Change of Mailing Address for the Benefits Review Board, 8172-8173 [2018-03783]
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8172
Federal Register / Vol. 83, No. 38 / Monday, February 26, 2018 / Rules and Regulations
the basis of material nonpublic
information related to cybersecurity
risks and incidents. The Commission
believes that it is important to have well
designed policies and procedures to
prevent trading on the basis of all types
of material non-public information,
including information relating to
cybersecurity risks and incidents.
In addition, while companies are
investigating and assessing significant
cybersecurity incidents, and
determining the underlying facts,
ramifications and materiality of these
incidents, they should consider whether
and when it may be appropriate to
implement restrictions on insider
trading in their securities. Company
insider trading policies and procedures
that include prophylactic measures can
protect against directors, officers, and
other corporate insiders trading on the
basis of material nonpublic information
before public disclosure of the
cybersecurity incident. As noted above,
we believe that companies would be
well served by considering how to avoid
the appearance of improper trading
during the period following an incident
and prior to the dissemination of
disclosure.
jstallworth on DSKBBY8HB2PROD with RULES
3. Regulation FD and Selective
Disclosure
Companies also may have disclosure
obligations under Regulation FD in
connection with cybersecurity matters.
Under Regulation FD, ‘‘when an issuer,
or person acting on its behalf, discloses
material nonpublic information to
certain enumerated persons it must
make public disclosure of that
information.’’ 63 The Commission
adopted Regulation FD owing to
concerns about companies making
selective disclosure of material
nonpublic information to certain
persons before making full disclosure of
that same information to the general
public.64
In cases of selective disclosure of
material nonpublic information related
to cybersecurity, companies should
ensure compliance with Regulation FD.
Companies and persons acting on their
behalf should not selectively disclose
material, nonpublic information
regarding cybersecurity risks and
incidents to Regulation FD enumerated
persons 65 before disclosing that same
63 17 CFR 243.100. Final Rule: Selective
Disclosure and Insider Trading, Release No. 34–
43154 (Aug. 15, 2000) [65 FR 51716 (Aug. 24,
2000)].
64 Id.
65 Regulation FD applies generally to selective
disclosures made to persons outside the issuer who
are (1) a broker or dealer or persons associated with
a broker or dealer; (2) an investment advisor or
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Jkt 244001
information to the public.66 We expect
companies to have policies and
procedures to ensure that any
disclosures of material nonpublic
information related to cybersecurity
risks and incidents are not made
selectively, and that any Regulation FD
required public disclosure is made
simultaneously (in the case of an
intentional disclosure as defined in the
rule) or promptly (in the case of a nonintentional disclosure) and is otherwise
compliant with the requirements of that
regulation.67
By the Commission.
Dated: February 21, 2018.
Brent J. Fields,
Secretary.
[FR Doc. 2018–03858 Filed 2–23–18; 8:45 am]
BILLING CODE 8011–01–P
Office Box mailing address for filing
notices of appeal with the Board. 62 FR
10666. The Department added the P.O.
Box to augment timely receipt of
incoming mail. Over time, the
Department has found this
supplemental process is not needed to
ensure the timely receipt of mail.
Therefore, to save costs, the Department
is eliminating the P.O. Box and
amending its regulations to direct that
all notices of appeal and
correspondence filed by mail be sent
directly to the Board’s offices in the
Frances Perkins Department of Labor
Building in Washington, DC. This
document amends the relevant section
in the Code of Federal Regulations
governing the procedural rules of the
Board in order to present the new
mailing address.
II. Statutory Authority
This rule is promulgated by the
Secretary of Labor under the authority
of 5 U.S.C. 301, as well as the Black
Lung Benefits Act, 30 U.S.C. 901 et seq.,
and the Longshore and Harbor Workers’
Compensation Act, 33 U.S.C. 901 et seq.
DEPARTMENT OF LABOR
Benefits Review Board
20 CFR Part 802
RIN 1290–AA32
Change of Mailing Address for the
Benefits Review Board
Benefits Review Board, Labor.
ACTION: Final rule; technical
amendment.
AGENCY:
This rule amends one section
of the Benefits Review Board’s
regulations in order to change the
mailing address for notices of appeal
and correspondence sent to the Board.
DATES: This rule is effective March 28,
2018.
FOR FURTHER INFORMATION CONTACT: Mr.
Thomas Shepherd, Clerk of the
Appellate Boards, at 202–693–6319 or
Shepherd.Thomas@dol.gov.
SUPPLEMENTARY INFORMATION:
SUMMARY:
I. Background
On March 7, 1997, the Department
issued a technical amendment to 20
CFR 802.204 to include a U.S. Post
persons associated with an investment advisor; (3)
an investment company or persons affiliated with
an investment company; or (4) a holder of the
issuer’s securities under circumstances in which it
is reasonably foreseeable that the person will trade
in the issuer’s securities on the basis of the
information. 17 CFR 243.100(b)(1).
66 Final Rule: Selective Disclosure and Insider
Trading, Release No. 34–43154 (Aug. 15, 2000) [65
FR 51716 (Aug. 24, 2000)].
67 ‘‘Under the regulation, the required public
disclosure may be made by filing or furnishing a
Form 8–K, or by another method or combination of
methods that is reasonably designed to effect broad,
non-exclusionary distribution of the information to
the public.’’ Id. at 3.
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Frm 00008
Fmt 4700
Sfmt 4700
III. Rulemaking Analyses
A. Administrative Procedure Act
Section 553(b)(3) of the
Administrative Procedure Act (APA), 5
U.S.C. 553(b)(3), provides that an
agency is not required to publish a
notice of proposed rulemaking in the
Federal Register for ‘‘rules of agency
organization, procedure, or practice.’’ 5
U.S.C. 553(b)(3)(A). Rules are also
exempt when an agency finds ‘‘good
cause’’ that notice and comment
rulemaking procedures would be
‘‘impracticable, unnecessary, or contrary
to the public interest.’’ 5 U.S.C.
553(b)(3)(B). The Department has
determined that this rulemaking meets
the notice and comment exemption
requirements in 5 U.S.C. 553(b)(3)(A)
and (B). The Department’s revision
makes a technical and non-substantive
change to the rules of procedure before
the Benefits Review Board and does not
alter any substantive standard. The
Department does not believe that public
comment is necessary for this minor
revision.
B. Regulatory Flexibility Act, Unfunded
Mandates Reform Act, and Small
Business Regulatory Enforcement
Fairness Act
Because no notice of proposed
rulemaking is required for this rule
under section 553(b) of the APA, the
requirements of the Regulatory
Flexibility Act at 5 U.S.C. 601(2) do not
apply to this rule, and the rule is not
E:\FR\FM\26FER1.SGM
26FER1
Federal Register / Vol. 83, No. 38 / Monday, February 26, 2018 / Rules and Regulations
subject to sections 202 or 205 of the
Unfunded Mandates Reform Act of 1995
(UMRA) (2 U.S.C. 1532 and 1535). In
addition, this action does not
significantly or uniquely affect small
governments or impose a significant
intergovernmental mandate as described
in sections 203 and 204 of the UMRA
(2 U.S.C. 1533 and 1534).
This action is further not classified as
a ‘‘rule’’ under Chapter 8 of the Small
Business Regulatory Enforcement
Fairness Act of 1996, because it pertains
to agency organization, procedure, or
practice that does not substantially
affect the rights or obligations of nonagency parties. See 5 U.S.C. 804(3)(C).
C. Paperwork Reduction Act
This rule does not contain a collection
of information requirements subject to
Office of Management and Budget
review under the Paperwork Reduction
Act, 44 U.S.C. 3501 et seq.
action because this rule is not
significant under E.O. 12866.
List of Subjects in 20 CFR Part 802
Administrative practice and
procedure, Black lung benefits,
Longshore and harbor workers, Workers’
compensation.
For the reasons set forth above, the
Department of Labor amends 20 CFR
part 802 as follows:
PART 802—RULES OF PRACTICE AND
PROCEDURE
1. The authority citation for part 802
is revised to read as follows:
■
Authority: 5 U.S.C. 301; 30 U.S.C. 901 et
seq.; 33 U.S.C. 901 et seq.; Reorganization
Plan No. 6 of 1950, 15 FR 3174; Secretary of
Labor’s Order 03–2006, 71 FR 4219, January
25, 2006.
2. Section 802.204 is revised to read
as follows:
■
§ 802.204 Place for filing notice of appeal
and correspondence.
The Department has reviewed this
rule in accordance with the Executive
Order on Federalism (Executive Order
13132, 64 FR 43255, August 10, 1999).
This rule does not have federalism
implications as outlined in E.O. 13132.
The rule does not have substantial
direct effects on the States, on the
relationship between the national
government and the States, or on the
distribution of power and
responsibilities among the various
levels of government.
Any notice of appeal or other
correspondence filed by mail shall be
sent to the U.S. Department of Labor,
Benefits Review Board, ATTN: Office of
the Clerk of the Appellate Boards
(OCAB), 200 Constitution Ave. NW,
Washington, DC 20210–0001. Notices of
appeal or other correspondence may be
otherwise presented to the Clerk. A
copy of the notice of appeal shall be
served on the deputy commissioner who
filed the decision or order being
appealed and on all other parties by the
party who files a notice of appeal. Proof
of service of the notice of appeal on the
deputy commissioner and other parties
shall be included with the notice of
appeal.
The Department has reviewed this
rule under the terms of Executive Order
13175 (65 FR 67249, November 6, 2000)
and determined it does not have ‘‘tribal
implications.’’ The rule does not have
‘‘substantial direct effects on one or
more Indian tribes, on the relationship
between the Federal Government and
Indian tribes, or on the distribution of
power and responsibilities between the
Federal Government and Indian tribes.’’
As a result, no Tribal summary impact
statement has been prepared.
jstallworth on DSKBBY8HB2PROD with RULES
F. Executive Order 12866 and Executive
Order 13771
This rule has been drafted and
reviewed in accordance with Executive
Order 12866. The rule is not a
‘‘significant regulatory action’’ as
defined by section 3(f) of the order.
Accordingly, there is no requirement for
an assessment of potential costs and
benefits under section 6(a)(3) of
Executive Order 12866. In addition, this
rule is not an E.O. 13771 regulatory
VerDate Sep<11>2014
14:55 Feb 23, 2018
Jkt 244001
Signed at Washington, DC, this 15th day of
February, 2018.
R. Alexander Acosta,
Secretary, Department of Labor.
[FR Doc. 2018–03783 Filed 2–23–18; 8:45 am]
BILLING CODE 4510–HT–P
DEPARTMENT OF THE TREASURY
Internal Revenue Service
26 CFR Part 57
[TD 9830]
RIN 1545–BM52
Health Insurance Providers Fee
Internal Revenue Service (IRS),
Treasury.
ACTION: Final regulations and removal of
temporary regulations.
AGENCY:
PO 00000
Frm 00009
Fmt 4700
Sfmt 4700
This document contains final
regulations that provide rules for the
definition of a covered entity for
purposes of the fee imposed by section
9010 of the Patient Protection and
Affordable Care Act, as amended. The
final regulations supersede and adopt
the text of temporary regulations that
provide rules for the definition of a
covered entity. The final regulations
affect persons engaged in the business of
providing health insurance for United
States health risks.
DATES: Effective Date: The final
regulations are effective February 22,
2018.
FOR FURTHER INFORMATION CONTACT:
Rachel S. Smith at (202) 317–6855 (not
a toll-free number).
SUPPLEMENTARY INFORMATION:
SUMMARY:
D. Executive Order 13132 (Federalism)
E. Executive Order 13175, Indian Tribal
Governments
8173
Background
Section 9010 of the Patient Protection
and Affordable Care Act (PPACA),
Public Law 111–148 (124 Stat. 119
(2010)), as amended by section 10905 of
PPACA, and as further amended by
section 1406 of the Health Care and
Education Reconciliation Act of 2010,
Public Law 111–152 (124 Stat. 1029
(2010)) (collectively, the Affordable Care
Act or ACA) imposes an annual fee on
covered entities that provide health
insurance for United States health risks.
All references in this preamble to
section 9010 are references to section
9010 of the ACA. Section 9010 did not
amend the Internal Revenue Code
(Code) but contains cross-references to
specified Code sections. Unless
otherwise indicated, all other references
to subtitles, chapters, subchapters, and
sections in this preamble are references
to subtitles, chapters, subchapters, and
sections in the Code and related
regulations. All references to ‘‘fee’’ in
this preamble are references to the fee
imposed by section 9010.
On November 27, 2013, the
Department of the Treasury (Treasury
Department) and the IRS published final
regulations (TD 9643) relating to the
health insurance providers fee in the
Federal Register (78 FR 71476). On
February 26, 2015, the Treasury
Department and the IRS published
temporary regulations (TD 9711)
relating to the health insurance
providers fee in the Federal Register (80
FR 10333). A notice of proposed
rulemaking (REG–143416–14) crossreferencing the temporary regulations
was published in the Federal Register
in the same issue (80 FR 10435). The
temporary regulations provided further
guidance on the definition of a covered
entity for the 2015 fee year and
subsequent fee years.
E:\FR\FM\26FER1.SGM
26FER1
Agencies
- DEPARTMENT OF LABOR
- Benefits Review Board
[Federal Register Volume 83, Number 38 (Monday, February 26, 2018)]
[Rules and Regulations]
[Pages 8172-8173]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2018-03783]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF LABOR
Benefits Review Board
20 CFR Part 802
RIN 1290-AA32
Change of Mailing Address for the Benefits Review Board
AGENCY: Benefits Review Board, Labor.
ACTION: Final rule; technical amendment.
-----------------------------------------------------------------------
SUMMARY: This rule amends one section of the Benefits Review Board's
regulations in order to change the mailing address for notices of
appeal and correspondence sent to the Board.
DATES: This rule is effective March 28, 2018.
FOR FURTHER INFORMATION CONTACT: Mr. Thomas Shepherd, Clerk of the
Appellate Boards, at 202-693-6319 or [email protected].
SUPPLEMENTARY INFORMATION:
I. Background
On March 7, 1997, the Department issued a technical amendment to 20
CFR 802.204 to include a U.S. Post Office Box mailing address for
filing notices of appeal with the Board. 62 FR 10666. The Department
added the P.O. Box to augment timely receipt of incoming mail. Over
time, the Department has found this supplemental process is not needed
to ensure the timely receipt of mail. Therefore, to save costs, the
Department is eliminating the P.O. Box and amending its regulations to
direct that all notices of appeal and correspondence filed by mail be
sent directly to the Board's offices in the Frances Perkins Department
of Labor Building in Washington, DC. This document amends the relevant
section in the Code of Federal Regulations governing the procedural
rules of the Board in order to present the new mailing address.
II. Statutory Authority
This rule is promulgated by the Secretary of Labor under the
authority of 5 U.S.C. 301, as well as the Black Lung Benefits Act, 30
U.S.C. 901 et seq., and the Longshore and Harbor Workers' Compensation
Act, 33 U.S.C. 901 et seq.
III. Rulemaking Analyses
A. Administrative Procedure Act
Section 553(b)(3) of the Administrative Procedure Act (APA), 5
U.S.C. 553(b)(3), provides that an agency is not required to publish a
notice of proposed rulemaking in the Federal Register for ``rules of
agency organization, procedure, or practice.'' 5 U.S.C. 553(b)(3)(A).
Rules are also exempt when an agency finds ``good cause'' that notice
and comment rulemaking procedures would be ``impracticable,
unnecessary, or contrary to the public interest.'' 5 U.S.C.
553(b)(3)(B). The Department has determined that this rulemaking meets
the notice and comment exemption requirements in 5 U.S.C. 553(b)(3)(A)
and (B). The Department's revision makes a technical and non-
substantive change to the rules of procedure before the Benefits Review
Board and does not alter any substantive standard. The Department does
not believe that public comment is necessary for this minor revision.
B. Regulatory Flexibility Act, Unfunded Mandates Reform Act, and Small
Business Regulatory Enforcement Fairness Act
Because no notice of proposed rulemaking is required for this rule
under section 553(b) of the APA, the requirements of the Regulatory
Flexibility Act at 5 U.S.C. 601(2) do not apply to this rule, and the
rule is not
[[Page 8173]]
subject to sections 202 or 205 of the Unfunded Mandates Reform Act of
1995 (UMRA) (2 U.S.C. 1532 and 1535). In addition, this action does not
significantly or uniquely affect small governments or impose a
significant intergovernmental mandate as described in sections 203 and
204 of the UMRA (2 U.S.C. 1533 and 1534).
This action is further not classified as a ``rule'' under Chapter 8
of the Small Business Regulatory Enforcement Fairness Act of 1996,
because it pertains to agency organization, procedure, or practice that
does not substantially affect the rights or obligations of non-agency
parties. See 5 U.S.C. 804(3)(C).
C. Paperwork Reduction Act
This rule does not contain a collection of information requirements
subject to Office of Management and Budget review under the Paperwork
Reduction Act, 44 U.S.C. 3501 et seq.
D. Executive Order 13132 (Federalism)
The Department has reviewed this rule in accordance with the
Executive Order on Federalism (Executive Order 13132, 64 FR 43255,
August 10, 1999). This rule does not have federalism implications as
outlined in E.O. 13132. The rule does not have substantial direct
effects on the States, on the relationship between the national
government and the States, or on the distribution of power and
responsibilities among the various levels of government.
E. Executive Order 13175, Indian Tribal Governments
The Department has reviewed this rule under the terms of Executive
Order 13175 (65 FR 67249, November 6, 2000) and determined it does not
have ``tribal implications.'' The rule does not have ``substantial
direct effects on one or more Indian tribes, on the relationship
between the Federal Government and Indian tribes, or on the
distribution of power and responsibilities between the Federal
Government and Indian tribes.'' As a result, no Tribal summary impact
statement has been prepared.
F. Executive Order 12866 and Executive Order 13771
This rule has been drafted and reviewed in accordance with
Executive Order 12866. The rule is not a ``significant regulatory
action'' as defined by section 3(f) of the order. Accordingly, there is
no requirement for an assessment of potential costs and benefits under
section 6(a)(3) of Executive Order 12866. In addition, this rule is not
an E.O. 13771 regulatory action because this rule is not significant
under E.O. 12866.
List of Subjects in 20 CFR Part 802
Administrative practice and procedure, Black lung benefits,
Longshore and harbor workers, Workers' compensation.
For the reasons set forth above, the Department of Labor amends 20
CFR part 802 as follows:
PART 802--RULES OF PRACTICE AND PROCEDURE
0
1. The authority citation for part 802 is revised to read as follows:
Authority: 5 U.S.C. 301; 30 U.S.C. 901 et seq.; 33 U.S.C. 901 et
seq.; Reorganization Plan No. 6 of 1950, 15 FR 3174; Secretary of
Labor's Order 03-2006, 71 FR 4219, January 25, 2006.
0
2. Section 802.204 is revised to read as follows:
Sec. 802.204 Place for filing notice of appeal and correspondence.
Any notice of appeal or other correspondence filed by mail shall be
sent to the U.S. Department of Labor, Benefits Review Board, ATTN:
Office of the Clerk of the Appellate Boards (OCAB), 200 Constitution
Ave. NW, Washington, DC 20210-0001. Notices of appeal or other
correspondence may be otherwise presented to the Clerk. A copy of the
notice of appeal shall be served on the deputy commissioner who filed
the decision or order being appealed and on all other parties by the
party who files a notice of appeal. Proof of service of the notice of
appeal on the deputy commissioner and other parties shall be included
with the notice of appeal.
Signed at Washington, DC, this 15th day of February, 2018.
R. Alexander Acosta,
Secretary, Department of Labor.
[FR Doc. 2018-03783 Filed 2-23-18; 8:45 am]
BILLING CODE 4510-HT-P