Privacy Act of 1974; System of Records, 8855-8859 [2018-04141]
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Federal Register / Vol. 83, No. 41 / Thursday, March 1, 2018 / Notices
Written statements can be submitted to
the Designated Federal Officer at the
address detailed below at any time.
Statements being submitted in response
to the agenda mentioned in this notice
must be received by the Designated
Federal Officer at the address listed
below at least ten calendar days prior
tothe meeting which is the subject of
this notice. Written statements received
after this date may not be provided to
or considered by the Air University
Board of Visitors until its next meeting.
The Designated Federal Officer will
review all timely submissions with the
Air University Board of Visitors’ Board
Chairperson and ensure they are
provided to members of the Board
before the meeting that is the subject of
this notice. Any member of the public
wishing to attend this meeting should
contact the Designated Federal Officer
listed below at least ten calendar days
prior to the meeting for information on
base entry procedures.
Henry Williams,
Acting Air Force Federal Register Liaison
Officer.
www.dnfsb.gov. Technical staff may
present information to the Board. The
Board Members are expected to conduct
deliberations regarding potential
Recommendations to the Secretary of
Energy.
CONTACT PERSON FOR MORE INFORMATION:
Glenn Sklar, General Manager, Defense
Nuclear Facilities Safety Board, 625
Indiana Avenue NW, Suite 700,
Washington, DC 20004–2901, (800) 788–
4016. This is a toll-free number.
Dated: February 26, 2018.
Joseph Bruce Hamilton,
Acting Chairman.
[FR Doc. 2018–04246 Filed 2–27–18; 11:15 am]
BILLING CODE 3670–01–P
DEPARTMENT OF EDUCATION
[Docket ID ED–2017–FSA–0135]
Privacy Act of 1974; System of
Records
Federal Student Aid,
Department of Education.
ACTION: Notice of a modified system of
records.
AGENCY:
[FR Doc. 2018–03498 Filed 2–28–18; 8:45 am]
BILLING CODE 5001–10–P
In accordance with the
Privacy Act of 1974, as amended
(Privacy Act), the U.S. Department of
Education (Department) modifies the
system of records entitled ‘‘Student Aid
internet Gateway (SAIG), Participation
Management System’’ (18–11–10).
The SAIG, Participation Management
System, is a system of records
containing contact information that
individuals affiliated with an authorized
entity provide to create an account to
request electronic access to the
Department’s Federal Student Aid (FSA)
systems or to the system of the
Department of Homeland Security
(DHS) for purposes of administering or
assisting in administering programs
authorized under title IV of the Higher
Education Act of 1965, as amended
(HEA).
SUMMARY:
DEFENSE NUCLEAR FACILITIES
SAFETY BOARD
Sunshine Act Meetings
1:00 p.m.–2:30 p.m.,
March 8, 2018.
PLACE: Defense Nuclear Facilities Safety
Board, 625 Indiana Avenue NW, Suite
700, Washington, DC 20004.
STATUS: Closed. During the closed
meeting, the Board Members will
discuss issues dealing with potential
Recommendations to the Secretary of
Energy. The Board is invoking the
exemptions to close a meeting described
in 5 U.S.C. 552b(c)(3) and (9)(B) and 10
CFR 1704.4(c) and (h). The Board has
determined that it is necessary to close
the meeting since conducting an open
meeting is likely to disclose matters that
are specifically exempted from
disclosure by statute, and/or be likely to
significantly frustrate implementation of
a proposed agency action. In this case,
the deliberations will pertain to
potential Board Recommendations
which, under 42 U.S.C. 2286d(b) and
(h)(3), may not be made publicly
available until after they have been
received by the Secretary of Energy or
the President, respectively.
MATTERS TO BE CONSIDERED: The meeting
will proceed in accordance with the
closed meeting agenda which is posted
on the Board’s public website at
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TIME AND DATE:
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Submit your comments on this
modified system of records notice on or
before April 2, 2018.
This modified system of records will
become applicable upon publication in
the Federal Register on March 1, 2018.
Modified routine use disclosures
numbered (1), (4), (6), (10), and (12) and
new routine use disclosure numbered
(13) listed under ‘‘ROUTINE USES OF
RECORDS MAINTAINED IN THE
SYSTEM, INCLUDING CATEGORIES
OF USERS AND PURPOSES OF SUCH
USES’’ will become applicable on April
2, 2018, unless the modified system of
records notice needs to be changed as a
DATES:
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result of public comment. The
Department will publish any significant
changes resulting from public comment.
ADDRESSES: Submit your comments
through the Federal eRulemaking Portal
or via postal mail, commercial delivery,
or hand delivery. We will not accept
comments submitted by fax or by email
or those submitted after the comment
period. To ensure that we do not receive
duplicate copies, please submit your
comments only once. In addition, please
include the Docket ID at the top of your
comments.
• Federal eRulemaking Portal: Go to
www.regulations.gov to submit your
comments electronically. Information
on using Regulations.gov, including
instructions for accessing agency
documents, submitting comments, and
viewing the docket, is available on the
site under the ‘‘help’’ tab.
• Postal Mail, Commercial Delivery,
or Hand Delivery: If you mail or deliver
your comments about this modified
system of records, address them to:
Director, Systems Integration Division,
Systems Operations and Aid Delivery
Management Services, Federal Student
Aid, U.S. Department of Education, 830
First Street NE, Room 41F1, Union
Center Plaza, Washington, DC 20202–
5144.
Privacy Note: The Department’s
policy is to make all comments received
from members of the public available for
public viewing in their entirety on the
Federal eRulemaking Portal at
www.regulations.gov. Therefore,
commenters should be careful to
include in their comments only
information that they wish to make
publicly available.
Assistance to Individuals with
Disabilities in Reviewing the
Rulemaking Record: On request, we will
provide an appropriate accommodation
or auxiliary aid to an individual with a
disability who needs assistance to
review the comments or other
documents in the public rulemaking
record for this notice. If you want to
schedule an appointment for this type of
accommodation or auxiliary aid, please
contact the person listed under FOR
FURTHER INFORMATION CONTACT.
FOR FURTHER INFORMATION CONTACT:
Director, Systems Integration Division,
Systems Operations and Aid Delivery
Management Services, Federal Student
Aid, U.S. Department of Education, 830
First Street NE, Room 41F1, Union
Center Plaza, Washington, DC 20202–
5144. Telephone: (202) 377–3547.
If you use a telecommunications
device for the deaf (TDD) or text
telephone (TTY), you may call the
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Federal Relay Service, toll free, at 1–
800–877–8339.
SUPPLEMENTARY INFORMATION:
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Introduction
The Department is updating the
section of the notice entitled ‘‘SYSTEM
LOCATION’’ by adding an alternate
location, and replacing the locations no
longer utilized. The Department is
changing the section of the notice
entitled ‘‘SYSTEM MANAGER’’ to
reflect the current organization of
Business Operations in the Federal
Student Aid office. The Department is
modifying the section of the notice
entitled ‘‘PURPOSE(S) OF THE
SYSTEM’’ to remove the references
about authenticating users to the Debt
Management and Collections System
(DMCS) and Title IV Additional
Servicers (TIVAS). These systems do not
require authorization through the SAIG,
Participation Management System.
However, the Department is adding that
the SAIG, Participation Management
System, will be used to provide users
with access to the Enterprise Complaint
System (ECS) and the system of the DHS
that also administers or assists in
administering programs authorized
under title IV of the HEA. In this section
and throughout the notice, the
Department is removing all references
regarding ‘‘authenticating’’ users and
replacing it with the term ‘‘authorizing.’’
This is a more accurate representation of
the Department’s practices in the SAIG,
Participation Management System.
The Department is modifying the
section of the notice entitled
‘‘CATEGORIES OF INDIVIDUALS
COVERED BY THE SYSTEM’’ to replace
as covered individuals those who are
eligible to participate in the
Department’s programs with those who
are authorized to access the
Department’s Federal Student Aid
systems and the DHS system for the
purposes of administering or assisting in
administering programs authorized
under title IV of the HEA. This
modification is a clarification to the
public and does not change the scope of
the system. The Department is also
modifying this section to update the
entities whose employees may be
authorized to access the SAIG,
Participation Management System, such
as by deleting the reference to
authorized employees or representatives
of State scholarship programs and
inserting in its place, research and
scholarship organizations. The
Department is also clarifying in this
section that the authorized employees or
representatives of lenders and guaranty
agencies covered by the system are
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limited to lenders and guaranty agencies
participating in the Federal Family
Education Loan Program (FFELP).
The Department is updating the
section of the notice entitled
‘‘CATEGORIES OF RECORDS IN THE
SYSTEM’’ to specify that records are
those of authorized individuals with
access to not just the Department’s
student financial aid systems but also
the DHS system that administer or assist
in administering programs authorized
under title IV of the HEA.
The Department is modifying the
section of the notice entitled ‘‘RECORD
SOURCE CATEGORIES’’ to update
authorized entities as follows:
Postsecondary educational institutions,
institutional third-party servicers,
FFELP lenders, FFELP guaranty
agencies, Federal loan servicers, DHS,
State grant agencies, research and
scholarship organizations, and from
other individuals or entities from which
data is obtained under the routine uses
set forth below.
The Department is updating routine
use (1) entitled ‘‘Program Disclosures’’
to remove the listed Department systems
DMCS and TIVAS, which were
previously listed in paragraphs (f) and
(g), and to add, in paragraph (f), ECS as
a Department system to which
authorized users will have access. The
Department is adding to this routine use
in paragraph (h) that authorized users
also will have access to the DHS system
that administers or assists in the
administration of programs authorized
under title IV of the HEA. These
modifications to routine use (1) will
permit the Department to share
authorized users’ information with DHS
to allow these authorized users access to
systems belonging to the Department’s
Federal Student Aid office and DHS for
the purposes of administering or
assisting in administering programs
authorized under title IV of the HEA.
The Department will only disclose these
records to DHS after the Department has
approved in writing a request from DHS
to access these records.
The Department is modifying routine
use (4) entitled ‘‘Contract Disclosure’’
and routine use (6) entitled ‘‘Research
Disclosure’’ to remove language that
respectively referenced safeguard
requirements under subsection (m) of
the Privacy Act and Privacy Act
safeguards. The Department revised the
language in routine use (4) to permit the
Department to disclose records from this
system of records to employees of
Departmental contractors, whether or
not they are covered by subsection (m)
of the Privacy Act, so long as they are
performing a Departmental function that
requires disclosing records to them and
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they agree to safeguards that will protect
the security and confidentiality of the
records in the system. The Department
also revised the language in routine uses
(4) and (6) because the prior language
referring to required safeguards under
the Privacy Act and Privacy Act
safeguards was unclear about what
safeguards were required and therefore
to clarify that contractors and
researchers to whom disclosures are
made under these routine uses will be
required to agree to safeguards to protect
the security and confidentiality of the
records in the system.
The Department is modifying routine
use (10) entitled ‘‘Employee Grievance,
Complaint, or Conduct Disclosure’’ to
clarify and promote the standardization
of the language used in this routine use
with that used in the Department’s other
systems of records notices.
Pursuant to the requirements in Office
of Management and Budget (OMB) M–
17–12, the Department is modifying
routine use (12) entitled ‘‘Disclosure in
the Course of Responding to a Breach of
Data.’’
The Department is also adding routine
use (13) entitled ‘‘Disclosure in
Assisting another Agency in Responding
to a Breach of Data’’ in order to comply
with the requirements in OMB M–17–
12. The Department may disclose
records from this system to another
Federal agency or Federal entity, when
the Department determines that
information from this system of records
is reasonably necessary to assist the
recipient agency or entity in (a)
responding to a suspected or confirmed
breach or (b) preventing, minimizing, or
remedying the risk of harm to
individuals, the recipient agency or
entity (including its information
systems, programs, and operations), the
Federal Government, or national
security, resulting from a suspected or
confirmed breach.
The Department is updating the
sections of the notice entitled
‘‘POLICIES AND PRACTICES FOR
STORAGE OF RECORDS’’ and
‘‘ADMINISTRATIVE, TECHNICAL,
AND PHYSICAL SAFEGUARDS’’ to
reflect the current location of the
records at General Dynamics One
Source (GDOS). The Department is also
updating the section entitled ‘‘POLICIES
AND PRACTICES FOR RETENTION
AND DISPOSAL OF RECORDS’’ to
reflect the updated General Records
Schedule, issued by the National
Archives and Records Administration,
which governs the retention and
disposition of the records. Finally, the
Department is modifying the sections
entitled ‘‘RECORD ACCESS
PROCEDURES’’ and ‘‘NOTIFICATION
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PROCEDURES’’ to specify the necessary
particulars that an individual must
provide when making a request for
access to or notification of a record.
Accessible Format: Individuals with
disabilities can obtain this document in
an accessible format (e.g., braille, large
print, audiotape, or compact disc) on
request to the person listed under FOR
FURTHER INFORMATION CONTACT.
Electronic Access to This Document:
The official version of this document is
the document published in the Federal
Register. Free internet access to the
official edition of the Federal Register
and the CFR is available via the Federal
Digital System at: www.gpo.gov/fdsys.
At this site you can view this document,
as well as all other documents of the
Department published in the Federal
Register, in text or Portable Document
Format (PDF). To use PDF you must
have Adobe Acrobat Reader, which is
available free at the site.
You may also access documents of the
Department published in the Federal
Register by using the article search
feature at: www.federalregister.gov.
Specifically, through the advanced
search feature at this site, you can limit
your search to documents published by
the Department.
Dated: February 23, 2018.
James F. Manning,
Acting Chief Operating Officer, Federal
Student Aid.
For the reasons discussed in the
preamble, the Acting Chief Operating
Officer, Federal Student Aid of the U.S.
Department of Education (Department)
publishes a notice of a modified system
of records to read as follows:
SYSTEM NAME AND NUMBER
Student Aid internet Gateway (SAIG),
Participation Management System (18–
11–10).
SECURITY CLASSIFICATION:
Unclassified.
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SYSTEM LOCATION:
General Dynamics One Source
(GDOS), LLC 2450 Oakdale Boulevard,
Coralville, IA 52241–9728. (This facility
is the location of Technical Support and
also stores hard copy records for the
first 12 months after they are received
by the Department.
SAIG/Participation Management
System Technical Support 3833
Greenway Drive, Lawrence, KS 66046.
(This is another location of the
Technical Support).
Dell Perot Systems, 2300 West Plano
Parkway, Plano, TX 75075–8247. (This
is the computer center for SAIG,
Participation Management System
Application Virtual Data Center (VDC).)
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Iron Mountain Headquarters, 1000
Campus Dr., Collegeville, PA 19426.
(This facility stores hard copy records
after 12 months from when they are
received by the Department, and prior to
the Department transferring them to
National Archives and Records
Administration (NARA)—operated
Federal Records Centers.)
authorized entities as follows:
Postsecondary educational institutions,
institutional third-party servicers,
lenders participating in the Federal
Family Education Loan Program
(FFELP), FFELP guaranty agencies,
Federal loan servicers, State grant
agencies, and research and scholarship
organizations.
SYSTEM MANAGER(S):
CATEGORIES OF RECORDS IN THE SYSTEM:
Director, Systems Integration
Division, Systems Operations and Aid
Delivery Management Services,
Business Operations, Federal Student
Aid, U.S. Department of Education, 830
First Street NE, Union Center Plaza,
Washington, DC 20202–5454.
This system maintains identifying
information that authorized individuals
affiliated with an authorized entity
provide to create an account to request
electronic access to the Department’s
Federal Student Aid systems or access
to the DHS system for the purposes of
administering or assisting in
administering programs authorized
under title IV of the HEA. This
information includes the individual’s
name, address, and other identifying
information (e.g., mother’s maiden
name, Social Security number (SSN),
and date of birth).
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
Title IV of the Higher Education Act
of 1965, as amended (HEA), 20 U.S.C.
1070 et seq. The collection of Social
Security numbers of users of this system
is authorized by 31 U.S.C. 7701 and
Executive Order 9397, as amended by
Executive Order 13478 (November 18,
2008).
PURPOSE(S) OF THE SYSTEM:
The information in this system is
maintained for the purposes of: (1)
Processing stored data from the SAIG,
Participation Management System
Enrollment Forms (web and paper
versions); (2) maintaining the SAIG,
Participation Management System
Enrollment website (titled https://
FSAWebEnroll.ed.gov); (3) managing the
assignment of individual electronic
SAIG, Participation Management
System mailbox numbers, known as
‘‘TG numbers’’; and (4) authorizing
users of the Department’s Federal
Student Aid systems, including Central
Processing System (CPS), electronic
Campus Based (eCB) System, National
Student Loan Data System (NSLDS),
Common Origination and Disbursement
(COD) System, Financial Management
System (FMS), Enterprise Complaint
System (ECS), and Access and Identity
Management System (AIMS), and the
system of the Department of Homeland
Security(DHS), for the purposes of
administering or assisting in
administering programs authorized
under title IV of the HEA.
CATEGORIES OF INDIVIDUALS COVERED BY THE
SYSTEM:
This system contains records on those
individuals who are authorized to
access the Department’s Federal Student
Aid systems and the DHS system for
purposes of administering or assisting in
administering programs authorized
under title IV of the HEA. Those
individuals include authorized
employees or representatives of
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RECORD SOURCE CATEGORIES:
Information in this system is obtained
from the authorized employees or
representatives of authorized entities as
follows: Postsecondary educational
institutions, institutional third-party
servicers, FFELP lenders, FFELP
guaranty agencies, Federal loan
servicers, DHS, State grant agencies,
research and scholarship organizations,
and from other individuals or entities
from which data is obtained under
routine uses set forth below.
ROUTINE USES OF RECORDS MAINTAINED IN THE
SYSTEM, INCLUDING CATEGORIES OF USERS AND
PURPOSES OF SUCH USES:
The Department may disclose
information contained in a record in
this system of records under the routine
uses listed in this system of records
without the consent of the individual if
the disclosure is compatible with the
purposes for which the record was
collected. These disclosures may be
made on a case-by-case basis or, if the
Department has complied with the
computer matching requirements of the
Privacy Act of 1974, as amended
(Privacy Act), under a computer
matching agreement.
(1) Program Disclosures. The
Department may disclose records
maintained in the SAIG, Participation
Management System, to DHS for the
purpose of allowing authorized users
who are eligible to participate in the
electronic exchange of data with the
Department to transmit files to and from
the following databases and access the
Department’s websites online for the
purposes of administering or assisting in
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administering programs authorized
under title IV of the HEA:
(a) COD System;
(b) CPS;
(c) eCB System;
(d) NSLDS;
(e) FMS;
(f) ECS;
(g) AIMS; and,
(h) the DHS system.
The Department will only disclose
records from this system to DHS for
purposes of administering or assisting in
administering programs authorized
under title IV of the HEA and only after
the Department has approved in writing
a request from DHS to access these
records.
(2) Freedom of Information Act
(FOIA) or Privacy Act Advice
Disclosure. The Department may
disclose records to the Department of
Justice (DOJ) or the Office of
Management and Budget (OMB) if the
Department seeks advice regarding
whether records maintained in this
system of records are required to be
disclosed under the FOIA or the Privacy
Act.
(3) Disclosure to the DOJ. The
Department may disclose records to the
DOJ to the extent necessary for
obtaining DOJ advice on any matter
relevant to an audit, inspection, or other
inquiry related to the programs covered
by this system.
(4) Contract Disclosure. If the
Department contracts with an entity to
perform any function that requires
disclosing records to the contractor’s
employees, the Department may
disclose the records to those employees.
As part of such a contract, the
Department shall require the contractor
to agree to establish and maintain
safeguards to protect the security and
confidentiality of the records in the
system.
(5) Litigation and Alternative Dispute
Resolution (ADR) Disclosures.
(a) Introduction. In the event that one
of the following parties is involved in
judicial or administrative litigation or
ADR, or has an interest in judicial or
administrative litigation or ADR, the
Department may disclose certain
records to the parties described in
paragraphs (b), (c), and (d) of this
routine use under the conditions
specified in those paragraphs:
(i) The Department, or any of its
components;
(ii) Any Department employee in his
or her official capacity;
(iii) Any Department employee in his
or her individual capacity where the
DOJ agrees to or has been requested to
provide or arrange for representation of
the employee;
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(iv) Any Department employee in his
or her individual capacity where the
Department has agreed to represent the
employee;
(v) The United States where the
Department determines that the
litigation is likely to affect the
Department or any of its components.
(b) Disclosure to DOJ. If the
Department determines that disclosure
of certain records to the DOJ is relevant
and necessary to judicial or
administrative litigation or ADR, and is
compatible with the purpose for which
the records were collected, the
Department may disclose those records
as a routine use to the DOJ.
(c) Adjudicative Disclosures. If the
Department determines that disclosure
of certain records to an adjudicative
body before which the Department is
authorized to appear or to a person or
entity designated by the Department or
otherwise empowered to resolve or
mediate disputes, is relevant and
necessary to the judicial or
administrative litigation or ADR, the
Department may disclose those records
as a routine use to the adjudicative
body, person, or entity.
(d) Parties, Counsel, Representatives,
and Witnesses. If the Department
determines that disclosure of certain
records to a party, counsel,
representative, or witness is relevant
and necessary to the judicial or
administrative litigation or ADR, the
Department may disclose those records
as a routine use to the party, counsel,
representative, or witness.
(6) Research Disclosure. The
Department may disclose records to a
researcher if the official serving or
acting as the Chief Operating Officer of
Federal Student Aid determines that the
individual or organization to which the
disclosure would be made is qualified to
carry out specific research related to
functions or purposes of this system of
records. The official may disclose
records from this system of records to
that researcher solely for the purpose of
carrying out that research related to the
functions or purposes of this system of
records. The researcher shall be
required to agree to maintain safeguards
to protect the security and
confidentiality of the disclosed records.
(7) Congressional Member Disclosure.
The Department may disclose records to
a Member of Congress in response to an
inquiry from the Member made at the
written request of the individual whose
records are being disclosed. The
Member’s right to the information is no
greater than the right of the individual
who requested it.
(8) Enforcement Disclosure. In the
event that information in this system of
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records indicates, either on its face or in
connection with other information, a
violation or potential violation of any
applicable statute, regulation, or order
of a competent authority, the
Department may disclose the relevant
records to the appropriate agency,
whether foreign, Federal, State, Tribal or
local, charged with the responsibility of
investigating or prosecuting that
violation or charged with enforcing or
implementing the statute, Executive
Order, rule, regulation, or order issued
pursuant thereto.
(9) Employment, Benefit, and
Contracting Disclosure.
(a) For Decisions by the Department.
The Department may disclose a record
to a Federal, State, or local agency
maintaining civil, criminal, or other
relevant enforcement or other pertinent
records, or to another public authority
or professional organization, if
necessary to obtain information relevant
to a Department decision concerning the
hiring or retention of an employee or
other personnel action, the issuance of
a security clearance, the letting of a
contract, or the issuance of a license,
grant, or other benefit.
(b) For Decisions by Other Public
Agencies and Professional
Organizations. The Department may
disclose a record to a Federal, State,
local, or foreign agency or other public
authority or professional organization,
in connection with the hiring or
retention of an employee or other
personnel action, the issuance of a
security clearance, the reporting of an
investigation of an employee, the letting
of a contract, or the issuance of a
license, grant, or other benefit, to the
extent that the record is relevant and
necessary to the receiving entity’s
decision on the matter.
(10) Employee Grievance, Complaint,
or Conduct Disclosure. If a record is
relevant and necessary to an employee
grievance, complaint, or disciplinary
action involving a present or former
employee of the Department, the
Department may disclose a record from
this system of records in the course of
investigation, fact-finding, mediation, or
adjudication, to any party to the
grievance, complaint, or action; to the
party’s counsel or representative; to a
witness; or to a designated fact-finder,
mediator, or other person designated to
resolve issues or decide the matter.
(11) Labor Organization Disclosure.
The Department may disclose records
from this system of records to an
arbitrator to resolve disputes under a
negotiated grievance process or to
officials of a labor organization
recognized under 5 U.S.C. chapter 71
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when relevant and necessary to their
duties of exclusive representation.
(12) Disclosure in the Course of
Responding to a Breach of Data. The
Department may disclose records from
this system to appropriate agencies,
entities, and persons when (a) the
Department suspects or has confirmed
that there has been a breach of the
system of records; (b) the Department
has determined that as a result of the
suspected or confirmed breach there is
a risk of harm to individuals, the
Department (including its information
systems, programs, and operation), the
Federal Government, or national
security; and (c) the disclosure made to
such agencies, entities, and persons is
reasonably necessary to assist in
connection with the Department’s
efforts to respond to the suspected or
confirmed breach or to prevent,
minimize, or remedy such harm.
(13) Disclosure in Assisting another
Agency in Responding to a Breach of
Data. The Department may disclose
records from this system to another
Federal agency or Federal entity, when
the Department determines that
information from this system of records
is reasonably necessary to assist the
recipient agency or entity in (a)
responding to a suspected or confirmed
breach or (b) preventing, minimizing, or
remedying the risk of harm to
individuals, the recipient agency or
entity (including its information
systems, programs, and operations), the
Federal Government, or national
security, resulting from a suspected or
confirmed breach.
amozie on DSK30RV082PROD with NOTICES
POLICIES AND PRACTICES FOR STORAGE OF
RECORDS:
17:26 Feb 28, 2018
Jkt 244001
All users of the SAIG, Participation
Management System, have a unique
user identification (ID) with a password.
Records are retrieved by the names of
the individual user and/or their unique
system User ID.
POLICIES AND PRACTICES FOR RETENTION AND
DISPOSAL OF RECORDS:
These records are covered by General
Records Schedule 3.2: Information
Systems Security Records, Item 031
(DAA–GRS–2013–0006–0004). Records
are destroyed six years after the user
account is terminated or the password is
altered.
ADMINISTRATIVE, TECHNICAL, AND PHYSICAL
SAFEGUARDS:
All users of the SAIG, Participation
Management System, will have a unique
user ID with a password. All physical
access to the data housed at the GDOS
location and within the VDC, and the
locations of Department contractors
where this system of records is
maintained, is controlled and monitored
by security personnel who check each
individual entering the building for his
or her employee or visitor badge. The
computer system employed by the
Department offers a high degree of
resistance to tampering and
circumvention with firewalls,
encryption, and password protection.
This security system limits data access
to Department and contract staff on a
‘‘need-to-know’’ basis, and controls
individual users’ ability to access and
alter records within the system. All
interactions by users of the SAIG,
Participation Management System, are
recorded.
RECORD ACCESS PROCEDURES:
Records are maintained in both
electronic and hard copy form. Records
maintained in electronic form,
including hard copy records loaded into
an imaging system accessible through
internal systems only, are stored in IBM
Content Manager. For the first 12
months after receiving a hard copy
record, the record is stored in a locked
file cabinet at the GDOS storage facility
in Coralville, Iowa. After the initial 12month period, the hard copy record is
stored at the Iron Mountain storage
facility. After three years from the
termination or closure of an enrollment
account of a user of the SAIG,
Participation Management System, all
records (electronic and hard copy) are
transferred to NARA-operated Federal
Records Centers for further storage in
accordance with the applicable
retention and disposition schedule.
VerDate Sep<11>2014
POLICIES AND PRACTICES FOR RETRIEVAL OF
RECORDS:
If you wish to gain access to a record
in this system, you must contact the
system manager at the address listed
above. You must provide necessary
particulars such as your name, user ID,
date of birth, and any other identifying
information requested by the
Department while processing the
request to distinguish between
individuals with the same name. Your
request must meet the requirements of
the Department’s Privacy Act
regulations at 34 CFR 5b.5, including
proof of identity.
CONTESTING RECORD PROCEDURES:
If you wish to contest or change the
content of a record about you in the
system of records, you must contact the
system manager with the information
described in the record access
procedures. Requests to amend a record
must meet the requirements of the
PO 00000
Frm 00030
Fmt 4703
Sfmt 4703
8859
Department’s Privacy Act regulations at
34 CFR 5b.7.
NOTIFICATION PROCEDURES:
If you wish to determine whether a
record exists about you in the system of
records, you must contact the system
manager at the address listed above.
You must provide necessary particulars
such as your name, user ID, date of
birth, and any other identifying
information requested by the
Department while processing the
request to distinguish between
individuals with the same name. Your
request must meet the requirements of
the regulations in 34 CFR 5b.5,
including proof of identity.
EXEMPTIONS PROMULGATED FOR THE SYSTEM:
None.
HISTORY:
The system of records was published
in the Federal Register on December 27,
1999 (64 FR 72384, 72397) and entitled
‘‘Title IV Wide Area Network’’ (Title IV
WAN). This system of records was
altered and published in the Federal
Register on January 28, 2005 (70 FR
4112), changing the title to ‘‘Student
Aid internet Gateway (SAIG),
Participation Management System.’’ The
system of records notice for the SAIG,
Participation Management System, was
most recently altered in the Federal
Register on April 19, 2010 (75 FR
20346).
[FR Doc. 2018–04141 Filed 2–28–18; 8:45 am]
BILLING CODE 4000–01–P
DEPARTMENT OF EDUCATION
[Docket No.: ED–2018–ICCD–0022]
Agency Information Collection
Activities; Comment Request;
Reaffirmation Agreement
Federal Student Aid (FSA),
Department of Education (ED).
ACTION: Notice.
AGENCY:
In accordance with the
Paperwork Reduction Act of 1995, ED is
proposing a revision of an existing
information collection.
DATES: Interested persons are invited to
submit comments on or before April 30,
2018.
ADDRESSES: To access and review all the
documents related to the information
collection listed in this notice, please
use https://www.regulations.gov by
searching the Docket ID number ED–
2018–ICCD–0022. Comments submitted
in response to this notice should be
submitted electronically through the
Federal eRulemaking Portal at https://
SUMMARY:
E:\FR\FM\01MRN1.SGM
01MRN1
Agencies
[Federal Register Volume 83, Number 41 (Thursday, March 1, 2018)]
[Notices]
[Pages 8855-8859]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2018-04141]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF EDUCATION
[Docket ID ED-2017-FSA-0135]
Privacy Act of 1974; System of Records
AGENCY: Federal Student Aid, Department of Education.
ACTION: Notice of a modified system of records.
-----------------------------------------------------------------------
SUMMARY: In accordance with the Privacy Act of 1974, as amended
(Privacy Act), the U.S. Department of Education (Department) modifies
the system of records entitled ``Student Aid internet Gateway (SAIG),
Participation Management System'' (18-11-10).
The SAIG, Participation Management System, is a system of records
containing contact information that individuals affiliated with an
authorized entity provide to create an account to request electronic
access to the Department's Federal Student Aid (FSA) systems or to the
system of the Department of Homeland Security (DHS) for purposes of
administering or assisting in administering programs authorized under
title IV of the Higher Education Act of 1965, as amended (HEA).
DATES: Submit your comments on this modified system of records notice
on or before April 2, 2018.
This modified system of records will become applicable upon
publication in the Federal Register on March 1, 2018. Modified routine
use disclosures numbered (1), (4), (6), (10), and (12) and new routine
use disclosure numbered (13) listed under ``ROUTINE USES OF RECORDS
MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES OF USERS AND PURPOSES OF
SUCH USES'' will become applicable on April 2, 2018, unless the
modified system of records notice needs to be changed as a result of
public comment. The Department will publish any significant changes
resulting from public comment.
ADDRESSES: Submit your comments through the Federal eRulemaking Portal
or via postal mail, commercial delivery, or hand delivery. We will not
accept comments submitted by fax or by email or those submitted after
the comment period. To ensure that we do not receive duplicate copies,
please submit your comments only once. In addition, please include the
Docket ID at the top of your comments.
Federal eRulemaking Portal: Go to www.regulations.gov to
submit your comments electronically. Information on using
Regulations.gov, including instructions for accessing agency documents,
submitting comments, and viewing the docket, is available on the site
under the ``help'' tab.
Postal Mail, Commercial Delivery, or Hand Delivery: If you
mail or deliver your comments about this modified system of records,
address them to: Director, Systems Integration Division, Systems
Operations and Aid Delivery Management Services, Federal Student Aid,
U.S. Department of Education, 830 First Street NE, Room 41F1, Union
Center Plaza, Washington, DC 20202-5144.
Privacy Note: The Department's policy is to make all comments
received from members of the public available for public viewing in
their entirety on the Federal eRulemaking Portal at
www.regulations.gov. Therefore, commenters should be careful to include
in their comments only information that they wish to make publicly
available.
Assistance to Individuals with Disabilities in Reviewing the
Rulemaking Record: On request, we will provide an appropriate
accommodation or auxiliary aid to an individual with a disability who
needs assistance to review the comments or other documents in the
public rulemaking record for this notice. If you want to schedule an
appointment for this type of accommodation or auxiliary aid, please
contact the person listed under FOR FURTHER INFORMATION CONTACT.
FOR FURTHER INFORMATION CONTACT: Director, Systems Integration
Division, Systems Operations and Aid Delivery Management Services,
Federal Student Aid, U.S. Department of Education, 830 First Street NE,
Room 41F1, Union Center Plaza, Washington, DC 20202-5144. Telephone:
(202) 377-3547.
If you use a telecommunications device for the deaf (TDD) or text
telephone (TTY), you may call the
[[Page 8856]]
Federal Relay Service, toll free, at 1-800-877-8339.
SUPPLEMENTARY INFORMATION:
Introduction
The Department is updating the section of the notice entitled
``SYSTEM LOCATION'' by adding an alternate location, and replacing the
locations no longer utilized. The Department is changing the section of
the notice entitled ``SYSTEM MANAGER'' to reflect the current
organization of Business Operations in the Federal Student Aid office.
The Department is modifying the section of the notice entitled
``PURPOSE(S) OF THE SYSTEM'' to remove the references about
authenticating users to the Debt Management and Collections System
(DMCS) and Title IV Additional Servicers (TIVAS). These systems do not
require authorization through the SAIG, Participation Management
System. However, the Department is adding that the SAIG, Participation
Management System, will be used to provide users with access to the
Enterprise Complaint System (ECS) and the system of the DHS that also
administers or assists in administering programs authorized under title
IV of the HEA. In this section and throughout the notice, the
Department is removing all references regarding ``authenticating''
users and replacing it with the term ``authorizing.'' This is a more
accurate representation of the Department's practices in the SAIG,
Participation Management System.
The Department is modifying the section of the notice entitled
``CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM'' to replace as
covered individuals those who are eligible to participate in the
Department's programs with those who are authorized to access the
Department's Federal Student Aid systems and the DHS system for the
purposes of administering or assisting in administering programs
authorized under title IV of the HEA. This modification is a
clarification to the public and does not change the scope of the
system. The Department is also modifying this section to update the
entities whose employees may be authorized to access the SAIG,
Participation Management System, such as by deleting the reference to
authorized employees or representatives of State scholarship programs
and inserting in its place, research and scholarship organizations. The
Department is also clarifying in this section that the authorized
employees or representatives of lenders and guaranty agencies covered
by the system are limited to lenders and guaranty agencies
participating in the Federal Family Education Loan Program (FFELP).
The Department is updating the section of the notice entitled
``CATEGORIES OF RECORDS IN THE SYSTEM'' to specify that records are
those of authorized individuals with access to not just the
Department's student financial aid systems but also the DHS system that
administer or assist in administering programs authorized under title
IV of the HEA.
The Department is modifying the section of the notice entitled
``RECORD SOURCE CATEGORIES'' to update authorized entities as follows:
Postsecondary educational institutions, institutional third-party
servicers, FFELP lenders, FFELP guaranty agencies, Federal loan
servicers, DHS, State grant agencies, research and scholarship
organizations, and from other individuals or entities from which data
is obtained under the routine uses set forth below.
The Department is updating routine use (1) entitled ``Program
Disclosures'' to remove the listed Department systems DMCS and TIVAS,
which were previously listed in paragraphs (f) and (g), and to add, in
paragraph (f), ECS as a Department system to which authorized users
will have access. The Department is adding to this routine use in
paragraph (h) that authorized users also will have access to the DHS
system that administers or assists in the administration of programs
authorized under title IV of the HEA. These modifications to routine
use (1) will permit the Department to share authorized users'
information with DHS to allow these authorized users access to systems
belonging to the Department's Federal Student Aid office and DHS for
the purposes of administering or assisting in administering programs
authorized under title IV of the HEA. The Department will only disclose
these records to DHS after the Department has approved in writing a
request from DHS to access these records.
The Department is modifying routine use (4) entitled ``Contract
Disclosure'' and routine use (6) entitled ``Research Disclosure'' to
remove language that respectively referenced safeguard requirements
under subsection (m) of the Privacy Act and Privacy Act safeguards. The
Department revised the language in routine use (4) to permit the
Department to disclose records from this system of records to employees
of Departmental contractors, whether or not they are covered by
subsection (m) of the Privacy Act, so long as they are performing a
Departmental function that requires disclosing records to them and they
agree to safeguards that will protect the security and confidentiality
of the records in the system. The Department also revised the language
in routine uses (4) and (6) because the prior language referring to
required safeguards under the Privacy Act and Privacy Act safeguards
was unclear about what safeguards were required and therefore to
clarify that contractors and researchers to whom disclosures are made
under these routine uses will be required to agree to safeguards to
protect the security and confidentiality of the records in the system.
The Department is modifying routine use (10) entitled ``Employee
Grievance, Complaint, or Conduct Disclosure'' to clarify and promote
the standardization of the language used in this routine use with that
used in the Department's other systems of records notices.
Pursuant to the requirements in Office of Management and Budget
(OMB) M-17-12, the Department is modifying routine use (12) entitled
``Disclosure in the Course of Responding to a Breach of Data.''
The Department is also adding routine use (13) entitled
``Disclosure in Assisting another Agency in Responding to a Breach of
Data'' in order to comply with the requirements in OMB M-17-12. The
Department may disclose records from this system to another Federal
agency or Federal entity, when the Department determines that
information from this system of records is reasonably necessary to
assist the recipient agency or entity in (a) responding to a suspected
or confirmed breach or (b) preventing, minimizing, or remedying the
risk of harm to individuals, the recipient agency or entity (including
its information systems, programs, and operations), the Federal
Government, or national security, resulting from a suspected or
confirmed breach.
The Department is updating the sections of the notice entitled
``POLICIES AND PRACTICES FOR STORAGE OF RECORDS'' and ``ADMINISTRATIVE,
TECHNICAL, AND PHYSICAL SAFEGUARDS'' to reflect the current location of
the records at General Dynamics One Source (GDOS). The Department is
also updating the section entitled ``POLICIES AND PRACTICES FOR
RETENTION AND DISPOSAL OF RECORDS'' to reflect the updated General
Records Schedule, issued by the National Archives and Records
Administration, which governs the retention and disposition of the
records. Finally, the Department is modifying the sections entitled
``RECORD ACCESS PROCEDURES'' and ``NOTIFICATION
[[Page 8857]]
PROCEDURES'' to specify the necessary particulars that an individual
must provide when making a request for access to or notification of a
record.
Accessible Format: Individuals with disabilities can obtain this
document in an accessible format (e.g., braille, large print,
audiotape, or compact disc) on request to the person listed under FOR
FURTHER INFORMATION CONTACT.
Electronic Access to This Document: The official version of this
document is the document published in the Federal Register. Free
internet access to the official edition of the Federal Register and the
CFR is available via the Federal Digital System at: www.gpo.gov/fdsys.
At this site you can view this document, as well as all other documents
of the Department published in the Federal Register, in text or
Portable Document Format (PDF). To use PDF you must have Adobe Acrobat
Reader, which is available free at the site.
You may also access documents of the Department published in the
Federal Register by using the article search feature at:
www.federalregister.gov. Specifically, through the advanced search
feature at this site, you can limit your search to documents published
by the Department.
Dated: February 23, 2018.
James F. Manning,
Acting Chief Operating Officer, Federal Student Aid.
For the reasons discussed in the preamble, the Acting Chief
Operating Officer, Federal Student Aid of the U.S. Department of
Education (Department) publishes a notice of a modified system of
records to read as follows:
SYSTEM NAME AND NUMBER
Student Aid internet Gateway (SAIG), Participation Management
System (18-11-10).
SECURITY CLASSIFICATION:
Unclassified.
SYSTEM LOCATION:
General Dynamics One Source (GDOS), LLC 2450 Oakdale Boulevard,
Coralville, IA 52241-9728. (This facility is the location of Technical
Support and also stores hard copy records for the first 12 months after
they are received by the Department.
SAIG/Participation Management System Technical Support 3833
Greenway Drive, Lawrence, KS 66046. (This is another location of the
Technical Support).
Dell Perot Systems, 2300 West Plano Parkway, Plano, TX 75075-8247.
(This is the computer center for SAIG, Participation Management System
Application Virtual Data Center (VDC).)
Iron Mountain Headquarters, 1000 Campus Dr., Collegeville, PA
19426. (This facility stores hard copy records after 12 months from
when they are received by the Department, and prior to the Department
transferring them to National Archives and Records Administration
(NARA)--operated Federal Records Centers.)
SYSTEM MANAGER(S):
Director, Systems Integration Division, Systems Operations and Aid
Delivery Management Services, Business Operations, Federal Student Aid,
U.S. Department of Education, 830 First Street NE, Union Center Plaza,
Washington, DC 20202-5454.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
Title IV of the Higher Education Act of 1965, as amended (HEA), 20
U.S.C. 1070 et seq. The collection of Social Security numbers of users
of this system is authorized by 31 U.S.C. 7701 and Executive Order
9397, as amended by Executive Order 13478 (November 18, 2008).
PURPOSE(S) OF THE SYSTEM:
The information in this system is maintained for the purposes of:
(1) Processing stored data from the SAIG, Participation Management
System Enrollment Forms (web and paper versions); (2) maintaining the
SAIG, Participation Management System Enrollment website (titled
https://FSAWebEnroll.ed.gov); (3) managing the assignment of individual
electronic SAIG, Participation Management System mailbox numbers, known
as ``TG numbers''; and (4) authorizing users of the Department's
Federal Student Aid systems, including Central Processing System (CPS),
electronic Campus Based (eCB) System, National Student Loan Data System
(NSLDS), Common Origination and Disbursement (COD) System, Financial
Management System (FMS), Enterprise Complaint System (ECS), and Access
and Identity Management System (AIMS), and the system of the Department
of Homeland Security(DHS), for the purposes of administering or
assisting in administering programs authorized under title IV of the
HEA.
CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
This system contains records on those individuals who are
authorized to access the Department's Federal Student Aid systems and
the DHS system for purposes of administering or assisting in
administering programs authorized under title IV of the HEA. Those
individuals include authorized employees or representatives of
authorized entities as follows: Postsecondary educational institutions,
institutional third-party servicers, lenders participating in the
Federal Family Education Loan Program (FFELP), FFELP guaranty agencies,
Federal loan servicers, State grant agencies, and research and
scholarship organizations.
CATEGORIES OF RECORDS IN THE SYSTEM:
This system maintains identifying information that authorized
individuals affiliated with an authorized entity provide to create an
account to request electronic access to the Department's Federal
Student Aid systems or access to the DHS system for the purposes of
administering or assisting in administering programs authorized under
title IV of the HEA. This information includes the individual's name,
address, and other identifying information (e.g., mother's maiden name,
Social Security number (SSN), and date of birth).
RECORD SOURCE CATEGORIES:
Information in this system is obtained from the authorized
employees or representatives of authorized entities as follows:
Postsecondary educational institutions, institutional third-party
servicers, FFELP lenders, FFELP guaranty agencies, Federal loan
servicers, DHS, State grant agencies, research and scholarship
organizations, and from other individuals or entities from which data
is obtained under routine uses set forth below.
ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES
OF USERS AND PURPOSES OF SUCH USES:
The Department may disclose information contained in a record in
this system of records under the routine uses listed in this system of
records without the consent of the individual if the disclosure is
compatible with the purposes for which the record was collected. These
disclosures may be made on a case-by-case basis or, if the Department
has complied with the computer matching requirements of the Privacy Act
of 1974, as amended (Privacy Act), under a computer matching agreement.
(1) Program Disclosures. The Department may disclose records
maintained in the SAIG, Participation Management System, to DHS for the
purpose of allowing authorized users who are eligible to participate in
the electronic exchange of data with the Department to transmit files
to and from the following databases and access the Department's
websites online for the purposes of administering or assisting in
[[Page 8858]]
administering programs authorized under title IV of the HEA:
(a) COD System;
(b) CPS;
(c) eCB System;
(d) NSLDS;
(e) FMS;
(f) ECS;
(g) AIMS; and,
(h) the DHS system.
The Department will only disclose records from this system to DHS
for purposes of administering or assisting in administering programs
authorized under title IV of the HEA and only after the Department has
approved in writing a request from DHS to access these records.
(2) Freedom of Information Act (FOIA) or Privacy Act Advice
Disclosure. The Department may disclose records to the Department of
Justice (DOJ) or the Office of Management and Budget (OMB) if the
Department seeks advice regarding whether records maintained in this
system of records are required to be disclosed under the FOIA or the
Privacy Act.
(3) Disclosure to the DOJ. The Department may disclose records to
the DOJ to the extent necessary for obtaining DOJ advice on any matter
relevant to an audit, inspection, or other inquiry related to the
programs covered by this system.
(4) Contract Disclosure. If the Department contracts with an entity
to perform any function that requires disclosing records to the
contractor's employees, the Department may disclose the records to
those employees. As part of such a contract, the Department shall
require the contractor to agree to establish and maintain safeguards to
protect the security and confidentiality of the records in the system.
(5) Litigation and Alternative Dispute Resolution (ADR)
Disclosures.
(a) Introduction. In the event that one of the following parties is
involved in judicial or administrative litigation or ADR, or has an
interest in judicial or administrative litigation or ADR, the
Department may disclose certain records to the parties described in
paragraphs (b), (c), and (d) of this routine use under the conditions
specified in those paragraphs:
(i) The Department, or any of its components;
(ii) Any Department employee in his or her official capacity;
(iii) Any Department employee in his or her individual capacity
where the DOJ agrees to or has been requested to provide or arrange for
representation of the employee;
(iv) Any Department employee in his or her individual capacity
where the Department has agreed to represent the employee;
(v) The United States where the Department determines that the
litigation is likely to affect the Department or any of its components.
(b) Disclosure to DOJ. If the Department determines that disclosure
of certain records to the DOJ is relevant and necessary to judicial or
administrative litigation or ADR, and is compatible with the purpose
for which the records were collected, the Department may disclose those
records as a routine use to the DOJ.
(c) Adjudicative Disclosures. If the Department determines that
disclosure of certain records to an adjudicative body before which the
Department is authorized to appear or to a person or entity designated
by the Department or otherwise empowered to resolve or mediate
disputes, is relevant and necessary to the judicial or administrative
litigation or ADR, the Department may disclose those records as a
routine use to the adjudicative body, person, or entity.
(d) Parties, Counsel, Representatives, and Witnesses. If the
Department determines that disclosure of certain records to a party,
counsel, representative, or witness is relevant and necessary to the
judicial or administrative litigation or ADR, the Department may
disclose those records as a routine use to the party, counsel,
representative, or witness.
(6) Research Disclosure. The Department may disclose records to a
researcher if the official serving or acting as the Chief Operating
Officer of Federal Student Aid determines that the individual or
organization to which the disclosure would be made is qualified to
carry out specific research related to functions or purposes of this
system of records. The official may disclose records from this system
of records to that researcher solely for the purpose of carrying out
that research related to the functions or purposes of this system of
records. The researcher shall be required to agree to maintain
safeguards to protect the security and confidentiality of the disclosed
records.
(7) Congressional Member Disclosure. The Department may disclose
records to a Member of Congress in response to an inquiry from the
Member made at the written request of the individual whose records are
being disclosed. The Member's right to the information is no greater
than the right of the individual who requested it.
(8) Enforcement Disclosure. In the event that information in this
system of records indicates, either on its face or in connection with
other information, a violation or potential violation of any applicable
statute, regulation, or order of a competent authority, the Department
may disclose the relevant records to the appropriate agency, whether
foreign, Federal, State, Tribal or local, charged with the
responsibility of investigating or prosecuting that violation or
charged with enforcing or implementing the statute, Executive Order,
rule, regulation, or order issued pursuant thereto.
(9) Employment, Benefit, and Contracting Disclosure.
(a) For Decisions by the Department. The Department may disclose a
record to a Federal, State, or local agency maintaining civil,
criminal, or other relevant enforcement or other pertinent records, or
to another public authority or professional organization, if necessary
to obtain information relevant to a Department decision concerning the
hiring or retention of an employee or other personnel action, the
issuance of a security clearance, the letting of a contract, or the
issuance of a license, grant, or other benefit.
(b) For Decisions by Other Public Agencies and Professional
Organizations. The Department may disclose a record to a Federal,
State, local, or foreign agency or other public authority or
professional organization, in connection with the hiring or retention
of an employee or other personnel action, the issuance of a security
clearance, the reporting of an investigation of an employee, the
letting of a contract, or the issuance of a license, grant, or other
benefit, to the extent that the record is relevant and necessary to the
receiving entity's decision on the matter.
(10) Employee Grievance, Complaint, or Conduct Disclosure. If a
record is relevant and necessary to an employee grievance, complaint,
or disciplinary action involving a present or former employee of the
Department, the Department may disclose a record from this system of
records in the course of investigation, fact-finding, mediation, or
adjudication, to any party to the grievance, complaint, or action; to
the party's counsel or representative; to a witness; or to a designated
fact-finder, mediator, or other person designated to resolve issues or
decide the matter.
(11) Labor Organization Disclosure. The Department may disclose
records from this system of records to an arbitrator to resolve
disputes under a negotiated grievance process or to officials of a
labor organization recognized under 5 U.S.C. chapter 71
[[Page 8859]]
when relevant and necessary to their duties of exclusive
representation.
(12) Disclosure in the Course of Responding to a Breach of Data.
The Department may disclose records from this system to appropriate
agencies, entities, and persons when (a) the Department suspects or has
confirmed that there has been a breach of the system of records; (b)
the Department has determined that as a result of the suspected or
confirmed breach there is a risk of harm to individuals, the Department
(including its information systems, programs, and operation), the
Federal Government, or national security; and (c) the disclosure made
to such agencies, entities, and persons is reasonably necessary to
assist in connection with the Department's efforts to respond to the
suspected or confirmed breach or to prevent, minimize, or remedy such
harm.
(13) Disclosure in Assisting another Agency in Responding to a
Breach of Data. The Department may disclose records from this system to
another Federal agency or Federal entity, when the Department
determines that information from this system of records is reasonably
necessary to assist the recipient agency or entity in (a) responding to
a suspected or confirmed breach or (b) preventing, minimizing, or
remedying the risk of harm to individuals, the recipient agency or
entity (including its information systems, programs, and operations),
the Federal Government, or national security, resulting from a
suspected or confirmed breach.
POLICIES AND PRACTICES FOR STORAGE OF RECORDS:
Records are maintained in both electronic and hard copy form.
Records maintained in electronic form, including hard copy records
loaded into an imaging system accessible through internal systems only,
are stored in IBM Content Manager. For the first 12 months after
receiving a hard copy record, the record is stored in a locked file
cabinet at the GDOS storage facility in Coralville, Iowa. After the
initial 12-month period, the hard copy record is stored at the Iron
Mountain storage facility. After three years from the termination or
closure of an enrollment account of a user of the SAIG, Participation
Management System, all records (electronic and hard copy) are
transferred to NARA-operated Federal Records Centers for further
storage in accordance with the applicable retention and disposition
schedule.
POLICIES AND PRACTICES FOR RETRIEVAL OF RECORDS:
All users of the SAIG, Participation Management System, have a
unique user identification (ID) with a password. Records are retrieved
by the names of the individual user and/or their unique system User ID.
POLICIES AND PRACTICES FOR RETENTION AND DISPOSAL OF RECORDS:
These records are covered by General Records Schedule 3.2:
Information Systems Security Records, Item 031 (DAA-GRS-2013-0006-
0004). Records are destroyed six years after the user account is
terminated or the password is altered.
ADMINISTRATIVE, TECHNICAL, AND PHYSICAL SAFEGUARDS:
All users of the SAIG, Participation Management System, will have a
unique user ID with a password. All physical access to the data housed
at the GDOS location and within the VDC, and the locations of
Department contractors where this system of records is maintained, is
controlled and monitored by security personnel who check each
individual entering the building for his or her employee or visitor
badge. The computer system employed by the Department offers a high
degree of resistance to tampering and circumvention with firewalls,
encryption, and password protection. This security system limits data
access to Department and contract staff on a ``need-to-know'' basis,
and controls individual users' ability to access and alter records
within the system. All interactions by users of the SAIG, Participation
Management System, are recorded.
RECORD ACCESS PROCEDURES:
If you wish to gain access to a record in this system, you must
contact the system manager at the address listed above. You must
provide necessary particulars such as your name, user ID, date of
birth, and any other identifying information requested by the
Department while processing the request to distinguish between
individuals with the same name. Your request must meet the requirements
of the Department's Privacy Act regulations at 34 CFR 5b.5, including
proof of identity.
CONTESTING RECORD PROCEDURES:
If you wish to contest or change the content of a record about you
in the system of records, you must contact the system manager with the
information described in the record access procedures. Requests to
amend a record must meet the requirements of the Department's Privacy
Act regulations at 34 CFR 5b.7.
NOTIFICATION PROCEDURES:
If you wish to determine whether a record exists about you in the
system of records, you must contact the system manager at the address
listed above. You must provide necessary particulars such as your name,
user ID, date of birth, and any other identifying information requested
by the Department while processing the request to distinguish between
individuals with the same name. Your request must meet the requirements
of the regulations in 34 CFR 5b.5, including proof of identity.
EXEMPTIONS PROMULGATED FOR THE SYSTEM:
None.
HISTORY:
The system of records was published in the Federal Register on
December 27, 1999 (64 FR 72384, 72397) and entitled ``Title IV Wide
Area Network'' (Title IV WAN). This system of records was altered and
published in the Federal Register on January 28, 2005 (70 FR 4112),
changing the title to ``Student Aid internet Gateway (SAIG),
Participation Management System.'' The system of records notice for the
SAIG, Participation Management System, was most recently altered in the
Federal Register on April 19, 2010 (75 FR 20346).
[FR Doc. 2018-04141 Filed 2-28-18; 8:45 am]
BILLING CODE 4000-01-P