Amendments to Forms and Schedules To Remove Voluntary Provision of Social Security Numbers, 4138-4139 [2018-01681]

Download as PDF 4138 Federal Register / Vol. 83, No. 20 / Tuesday, January 30, 2018 / Rules and Regulations comment are impracticable. In addition, for the reasons stated above, we find that good cause exists for making this amendment effective in less than 30 days. Authority for This Rulemaking Title 49 of the United States Code specifies the FAA’s authority to issue rules on aviation safety. Subtitle I, section 106, describes the authority of the FAA Administrator. ‘‘Subtitle VII: Aviation Programs,’’ describes in more detail the scope of the Agency’s authority. We are issuing this rulemaking under the authority described in ‘‘Subtitle VII, Part A, Subpart III, Section 44701: General requirements.’’ Under that section, Congress charges the FAA with promoting safe flight of civil aircraft in air commerce by prescribing regulations for practices, methods, and procedures the Administrator finds necessary for safety in air commerce. This regulation is within the scope of that authority because it addresses an unsafe condition that is likely to exist or develop on products identified in this rulemaking action. rmajette on DSKBCKNHB2PROD with RULES Regulatory Findings We determined that this AD will not have federalism implications under Executive Order 13132. This AD will not have a substantial direct effect on the States, on the relationship between the national Government and the States, or on the distribution of power and responsibilities among the various levels of government. For the reasons discussed, I certify that this AD: 1. Is not a ‘‘significant regulatory action’’ under Executive Order 12866; 2. Is not a ‘‘significant rule’’ under DOT Regulatory Policies and Procedures (44 FR 11034, February 26, 1979); 3. Will not affect intrastate aviation in Alaska to the extent that it justifies making a regulatory distinction; and 4. Will not have a significant economic impact, positive or negative, on a substantial number of small entities under the criteria of the Regulatory Flexibility Act. We prepared an economic evaluation of the estimated costs to comply with this AD and placed it in the AD docket. List of Subjects in 14 CFR Part 39 Air transportation, Aircraft, Aviation safety, Incorporation by reference, Safety. Adoption of the Amendment Accordingly, under the authority delegated to me by the Administrator, the FAA amends 14 CFR part 39 as follows: VerDate Sep<11>2014 15:14 Jan 29, 2018 Jkt 244001 PART 39—AIRWORTHINESS DIRECTIVES 1. The authority citation for part 39 continues to read as follows: ■ Authority: 49 U.S.C. 106(g), 40113, 44701. § 39.13 [Amended] (g) Additional Information The subject of this AD is addressed in European Aviation Safety Agency (EASA) AD No. 2017–0175–E, dated September 13, 2017. You may view the EASA AD on the internet at https://www.regulations.gov by searching for and locating it in Docket No. FAA–2017– 0939. ■ 2. The FAA amends § 39.13 by adding the following new airworthiness directive (AD): (h) Subject Joint Aircraft Service Component (JASC) Code: 6210 Main Rotor Blades. 2018–03–01 Agusta S.p.A.: Amendment 39– 19174; Docket No. FAA–2017–0939; Product Identifier 2017–SW–057–AD. (i) Material Incorporated by Reference (1) The Director of the Federal Register approved the incorporation by reference of the service information listed in this paragraph under 5 U.S.C. 552(a) and 1 CFR part 51. (2) You must use this service information as applicable to do the actions required by this AD, unless the AD specifies otherwise. (i) Leonardo Helicopters Emergency Alert Service Bulletin No. 139–508, dated September 12, 2017. (ii) Reserved. (3) For Leonardo Helicopters service information identified in this AD, contact Leonardo S.p.A. Helicopters, Matteo Ragazzi, Head of Airworthiness, Viale G.Agusta 520, 21017 C.Costa di Samarate (Va) Italy; telephone +39–0331–711756; fax +39–0331– 229046; or at https:// www.leonardocompany.com/-/bulletins. (4) You may view this service information at FAA, Office of the Regional Counsel, Southwest Region, 10101 Hillwood Pkwy., Room 6N–321, Fort Worth, TX 76177. For information on the availability of this material at the FAA, call (817) 222–5110. (5) You may view this service information that is incorporated by reference at the National Archives and Records Administration (NARA). For information on the availability of this material at NARA, call (202) 741–6030, or go to: https:// www.archives.gov/federal-register/cfr/ibrlocations.html. (a) Applicability This AD applies to Agusta S.p.A. Model AB139 and AW139 helicopters, certificated in any category, with a main rotor blade (MRB) part number (P/N) 3G6210A00131 with a serial number (S/N) 3615, 3634, 3667, or 3729 installed. (b) Unsafe Condition This AD defines the unsafe condition as disbonding of an MRB tip cap. This condition could result in loss of the MRB tip cap, severe vibrations, and subsequent loss of control of the helicopter. (c) Effective Date This AD becomes effective February 14, 2018. (d) Compliance You are responsible for performing each action required by this AD within the specified compliance time unless it has already been accomplished prior to that time. (e) Required Actions (1) Within 5 hours time-in-service (TIS), using a tap hammer or equivalent, tap inspect each MRB tip cap for disbonding in the area depicted in Figure 1 of Leonardo Helicopters Emergency Alert Service Bulletin No. 139– 508, dated September 12, 2017 (EASB). (i) If there is any disbonding, before further flight, remove the MRB from service. (ii) If there is no disbonding, within 10 hours TIS, remove the MRB from service. (2) After the effective date of this AD, do not install a MRB P/N 3G6210A00131 with a S/N 3615, 3634, 3667, or 3729 on any helicopter. (f) Alternative Methods of Compliance (AMOCs) (1) The Manager, Safety Management Section, Rotorcraft Standards Branch, FAA, may approve AMOCs for this AD. Send your proposal to: Matt Fuller, Senior Aviation Safety Engineer, Safety Management Section, Rotorcraft Standards Branch, FAA, 10101 Hillwood Pkwy., Fort Worth, TX 76177; telephone (817) 222–5110; email 9-ASWFTW-AMOC-Requests@faa.gov. (2) For operations conducted under a 14 CFR part 119 operating certificate or under 14 CFR part 91, subpart K, we suggest that you notify your principal inspector, or lacking a principal inspector, the manager of the local flight standards district office or certificate holding district office, before operating any aircraft complying with this AD through an AMOC. PO 00000 Frm 00008 Fmt 4700 Sfmt 4700 Issued in Fort Worth, Texas, on January 22, 2018. Lance T. Gant, Director, Compliance & Airworthiness Division, Aircraft Certification Service. [FR Doc. 2018–01573 Filed 1–29–18; 8:45 am] BILLING CODE 4910–13–P SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 249 [Release No. 33–7424A; 34–38771A; 35– 26733A; 39–2354A; IC–22727A] Amendments to Forms and Schedules To Remove Voluntary Provision of Social Security Numbers Securities and Exchange Commission. ACTION: Final rule; technical correction. AGENCY: This document makes a technical correction to a form SUMMARY: E:\FR\FM\30JAR1.SGM 30JAR1 Federal Register / Vol. 83, No. 20 / Tuesday, January 30, 2018 / Rules and Regulations amendment that was published in the Federal Register on July 1, 1997. The Commission adopted revisions to forms and schedules filed under the Securities Act of 1933, the Securities Exchange Act of 1934, related provisions of the Investment Company Act of 1940 and the Public Utility Holding Company Act of 1935, and the Trust Indenture Act of 1939, to eliminate the portion of those forms that requests filers who are natural persons to furnish their Social Security numbers. The 1997 amendment to Form MSD inadvertently omitted the removal of the second of two references to Social Security numbers in the instructions to the form. DATES: Effective January 30, 2018. FOR FURTHER INFORMATION CONTACT: Brice Prince, at (202) 551–5777, Division of Trading and Markets, Securities and Exchange Commission, 100 F Street NE, Washington, DC 20549. SUPPLEMENTARY INFORMATION: We are making a technical correction to Form MSD 1 under the Exchange Act.2 List of Subjects in 17 CFR Part 249 Reporting and recordkeeping requirements, Securities. Text of the Amendments For the reasons set out above, title 17, chapter II of the Code of Federal Regulations is amended as follows: PART 249—FORMS, SECURITIES EXCHANGE ACT OF 1934 1. The general authority citation for part 249 continues to read as follows: ■ Authority: 15 U.S.C. 78a et seq. and 7201 et seq.; 12 U.S.C. 5461 et seq.; 18 U.S.C. 1350; Sec. 953(b), Pub. L. 111–203, 124 Stat. 1904; Sec. 102(a)(3), Pub. L. 112–106, 126 Stat. 309 (2012); Sec. 107, Pub. L. 112–106, 126 Stat. 313 (2012), and Sec. 72001, Pub. L. 114–94, 129 Stat. 1312 (2015), unless otherwise noted. * * * * * 2. Amend General Instruction M to Form MSD (referenced in § 249.1100), by removing the text ‘‘; social security numbers, if furnished, will be used only to assist the Commission in identifying applicants and, therefore, in promptly processing applications’’ from the end of the third sentence. ■ rmajette on DSKBCKNHB2PROD with RULES Note: The text of Form MSD does not, and the amendments will not, appear in the Code of Federal Regulations. * * * * * 1 17 CFR 249.1100, Form MSD, application for registration as a municipal securities dealer pursuant to rule 15Ba2–1 under the Securities Exchange Act of 1934 or amendment to such application. 2 15 U.S.C. 78a et seq. VerDate Sep<11>2014 15:14 Jan 29, 2018 Jkt 244001 Dated: January 24, 2018. Brent J. Fields, Secretary. [FR Doc. 2018–01681 Filed 1–29–18; 8:45 am] BILLING CODE 8011–01–P DEPARTMENT OF HEALTH AND HUMAN SERVICES Food and Drug Administration 21 CFR Part 870 [Docket No. FDA–2017–N–6285] Medical Devices; Cardiovascular Devices; Classification of the Temporary Catheter for Embolic Protection During Transcatheter Intracardiac Procedures AGENCY: Food and Drug Administration, HHS. ACTION: Final order. The Food and Drug Administration (FDA or we) is classifying the temporary catheter for embolic protection during transcatheter intracardiac procedures into class II (special controls). The special controls that apply to the device type are identified in this order and will be part of the codified language for the temporary catheter for embolic protection during transcatheter intracardiac procedures’ classification. We are taking this action because we have determined that classifying the device into class II (special controls) will provide a reasonable assurance of safety and effectiveness of the device. We believe this action will also enhance patients’ access to beneficial innovative devices, in part by reducing regulatory burdens. DATES: This order is effective January 30, 2018. The classification was applicable on June 1, 2017. FOR FURTHER INFORMATION CONTACT: Sadaf Toor, Center for Devices and Radiological Health, Food and Drug Administration, 10903 New Hampshire Ave., Bldg. 66, Rm. 1202, Silver Spring, MD 20993–0002, 301–796–6381, Sadaf.Toor@fda.hhs.gov. SUPPLEMENTARY INFORMATION: SUMMARY: I. Background Upon request, FDA has classified the temporary catheter for embolic protection during transcatheter intracardiac procedures as class II (special controls), which we have determined will provide a reasonable assurance of safety and effectiveness. In addition, we believe this action will enhance patients’ access to beneficial PO 00000 Frm 00009 Fmt 4700 Sfmt 4700 4139 innovation, in part by reducing regulatory burdens by placing the device into a lower device class than the automatic class III assignment. The automatic assignment of class III occurs by operation of law and without any action by FDA, regardless of the level of risk posed by the new device. Any device that was not in commercial distribution before May 28, 1976, is automatically classified as, and remains within, class III and requires premarket approval unless and until FDA takes an action to classify or reclassify the device (see 21 U.S.C. 360c(f)(1)). We refer to these devices as ‘‘postamendments devices’’ because they were not in commercial distribution prior to the date of enactment of the Medical Device Amendments of 1976, which amended the Federal Food, Drug, and Cosmetic Act (FD&C Act). FDA may take a variety of actions in appropriate circumstances to classify or reclassify a device into class I or II. We may issue an order finding a new device to be substantially equivalent under section 513(i) of the FD&C Act (21 U.S.C. 360c(i)) to a predicate device that does not require premarket approval. We determine whether a new device is substantially equivalent to a predicate by means of the procedures for premarket notification under section 510(k) of the FD&C Act and part 807 (21 U.S.C. 360(k) and 21 CFR part 807, respectively). FDA may also classify a device through ‘‘De Novo’’ classification, a common name for the process authorized under section 513(f)(2) of the FD&C Act. Section 207 of the Food and Drug Administration Modernization Act of 1997 established the first procedure for De Novo classification (Pub. L. 105– 115). Section 607 of the Food and Drug Administration Safety and Innovation Act modified the De Novo application process by adding a second procedure (Pub. L. 112–144). A device sponsor may utilize either procedure for De Novo classification. Under the first procedure, the person submits a 510(k) for a device that has not previously been classified. After receiving an order from FDA classifying the device into class III under section 513(f)(1) of the FD&C Act, the person then requests a classification under section 513(f)(2). Under the second procedure, rather than first submitting a 510(k) and then a request for classification, if the person determines that there is no legally marketed device upon which to base a determination of substantial equivalence, that person requests a classification under section 513(f)(2) of the FD&C Act. E:\FR\FM\30JAR1.SGM 30JAR1

Agencies

[Federal Register Volume 83, Number 20 (Tuesday, January 30, 2018)]
[Rules and Regulations]
[Pages 4138-4139]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2018-01681]


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SECURITIES AND EXCHANGE COMMISSION

17 CFR Part 249

[Release No. 33-7424A; 34-38771A; 35-26733A; 39-2354A; IC-22727A]


Amendments to Forms and Schedules To Remove Voluntary Provision 
of Social Security Numbers

AGENCY: Securities and Exchange Commission.

ACTION: Final rule; technical correction.

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SUMMARY: This document makes a technical correction to a form

[[Page 4139]]

amendment that was published in the Federal Register on July 1, 1997. 
The Commission adopted revisions to forms and schedules filed under the 
Securities Act of 1933, the Securities Exchange Act of 1934, related 
provisions of the Investment Company Act of 1940 and the Public Utility 
Holding Company Act of 1935, and the Trust Indenture Act of 1939, to 
eliminate the portion of those forms that requests filers who are 
natural persons to furnish their Social Security numbers. The 1997 
amendment to Form MSD inadvertently omitted the removal of the second 
of two references to Social Security numbers in the instructions to the 
form.

DATES: Effective January 30, 2018.

FOR FURTHER INFORMATION CONTACT: Brice Prince, at (202) 551-5777, 
Division of Trading and Markets, Securities and Exchange Commission, 
100 F Street NE, Washington, DC 20549.

SUPPLEMENTARY INFORMATION: We are making a technical correction to Form 
MSD \1\ under the Exchange Act.\2\
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    \1\ 17 CFR 249.1100, Form MSD, application for registration as a 
municipal securities dealer pursuant to rule 15Ba2-1 under the 
Securities Exchange Act of 1934 or amendment to such application.
    \2\ 15 U.S.C. 78a et seq.
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List of Subjects in 17 CFR Part 249

    Reporting and recordkeeping requirements, Securities.

Text of the Amendments

    For the reasons set out above, title 17, chapter II of the Code of 
Federal Regulations is amended as follows:

PART 249--FORMS, SECURITIES EXCHANGE ACT OF 1934

0
1. The general authority citation for part 249 continues to read as 
follows:

    Authority: 15 U.S.C. 78a et seq. and 7201 et seq.; 12 U.S.C. 
5461 et seq.; 18 U.S.C. 1350; Sec. 953(b), Pub. L. 111-203, 124 
Stat. 1904; Sec. 102(a)(3), Pub. L. 112-106, 126 Stat. 309 (2012); 
Sec. 107, Pub. L. 112-106, 126 Stat. 313 (2012), and Sec. 72001, 
Pub. L. 114-94, 129 Stat. 1312 (2015), unless otherwise noted.
* * * * *

0
2. Amend General Instruction M to Form MSD (referenced in Sec.  
249.1100), by removing the text ``; social security numbers, if 
furnished, will be used only to assist the Commission in identifying 
applicants and, therefore, in promptly processing applications'' from 
the end of the third sentence.

    Note: The text of Form MSD does not, and the amendments will 
not, appear in the Code of Federal Regulations.

* * * * *

    Dated: January 24, 2018.
Brent J. Fields,
Secretary.
[FR Doc. 2018-01681 Filed 1-29-18; 8:45 am]
 BILLING CODE 8011-01-P
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