Self-Regulatory Organizations; LCH SA; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Adopt LCH SA's Wind Down Plan, 4081 [2018-01539]
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Federal Register / Vol. 83, No. 19 / Monday, January 29, 2018 / Notices
insiders of reporting companies.
Approximately 338,207 insiders file
Form 4 annually and it takes
approximately 0.5 hours to prepare for
a total of 169,104 annual burden hours.
Written comments are invited on: (a)
Whether this proposed collections of
information is necessary for the proper
performance of the functions of the
agency, including whether the
information will have practical utility;
(b) the accuracy of the agency’s estimate
of the burden imposed by the
collections of information; (c) ways to
enhance the quality, utility, and clarity
of the information collected; and (d)
ways to minimize the burden of the
collections of information on
respondents, including through the use
of automated collection techniques or
other forms of information technology.
Consideration will be given to
comments and suggestions submitted in
writing within 60 days of this
publication.
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
unless it displays a currently valid
control number.
Please direct your written comment to
Pamela Dyson, Director/Chief
Information Officer, Securities and
Exchange Commission, c/o Remi PavlikSimon, 100 F Street NE, Washington,
DC 20549 or send an email to: PRA_
Mailbox@sec.gov.
Dated: January 24, 2018.
Eduardo A. Aleman,
Assistant Secretary.
[FR Doc. 2018–01601 Filed 1–26–18; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–82571; File No. SR–LCH
SA–2017–013]
Self-Regulatory Organizations; LCH
SA; Notice of Designation of Longer
Period for Commission Action on
Proposed Rule Change To Adopt LCH
SA’s Wind Down Plan
adopt an updated wind down plan (the
‘‘WDP’’). (File No. SR–LCH SA–2017–
013). The proposed rule change was
published for comment in the Federal
Register on December 19, 2017.3 To
date, the Commission has not received
comments on the proposed rule change.
Section 19(b)(2) of the Act 4 provides
that within 45 days of the publication of
notice of the filing of a proposed rule
change, or within such longer period up
to 90 days as the Commission may
designate, if it finds such longer period
to be appropriate and publishes its
reasons for so finding or as to which the
self-regulatory organization consents,
the Commission shall either approve the
proposed rule change, disapprove the
proposed rule change, or institute
proceedings to determine whether the
proposed rule change should be
disapproved. The 45th day from the
publication of notice of filing of this
proposed rule change is February 2,
2018.
The Commission is extending the 45day time period for Commission action
on the proposed rule change. LCH SA
proposes to adopt an updated WDP. The
Commission finds it is appropriate to
designate a longer period within which
to take action on the proposed rule
change so that it has sufficient time to
consider LCH SA’s proposed rule
change.
Accordingly, the Commission,
pursuant to Section 19(b)(2) 5 of the Act,
designates March 19, 2018, as the date
by which the Commission should either
approve or disapprove, or institute
proceedings to determine whether to
disapprove, the proposed rule change
(File No. SR–LCH SA–2017–013).
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.6
Eduardo A. Aleman,
Assistant Secretary.
[FR Doc. 2018–01539 Filed 1–26–18; 8:45 am]
BILLING CODE 8011–01–P
sradovich on DSK3GMQ082PROD with NOTICES
January 23, 2018.
On December 7, 2017, Banque
Centrale de Compensation, which
conducts business under the name LCH
SA (‘‘LCH SA’’), filed with the
Securities and Exchange Commission
(‘‘Commission’’), pursuant to Section
19(b)(1) of the Securities Exchange Act
of 1934 (‘‘Act’’) 1 and Rule 19b–4
thereunder 2 a proposed rule change to
1 15
2 17
U.S.C. 78s(b)(1).
CFR 240.19b–4.
VerDate Sep<11>2014
18:19 Jan 26, 2018
Jkt 244001
3 Securities Exchange Act Release No. 34- 82317
(December 13, 2017), 82 FR 60238 (December 19,
2017) (SR–LCH SA–2017–013) (‘‘Notice’’).
4 15 U.S.C. 78s(b)(2).
5 15 U.S.C. 78s(b)(2).
6 17 CFR 200.30–3(a)(31).
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4081
SECURITIES AND EXCHANGE
COMMISSION
[Investment Company Act Release No.
32973; File No. 812–14810]
Northern Lights Fund Trust and Pacific
Financial Group, LLC
January 23, 2018.
Securities and Exchange
Commission (‘‘Commission’’).
ACTION: Notice.
AGENCY:
Notice of an application for an order
under section 12(d)(1)(J) of the
Investment Company Act of 1940 (the
‘‘Act’’) for an exemption from sections
12(d)(1)(A), (B), and (C) of the Act and
under sections 6(c) and 17(b) of the Act
for an exemption from sections 17(a)(1)
and (2) of the Act. The requested order
would permit certain registered openend investment companies to acquire
shares of certain registered open-end
investment companies, registered
closed-end investment companies, and
business development companies, as
defined in section 2(a)(48) of the Act
(‘‘BDCs’’), and registered unit
investment trusts (collectively,
‘‘Underlying Funds’’), that are within
and outside the same group of
investment companies as the acquiring
investment companies, in excess of the
limits in section 12(d)(1) of the Act.
Applicants: Northern Lights Fund
Trust (the ‘‘Trust’’), a Delaware statutory
trust that is registered under the Act as
an open-end management investment
company with multiple series, and
Pacific Financial Group, LLC (the
‘‘Applying Manager’’), a limited liability
company organized under the laws of
the state of California that is registered
as an investment adviser under the
Investment Advisers Act of 1940.
Filing Dates: The application was
filed on August 14, 2017, and amended
on January 8, 2018.
Hearing or Notification of Hearing: An
order granting the requested relief will
be issued unless the Commission orders
a hearing. Interested persons may
request a hearing by writing to the
Commission’s Secretary and serving
applicants with a copy of the request,
personally or by mail. Hearing requests
should be received by the Commission
by 5:30 p.m. on February 20, 2018 and
should be accompanied by proof of
service on the applicants, in the form of
an affidavit, or, for lawyers, a certificate
of service. Pursuant to Rule 0–5 under
the Act, hearing requests should state
the nature of the writer’s interest, any
facts bearing upon the desirability of a
hearing on the matter, the reason for the
request, and the issues contested.
Persons who wish to be notified of a
E:\FR\FM\29JAN1.SGM
29JAN1
]]>Agencies
[Federal Register Volume 83, Number 19 (Monday, January 29, 2018)]
[Notices]
[Page 4081]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2018-01539]
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SECURITIES AND EXCHANGE COMMISSION
[Release No. 34-82571; File No. SR-LCH SA-2017-013]
Self-Regulatory Organizations; LCH SA; Notice of Designation of
Longer Period for Commission Action on Proposed Rule Change To Adopt
LCH SA's Wind Down Plan
January 23, 2018.
On December 7, 2017, Banque Centrale de Compensation, which
conducts business under the name LCH SA (``LCH SA''), filed with the
Securities and Exchange Commission (``Commission''), pursuant to
Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\
and Rule 19b-4 thereunder \2\ a proposed rule change to adopt an
updated wind down plan (the ``WDP''). (File No. SR-LCH SA-2017-013).
The proposed rule change was published for comment in the Federal
Register on December 19, 2017.\3\ To date, the Commission has not
received comments on the proposed rule change.
---------------------------------------------------------------------------
\1\ 15 U.S.C. 78s(b)(1).
\2\ 17 CFR 240.19b-4.
\3\ Securities Exchange Act Release No. 34- 82317 (December 13,
2017), 82 FR 60238 (December 19, 2017) (SR-LCH SA-2017-013)
(``Notice'').
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Section 19(b)(2) of the Act \4\ provides that within 45 days of the
publication of notice of the filing of a proposed rule change, or
within such longer period up to 90 days as the Commission may
designate, if it finds such longer period to be appropriate and
publishes its reasons for so finding or as to which the self-regulatory
organization consents, the Commission shall either approve the proposed
rule change, disapprove the proposed rule change, or institute
proceedings to determine whether the proposed rule change should be
disapproved. The 45th day from the publication of notice of filing of
this proposed rule change is February 2, 2018.
---------------------------------------------------------------------------
\4\ 15 U.S.C. 78s(b)(2).
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The Commission is extending the 45-day time period for Commission
action on the proposed rule change. LCH SA proposes to adopt an updated
WDP. The Commission finds it is appropriate to designate a longer
period within which to take action on the proposed rule change so that
it has sufficient time to consider LCH SA's proposed rule change.
Accordingly, the Commission, pursuant to Section 19(b)(2) \5\ of
the Act, designates March 19, 2018, as the date by which the Commission
should either approve or disapprove, or institute proceedings to
determine whether to disapprove, the proposed rule change (File No. SR-
LCH SA-2017-013).
---------------------------------------------------------------------------
\5\ 15 U.S.C. 78s(b)(2).
For the Commission, by the Division of Trading and Markets,
pursuant to delegated authority.\6\
---------------------------------------------------------------------------
\6\ 17 CFR 200.30-3(a)(31).
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Eduardo A. Aleman,
Assistant Secretary.
[FR Doc. 2018-01539 Filed 1-26-18; 8:45 am]
BILLING CODE 8011-01-P
