Sunshine Act Meetings, 3239 [2018-01294]
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Federal Register / Vol. 83, No. 15 / Tuesday, January 23, 2018 / Notices
Inc. (‘‘Bats EDGX’’) (n/k/a Cboe EDGX
Exchange, Inc.); 2 BOX Options
Exchange LLC (‘‘BOX’’); C2 Options
Sunshine Act Meetings
Exchange, Incorporated (‘‘C2’’) (n/k/a
Cboe C2 Exchange, Inc.); 3 Chicago
FEDERAL REGISTER CITATION OF PREVIOUS
Board Options Exchange, Incorporated
ANNOUNCEMENT: To be Published.
(‘‘CBOE’’) (n/k/a Cboe Exchange, Inc.); 4
PREVIOUSLY ANNOUNCED TIME AND DATE OF Financial Industry Regulatory
THE MEETING: Wednesday, January 24,
Authority, Inc. (‘‘FINRA’’); International
2018 at 2:00pm.
Securities Exchange, LLC (‘‘ISE’’);
Investors Exchange LLC (‘‘IEX’’); Miami
CHANGES IN THE MEETING: The Closed
International Securities Exchange LLC
Meeting scheduled for Wednesday,
(‘‘MIAX’’); MIAX PEARL, LLC
January 24, 2018 at 2:00 p.m. has been
(‘‘PEARL’’); NYSE Arca, Inc. (‘‘NYSE
changed to Wednesday, January 24,
Arca’’); and NYSE MKT LLC (‘‘NYSE
2018 at 11:00 a.m.
5
CONTACT PERSON FOR MORE INFORMATION: MKT’’) (n/k/a NYSE American LLC)
For further information and to ascertain filed with the Securities and Exchange
Commission (‘‘Commission’’), pursuant
what, if any, matters have been added,
deleted or postponed, please contact the to Section 19(b)(1) of the Securities
Exchange Act of 1934 (‘‘Act’’) 6 and Rule
Office of the Secretary at (202) 551–
19b–4 thereunder,7 proposed rule
5400.
changes to eliminate or modify certain
Dated: January 19, 2018.
rules that require the collection or
Brent J. Fields,
reporting of information that is
Secretary.
duplicative of the information that will
[FR Doc. 2018–01294 Filed 1–19–18; 4:15 pm]
be collected by the Consolidated Audit
Trail (‘‘CAT’’) established pursuant to
BILLING CODE 8011–01–P
the National Market System Plan
contemplated by Rule 613 of Regulation
SECURITIES AND EXCHANGE
NMS.8 On May 22, 2017, the New York
COMMISSION
Stock Exchange LLC (‘‘NYSE’’) filed
with the Commission a proposed rule
[Release No. 34–82524; File Nos. SR–
BatsBZX–2017–37; SR–BatsEDGX–2017–23; change for the same purpose, and each
of NYSE Arca and NYSE MKT filed an
SR–BOX–2017–17; SR–C2–2017–018; SR–
additional proposed rule change for the
CBOE–2017–041; SR–FINRA–2017–013;
SR–ISE–2017–46; SR–IEX–2017–18; SR–
same purpose. On May 26, 2017, the
MIAX–2017–20; SR–PEARL–2017–23; SR–
NASDAQ Stock Market LLC
NASDAQ–2017–055; SR–BX–2017–027; SR– (‘‘NASDAQ’’) and NASDAQ PHLX LLC
Phlx–2017–43; SR–NYSE–2017–23; SR–
(‘‘Phlx’’) filed with the Commission
NYSEArca–2017–57; SR–NYSEArca–2017–
proposed rule changes for the same
59; SR–NYSEMKT–2017–29; SR–NYSEMKT–
purpose.9 On May 30, 2017, NASDAQ
2017–30]
BX, Inc. (‘‘BX’’) filed with the
Commission a proposed rule change for
Self-Regulatory Organizations; Bats
BZX Exchange, Inc.; Bats EDGX
(SR–BatsBZX–2017–70). The name change was not
Exchange, Inc.; BOX Options
yet effective when Bats BZX filed SR–BatsBZX–
Exchange LLC; C2 Options Exchange,
2017–37.
2 See Securities Exchange Act Release No. 81963
Incorporated; Chicago Board Options
(October 26, 2017), 82 FR 50697 (November 1, 2017)
Exchange, Incorporated; Financial
(SR–BatsEDGX–2017–41). The name change was
Industry Regulatory Authority, Inc.;
not yet effective when Bats EDGX filed SR–
International Securities Exchange,
BatsEDGX–2017–23.
3 See Securities Exchange Act Release No. 81979
LLC; Investors Exchange LLC; Miami
International Securities Exchange LLC; (October 30, 2017), 82 FR 51317 (November 3, 2017)
MIAX PEARL, LLC; The NASDAQ Stock (SR–C2–2017–028). The name change was not yet
effective when C2 filed SR–C2–2017–018.
Market LLC; NASDAQ BX, Inc.;
4 See Securities Exchange Act Release No. 81981
NASDAQ PHLX LLC; New York Stock
(October 30, 2017), 82 FR 51309 (November 3, 2017)
Exchange LLC; NYSE Arca, Inc.; NYSE (SR–CBOE–2017–066). The name change was not
yet effective when CBOE filed SR–CBOE–2017–041.
MKT LLC; Notice of Withdrawal of
5 See Securities Exchange Act Release No. 80283
Proposed Rule Changes, as Modified
(March 21, 2017), 82 FR 15244 (March 27, 2017)
by Amendments Thereto, To Eliminate (SR–NYSEMKT–2017–14). The name change was
Requirements That Will Be Duplicative not yet effective when NYSE MKT filed SR–
NYSEMKT–2017–29 and SR–NYSEMKT–2017–30.
of CAT
sradovich on DSK3GMQ082PROD with NOTICES
SECURITIES AND EXCHANGE
COMMISSION
6 15
January 17, 2018.
On May 15, 2017, Bats BZX Exchange,
Inc. (‘‘Bats BZX’’) (n/k/a Cboe BZX
Exchange, Inc.); 1 Bats EDGX Exchange,
1 See Securities Exchange Act Release No. 81962
(October 26, 2017), 82 FR 50711 (November 1, 2017)
VerDate Sep<11>2014
17:59 Jan 22, 2018
U.S.C. 78s(b)(1).
CFR 240.19b–4.
8 17 CFR 242.613.
9 NASDAQ and Phlx initially filed proposed rule
changes on May 15, 2017 (SR–NASDAQ–2017–050
and SR–PHLX–2017–38). On May 26, 2017,
NASDAQ and Phlx withdrew these filings and
submitted new proposed rule changes (SR–
NASDAQ–2017–055 and SR–PHLX–2017–43).
7 17
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Sfmt 4703
3239
the same purpose.10 In this notice, all of
these proposed rule changes are referred
to collectively as the ‘‘Systems
Retirement Proposals.’’
On June 1, 2017, the proposed rule
changes submitted by Bats BZX, Bats
EDGX, BOX, C2, CBOE, FINRA, IEX,
ISE, MIAX, and PEARL; both proposed
rule changes submitted by NYSE MKT;
and one of the proposed rule changes
submitted by NYSE Arca were
published for comment in the Federal
Register.11 On June 2, 2017, the
proposed rule change submitted by
NYSE and the other proposed rule
change submitted by NYSE Arca were
published for comment in the Federal
Register.12 On June 5, 2017, the
proposed rule changes submitted by
NASDAQ, BX, and Phlx were published
for comment in the Federal Register.13
Four comments were submitted to
File Number SR–FINRA–2017–013.14
On June 22, 2017, each of NASDAQ,
BX, ISE, and Phlx filed an amendment
to its proposed rule change. On July 14,
10 BX initially filed a proposed rule change on
May 15, 2017 (SR–BX–2017–025). On May 30, 2017,
BX withdrew that initial filing and submitted a new
proposed rule change (SR–BX–2017–027).
11 See Securities Exchange Act Release No. 80796
(May 26, 2017), 82 FR 25374 (SR–BatsBZX–2017–
37); Securities Exchange Act Release No. 80795
(May 26, 2017), 82 FR 25358 (SR–BatsEDGX–2017–
23); Securities Exchange Act Release No. 80789
(May 26, 2017), 82 FR 25492 (SR–BOX–2017–17);
Securities Exchange Act Release No. 80798 (May
26, 2017), 82 FR 25385 (SR–C2–2017–018);
Securities Exchange Act Release No. 80797 (May
26, 2017), 82 FR 25429 (SR–CBOE–2017–041);
Securities Exchange Act Release No. 80783 (May
26, 2017), 82 FR 25423 (SR–FINRA–2017–013);
Securities Exchange Act Release No. 80788 (May
26, 2017), 82 FR 25400 (SR–IEX–2017–18);
Securities Exchange Act Release No. 80787 (May
26, 2017), 82 FR 25469 (SR–ISE–2017–46);
Securities Exchange Act Release No. 80790 (May
26, 2017), 82 FR 25366 (SR–MIAX–2017–20);
Securities Exchange Act Release No. 80792 (May
26, 2017), 82 FR 25436 (SR–PEARL–2017–23);
Securities Exchange Act Release No. 80791 (May
26, 2017), 82 FR 25362 (SR–NYSEArca–2017–59);
Securities Exchange Act Release No. 80793 (May
26, 2017), 82 FR 25443 (SR–NYSEMKT–2017–29);
Securities Exchange Act Release No. 80794 (May
26, 2017), 82 FR 25439 (SR–NYSEMKT–2017–30).
12 See Securities Exchange Act Release No. 80799
(May 26, 2017), 82 FR 25635 (SR–NYSE–2017–23);
Securities Exchange Act Release No. 80800 (May
26, 2017), 82 FR 25639 (SR–NYSEArca–2017–57).
13 See Securities Exchange Act Release No. 80813
(May 30, 2017), 82 FR 25820 (SR–NASDAQ–2017–
055); Securities Exchange Act Release No. 80814
(May 30, 2017), 82 FR 25872 (SR–BX–2017–027);
Securities Exchange Act Release No. 80811 (May
30, 2017), 82 FR 25863 (SR–Phlx–2017–43).
14 See letters from William H. Herbert, Managing
Director, Financial Information Forum (‘‘FIF’’),
dated June 22, 2017; Manisha Kimmel, Chief
Regulatory Officer, Wealth Management, Thomson
Reuters, dated June 22, 2017; Marc R. Bryant,
Senior Vice President, Deputy General Counsel,
Fidelity Investments, dated June 22, 2017; and Ellen
Greene, Managing Director and Theodore R. Lazo,
Managing Director and Associate General Counsel,
Securities Industry and Financial Markets
Association (‘‘SIFMA’’), dated June 23, 2017.
E:\FR\FM\23JAN1.SGM
23JAN1
]]>Agencies
[Federal Register Volume 83, Number 15 (Tuesday, January 23, 2018)]
[Notices]
[Page 3239]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2018-01294]
[[Page 3239]]
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SECURITIES AND EXCHANGE COMMISSION
Sunshine Act Meetings
FEDERAL REGISTER CITATION OF PREVIOUS ANNOUNCEMENT: To be Published.
PREVIOUSLY ANNOUNCED TIME AND DATE OF THE MEETING: Wednesday, January
24, 2018 at 2:00pm.
CHANGES IN THE MEETING: The Closed Meeting scheduled for Wednesday,
January 24, 2018 at 2:00 p.m. has been changed to Wednesday, January
24, 2018 at 11:00 a.m.
CONTACT PERSON FOR MORE INFORMATION: For further information and to
ascertain what, if any, matters have been added, deleted or postponed,
please contact the Office of the Secretary at (202) 551-5400.
Dated: January 19, 2018.
Brent J. Fields,
Secretary.
[FR Doc. 2018-01294 Filed 1-19-18; 4:15 pm]
BILLING CODE 8011-01-P
