Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, To Continue Listing and Trading Shares of the PGIM Ultra Short Bond ETF Under NYSE Arca Rule 8.600-E, 21794 [2018-09923]
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21794
Federal Register / Vol. 83, No. 91 / Thursday, May 10, 2018 / Notices
NATIONAL SCIENCE FOUNDATION
Advisory Committee for
Cyberinfrastructure; Notice of Meeting
In accordance with the Federal
Advisory Committee Act (Pub. L. 92–
463, as amended), the National Science
Foundation (NSF) announces the
following meeting:
Name and Committee Code: Advisory
Committee for Cyberinfrastructure
(25150).
Date and Time: June 6, 2018, 10:00
a.m.–6:00 p.m.
Place: National Science Foundation,
2415 Eisenhower Avenue, Alexandria,
VA 22314. Virtual Meeting Only,
registration available at: https://
www.nsf.gov/events/event_summ.jsp?
cntn_id=245384&org=OAC.
Type of Meeting: Open.
Contact Person: Alejandro Suarez or
Cynthia Jackson, CISE, Office of
Advanced Cyberinfrastructure, National
Science Foundation, 2415 Eisenhower
Avenue, Alexandria, VA 22314;
Telephone: 703–292–8970. Please
contact for virtual meeting access
information.
Minutes: May be obtained from the
contact persons listed above.
Purpose of Meeting: To advise NSF on
the impact of its policies, programs and
activities in the OAC community. To
provide advice to the Director/NSF on
issues related to long-range planning.
Agenda: Updates on NSF wide OAC
activities.
Dated: May 7, 2018.
Crystal Robinson,
Committee Management Officer.
[FR Doc. 2018–09962 Filed 5–9–18; 8:45 am]
BILLING CODE 7555–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–83174; File No. SR–
NYSEArca–2018–15]
Self-Regulatory Organizations; NYSE
Arca, Inc.; Notice of Designation of a
Longer Period for Commission Action
on a Proposed Rule Change, as
Modified by Amendment No. 1, To
Continue Listing and Trading Shares
of the PGIM Ultra Short Bond ETF
Under NYSE Arca Rule 8.600–E
daltland on DSKBBV9HB2PROD with NOTICES
On March 6, 2018, NYSE Arca, Inc.
(‘‘Exchange’’) filed with the Securities
and Exchange Commission
(‘‘Commission’’), pursuant to Section
19(b)(1) of the Securities Exchange Act
of 1934 (‘‘Act’’) 1 and Rule 19b–4
U.S.C. 78s(b)(1).
VerDate Sep<11>2014
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.7
Eduardo A. Aleman,
Assistant Secretary.
[FR Doc. 2018–09923 Filed 5–9–18; 8:45 am]
BILLING CODE 8011–01–P
2 17
CFR 240.19b–4.
Securities Exchange Act Release No. 82899
(Mar. 19, 2018), 83 FR 12824 (Mar. 23, 2018).
4 Amendment No. 1, which amended and
replaced the proposed rule change in its entirety,
is available on the Commission’s website at: https://
www.sec.gov/comments/sr-nysearca-2018-15/
nysearca201815-3510337-162292.pdf.
5 15 U.S.C. 78s(b)(2).
6 Id.
7 17 CFR 200.30–3(a)(31).
3 See
May 4, 2018.
1 15
thereunder,2 a proposed rule change to
continued listing and trading shares of
the PGIM Ultra Short Bond ETF, a series
of PGIM ETF Trust, under NYSE Arca
Rule 8.600–E. The proposed rule change
was published for comment in the
Federal Register on March 23, 2018.3
On April 25, 2018, the Exchange filed
Amendment No. 1 to the proposed rule
change.4 The Commission has received
no comments on the proposal.
Section 19(b)(2) of the Act 5 provides
that, within 45 days of the publication
of notice of the filing of a proposed rule
change, or within such longer period up
to 90 days as the Commission may
designate if it finds such longer period
to be appropriate and publishes its
reasons for so finding, or as to which the
self-regulatory organization consents,
the Commission shall either approve the
proposed rule change, disapprove the
proposed rule change, or institute
proceedings to determine whether the
proposed rule change should be
disapproved. The 45th day after
publication of the notice for this
proposed rule change is May 7, 2018.
The Commission is extending this 45day time period.
The Commission finds that it is
appropriate to designate a longer period
within which to take action on the
proposed rule change so that it has
sufficient time to consider the proposed
rule change, as modified by Amendment
No. 1. Accordingly, the Commission,
pursuant to Section 19(b)(2) of the Act,6
designates June 21, 2018, as the date by
which the Commission shall either
approve or disapprove, or institute
proceedings to determine whether to
disapprove, the proposed rule change
(File No. SR–NYSEArca–2018–15), as
modified by Amendment No. 1.
16:29 May 09, 2018
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SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–83177; File No. SR–MSRB–
2018–01]
Self-Regulatory Organizations;
Municipal Securities Rulemaking
Board; Order Granting Approval of a
Proposed Rule Change, Consisting to
Amendments to Rule G–21, on
Advertising, Proposed New Rule G–40,
on Advertising by Municipal Advisors,
and a Technical Amendment to Rule
G–42, on Duties of Non-Solicitor
Municipal Advisors
May 7, 2018.
I. Introduction
On January 24, 2018, the Municipal
Securities Rulemaking Board (the
‘‘MSRB’’ or ‘‘Board’’) filed with the
Securities and Exchange Commission
(the ‘‘SEC’’ or ‘‘Commission’’), pursuant
to Section 19(b)(1) of the Securities
Exchange Act of 1934 (‘‘Act’’) 1 and Rule
19b–4 thereunder,2 a proposed rule
consisting of amendments to MSRB
Rule G–21, on advertising (‘‘proposed
amended Rule G–21’’), proposed new
MSRB Rule G–40, on advertising by
municipal advisors (‘‘proposed Rule G–
40’’), and a technical amendment to
MSRB Rule G–42, on duties of nonsolicitor municipal advisors (‘‘proposed
amended Rule G–42,’’ together with
proposed amended Rule G–21 and
proposed Rule G–40, the ‘‘proposed rule
change’’). The proposed rule change was
published for comment in the Federal
Register on February 7, 2018.3
The Commission received four
comment letters on the proposed rule
change.4 On March 16, 2018, the MSRB
granted an extension of time for the
Commission to act on the filing until
May 7, 2018. On April 30, 2018, the
1 15
U.S.C. 78s(b)(1).
CFR 240.19b–4.
3 Securities Exchange Act Release No. 82616
(February 1, 2018) (the ‘‘Notice of Filing’’), 83 FR
5474 (February 7, 2017).
4 See Letter to Secretary, Commission, from Leslie
M. Norwood, Managing Director and Associate
General Counsel, Securities Industry and Financial
Markets Association (‘‘SIFMA’’), dated February 28,
2018 (the ‘‘SIFMA Letter’’); Letter to Secretary,
Commission, from Susan Gaffney, Executive
Director, National Association of Municipal
Advisors (‘‘NAMA’’), dated February 28, 2018 (the
‘‘NAMA Letter’’); Letter to Secretary, Commission,
from Michael Nicholas, Chief Executive Officer,
Bond Dealers of America (‘‘BDA’’), dated February
28, 2018 (the ‘‘BDA Letter’’); Letter to Secretary,
Commission, from Catherine Humphrey-Bennett,
Municipal Advisory Compliance Officer, PFM
Financial Advisors LLC and PFM Asset
Management LLC (collectively, ‘‘PFM’’), dated
February 28, 2018 (the ‘‘PFM Letter’’). Staff from the
Office of Municipal Securities discussed the
proposed rule change with representatives from
BDA on April 10, 2018.
2 17
E:\FR\FM\10MYN1.SGM
10MYN1
Agencies
[Federal Register Volume 83, Number 91 (Thursday, May 10, 2018)]
[Notices]
[Page 21794]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2018-09923]
=======================================================================
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SECURITIES AND EXCHANGE COMMISSION
[Release No. 34-83174; File No. SR-NYSEArca-2018-15]
Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of
Designation of a Longer Period for Commission Action on a Proposed Rule
Change, as Modified by Amendment No. 1, To Continue Listing and Trading
Shares of the PGIM Ultra Short Bond ETF Under NYSE Arca Rule 8.600-E
May 4, 2018.
On March 6, 2018, NYSE Arca, Inc. (``Exchange'') filed with the
Securities and Exchange Commission (``Commission''), pursuant to
Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\
and Rule 19b-4 thereunder,\2\ a proposed rule change to continued
listing and trading shares of the PGIM Ultra Short Bond ETF, a series
of PGIM ETF Trust, under NYSE Arca Rule 8.600-E. The proposed rule
change was published for comment in the Federal Register on March 23,
2018.\3\ On April 25, 2018, the Exchange filed Amendment No. 1 to the
proposed rule change.\4\ The Commission has received no comments on the
proposal.
---------------------------------------------------------------------------
\1\ 15 U.S.C. 78s(b)(1).
\2\ 17 CFR 240.19b-4.
\3\ See Securities Exchange Act Release No. 82899 (Mar. 19,
2018), 83 FR 12824 (Mar. 23, 2018).
\4\ Amendment No. 1, which amended and replaced the proposed
rule change in its entirety, is available on the Commission's
website at: https://www.sec.gov/comments/sr-nysearca-2018-15/nysearca201815-3510337-162292.pdf.
---------------------------------------------------------------------------
Section 19(b)(2) of the Act \5\ provides that, within 45 days of
the publication of notice of the filing of a proposed rule change, or
within such longer period up to 90 days as the Commission may designate
if it finds such longer period to be appropriate and publishes its
reasons for so finding, or as to which the self-regulatory organization
consents, the Commission shall either approve the proposed rule change,
disapprove the proposed rule change, or institute proceedings to
determine whether the proposed rule change should be disapproved. The
45th day after publication of the notice for this proposed rule change
is May 7, 2018. The Commission is extending this 45-day time period.
---------------------------------------------------------------------------
\5\ 15 U.S.C. 78s(b)(2).
---------------------------------------------------------------------------
The Commission finds that it is appropriate to designate a longer
period within which to take action on the proposed rule change so that
it has sufficient time to consider the proposed rule change, as
modified by Amendment No. 1. Accordingly, the Commission, pursuant to
Section 19(b)(2) of the Act,\6\ designates June 21, 2018, as the date
by which the Commission shall either approve or disapprove, or
institute proceedings to determine whether to disapprove, the proposed
rule change (File No. SR-NYSEArca-2018-15), as modified by Amendment
No. 1.
---------------------------------------------------------------------------
\6\ Id.
For the Commission, by the Division of Trading and Markets,
pursuant to delegated authority.\7\
---------------------------------------------------------------------------
\7\ 17 CFR 200.30-3(a)(31).
---------------------------------------------------------------------------
Eduardo A. Aleman,
Assistant Secretary.
[FR Doc. 2018-09923 Filed 5-9-18; 8:45 am]
BILLING CODE 8011-01-P