Joint Industry Plan; Notice of Withdrawal of Amendment No. 4 to the National Market System Plan Governing the Consolidated Audit Trail, 12633 [2018-05790]

Download as PDF Federal Register / Vol. 83, No. 56 / Thursday, March 22, 2018 / Notices after the date of publication of the notice in the Federal Register in order to facilitate the clearing of the Standard European Senior Non-Preferred Financial Corporate transaction type, which the Commission understands market participants will commence trading beginning on March 20, 2018 30 and which are tied to European capital and resolution regulations. IV. Conclusion On the basis of the foregoing, the Commission finds that the proposed rule change is consistent with the requirements of the Act and in particular with the requirements of Section 17A of the Act,31 and Rules 17Ad–22(b)(2), (b)((3), (e)(4)(ii), and (e)(6)(i) thereunder.32 It Is Therefore Ordered pursuant to Section 19(b)(2) of the Act 33 that the proposed rule change (SR–ICEEU–2018– 002) be, and hereby is, approved on an accelerated basis.34 For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.35 Eduardo A. Aleman, Assistant Secretary. Time’’) pursuant to Rule 161 of the Commission’s Rules of Practice 1 to extend to April 12, 2018, the time previously provided for the in the Commission’s March 1, 2018, Order Granting Petitions for Review and Scheduling Filing of Statements.2 On March 15, 2018, Cboe BZX Exchange, Inc. filed a response stating that it does not object to the Motion for an Extension of Time. Extensions of time are disfavored absent a showing of good cause. It appears appropriate to grant the requested extension. Therefore, It is Ordered, that the Motion for an Extension of Time is hereby Granted. The time for any party or other person to file a statement in support of or in opposition to the action made pursuant to delegated authority is extended from March 22, 2018 to April 12, 2018. For the Commission, by its Secretary, pursuant to delegated authority.3 Eduardo A. Aleman, Assistant Secretary. [FR Doc. 2018–05791 Filed 3–21–18; 8:45 am] BILLING CODE 8011–01–P SECURITIES AND EXCHANGE COMMISSION [FR Doc. 2018–05793 Filed 3–21–18; 8:45 am] BILLING CODE 8011–01–P [Release No. 34–82892; File No. 4–698] SECURITIES AND EXCHANGE COMMISSION Joint Industry Plan; Notice of Withdrawal of Amendment No. 4 to the National Market System Plan Governing the Consolidated Audit Trail [Release No. 82896] Order Granting Motion for Extension of Time March 16, 2018. In the Matter of the Cboe BZX Exchange, Inc. for an Order Granting the Approval of Proposed Rule Change to Introduce Cboe Market Close, a Closing Match Process for Non-BZX Listed Securities under New Exchange Rule 11.28 (File No. SR–BatsBZX– 2017–34); Securities Exchange Act Of 1934. daltland on DSKBBV9HB2PROD with NOTICES On March 9, 2018, The Nasdaq Stock Market LLC and NYSE Group, Inc. filed a Motion for an Extension of Time to File Statements in Opposition to the Action Made Pursuant to Delegated Authority (‘‘Motion for an Extension of 30 See IHS Markit iTraxx Europe Rule Announcement, February 6, 2018 (stating that for iTraxx Europe Series 29, for French bank OpCos that qualify for inclusion in the index, the senior non-preferred reference obligations will be selected if available). 31 15 U.S.C. 78q–1. 32 17 CFR 240.17Ad–22(b)(2), (b)(3), (e)(4)(ii) and (e)(6)(i). 33 15 U.S.C. 78s(b)(2). 34 In approving the proposed rule change, the Commission considered the proposal’s impact on efficiency, competition, and capital formation. 15 U.S.C. 78c(f). 35 17 CFR 200.30–3(a)(12). VerDate Sep<11>2014 19:32 Mar 21, 2018 Jkt 244001 March 16, 2018. I. Introduction On December 11, 2017, the Operating Committee for CAT NMS, LLC (the ‘‘Company’’), on behalf of the parties to the National Market System Plan Governing the Consolidated Audit Trail (the ‘‘CAT NMS Plan’’): BOX Options Exchange LLC, Cboe BYX Exchange, Inc., Cboe BZX Exchange, Inc., Cboe EDGA Exchange, Inc., Cboe EDGX Exchange, Inc., Cboe C2 Exchange, Inc., Cboe Exchange, Inc., Chicago Stock Exchange, Inc., Financial Industry Regulatory Authority, Inc., Investors’ Exchange LLC, Miami International Securities Exchange, LLC, MIAX PEARL, LLC, Nasdaq BX, Inc., Nasdaq GEMX, LLC, Nasdaq ISE, LLC, Nasdaq MRX, LLC, Nasdaq PHLX LLC, The Nasdaq Stock Market LLC, New York Stock Exchange LLC, NYSE American, LLC and NYSE Arca, Inc., (the ‘‘Participants’’) filed with the Securities 1 17 CFR 201.161. Act Release No. 82794 (March 1, 2 Exchange 2018). 3 17 CFR 200.30–7(a)(4). PO 00000 Frm 00074 Fmt 4703 Sfmt 4703 12633 and Exchange Commission (‘‘Commission’’) pursuant to Section 11A of the of the Securities Exchange Act of 1934 1 (the ‘‘Exchange Act’’) and Rule 608 thereunder,2 Amendment No. 4 to the CAT NMS Plan to add a fee schedule to the CAT NMS Plan that would set forth fees to be paid by the Participants to fund the Consolidated Audit Trail.3 A Notice of Filing and Immediate Effectiveness of Amendment No. 4 was published for comment in the Federal Register on January 11, 2018.4 The Commission is publishing this notice to reflect that on January 11, 2018, prior to the end of the 60-day period provided for in Exchange Act Rule 608(b)(iii), the Participants withdrew the Amendment.5 By the Commission. Eduardo A. Aleman, Assistant Secretary. [FR Doc. 2018–05790 Filed 3–21–18; 8:45 am] BILLING CODE 8011–01–P SECURITIES AND EXCHANGE COMMISSION [Release No. 34–82895; File No. SRCboeBZX–2018–020] Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Listing Rules Under Rule 14.11(d)(2)(K)(i) Related to Equity Index-Linked Securities March 16, 2018. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (‘‘Act’’),1 and Rule 19b–4 thereunder,2 notice is hereby given that on March 8, 2018, Cboe BZX Exchange, Inc. (‘‘Exchange’’ or ‘‘BZX’’) filed with the Securities and Exchange Commission (‘‘Commission’’) the proposed rule change as described in Items I and II below, which Items have been prepared by the Exchange. The Exchange has designated this proposal as a ‘‘noncontroversial’’ proposed rule change pursuant to Section 19(b)(3)(A) of the Act 3 and Rule 19b–4(f)(6)(iii) 1 15 U.S.C. 78k–1. CFR 242.608. 3 See Letter from Michael Simon, Chair, CAT NMS Plan Operating Committee, to Brent J. Fields, Secretary, Commission, dated December 11, 2017. 4 See Exchange Act Release No. 82451 (January 5, 2018), 83 FR 1399 (January 11, 2018). 5 See Letter from Michael Simon, Chair, CAT NMS Plan Operating Committee, to Brent J. Fields, Secretary, Commission, dated January 10, 2018. 1 15 U.S.C. 78s(b)(1). 2 17 CFR 240.19b–4. 3 15 U.S.C. 78s(b)(3)(A). 2 17 E:\FR\FM\22MRN1.SGM 22MRN1

Agencies

[Federal Register Volume 83, Number 56 (Thursday, March 22, 2018)]
[Notices]
[Page 12633]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2018-05790]


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SECURITIES AND EXCHANGE COMMISSION

[Release No. 34-82892; File No. 4-698]


Joint Industry Plan; Notice of Withdrawal of Amendment No. 4 to 
the National Market System Plan Governing the Consolidated Audit Trail

March 16, 2018.

I. Introduction

    On December 11, 2017, the Operating Committee for CAT NMS, LLC (the 
``Company''), on behalf of the parties to the National Market System 
Plan Governing the Consolidated Audit Trail (the ``CAT NMS Plan''): BOX 
Options Exchange LLC, Cboe BYX Exchange, Inc., Cboe BZX Exchange, Inc., 
Cboe EDGA Exchange, Inc., Cboe EDGX Exchange, Inc., Cboe C2 Exchange, 
Inc., Cboe Exchange, Inc., Chicago Stock Exchange, Inc., Financial 
Industry Regulatory Authority, Inc., Investors' Exchange LLC, Miami 
International Securities Exchange, LLC, MIAX PEARL, LLC, Nasdaq BX, 
Inc., Nasdaq GEMX, LLC, Nasdaq ISE, LLC, Nasdaq MRX, LLC, Nasdaq PHLX 
LLC, The Nasdaq Stock Market LLC, New York Stock Exchange LLC, NYSE 
American, LLC and NYSE Arca, Inc., (the ``Participants'') filed with 
the Securities and Exchange Commission (``Commission'') pursuant to 
Section 11A of the of the Securities Exchange Act of 1934 \1\ (the 
``Exchange Act'') and Rule 608 thereunder,\2\ Amendment No. 4 to the 
CAT NMS Plan to add a fee schedule to the CAT NMS Plan that would set 
forth fees to be paid by the Participants to fund the Consolidated 
Audit Trail.\3\ A Notice of Filing and Immediate Effectiveness of 
Amendment No. 4 was published for comment in the Federal Register on 
January 11, 2018.\4\
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    \1\ 15 U.S.C. 78k-1.
    \2\ 17 CFR 242.608.
    \3\ See Letter from Michael Simon, Chair, CAT NMS Plan Operating 
Committee, to Brent J. Fields, Secretary, Commission, dated December 
11, 2017.
    \4\ See Exchange Act Release No. 82451 (January 5, 2018), 83 FR 
1399 (January 11, 2018).
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    The Commission is publishing this notice to reflect that on January 
11, 2018, prior to the end of the 60-day period provided for in 
Exchange Act Rule 608(b)(iii), the Participants withdrew the 
Amendment.\5\
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    \5\ See Letter from Michael Simon, Chair, CAT NMS Plan Operating 
Committee, to Brent J. Fields, Secretary, Commission, dated January 
10, 2018.

    By the Commission.
Eduardo A. Aleman,
Assistant Secretary.
[FR Doc. 2018-05790 Filed 3-21-18; 8:45 am]
 BILLING CODE 8011-01-P
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