Joint Industry Plan; Notice of Withdrawal of Amendment No. 4 to the National Market System Plan Governing the Consolidated Audit Trail, 12633 [2018-05790]
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Federal Register / Vol. 83, No. 56 / Thursday, March 22, 2018 / Notices
after the date of publication of the
notice in the Federal Register in order
to facilitate the clearing of the Standard
European Senior Non-Preferred
Financial Corporate transaction type,
which the Commission understands
market participants will commence
trading beginning on March 20, 2018 30
and which are tied to European capital
and resolution regulations.
IV. Conclusion
On the basis of the foregoing, the
Commission finds that the proposed
rule change is consistent with the
requirements of the Act and in
particular with the requirements of
Section 17A of the Act,31 and Rules
17Ad–22(b)(2), (b)((3), (e)(4)(ii), and
(e)(6)(i) thereunder.32
It Is Therefore Ordered pursuant to
Section 19(b)(2) of the Act 33 that the
proposed rule change (SR–ICEEU–2018–
002) be, and hereby is, approved on an
accelerated basis.34
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.35
Eduardo A. Aleman,
Assistant Secretary.
Time’’) pursuant to Rule 161 of the
Commission’s Rules of Practice 1 to
extend to April 12, 2018, the time
previously provided for the in the
Commission’s March 1, 2018, Order
Granting Petitions for Review and
Scheduling Filing of Statements.2 On
March 15, 2018, Cboe BZX Exchange,
Inc. filed a response stating that it does
not object to the Motion for an
Extension of Time.
Extensions of time are disfavored
absent a showing of good cause. It
appears appropriate to grant the
requested extension. Therefore,
It is Ordered, that the Motion for an
Extension of Time is hereby Granted.
The time for any party or other person
to file a statement in support of or in
opposition to the action made pursuant
to delegated authority is extended from
March 22, 2018 to April 12, 2018.
For the Commission, by its Secretary,
pursuant to delegated authority.3
Eduardo A. Aleman,
Assistant Secretary.
[FR Doc. 2018–05791 Filed 3–21–18; 8:45 am]
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[FR Doc. 2018–05793 Filed 3–21–18; 8:45 am]
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[Release No. 34–82892; File No. 4–698]
SECURITIES AND EXCHANGE
COMMISSION
Joint Industry Plan; Notice of
Withdrawal of Amendment No. 4 to the
National Market System Plan
Governing the Consolidated Audit Trail
[Release No. 82896]
Order Granting Motion for Extension of
Time
March 16, 2018.
In the Matter of the Cboe BZX Exchange,
Inc. for an Order Granting the Approval of
Proposed Rule Change to Introduce Cboe
Market Close, a Closing Match Process for
Non-BZX Listed Securities under New
Exchange Rule 11.28 (File No. SR–BatsBZX–
2017–34); Securities Exchange Act Of 1934.
daltland on DSKBBV9HB2PROD with NOTICES
On March 9, 2018, The Nasdaq Stock
Market LLC and NYSE Group, Inc. filed
a Motion for an Extension of Time to
File Statements in Opposition to the
Action Made Pursuant to Delegated
Authority (‘‘Motion for an Extension of
30 See IHS Markit iTraxx Europe Rule
Announcement, February 6, 2018 (stating that for
iTraxx Europe Series 29, for French bank OpCos
that qualify for inclusion in the index, the senior
non-preferred reference obligations will be selected
if available).
31 15 U.S.C. 78q–1.
32 17 CFR 240.17Ad–22(b)(2), (b)(3), (e)(4)(ii) and
(e)(6)(i).
33 15 U.S.C. 78s(b)(2).
34 In approving the proposed rule change, the
Commission considered the proposal’s impact on
efficiency, competition, and capital formation. 15
U.S.C. 78c(f).
35 17 CFR 200.30–3(a)(12).
VerDate Sep<11>2014
19:32 Mar 21, 2018
Jkt 244001
March 16, 2018.
I. Introduction
On December 11, 2017, the Operating
Committee for CAT NMS, LLC (the
‘‘Company’’), on behalf of the parties to
the National Market System Plan
Governing the Consolidated Audit Trail
(the ‘‘CAT NMS Plan’’): BOX Options
Exchange LLC, Cboe BYX Exchange,
Inc., Cboe BZX Exchange, Inc., Cboe
EDGA Exchange, Inc., Cboe EDGX
Exchange, Inc., Cboe C2 Exchange, Inc.,
Cboe Exchange, Inc., Chicago Stock
Exchange, Inc., Financial Industry
Regulatory Authority, Inc., Investors’
Exchange LLC, Miami International
Securities Exchange, LLC, MIAX
PEARL, LLC, Nasdaq BX, Inc., Nasdaq
GEMX, LLC, Nasdaq ISE, LLC, Nasdaq
MRX, LLC, Nasdaq PHLX LLC, The
Nasdaq Stock Market LLC, New York
Stock Exchange LLC, NYSE American,
LLC and NYSE Arca, Inc., (the
‘‘Participants’’) filed with the Securities
1 17
CFR 201.161.
Act Release No. 82794 (March 1,
2 Exchange
2018).
3 17 CFR 200.30–7(a)(4).
PO 00000
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12633
and Exchange Commission
(‘‘Commission’’) pursuant to Section
11A of the of the Securities Exchange
Act of 1934 1 (the ‘‘Exchange Act’’) and
Rule 608 thereunder,2 Amendment No.
4 to the CAT NMS Plan to add a fee
schedule to the CAT NMS Plan that
would set forth fees to be paid by the
Participants to fund the Consolidated
Audit Trail.3 A Notice of Filing and
Immediate Effectiveness of Amendment
No. 4 was published for comment in the
Federal Register on January 11, 2018.4
The Commission is publishing this
notice to reflect that on January 11,
2018, prior to the end of the 60-day
period provided for in Exchange Act
Rule 608(b)(iii), the Participants
withdrew the Amendment.5
By the Commission.
Eduardo A. Aleman,
Assistant Secretary.
[FR Doc. 2018–05790 Filed 3–21–18; 8:45 am]
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[Release No. 34–82895; File No. SRCboeBZX–2018–020]
Self-Regulatory Organizations; Cboe
BZX Exchange, Inc.; Notice of Filing
and Immediate Effectiveness of a
Proposed Rule Change To Amend Its
Listing Rules Under Rule
14.11(d)(2)(K)(i) Related to Equity
Index-Linked Securities
March 16, 2018.
Pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934
(‘‘Act’’),1 and Rule 19b–4 thereunder,2
notice is hereby given that on March 8,
2018, Cboe BZX Exchange, Inc.
(‘‘Exchange’’ or ‘‘BZX’’) filed with the
Securities and Exchange Commission
(‘‘Commission’’) the proposed rule
change as described in Items I and II
below, which Items have been prepared
by the Exchange. The Exchange has
designated this proposal as a ‘‘noncontroversial’’ proposed rule change
pursuant to Section 19(b)(3)(A) of the
Act 3 and Rule 19b–4(f)(6)(iii)
1 15
U.S.C. 78k–1.
CFR 242.608.
3 See Letter from Michael Simon, Chair, CAT
NMS Plan Operating Committee, to Brent J. Fields,
Secretary, Commission, dated December 11, 2017.
4 See Exchange Act Release No. 82451 (January 5,
2018), 83 FR 1399 (January 11, 2018).
5 See Letter from Michael Simon, Chair, CAT
NMS Plan Operating Committee, to Brent J. Fields,
Secretary, Commission, dated January 10, 2018.
1 15 U.S.C. 78s(b)(1).
2 17 CFR 240.19b–4.
3 15 U.S.C. 78s(b)(3)(A).
2 17
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[Federal Register Volume 83, Number 56 (Thursday, March 22, 2018)]
[Notices]
[Page 12633]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2018-05790]
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SECURITIES AND EXCHANGE COMMISSION
[Release No. 34-82892; File No. 4-698]
Joint Industry Plan; Notice of Withdrawal of Amendment No. 4 to
the National Market System Plan Governing the Consolidated Audit Trail
March 16, 2018.
I. Introduction
On December 11, 2017, the Operating Committee for CAT NMS, LLC (the
``Company''), on behalf of the parties to the National Market System
Plan Governing the Consolidated Audit Trail (the ``CAT NMS Plan''): BOX
Options Exchange LLC, Cboe BYX Exchange, Inc., Cboe BZX Exchange, Inc.,
Cboe EDGA Exchange, Inc., Cboe EDGX Exchange, Inc., Cboe C2 Exchange,
Inc., Cboe Exchange, Inc., Chicago Stock Exchange, Inc., Financial
Industry Regulatory Authority, Inc., Investors' Exchange LLC, Miami
International Securities Exchange, LLC, MIAX PEARL, LLC, Nasdaq BX,
Inc., Nasdaq GEMX, LLC, Nasdaq ISE, LLC, Nasdaq MRX, LLC, Nasdaq PHLX
LLC, The Nasdaq Stock Market LLC, New York Stock Exchange LLC, NYSE
American, LLC and NYSE Arca, Inc., (the ``Participants'') filed with
the Securities and Exchange Commission (``Commission'') pursuant to
Section 11A of the of the Securities Exchange Act of 1934 \1\ (the
``Exchange Act'') and Rule 608 thereunder,\2\ Amendment No. 4 to the
CAT NMS Plan to add a fee schedule to the CAT NMS Plan that would set
forth fees to be paid by the Participants to fund the Consolidated
Audit Trail.\3\ A Notice of Filing and Immediate Effectiveness of
Amendment No. 4 was published for comment in the Federal Register on
January 11, 2018.\4\
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\1\ 15 U.S.C. 78k-1.
\2\ 17 CFR 242.608.
\3\ See Letter from Michael Simon, Chair, CAT NMS Plan Operating
Committee, to Brent J. Fields, Secretary, Commission, dated December
11, 2017.
\4\ See Exchange Act Release No. 82451 (January 5, 2018), 83 FR
1399 (January 11, 2018).
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The Commission is publishing this notice to reflect that on January
11, 2018, prior to the end of the 60-day period provided for in
Exchange Act Rule 608(b)(iii), the Participants withdrew the
Amendment.\5\
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\5\ See Letter from Michael Simon, Chair, CAT NMS Plan Operating
Committee, to Brent J. Fields, Secretary, Commission, dated January
10, 2018.
By the Commission.
Eduardo A. Aleman,
Assistant Secretary.
[FR Doc. 2018-05790 Filed 3-21-18; 8:45 am]
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