
adopted and amended in 2 CFR part
3474. (d) The Supplemental Priorities.
II. Award Information
Type of Award: Discretionary grants.
VerDate Sep<11>2014
20:19 Jun 04, 2018
Jkt 241001
Estimated Available Funds:
$4,500,000.
Contingent upon the availability of
funds and the quality of applications,
we may make additional awards in FY
2019 from the list of unfunded
applications from this competition.
Estimated Range of Awards:
$500,000–$800,000 per year.
Estimated Average Size of Awards:
$650,000 per year.
Estimated Number of Awards: 5–9.
Note: The Department is not bound by any
estimates in this notice. The estimated range
and average size of awards are based on a
single 12-month budget period. We may use
FY 2018 funds to support multiple 12-month
budget periods for one or more grantees.
Project Period: Up to 36 months.
III. Eligibility Information
1. Eligible Applicants: We are
establishing the eligible entities for this
competition in accordance with section
437(d)(1) of GEPA, 20 U.S.C. 1232(d)(1).
Eligible applicants include: SEAs; State
charter school boards; State Governors;
charter school support organizations (as
defined in this notice); authorized
public chartering agencies; and public
and private nonprofit organizations that
operate, manage, or support charter
schools.
Eligible applicants may apply as a
partnership or consortium and, if so
applying, must comply with the
requirements for group applications set
forth in 34 CFR 75.127–129.
Public and private nonprofit
organizations that operate, manage, or
support charter schools must apply in
partnership with one or more SEAs,
State charter school boards, State
Governors, charter school support
organizations, or authorized public
chartering agencies.
2. Cost Sharing or Matching: This
competition does not require cost
sharing or matching.
3. Subgrants: A grantee under this
competition may not award subgrants to
entities to directly carry out project
activities described in its application.
IV. Application and Submission
Information
1. Application Submission
Instructions: For information on how to
submit an application please refer to our
Common Instructions for Applicants to
Department of Education Discretionary
Grant Programs, published in the
Federal Register on February 12, 2018
(83 FR 6003) and available at
www.gpo.gov/fdsys/pkg/FR-2018-02-12/
pdf/2018-02558.pdf.
2. Submission of Proprietary
Information: Given the types of projects
that may be proposed in applications for
PO 00000
Frm 00051
Fmt 4703
Sfmt 4703
26045
the National Dissemination Grants
competition, your application may
include business information that you
consider proprietary. In 34 CFR 5.11 we
define ‘‘business information’’ and
describe the process we use in
determining whether any of that
information is proprietary and, thus,
protected from disclosure under
Exemption 4 of the Freedom of
Information Act (5 U.S.C. 552, as
amended).
Because we plan to make successful
applications available to the public, you
may wish to request confidentiality of
business information.
Consistent with Executive Order
12600, please designate in your
application any information that you
believe is exempt from disclosure under
Exemption 4. In the appropriate
Appendix section of your application,
under ‘‘Other Attachments Form,’’
please list the page number or numbers
on which we can find this information.
For additional information please see 34
CFR 5.11(c).
3. Intergovernmental Review: This
program is subject to Executive Order
12372 and the regulations in 34 CFR
part 79. Information about
Intergovernmental Review of Federal
Programs under Executive Order 12372
is in the application package for this
competition.
4. Funding Restrictions: Grant funds
may be used only for activities that are
related to the development,
identification, expansion, and
dissemination of information on best
practices regarding the absolute priority
to which the applicant is responding
and that are included in the grantee’s
approved application. Grantees are
expected to identify the specific costs
associated with each included activity.
Grantees may not use grant funds to
conduct charter school authorizing
activities, or to open new charter
schools.
Grantees may not use grant funds to
acquire or finance the acquisition of a
charter school facility, including
through credit enhancement, direct
lending, or subgrants.
Grantees may not use grant funds for
general organizational operating support
beyond the costs associated with this
grant project.
In accordance with section 437(d)(1)
of GEPA, 20 U.S.C. 1232(d)(1), we
establish that no more than 5 percent of
grant funds may be used for direct
administration of the grant project.
Costs for Evaluation: In accordance
with 34 CFR 75.590, CSP National
Dissemination Grants funds may be
used to cover post-award costs
associated with an evaluation described
E:\FR\FM\05JNN1.SGM
05JNN1
26046
Federal Register / Vol. 83, No. 108 / Tuesday, June 5, 2018 / Notices
in response to Selection Criterion (e) of
this notice, provided that such costs are
reasonable and necessary to meet the
objectives of the approved project.
We reference additional regulations
outlining funding restrictions in the
Applicable Regulations section of this
notice.
5. Recommended Page Limit: The
application narrative (Part III of the
application) is where you, the applicant,
address the priorities, selection criteria,
and application requirements that
reviewers use to evaluate your
application. We recommend that you (1)
limit the application narrative to no
more than 60 pages and (2) use the
following standards:
• A ‘‘page’’ is 8.5″ x 11″, on one side
only, with 1’’ margins at the top,
bottom, and both sides.
• Double space (no more than three
lines per vertical inch) all text in the
application narrative, including titles,
headings, footnotes, quotations,
references, and captions, as well as all
text in charts, tables, figures, and
graphs.
• Use a font that is either 12 point or
larger or no smaller than 10 pitch
(characters per inch).
• Use one of the following fonts:
Times New Roman, Courier, Courier
New, or Arial.
The recommended page limit does not
apply to Part I, the cover sheet; Part II,
the budget section, including the
narrative budget justification; Part IV,
the assurances and certifications; or the
one-page abstract, the resumes, the
bibliography, or the letters of support.
However, the recommended page limit
does apply to all of the application
narrative.
6. Pre-Application Webinar: The
Department will hold a pre-application
meeting via webinar for prospective
applicants on Thursday, June 7, at 1:00
p.m., Washington, DC time. Individuals
interested in attending this meeting are
encouraged to pre-register by emailing
their name, organization, and contact
information with the subject heading
‘‘PRE-APPLICATION MEETING’’ to
CharterSchools@ed.gov. There is no
registration fee for attending this
meeting.
amozie on DSK3GDR082PROD with NOTICES1
V. Application Review Information
1. Selection Criteria: The selection
criteria for this competition are from 34
CFR 75.210. The maximum possible
score for addressing all of the criteria in
this section is 100 points. The
maximum possible score for addressing
each criterion is indicated in
parentheses following the criterion.
VerDate Sep<11>2014
20:19 Jun 04, 2018
Jkt 241001
In evaluating an application, the
Secretary considers the following
criteria:
(a) Significance of the proposed
project (35 points). The Secretary
considers the significance of the
proposed project. In determining the
significance of the proposed project, the
Secretary considers the following
factors:
(1) The potential for generalizing from
the findings or results of the proposed
project;
(2) The extent to which the results of
the proposed project are to be
disseminated in ways that will enable
others to use the information or
strategies;
(3) The likelihood that the proposed
project will result in system change or
improvement; and
(4) The extent to which the proposed
project is likely to build local capacity
to provide, improve, or expand services
that address the needs of the target
population.
(b) Quality of the project design (30
points).
The Secretary considers the quality of
the design of the proposed project. In
determining the quality of the design of
the proposed project, the Secretary
considers the following factors:
(1) The extent to which the proposed
project demonstrates a rationale (as
defined in 34 CFR 77.1(c));
(2) The extent to which the goals,
objectives, and outcomes to be achieved
by the proposed project are clearly
specified and measurable;
(3) The extent to which the proposed
project represents an exceptional
approach to the priority or priorities
established for the competition; and
(4) The mechanisms the applicant
will use to broadly disseminate
information on its project so as to
support further development or
replication.
(c) Quality of the management plan
and adequacy of resources (15 points).
The Secretary considers the quality of
the management plan and adequacy of
resources for the proposed project. In
determining the quality of the
management plan and adequacy of
resources for the proposed project, the
Secretary considers the following
factors:
(1) The adequacy of the management
plan to achieve the objectives of the
proposed project on time and within
budget, including clearly defined
responsibilities, timelines, and
milestones for accomplishing project
tasks;
(2) The extent to which the costs are
reasonable in relation to the objectives,
PO 00000
Frm 00052
Fmt 4703
Sfmt 4703
design, and potential significance of the
proposed project; and
(3) The relevance and demonstrated
commitment of each partner in the
proposed project to the implementation
and success of the project.
(d) Quality of the project personnel
(10 points).
The Secretary considers the quality of
the personnel who will carry out the
proposed project. In determining the
quality of project personnel, the
Secretary considers the following
factors:
(1) The extent to which the applicant
encourages applications for employment
from persons who are members of
groups that have traditionally been
underrepresented based on race, color,
national origin, gender, age, or
disability;
(2) The qualifications, including
relevant training and experience, of the
project director or principal
investigator; and
(3) The qualifications, including
relevant training and experience, of key
project personnel.
(e) Quality of the project evaluation
(10 points).
The Secretary considers the quality of
the evaluation to be conducted of the
proposed project. In determining the
quality of the evaluation, the Secretary
considers the extent to which the
methods of evaluation include the use
of objective performance measures that
are clearly related to the intended
outcomes of the project and will
produce quantitative and qualitative
data to the extent possible.
2. Review and Selection Process: We
remind potential applicants that in
reviewing applications in any
discretionary grant competition, the
Secretary may consider, under 34 CFR
75.217(d)(3), the past performance of the
applicant in carrying out a previous
award, such as the applicant’s use of
funds, achievement of project
objectives, and compliance with grant
conditions. The Secretary may also
consider whether the applicant failed to
submit a timely performance report or
submitted a report of unacceptable
quality.
In addition, in making a competitive
grant award, the Secretary requires
various assurances, including those
applicable to Federal civil rights laws
that prohibit discrimination in programs
or activities receiving Federal financial
assistance from the Department (34 CFR
100.4, 104.5, 106.4, 108.8, and 110.23).
3. Risk Assessment and Specific
Conditions: Consistent with 2 CFR
200.205, before awarding grants under
this competition the Department
conducts a review of the risks posed by
E:\FR\FM\05JNN1.SGM
05JNN1
Federal Register / Vol. 83, No. 108 / Tuesday, June 5, 2018 / Notices
amozie on DSK3GDR082PROD with NOTICES1
applicants. Under 2 CFR 3474.10, the
Secretary may impose specific
conditions and, in appropriate
circumstances, high-risk conditions on a
grant if the applicant or grantee is not
financially stable; has a history of
unsatisfactory performance; has a
financial or other management system
that does not meet the standards in 2
CFR part 200, subpart D; has not
fulfilled the conditions of a prior grant;
or is otherwise not responsible.
4. Integrity and Performance System:
If you are selected under this
competition to receive an award that
over the course of the project period
may exceed the simplified acquisition
threshold (currently $150,000), under 2
CFR 200.205(a)(2), we must make a
judgment about your integrity, business
ethics, and record of performance under
Federal awards—that is, the risk posed
by you as an applicant—before we make
an award. In doing so, we must consider
any information about you that is in the
integrity and performance system
(currently referred to as the Federal
Awardee Performance and Integrity
Information System (FAPIIS)),
accessible through the System for
Award Management. You may review
and comment on any information about
yourself that a Federal agency
previously entered and that is currently
in FAPIIS.
Please note that, if the total value of
your currently active grants, cooperative
agreements, and procurement contracts
from the Federal Government exceeds
$10,000,000, the reporting requirements
in 2 CFR part 200, Appendix XII,
require you to report certain integrity
information to FAPIIS semiannually.
Please review the requirements in 2 CFR
part 200, Appendix XII, if this grant
plus all the other Federal funds you
receive exceed $10,000,000.
VI. Award Administration Information
1. Award Notices: If your application
is successful, we notify your U.S.
Representative and U.S. Senators and
send you a Grant Award Notification
(GAN); or we may send you an email
containing a link to access an electronic
version of your GAN. We may notify
you informally, also.
If your application is not evaluated or
not selected for funding, we notify you.
2. Administrative and National Policy
Requirements: We identify
administrative and national policy
requirements in the application package
and reference these and other
requirements in the Applicable
Regulations section of this notice.
We reference the regulations outlining
the terms and conditions of an award in
the Applicable Regulations section of
VerDate Sep<11>2014
20:19 Jun 04, 2018
Jkt 241001
this notice and include these and other
specific conditions in the GAN. The
GAN also incorporates your approved
application as part of your binding
commitments under the grant.
3. Open Licensing Requirements:
Unless an exception applies, if you are
awarded a grant under this competition,
you will be required to openly license
to the public grant deliverables created
in whole, or in part, with Department
grant funds. When the deliverable
consists of modifications to pre-existing
works, the license extends only to those
modifications that can be separately
identified and only to the extent that
open licensing is permitted under the
terms of any licenses or other legal
restrictions on the use of pre-existing
works. Additionally, a grantee under
this competition must have a plan to
disseminate these public grant
deliverables. For additional information
on the open licensing requirements
please refer to 2 CFR 3474.20(c).
4. Reporting: (a) If you apply for a
grant under this competition, you must
ensure that you have in place the
necessary processes and systems to
comply with the reporting requirements
in 2 CFR part 170 should you receive
funding under the competition. This
does not apply if you have an exception
under 2 CFR 170.110(b).
(b) All grantees must provide to the
Department their most recent available
independent audits of their
organization’s financial statements
prepared in accordance with generally
accepted accounting principles, and all
grantees must continue to provide
available independent, annual audits of
their financial statements prepared in
accordance with generally accepted
accounting principles each year of the
grant. (GEPA exemption)
(c) At the end of your project period,
you must submit a final performance
report, including financial information,
as directed by the Secretary. If you
receive a multiyear award, you must
submit an annual performance report
that provides the most current
performance and financial expenditure
information as directed by the Secretary
under 34 CFR 75.118. The Secretary
may also require more frequent
performance reports under 34 CFR
75.720(c). For specific requirements on
reporting, please go to www.ed.gov/
fund/grant/apply/appforms/
appforms.html.
(d) Under 34 CFR 75.250(b), the
Secretary may provide a grantee with
additional funding for data collection
analysis and reporting. In this case the
Secretary establishes a data collection
period.
5. Performance Measures:
PO 00000
Frm 00053
Fmt 4703
Sfmt 4703
26047
Project-Specific Performance
Measures. Applicants must propose
project-specific performance measures
and performance targets consistent with
the objectives of the proposed project
and the project outcomes identified in
the logic model. The project-specific
performance measures should be
sufficient to gauge progress throughout
the grant period, at least on an annual
basis, and to show results by the end of
the grant period. Applicants must
provide the following information as
directed under 34 CFR 75.110(b) and (c):
(1) Performance measures. How each
proposed performance measure would
accurately measure the performance of
the project and how the proposed
performance measure would be
consistent with the performance
measures established for the program
funding the competition.
(2) Baseline data. (i) Why each
proposed baseline is valid; or (ii) If the
applicant has determined that there are
no established baseline data for a
particular performance measure, an
explanation of why there is no
established baseline and of how and
when, during the project period, the
applicant would establish a valid
baseline for the performance measure.
(3) Performance targets. Why each
proposed performance target is
ambitious (as defined in this notice) yet
achievable compared to the baseline for
the performance measure and when,
during the project period, the applicant
would meet the performance target(s).
(4) Data collection and reporting. (i)
The data collection and reporting
methods the applicant would use and
why those methods are likely to yield
reliable, valid, and meaningful
performance data; and (ii) The
applicant’s capacity to collect and
report reliable, valid, and meaningful
performance data, as evidenced by highquality data collection, analysis, and
reporting in other projects or research.
All grantees must submit an annual
performance report with information
that is responsive to these performance
measures.
For technical assistance in developing
effective performance measures,
applicants are encouraged to review
information provided by the
Department’s Regional Educational
Laboratories (RELs). The RELs seek to
build the capacity of States and school
districts to incorporate data and
research into education decisionmaking. Each REL provides research
support and technical assistance to its
region but makes learning opportunities
available to educators everywhere. For
example, the REL Northeast and Islands
has created the following resource on
E:\FR\FM\05JNN1.SGM
05JNN1
26048
Federal Register / Vol. 83, No. 108 / Tuesday, June 5, 2018 / Notices
logic models: https://ies.ed.gov/ncee/
edlabs/regions/northeast/pdf/REL_
2015057.pdf.
6. Continuation Awards: In making a
continuation award under 34 CFR
75.253, the Secretary considers, among
other things: Whether a grantee has
made substantial progress in achieving
the goals and objectives of the project;
whether the grantee has expended funds
in a manner that is consistent with its
approved application and budget; and,
if the Secretary has established
performance measurement
requirements, the performance targets in
the grantee’s approved application.
In making a continuation award, the
Secretary also considers whether the
grantee is operating in compliance with
the assurances in its approved
application, including those applicable
to Federal civil rights laws that prohibit
discrimination in programs or activities
receiving Federal financial assistance
from the Department (34 CFR 100.4,
104.5, 106.4, 108.8, and 110.23).
7. Project Director’s Meeting:
Applicants approved for funding under
this competition must attend a two-day
meeting for project directors at a
location to be determined in the
continental United States during each
year of the project. Applicants may
include the cost of attending this
meeting in their proposed budgets.
VII. Other Information
Accessible Format: Individuals with
disabilities can obtain this document
and a copy of the application package in
an accessible format (e.g., Braille, large
print, audiotape, or compact disc) on
request to the program contact person
listed under FOR FURTHER INFORMATION
CONTACT.
Electronic Access to This Document:
The official version of this document is
the document published in the Federal
Register. You may access the official
edition of the Federal Register and the
Code of Federal Regulations via the
Federal Digital System at: www.gpo.gov/
fdsys. At this site you can view this
document, as well as all other
documents of this Department
published in the Federal Register, in
text or Portable Document Format
(PDF). To use PDF you must have
Adobe Acrobat Reader, which is
available free at the site.
You may also access documents of the
Department published in the Federal
Register by using the article search
feature at: www.federalregister.gov.
Specifically, through the advanced
search feature at this site, you can limit
your search to documents published by
the Department.
Dated: May 31, 2018.
Margo Anderson,
Acting Assistant Deputy Secretary for
Innovation and Improvement.
[FR Doc. 2018–12068 Filed 6–4–18; 8:45 am]
BILLING CODE 4000–01–P
DEPARTMENT OF ENERGY
Federal Energy Regulatory
Commission
[Docket No. RM98–1–000]
Records Governing Off-the-Record
Communications; Public Notice
This constitutes notice, in accordance
with 18 CFR 385.2201(b), of the receipt
of prohibited and exempt off-the-record
communications.
Order No. 607 (64 FR 51222,
September 22, 1999) requires
Commission decisional employees, who
make or receive a prohibited or exempt
off-the-record communication relevant
to the merits of a contested proceeding,
to deliver to the Secretary of the
Commission, a copy of the
communication, if written, or a
summary of the substance of any oral
communication.
Prohibited communications are
included in a public, non-decisional file
Docket No.
File date
associated with, but not a part of, the
decisional record of the proceeding.
Unless the Commission determines that
the prohibited communication and any
responses thereto should become a part
of the decisional record, the prohibited
off-the-record communication will not
be considered by the Commission in
reaching its decision. Parties to a
proceeding may seek the opportunity to
respond to any facts or contentions
made in a prohibited off-the-record
communication, and may request that
the Commission place the prohibited
communication and responses thereto
in the decisional record. The
Commission will grant such a request
only when it determines that fairness so
requires. Any person identified below as
having made a prohibited off-the-record
communication shall serve the
document on all parties listed on the
official service list for the applicable
proceeding in accordance with Rule
2010, 18 CFR 385.2010.
Exempt off-the-record
communications are included in the
decisional record of the proceeding,
unless the communication was with a
cooperating agency as described by 40
CFR 1501.6, made under 18 CFR
385.2201(e)(1)(v).
The following is a list of off-therecord communications recently
received by the Secretary of the
Commission. The communications
listed are grouped by docket numbers in
ascending order. These filings are
available for electronic review at the
Commission in the Public Reference
Room or may be viewed on the
Commission’s website at https://
www.ferc.gov using the eLibrary link.
Enter the docket number, excluding the
last three digits, in the docket number
field to access the document. For
assistance, please contact FERC Online
Support at FERCOnlineSupport@
ferc.gov or toll free at (866) 208–3676, or
for TTY, contact (202) 502–8659.
Presenter or requester
Prohibited
amozie on DSK3GDR082PROD with NOTICES1
1.
2.
3.
4.
CP17–101–000
CP17–101–000
CP17–101–000
CP17–101–000
.......................................................................
.......................................................................
.......................................................................
.......................................................................
5–14–2018
5–14–2018
5–14–2018
5–17–2018
Williams Northeast Supply Enhancement Supporters.
Pipeliners Local 798 Supporters.
Pennsylvania Power Plant Services Group, LLC.
G.W. Gunner.
Exempt
1.
2.
3.
4.
5.
CP15–554–000 .......................................................................
CP15–554–000 .......................................................................
CP17–101–000 .......................................................................
CP17–458–000 .......................................................................
CP17–40–000 .........................................................................
1 Record
5–11–2018
5–14–2018
5–15–2018
5–16–2018
5–17–2018
U.S. Congressman G.K. Butterfield.
U.S. Congresswoman Alma S. Adams.
U.S. Congressman Frank Pallone, Jr.
FERC Staff.1
U.S. Senator Richard J. Durbin.
of 5–8–18 conference call with Environmental Resources Management, Inc., Midship Pipeline, LLC, and TRC Solutions.
VerDate Sep<11>2014
20:19 Jun 04, 2018
Jkt 241001
PO 00000
Frm 00054
Fmt 4703
Sfmt 4703
E:\FR\FM\05JNN1.SGM
05JNN1
Agencies
[Federal Register Volume 83, Number 108 (Tuesday, June 5, 2018)]
[Notices]
[Pages 26041-26048]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2018-12068]
-----------------------------------------------------------------------
DEPARTMENT OF EDUCATION
Applications for New Awards; Expanding Opportunity Through
Quality Charter Schools Program (CSP)--National Dissemination Grants
AGENCY: Office of Innovation and Improvement, Department of Education.
ACTION: Notice.
-----------------------------------------------------------------------
SUMMARY: The Department of Education is issuing a notice inviting
applications for fiscal year (FY) 2018 for CSP-- National Dissemination
Grants, Catalog of Federal Domestic Assistance (CFDA) number 84.282T.
DATES:
Applications Available: June 5, 2018.
Date of Pre-Application Webinar: Thursday, June 7, 2018, 1:00 p.m.,
Washington, DC time.
Deadline for Transmittal of Applications: July 9, 2018.
Deadline for Intergovernmental Review: September 4, 2018.
ADDRESSES: For the addresses for obtaining and submitting an
application, please refer to our Common Instructions for Applicants to
Department of Education Discretionary Grant Programs, published in the
Federal Register on February 12, 2018 (83 FR 6003) and available at
www.gpo.gov/fdsys/pkg/FR-2018-02-12/pdf/2018-02558.pdf.
FOR FURTHER INFORMATION CONTACT: Hans Neseth, U.S. Department of
Education, 400 Maryland Avenue SW, Room 4W224, Washington, DC 20202-
5970. Telephone: (202) 401-4125. Email: [email protected].
If you use a telecommunications device for the deaf (TDD) or a text
telephone (TTY), call the Federal Relay Service (FRS), toll free, at 1-
800-877-8339.
SUPPLEMENTARY INFORMATION:
Full Text of Announcement
I. Funding Opportunity Description
Purpose of Program: The major purposes of the CSP are to expand
opportunities for all students, particularly traditionally underserved
students, to attend public charter schools (as defined in this notice)
and meet challenging State academic standards; provide financial
assistance for the planning, program design, and initial implementation
of charter schools; increase the number of high-quality charter schools
(as defined in this notice) available to students across the United
States; evaluate the impact of charter schools on student achievement,
families, and communities; share best practices between charter schools
and other public schools; encourage States to provide facilities
support to charter schools; and support efforts to strengthen the
charter school authorizing process. Through CSP National Dissemination
Grants (CFDA number 84.282T), the Department provides funds on a
competitive basis to support efforts by eligible entities to support
the charter school sector and increase the number of high-quality
charter schools available to our Nation's students by disseminating
best practices regarding charter schools.
Background: This notice invites applications from eligible
applicants to disseminate best practices regarding charter schools
consistent with the authority in section 4305(a)(3)(B) of the
Elementary and Secondary Education of 1965, as amended by the Every
Student Succeeds Act (ESEA). This notice contains a priority,
definitions, and selection criteria from the ESEA and Department
regulations, as well as priorities and application requirements that we
are establishing in accordance with section 437(d)(1) of the General
Education Provisions Act (GEPA), 20 U.S.C. 1232(d)(1).
The priorities included in this notice are consistent with the
statutory purposes of the CSP and are intended to ensure that projects
funded under CSP National Dissemination Grants address key national
policy issues.
Specifically, the priorities require eligible applicants to propose
to disseminate best practices for strengthening charter school
authorizing and oversight or for improving charter school access to
facilities and facility financing, and target funds on projects
designed to help increase educational choice (as defined in this
notice) for students with disabilities (as defined in this notice),
English learners (as defined in this notice), and other traditionally
underserved student groups. We encourage applicants to propose projects
that enhance collaboration among charter schools, traditional public
schools, and other stakeholders.
Priorities: This notice includes two absolute priorities and two
competitive preference priorities--one that is within Absolute Priority
1 and one that applies to both Absolute Priority 1 and Absolute
Priority 2. We are establishing the two absolute priorities and the
competitive preference priority within Absolute Priority 1 for the FY
2018 grant competition and any subsequent year in which we make awards
from the list of unfunded applications from this competition, in
accordance with section 437(d)(1) of GEPA, 20 U.S.C. 1232(d)(1). The
competitive preference priority applicable to both Absolute Priority 1
and Absolute Priority 2 is from the Department's notice of final
supplemental priorities and definitions for discretionary grant
programs, published in the Federal Register on March 2, 2018 (83 FR
9096) (Supplemental Priorities).
Absolute Priorities: These priorities are absolute priorities.
Under 34 CFR 75.105(c)(3), we consider only applications that meet one
of these priorities. An application must clearly identify the specific
absolute priority that the proposed project addresses. An application
must address either Absolute Priority 1 or Absolute Priority 2, but not
both, in order to be considered for funding.
These priorities are:
Absolute Priority 1--Strengthening Charter School Authorizing and
Oversight
Background
One of the primary statutory purposes of the CSP is to support
efforts to strengthen the charter school authorizing process to improve
performance management, including transparency, oversight and
monitoring (including financial audits) and evaluation of charter
schools. In addition, the CSP State Entities program has a strong focus
on authorizing, including a requirement that grantees
[[Page 26042]]
reserve a portion of funds to provide technical assistance to charter
school authorizers and developers (as defined in this notice) and work
with authorizers to improve authorizing quality. This priority supports
that emphasis by prioritizing projects that propose to develop,
identify, or expand, and disseminate information on, best practices in
authorizing and the oversight of charter schools by public chartering
agencies.
Authorizers are responsible for conducting rigorous application
reviews to ensure new charter schools can be of high quality and for
establishing clear and consistent policies to hold schools accountable
for meeting their academic, financial, and operational performance
goals and for complying with all applicable laws, including civil
rights laws requiring equal access. Through this priority, the
Department expects the implementation of strong authorizing practices
will spread and improve the quality of the charter school sector.
Through a competitive preference priority for applications that
address this absolute priority, we encourage applicants to focus their
efforts on authorized public chartering agencies or States in which
there is a need to build capacity in the authorizing process, including
States that have recently enacted charter school laws, authorized
public chartering agencies with relatively small portfolios of schools,
and authorized public chartering agencies whose chartered school or
schools are failing to meet performance or compliance requirements.
Priority
Projects that are designed to develop, identify, or expand, and
disseminate information on, best practices in authorizing and the
oversight of charter schools by public chartering agencies, including
in one or more of the following areas:
(i) Conducting charter school application reviews;
(ii) Establishing governance standards and practices for charter
schools;
(iii) Promoting and monitoring the compliance of charter schools
and authorized public chartering agencies (as defined in this notice)
with Federal, State, or local, academic, financial, operational
(including school safety), or other applicable requirements;
(iv) Evaluating the performance of charter schools or authorized
public chartering agencies;
(v) Facilitating the replication and expansion of high-quality
charter schools;
(vi) Improving the academic, financial, or operational performance
of charter schools; or
(vii) Closing persistently underperforming charter schools.
To meet this priority, an applicant must propose to disseminate
best-practices information widely in more than one State with a charter
school law.
Within this absolute priority, we give competitive preference to
applications that address the following priority.
Competitive Preference Priority: For FY 2018 and any subsequent
year in which we make awards from the list of unfunded applications
from this competition, this priority is a competitive preference
priority. Under 34 CFR 75.105(c)(2)(i) we award up to an additional
five points to an application, depending on how well the application
meets this priority.
In order to receive points under this priority, an applicant must
identify its response to the priority in the project narrative section
of its application and provide documentation supporting its response.
If the applicant fails to clearly identify its response to the
priority, the Department will not award points under the competitive
preference priority.
This priority is:
Building Capacity in the Authorizing Process for Educational
Agencies with the Most Need (Up to 5 points).
Projects that propose to target one or more of the following:
States that have enacted laws in the last five years allowing charter
schools to open; authorized public chartering agencies (as defined in
this notice) with fewer than ten charter schools; and authorized public
chartering agencies that authorize a significant number of charter
schools experiencing significant low performance or non-compliance with
academic, financial, governance, or operational (including school
safety) requirements.
Absolute Priority 2--Improving Charter School Access to Facilities and
Facility Financing
Background
Limited access to adequate facilities and to funding for
facilities, including per-pupil facilities aid, remains a significant
issue impacting growth in the number of charter schools available to
our Nation's students. To help address this issue, this priority
supports projects that develop, identify, or expand, and disseminate
information on, best practices in supporting charter schools in
accessing and financing facilities.
Priority
Projects that are designed to develop, identify, or expand, and
disseminate information on, best practices in supporting charter
schools in accessing and financing facilities, including in one or more
of the following areas:
(i) Access to public and private (including philanthropic) funding
for facilities;
(ii) Access to public facilities, including the right of first
refusal;
(iii) Access to per-pupil facilities aid to charter schools to
provide the schools with funding that is dedicated solely to charter
school facilities;
(iv) Access to credit enhancements and other subsidies;
(v) Access to bonds or mill levies by charter schools, or by other
public entities for the benefit of charter schools;
(vi) Access to interest in a facility by purchase, lease, donation,
or otherwise, including an interest held by a third party, for the
benefit of a charter school; or
(vii) Planning for facility acquisition by charter schools,
including comprehensive analysis of facility needs.
To meet this priority, an applicant must propose to disseminate
best-practices information widely in more than one State with a charter
school law.
Competitive Preference Priority: For FY 2018 and any subsequent
year in which we make awards from the list of unfunded applications
from this competition, this priority is a competitive preference
priority. Under 34 CFR 75.105(c)(2)(i) we award up to an additional
five points to an application, depending on how well the application
meets this priority.
In order to receive points under this priority, an applicant must
identify its response to the priority in the project narrative section
of its application and provide documentation supporting its response.
If the applicant fails to clearly identify its response to the
priority, the Department will not award points under the competitive
preference priority.
This priority is:
Competitive Preference Priority--Empowering Families and
Individuals To Choose a High-Quality Education That Meets Their Unique
Needs (Up to 5 points).
Background
One of the statutory purposes of the CSP is to expand opportunities
for children with disabilities (as defined in this notice), English
learners, and other traditionally underserved students to
[[Page 26043]]
attend charter schools and meet challenging State academic standards.
This priority is intended to target funding on projects that help
provide educational choice to these underserved student groups, which
include students who are Indians and students served by rural local
educational agencies (as defined in this notice).
An applicant addressing this priority is invited to discuss how its
proposed project is designed to increase access to educational choice
for one or more of these groups. An applicant might address this
priority, for instance, through its plan to develop, identify, or
expand best practices related to serving students in one or more of
these underserved groups, through disseminating best practices in areas
with high concentrations of one or more of these student groups, or by
targeting its project work in areas in which students in one or more of
the student groups are at risk of educational failure or otherwise in
need of special assistance or support.
Priority:
Projects that are designed to address increasing access to
educational choice for one or more of the following groups of children
or students:
(i) Children or students with disabilities.
(ii) English learners.
(iii) Students who are Indians, as defined in section 6151 of the
ESEA.
(iv) Children or students in communities served by rural local
educational agencies.
Definitions
The following definitions, as indicated in a parenthetical
following the definitions, are from 34 CFR 75.225 and 77.1, the ESEA,
and the Supplemental Priorities.
Ambitious means promoting continued, meaningful improvement for
program participants or for other individuals or entities affected by
the grant, or representing a significant advancement in the field of
education research, practices, or methodologies. When used to describe
a performance target (as defined in this notice), whether a performance
target is ambitious depends upon the context of the relevant
performance measure (as defined in this notice) and the baseline (as
defined in this notice) for that measure. (34 CFR 77.1)
Authorized public chartering agency means a State educational
agency (SEA), local educational agency (LEA), or other public entity
that has the authority pursuant to State law and approved by the
Secretary to authorize or approve a charter school. (ESEA section
4310(1))
Baseline means the starting point from which performance is
measured and targets are set. (34 CFR 77.1)
Charter school means a public school that--
(a) In accordance with a specific State statute authorizing the
granting of charters to schools, is exempt from significant State or
local rules that inhibit the flexible operation and management of
public schools, but not from any rules relating to the other
requirements of this definition;
(b) Is created by a developer as a public school, or is adapted by
a developer from an existing public school, and is operated under
public supervision and direction;
(c) Operates in pursuit of a specific set of educational objectives
determined by the school's developer and agreed to by the authorized
public chartering agency;
(d) Provides a program of elementary or secondary education, or
both;
(e) Is nonsectarian in its programs, admissions policies,
employment practices, and all other operations, and is not affiliated
with a sectarian school or religious institution;
(f) Does not charge tuition;
(g) Complies with the Age Discrimination Act of 1975, title VI of
the Civil Rights Act of 1964, title IX of the Education Amendments of
1972, section 504 of the Rehabilitation Act of 1973, the Americans with
Disabilities Act of 1990 (42 U.S.C. 12101 et seq.), section 444 of GEPA
(20 U.S.C. 1232g) (commonly referred to as the ``Family Educational
Rights and Privacy Act of 1974''), and part B of the Individuals with
Disabilities Education Act (IDEA);
(h) Is a school to which parents choose to send their children, and
that--
(1) Admits students on the basis of a lottery, consistent with
section 4303(c)(3)(A) of the ESEA, if more students apply for admission
than can be accommodated; or
(2) In the case of a school that has an affiliated charter school
(such as a school that is part of the same network of schools),
automatically enrolls students who are enrolled in the immediate prior
grade level of the affiliated charter school and, for any additional
student openings or student openings created through regular attrition
in student enrollment in the affiliated charter school and the
enrolling school, admits students on the basis of a lottery as
described in paragraph (1);
(i) Agrees to comply with the same Federal and State audit
requirements as do other elementary schools and secondary schools in
the State, unless such State audit requirements are waived by the
State;
(j) Meets all applicable Federal, State, and local health and
safety requirements;
(k) Operates in accordance with State law;
(l) Has a written performance contract with the authorized public
chartering agency in the State that includes a description of how
student performance will be measured in charter schools pursuant to
State assessments that are required of other schools and pursuant to
any other assessments mutually agreeable to the authorized public
chartering agency and the charter school; and
(m) May serve students in early childhood educational programs or
postsecondary students. (ESEA section 4310(2))
Charter school support organization means a nonprofit,
nongovernmental entity that is not an authorized public chartering
agency and provides, on a statewide basis--
(a) Assistance to developers during the planning, program design,
and initial implementation of a charter school; and
(b) Technical assistance to operating charter schools. (ESEA
section 4310(4))
Children or students with disabilities means children with
disabilities as defined in IDEA or individuals defined as having a
disability under Section 504 of the Rehabilitation Act of 1973 (Section
504) (or children or students who are eligible under both laws).
(Supplemental Priorities)
Demonstrates a rationale means a key project component (as defined
in this notice) included in the project's logic model (as defined in
this notice) is informed by research or evaluation findings that
suggest the project component is likely to improve relevant outcomes
(as defined in this notice). (34 CFR 77.1)
Developer means an individual or group of individuals (including a
public or private nonprofit organization), which may include teachers,
administrators and other school staff, parents, or other members of the
local community in which a charter school project will be carried out.
(ESEA section 4310(5))
Early childhood education program means (A) a Head Start program or
an Early Head Start program carried out under the Head Start Act (42
U.S.C. 9831 et seq.), including a migrant or seasonal Head Start
program, an Indian Head Start program, or a Head Start program or an
Early Head Start program that also receives State funding; (B) a State
licensed or regulated child care
[[Page 26044]]
program; or (C) a program that (i) serves children from birth through
age six that addresses the children's cognitive (including language,
early literacy, and early mathematics), social, emotional, and physical
development; and (ii) is (I) a State prekindergarten program; (II) a
program authorized under section 619 or part C of the IDEA; or (III) a
program operated by an LEA. (ESEA section 8101(16))
Educational choice means the opportunity for a child or student (or
a family member on their behalf) to create a high-quality personalized
path for learning that is consistent with applicable Federal, State,
and local laws; is in an educational setting that best meets the
child's or student's needs; and, where possible, incorporates evidence-
based activities, strategies, or interventions. Opportunities made
available to a student through a grant program are those that
supplement what is provided by a child's or student's geographically
assigned school or the institution in which he or she is currently
enrolled and may include: Public educational programs or courses
including those offered by traditional public schools, public charter
schools, public magnet schools, public online education providers, or
other public education providers. (Supplemental Priorities)
English learners means individuals who are English learners as
defined in section 8101(20) of the ESEA, or individuals who are English
language learners as defined in section 203(7) of the Workforce
Innovation and Opportunity Act. (Supplemental Priorities)
High-quality charter school means a charter school that--
(a) Shows evidence of strong academic results, which may include
strong student academic growth, as determined by a State;
(b) Has no significant issues in the areas of student safety,
financial and operational management, or statutory or regulatory
compliance;
(c) Has demonstrated success in significantly increasing student
academic achievement, including graduation rates where applicable, for
all students served by the charter school; and
(d) Has demonstrated success in increasing student academic
achievement, including graduation rates where applicable, for each of
the subgroups of students, as defined in section 1111(c)(2) of the
ESEA, except that such demonstration is not required in a case in which
the number of students in a group is insufficient to yield
statistically reliable information or the results would reveal
personally identifiable information about an individual student. (ESEA
section 4310(8))
Indian means an individual who is--
(a) A member of an Indian Tribe or band, as membership is defined
by the Tribe or band, including--
(i) Any Tribe or band terminated since 1940; and
(ii) Any Tribe or band recognized by the State in which the Tribe
or band resides;
(b) A descendant, in the first or second degree, of an individual
described in subparagraph (a);
(c) Considered by the Secretary of the Interior to be an Indian for
any purpose;
(d) An Eskimo, Aleut, or other Alaska Native; or
(e) A member of an organized Indian group that received a grant
under the Indian Education Act of 1988 as in effect the day preceding
the date of enactment of the Improving America's Schools Act of 1994.
(ESEA section 6151)
Logic model (also referred to as theory of action) means a
framework that identifies key project components of the proposed
project (i.e., the active ``ingredients'' that are hypothesized to be
critical to achieving the relevant outcomes) and describes the
theoretical and operational relationships among the key project
components and relevant outcomes. (34 CFR 77.1)
Performance measure means any quantitative indicator, statistic, or
metric used to gauge program or project performance. (34 CFR 77.1)
Performance target means a level of performance that an applicant
would seek to meet during the course of a project or as a result of a
project. (34 CFR 77.1)
Project component means an activity, strategy, intervention,
process, product, practice, or policy included in a project. Evidence
may pertain to an individual project component or to a combination of
project components (e.g., training teachers on instructional practices
for English learners and follow-on coaching for these teachers). (34
CFR 77.1)
Relevant outcome means the student outcome(s) or other outcome(s)
the key project component is designed to improve, consistent with the
specific goals of the program. (34 CFR 77.1)
Rural local educational agency means an LEA that is eligible under
the Small Rural School Achievement (SRSA) program or the Rural and Low-
Income School (RLIS) program authorized under Title V, Part B of the
ESEA. Eligible applicants may determine whether a particular LEA is
eligible for these programs by referring to information on the
Department's website at www2.ed.gov/nclb/freedom/local/reap.html.
(Supplemental Priorities)
Application Requirements: Applications for CSP National
Dissemination Grants funds must address the following application
requirements, which we establish for FY 2018 and any subsequent year in
which we make awards from the list of unfunded applications from this
competition, in accordance with section 437(d)(1) of GEPA, 20 U.S.C.
1232(d)(1). An applicant may choose to respond to these requirements in
the context of its responses to the selection criteria in section V.1
of this notice.
(a) Provide a project plan, which includes a logic model, that
describes the purpose of the project based on the absolute priority
(e.g., ``to strengthen charter school authorizing''); includes clearly
specified, measurable project objectives that are aligned with the
project purpose; and includes the specific strategies and initiatives
that will be implemented to accomplish project objectives. For each
project objective, the project plan must include--
(i) Inputs and Resources: Identification of the specific costs that
will be allocated to the proposed project. These costs must represent
the inputs and resources (e.g., personnel, contracted services,
supplies, and equipment) that are necessary to generate and support
grant project activities, and are necessary to produce project outputs.
Applicants must ensure that the total project costs, as identified in
this section, are consistent with the budget form 524 B and response to
selection criterion (c);
(ii) Project Activities: Identification of the specific activities
proposed to be funded under the grant; the estimated cost of those
activities under the grant project; and how these activities are linked
to the target grant project outputs and outcomes;
(iii) Project Outputs: Identification of the specific project
deliverables, work products, and other outputs of the proposed project,
including the cost of those outputs. Examples of outputs include--
(1) Best practice publications and products;
(2) Evaluation reports; and
(3) Presentation of a session at a conference delivering best
practices for stakeholders.
(iv) Project Outcomes: Identification of the anticipated project
outcomes or effects as a result of the proposed project.
(b) Provide a management plan that describes clearly defined
[[Page 26045]]
responsibilities, timelines, and milestones for executing the project
and achieving project outcomes.
(c) Provide a dissemination plan that includes the number and
description of States, charter schools, or authorized public chartering
agencies to which best-practices information will be disseminated, as
well as a description of the mechanisms the applicant will use to
disseminate information on its proposed projects.
(d) Provide an evaluation plan that includes performance measures
that are aligned to the project purpose, project objectives, and
project outcomes as well as to the intended outcomes of the proposed
project.
Waiver of Proposed Rulemaking: Under the Administrative Procedure
Act (5 U.S.C. 553), the Department generally offers interested parties
the opportunity to comment on proposed priorities, selection criteria,
definitions, and requirements. Section 437(d)(1) of GEPA, however,
allows the Secretary to exempt from rulemaking requirements regulations
governing the first grant competition under a new or substantially
revised program authority. This is the first grant competition for this
program under section 4305(a)(3) of the ESEA, and, therefore, this
competition qualifies for this exemption. In order to ensure timely
grant awards, the Secretary has decided to forgo public comment on the
priorities, requirements, definitions, and selection criteria in this
notice in accordance with section 437(d)(1) of GEPA. These priorities,
requirements, definitions, and selection criteria will apply to grants
awarded under this competition in FY 2018 and any subsequent year in
which we make awards from the list of unfunded applications from this
competition.
Program Authority: Section 4305(a)(3)(B) of the ESEA, 20 U.S.C.
7221d.
Applicable Regulations: (a) The Education Department General
Administrative Regulations in 34 CFR parts 75, 77, 79, 81, 82, 84, 86,
97, 98, and 99. (b) The Office of Management and Budget Guidelines to
Agencies on Governmentwide Debarment and Suspension (Nonprocurement) in
2 CFR part 180, as adopted and amended as regulations of the Department
in 2 CFR part 3485. (c) The Uniform Administrative Requirements, Cost
Principles, and Audit Requirements for Federal Awards in 2 CFR part
200, as adopted and amended in 2 CFR part 3474. (d) The Supplemental
Priorities.
II. Award Information
Type of Award: Discretionary grants.
Estimated Available Funds: $4,500,000.
Contingent upon the availability of funds and the quality of
applications, we may make additional awards in FY 2019 from the list of
unfunded applications from this competition.
Estimated Range of Awards: $500,000-$800,000 per year.
Estimated Average Size of Awards: $650,000 per year.
Estimated Number of Awards: 5-9.
Note: The Department is not bound by any estimates in this
notice. The estimated range and average size of awards are based on
a single 12-month budget period. We may use FY 2018 funds to support
multiple 12-month budget periods for one or more grantees.
Project Period: Up to 36 months.
III. Eligibility Information
1. Eligible Applicants: We are establishing the eligible entities
for this competition in accordance with section 437(d)(1) of GEPA, 20
U.S.C. 1232(d)(1). Eligible applicants include: SEAs; State charter
school boards; State Governors; charter school support organizations
(as defined in this notice); authorized public chartering agencies; and
public and private nonprofit organizations that operate, manage, or
support charter schools.
Eligible applicants may apply as a partnership or consortium and,
if so applying, must comply with the requirements for group
applications set forth in 34 CFR 75.127-129.
Public and private nonprofit organizations that operate, manage, or
support charter schools must apply in partnership with one or more
SEAs, State charter school boards, State Governors, charter school
support organizations, or authorized public chartering agencies.
2. Cost Sharing or Matching: This competition does not require cost
sharing or matching.
3. Subgrants: A grantee under this competition may not award
subgrants to entities to directly carry out project activities
described in its application.
IV. Application and Submission Information
1. Application Submission Instructions: For information on how to
submit an application please refer to our Common Instructions for
Applicants to Department of Education Discretionary Grant Programs,
published in the Federal Register on February 12, 2018 (83 FR 6003) and
available at www.gpo.gov/fdsys/pkg/FR-2018-02-12/pdf/2018-02558.pdf.
2. Submission of Proprietary Information: Given the types of
projects that may be proposed in applications for the National
Dissemination Grants competition, your application may include business
information that you consider proprietary. In 34 CFR 5.11 we define
``business information'' and describe the process we use in determining
whether any of that information is proprietary and, thus, protected
from disclosure under Exemption 4 of the Freedom of Information Act (5
U.S.C. 552, as amended).
Because we plan to make successful applications available to the
public, you may wish to request confidentiality of business
information.
Consistent with Executive Order 12600, please designate in your
application any information that you believe is exempt from disclosure
under Exemption 4. In the appropriate Appendix section of your
application, under ``Other Attachments Form,'' please list the page
number or numbers on which we can find this information. For additional
information please see 34 CFR 5.11(c).
3. Intergovernmental Review: This program is subject to Executive
Order 12372 and the regulations in 34 CFR part 79. Information about
Intergovernmental Review of Federal Programs under Executive Order
12372 is in the application package for this competition.
4. Funding Restrictions: Grant funds may be used only for
activities that are related to the development, identification,
expansion, and dissemination of information on best practices regarding
the absolute priority to which the applicant is responding and that are
included in the grantee's approved application. Grantees are expected
to identify the specific costs associated with each included activity.
Grantees may not use grant funds to conduct charter school
authorizing activities, or to open new charter schools.
Grantees may not use grant funds to acquire or finance the
acquisition of a charter school facility, including through credit
enhancement, direct lending, or subgrants.
Grantees may not use grant funds for general organizational
operating support beyond the costs associated with this grant project.
In accordance with section 437(d)(1) of GEPA, 20 U.S.C. 1232(d)(1),
we establish that no more than 5 percent of grant funds may be used for
direct administration of the grant project.
Costs for Evaluation: In accordance with 34 CFR 75.590, CSP
National Dissemination Grants funds may be used to cover post-award
costs associated with an evaluation described
[[Page 26046]]
in response to Selection Criterion (e) of this notice, provided that
such costs are reasonable and necessary to meet the objectives of the
approved project.
We reference additional regulations outlining funding restrictions
in the Applicable Regulations section of this notice.
5. Recommended Page Limit: The application narrative (Part III of
the application) is where you, the applicant, address the priorities,
selection criteria, and application requirements that reviewers use to
evaluate your application. We recommend that you (1) limit the
application narrative to no more than 60 pages and (2) use the
following standards:
A ``page'' is 8.5'' x 11'', on one side only, with 1''
margins at the top, bottom, and both sides.
Double space (no more than three lines per vertical inch)
all text in the application narrative, including titles, headings,
footnotes, quotations, references, and captions, as well as all text in
charts, tables, figures, and graphs.
Use a font that is either 12 point or larger or no smaller
than 10 pitch (characters per inch).
Use one of the following fonts: Times New Roman, Courier,
Courier New, or Arial.
The recommended page limit does not apply to Part I, the cover
sheet; Part II, the budget section, including the narrative budget
justification; Part IV, the assurances and certifications; or the one-
page abstract, the resumes, the bibliography, or the letters of
support. However, the recommended page limit does apply to all of the
application narrative.
6. Pre-Application Webinar: The Department will hold a pre-
application meeting via webinar for prospective applicants on Thursday,
June 7, at 1:00 p.m., Washington, DC time. Individuals interested in
attending this meeting are encouraged to pre-register by emailing their
name, organization, and contact information with the subject heading
``PRE-APPLICATION MEETING'' to [email protected]. There is no
registration fee for attending this meeting.
V. Application Review Information
1. Selection Criteria: The selection criteria for this competition
are from 34 CFR 75.210. The maximum possible score for addressing all
of the criteria in this section is 100 points. The maximum possible
score for addressing each criterion is indicated in parentheses
following the criterion.
In evaluating an application, the Secretary considers the following
criteria:
(a) Significance of the proposed project (35 points). The Secretary
considers the significance of the proposed project. In determining the
significance of the proposed project, the Secretary considers the
following factors:
(1) The potential for generalizing from the findings or results of
the proposed project;
(2) The extent to which the results of the proposed project are to
be disseminated in ways that will enable others to use the information
or strategies;
(3) The likelihood that the proposed project will result in system
change or improvement; and
(4) The extent to which the proposed project is likely to build
local capacity to provide, improve, or expand services that address the
needs of the target population.
(b) Quality of the project design (30 points).
The Secretary considers the quality of the design of the proposed
project. In determining the quality of the design of the proposed
project, the Secretary considers the following factors:
(1) The extent to which the proposed project demonstrates a
rationale (as defined in 34 CFR 77.1(c));
(2) The extent to which the goals, objectives, and outcomes to be
achieved by the proposed project are clearly specified and measurable;
(3) The extent to which the proposed project represents an
exceptional approach to the priority or priorities established for the
competition; and
(4) The mechanisms the applicant will use to broadly disseminate
information on its project so as to support further development or
replication.
(c) Quality of the management plan and adequacy of resources (15
points).
The Secretary considers the quality of the management plan and
adequacy of resources for the proposed project. In determining the
quality of the management plan and adequacy of resources for the
proposed project, the Secretary considers the following factors:
(1) The adequacy of the management plan to achieve the objectives
of the proposed project on time and within budget, including clearly
defined responsibilities, timelines, and milestones for accomplishing
project tasks;
(2) The extent to which the costs are reasonable in relation to the
objectives, design, and potential significance of the proposed project;
and
(3) The relevance and demonstrated commitment of each partner in
the proposed project to the implementation and success of the project.
(d) Quality of the project personnel (10 points).
The Secretary considers the quality of the personnel who will carry
out the proposed project. In determining the quality of project
personnel, the Secretary considers the following factors:
(1) The extent to which the applicant encourages applications for
employment from persons who are members of groups that have
traditionally been underrepresented based on race, color, national
origin, gender, age, or disability;
(2) The qualifications, including relevant training and experience,
of the project director or principal investigator; and
(3) The qualifications, including relevant training and experience,
of key project personnel.
(e) Quality of the project evaluation (10 points).
The Secretary considers the quality of the evaluation to be
conducted of the proposed project. In determining the quality of the
evaluation, the Secretary considers the extent to which the methods of
evaluation include the use of objective performance measures that are
clearly related to the intended outcomes of the project and will
produce quantitative and qualitative data to the extent possible.
2. Review and Selection Process: We remind potential applicants
that in reviewing applications in any discretionary grant competition,
the Secretary may consider, under 34 CFR 75.217(d)(3), the past
performance of the applicant in carrying out a previous award, such as
the applicant's use of funds, achievement of project objectives, and
compliance with grant conditions. The Secretary may also consider
whether the applicant failed to submit a timely performance report or
submitted a report of unacceptable quality.
In addition, in making a competitive grant award, the Secretary
requires various assurances, including those applicable to Federal
civil rights laws that prohibit discrimination in programs or
activities receiving Federal financial assistance from the Department
(34 CFR 100.4, 104.5, 106.4, 108.8, and 110.23).
3. Risk Assessment and Specific Conditions: Consistent with 2 CFR
200.205, before awarding grants under this competition the Department
conducts a review of the risks posed by
[[Page 26047]]
applicants. Under 2 CFR 3474.10, the Secretary may impose specific
conditions and, in appropriate circumstances, high-risk conditions on a
grant if the applicant or grantee is not financially stable; has a
history of unsatisfactory performance; has a financial or other
management system that does not meet the standards in 2 CFR part 200,
subpart D; has not fulfilled the conditions of a prior grant; or is
otherwise not responsible.
4. Integrity and Performance System: If you are selected under this
competition to receive an award that over the course of the project
period may exceed the simplified acquisition threshold (currently
$150,000), under 2 CFR 200.205(a)(2), we must make a judgment about
your integrity, business ethics, and record of performance under
Federal awards--that is, the risk posed by you as an applicant--before
we make an award. In doing so, we must consider any information about
you that is in the integrity and performance system (currently referred
to as the Federal Awardee Performance and Integrity Information System
(FAPIIS)), accessible through the System for Award Management. You may
review and comment on any information about yourself that a Federal
agency previously entered and that is currently in FAPIIS.
Please note that, if the total value of your currently active
grants, cooperative agreements, and procurement contracts from the
Federal Government exceeds $10,000,000, the reporting requirements in 2
CFR part 200, Appendix XII, require you to report certain integrity
information to FAPIIS semiannually. Please review the requirements in 2
CFR part 200, Appendix XII, if this grant plus all the other Federal
funds you receive exceed $10,000,000.
VI. Award Administration Information
1. Award Notices: If your application is successful, we notify your
U.S. Representative and U.S. Senators and send you a Grant Award
Notification (GAN); or we may send you an email containing a link to
access an electronic version of your GAN. We may notify you informally,
also.
If your application is not evaluated or not selected for funding,
we notify you.
2. Administrative and National Policy Requirements: We identify
administrative and national policy requirements in the application
package and reference these and other requirements in the Applicable
Regulations section of this notice.
We reference the regulations outlining the terms and conditions of
an award in the Applicable Regulations section of this notice and
include these and other specific conditions in the GAN. The GAN also
incorporates your approved application as part of your binding
commitments under the grant.
3. Open Licensing Requirements: Unless an exception applies, if you
are awarded a grant under this competition, you will be required to
openly license to the public grant deliverables created in whole, or in
part, with Department grant funds. When the deliverable consists of
modifications to pre-existing works, the license extends only to those
modifications that can be separately identified and only to the extent
that open licensing is permitted under the terms of any licenses or
other legal restrictions on the use of pre-existing works.
Additionally, a grantee under this competition must have a plan to
disseminate these public grant deliverables. For additional information
on the open licensing requirements please refer to 2 CFR 3474.20(c).
4. Reporting: (a) If you apply for a grant under this competition,
you must ensure that you have in place the necessary processes and
systems to comply with the reporting requirements in 2 CFR part 170
should you receive funding under the competition. This does not apply
if you have an exception under 2 CFR 170.110(b).
(b) All grantees must provide to the Department their most recent
available independent audits of their organization's financial
statements prepared in accordance with generally accepted accounting
principles, and all grantees must continue to provide available
independent, annual audits of their financial statements prepared in
accordance with generally accepted accounting principles each year of
the grant. (GEPA exemption)
(c) At the end of your project period, you must submit a final
performance report, including financial information, as directed by the
Secretary. If you receive a multiyear award, you must submit an annual
performance report that provides the most current performance and
financial expenditure information as directed by the Secretary under 34
CFR 75.118. The Secretary may also require more frequent performance
reports under 34 CFR 75.720(c). For specific requirements on reporting,
please go to www.ed.gov/fund/grant/apply/appforms/appforms.html.
(d) Under 34 CFR 75.250(b), the Secretary may provide a grantee
with additional funding for data collection analysis and reporting. In
this case the Secretary establishes a data collection period.
5. Performance Measures:
Project-Specific Performance Measures. Applicants must propose
project-specific performance measures and performance targets
consistent with the objectives of the proposed project and the project
outcomes identified in the logic model. The project-specific
performance measures should be sufficient to gauge progress throughout
the grant period, at least on an annual basis, and to show results by
the end of the grant period. Applicants must provide the following
information as directed under 34 CFR 75.110(b) and (c):
(1) Performance measures. How each proposed performance measure
would accurately measure the performance of the project and how the
proposed performance measure would be consistent with the performance
measures established for the program funding the competition.
(2) Baseline data. (i) Why each proposed baseline is valid; or (ii)
If the applicant has determined that there are no established baseline
data for a particular performance measure, an explanation of why there
is no established baseline and of how and when, during the project
period, the applicant would establish a valid baseline for the
performance measure.
(3) Performance targets. Why each proposed performance target is
ambitious (as defined in this notice) yet achievable compared to the
baseline for the performance measure and when, during the project
period, the applicant would meet the performance target(s).
(4) Data collection and reporting. (i) The data collection and
reporting methods the applicant would use and why those methods are
likely to yield reliable, valid, and meaningful performance data; and
(ii) The applicant's capacity to collect and report reliable, valid,
and meaningful performance data, as evidenced by high-quality data
collection, analysis, and reporting in other projects or research.
All grantees must submit an annual performance report with
information that is responsive to these performance measures.
For technical assistance in developing effective performance
measures, applicants are encouraged to review information provided by
the Department's Regional Educational Laboratories (RELs). The RELs
seek to build the capacity of States and school districts to
incorporate data and research into education decision-making. Each REL
provides research support and technical assistance to its region but
makes learning opportunities available to educators everywhere. For
example, the REL Northeast and Islands has created the following
resource on
[[Page 26048]]
logic models: https://ies.ed.gov/ncee/edlabs/regions/northeast/pdf/REL_2015057.pdf.
6. Continuation Awards: In making a continuation award under 34 CFR
75.253, the Secretary considers, among other things: Whether a grantee
has made substantial progress in achieving the goals and objectives of
the project; whether the grantee has expended funds in a manner that is
consistent with its approved application and budget; and, if the
Secretary has established performance measurement requirements, the
performance targets in the grantee's approved application.
In making a continuation award, the Secretary also considers
whether the grantee is operating in compliance with the assurances in
its approved application, including those applicable to Federal civil
rights laws that prohibit discrimination in programs or activities
receiving Federal financial assistance from the Department (34 CFR
100.4, 104.5, 106.4, 108.8, and 110.23).
7. Project Director's Meeting: Applicants approved for funding
under this competition must attend a two-day meeting for project
directors at a location to be determined in the continental United
States during each year of the project. Applicants may include the cost
of attending this meeting in their proposed budgets.
VII. Other Information
Accessible Format: Individuals with disabilities can obtain this
document and a copy of the application package in an accessible format
(e.g., Braille, large print, audiotape, or compact disc) on request to
the program contact person listed under FOR FURTHER INFORMATION
CONTACT.
Electronic Access to This Document: The official version of this
document is the document published in the Federal Register. You may
access the official edition of the Federal Register and the Code of
Federal Regulations via the Federal Digital System at: www.gpo.gov/fdsys. At this site you can view this document, as well as all other
documents of this Department published in the Federal Register, in text
or Portable Document Format (PDF). To use PDF you must have Adobe
Acrobat Reader, which is available free at the site.
You may also access documents of the Department published in the
Federal Register by using the article search feature at:
www.federalregister.gov. Specifically, through the advanced search
feature at this site, you can limit your search to documents published
by the Department.
Dated: May 31, 2018.
Margo Anderson,
Acting Assistant Deputy Secretary for Innovation and Improvement.
[FR Doc. 2018-12068 Filed 6-4-18; 8:45 am]
BILLING CODE 4000-01-P