Submission for OMB Review; Comment Request, 2283 [2018-00490]
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Federal Register / Vol. 83, No. 10 / Tuesday, January 16, 2018 / Notices
Exchange Act Forms 3 is filed by
insiders of public companies that have
a class of securities registered under
Section 12 of the Exchange Act. Form 3
is an initial statement beneficial
ownership of securities. Approximately
28,877 insiders file Form 3 annually and
it takes approximately 0.50 hours to
prepare for a total of 14,439 annual
burden hours (0.50 hours per response
x 28,877 responses).
Written comments are invited on: (a)
Whether these collections of
information are necessary for the proper
performance of the functions of the
agency, including whether the
information will have practical utility;
(b) the accuracy of the agency’s estimate
of the burden of the collections of
information; (c) ways to enhance the
quality, utility, and clarity of the
information collected; and (d) ways to
minimize the burden of the collection of
information on respondents, including
through the use of automated collection
techniques or other forms of information
technology. Consideration will be given
to comments and suggestions submitted
in writing within 60 days of this
publication.
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
unless it displays a currently valid
control number.
Please direct your written comment to
Pamela Dyson, Director/Chief
Information Officer, Securities and
Exchange Commission, c/o Remi PavlikSimon, 100 F Street NE, Washington,
DC 20549 or send an email to: PRA_
Mailbox@sec.gov.
Dated: January 9, 2018.
Eduardo A. Aleman,
Assistant Secretary.
[FR Doc. 2018–00495 Filed 1–12–18; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[SEC File No. 270–418, OMB Control No.
3235–0485]
daltland on DSKBBV9HB2PROD with NOTICES
Submission for OMB Review;
Comment Request
Upon Written Request, Copies Available
From: Securities and Exchange
Commission, Office of FOIA Services,
100 F Street NE, Washington, DC
20549–2736.
Extension:
Rule 15c2–1.
Notice is hereby given that pursuant
to the Paperwork Reduction Act of 1995
(‘‘PRA’’) (44 U.S.C. 3501 et seq.), the
Securities and Exchange Commission
VerDate Sep<11>2014
22:48 Jan 12, 2018
Jkt 244001
(‘‘Commission’’) has submitted to the
Office of Management and Budget
(‘‘OMB’’) a request for approval of
extension of the previously approved
collection of information provided for in
Rule 15c2–1, (17 CFR 240.15c2–1),
under the Securities Exchange Act of
1934 (15 U.S.C. 78a et seq.).
Rule 15c2–1 (17 CFR 240.15c2–1)
prohibits the commingling under the
same lien of securities of margin
customers (a) with other customers
without their written consent and (b)
with the broker or dealer. The rule also
prohibits the re-hypothecation of
customers’ margin securities for a sum
in excess of the customer’s aggregate
indebtedness. Pursuant to Rule 15c2–1,
respondents must collect information
necessary to prevent the rehypothecation of customer securities in
contravention of the rule, issue and
retain copies of notices of hypothecation
of customer securities in accordance
with the rule, and collect written
consents from customers in accordance
with the rule. The information is
necessary to ensure compliance with the
rule and to advise customers of the
rule’s protections.
There are approximately 79
respondents (i.e., broker-dealers that
conducted business with the public,
filed Part II or Part IICSE of the FOCUS
Report, did not claim an exemption
from the Rule 15c3–3 reserve formula
computation, and reported that they had
a bank loan during at least one quarter
of the current year) that require an
aggregate total of 1,778 hours to comply
with the rule. Each of these
approximately 79 registered brokerdealers makes an estimated 45 annual
responses. Each response takes
approximately 0.5 hours to complete.
Thus, the total compliance burden per
year is 1,778 burden hours.
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
under the PRA unless it displays a
currently valid OMB control number.
The public may view background
documentation for this information
collection at the following website:
www.reginfo.gov. Comments should be
directed to: (i) Desk Officer for the
Securities and Exchange Commission,
Office of Information and Regulatory
Affairs, Office of Management and
Budget, Room 10102, New Executive
Office Building, Washington, DC 20503,
or by sending an email to: Shagufta_
Ahmed@omb.eop.gov; and (ii) Pamela
Dyson, Acting Director/Chief
Information Officer, Securities and
Exchange Commission, c/o Remi PavlikSimon, 100 F Street NE, Washington,
DC 20549, or by sending an email to:
PO 00000
Frm 00153
Fmt 4703
Sfmt 4703
2283
PRA_Mailbox@sec.gov. Comments must
be submitted to OMB within 30 days of
this notice.
Dated: January 9, 2018.
Eduardo A. Aleman,
Assistant Secretary.
[FR Doc. 2018–00490 Filed 1–12–18; 8:45 am]
BILLING CODE 8011–01–P
DEPARTMENT OF TRANSPORTATION
Federal Motor Carrier Safety
Administration
[Docket No. FMCSA–2017–0286]
Qualification of Drivers; Exemption
Applications; Diabetes Mellitus
Federal Motor Carrier Safety
Administration (FMCSA), DOT.
ACTION: Notice of applications for
exemption; request for comments.
AGENCY:
FMCSA announces receipt of
applications from 40 individuals for an
exemption from the prohibition in the
Federal Motor Carrier Safety
Regulations (FMCSRs) against persons
with insulin-treated diabetes mellitus
(ITDM) operating a commercial motor
vehicle (CMV) in interstate commerce. If
granted, the exemptions would enable
these individuals with ITDM to operate
CMVs in interstate commerce.
DATES: Comments must be received on
or before February 15, 2018.
ADDRESSES: You may submit comments
bearing the Federal Docket Management
System (FDMS) Docket No. FMCSA–
2017–0286 using any of the following
methods:
• Federal eRulemaking Portal: Go to
https://www.regulations.gov. Follow the
online instructions for submitting
comments.
• Mail: Docket Management Facility;
U.S. Department of Transportation, 1200
New Jersey Avenue SE, West Building
Ground Floor, Room W12–140,
Washington, DC 20590–0001.
• Hand Delivery: West Building
Ground Floor, Room W12–140, 1200
New Jersey Avenue SE, Washington,
DC, between 9 a.m. and 5 p.m., e.t.,
Monday through Friday, except Federal
Holidays.
• Fax: 1–202–493–2251.
Instructions: Each submission must
include the Agency name and the
docket number(s) for this notice. Note
that all comments received will be
posted without change to https://
www.regulations.gov, including any
personal information provided. Please
see the Privacy Act heading below for
further information.
SUMMARY:
E:\FR\FM\16JAN1.SGM
16JAN1
]]>Agencies
[Federal Register Volume 83, Number 10 (Tuesday, January 16, 2018)]
[Notices]
[Page 2283]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2018-00490]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
[SEC File No. 270-418, OMB Control No. 3235-0485]
Submission for OMB Review; Comment Request
Upon Written Request, Copies Available From: Securities and Exchange
Commission, Office of FOIA Services, 100 F Street NE, Washington, DC
20549-2736.
Extension:
Rule 15c2-1.
Notice is hereby given that pursuant to the Paperwork Reduction Act
of 1995 (``PRA'') (44 U.S.C. 3501 et seq.), the Securities and Exchange
Commission (``Commission'') has submitted to the Office of Management
and Budget (``OMB'') a request for approval of extension of the
previously approved collection of information provided for in Rule
15c2-1, (17 CFR 240.15c2-1), under the Securities Exchange Act of 1934
(15 U.S.C. 78a et seq.).
Rule 15c2-1 (17 CFR 240.15c2-1) prohibits the commingling under the
same lien of securities of margin customers (a) with other customers
without their written consent and (b) with the broker or dealer. The
rule also prohibits the re-hypothecation of customers' margin
securities for a sum in excess of the customer's aggregate
indebtedness. Pursuant to Rule 15c2-1, respondents must collect
information necessary to prevent the re-hypothecation of customer
securities in contravention of the rule, issue and retain copies of
notices of hypothecation of customer securities in accordance with the
rule, and collect written consents from customers in accordance with
the rule. The information is necessary to ensure compliance with the
rule and to advise customers of the rule's protections.
There are approximately 79 respondents (i.e., broker-dealers that
conducted business with the public, filed Part II or Part IICSE of the
FOCUS Report, did not claim an exemption from the Rule 15c3-3 reserve
formula computation, and reported that they had a bank loan during at
least one quarter of the current year) that require an aggregate total
of 1,778 hours to comply with the rule. Each of these approximately 79
registered broker-dealers makes an estimated 45 annual responses. Each
response takes approximately 0.5 hours to complete. Thus, the total
compliance burden per year is 1,778 burden hours.
An agency may not conduct or sponsor, and a person is not required
to respond to, a collection of information under the PRA unless it
displays a currently valid OMB control number.
The public may view background documentation for this information
collection at the following website: www.reginfo.gov. Comments should
be directed to: (i) Desk Officer for the Securities and Exchange
Commission, Office of Information and Regulatory Affairs, Office of
Management and Budget, Room 10102, New Executive Office Building,
Washington, DC 20503, or by sending an email to:
[email protected]; and (ii) Pamela Dyson, Acting Director/
Chief Information Officer, Securities and Exchange Commission, c/o Remi
Pavlik-Simon, 100 F Street NE, Washington, DC 20549, or by sending an
email to: [email protected]. Comments must be submitted to OMB within
30 days of this notice.
Dated: January 9, 2018.
Eduardo A. Aleman,
Assistant Secretary.
[FR Doc. 2018-00490 Filed 1-12-18; 8:45 am]
BILLING CODE 8011-01-P
