Notice of Applications for Deregistration Under the Investment Company Act of 1940, 566-568 [2017-28488]
Download as PDF
<![CDATA[
566
Federal Register / Vol. 83, No. 3 / Thursday, January 4, 2018 / Notices
Paper Comments
• Send paper comments in triplicate
to Brent J. Fields, Secretary, Securities
and Exchange Commission, 100 F Street
NE, Washington, DC 20549–1090.
All submissions should refer to File
Number SR–CboeBYX–2017–004. This
file number should be included on the
subject line if email is used. To help the
Commission process and review your
comments more efficiently, please use
only one method. The Commission will
post all comments on the Commission’s
internet website (https://www.sec.gov/
rules/sro.shtml). Copies of the
submission, all subsequent
amendments, all written statements
with respect to the proposed rule
change that are filed with the
Commission, and all written
communications relating to the
proposed rule change between the
Commission and any person, other than
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for website viewing and
printing in the Commission’s Public
Reference Room, 100 F Street NE,
Washington, DC 20549, on official
business days between the hours of
10:00 a.m. and 3:00 p.m. Copies of the
filing also will be available for
inspection and copying at the principal
office of the Exchange. All comments
received will be posted without change.
Persons submitting comments are
cautioned that we do not redact or edit
personal identifying information from
comment submissions. You should
submit only information that you wish
to make available publicly. All
submissions should refer to File
Number SR–CboeBYX–2017–004 and
should be submitted on or before
January 25, 2018.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.21
Robert W. Errett,
Deputy Secretary.
[FR Doc. 2017–28438 Filed 1–3–18; 8:45 am]
ethrower on DSK3G9T082PROD with NOTICES
16:16 Jan 03, 2018
Notice of Applications for
Deregistration Under the Investment
Company Act of 1940
December 29, 2017.
The following is a notice of
applications for deregistration under
section 8(f) of the Investment Company
Act of 1940 for the month of December
2017. A copy of each application may be
obtained via the Commission’s website
by searching for the file number, or for
an applicant using the Company name
box, at https://www.sec.gov/search/
search.htm or by calling (202) 551–
8090. An order granting each
application will be issued unless the
SEC orders a hearing. Interested persons
may request a hearing on any
application by writing to the SEC’s
Secretary at the address below and
serving the relevant applicant with a
copy of the request, personally or by
mail. Hearing requests should be
received by the SEC by 5:30 p.m. on
January 23, 2018, and should be
accompanied by proof of service on
applicants, in the form of an affidavit or,
for lawyers, a certificate of service.
Pursuant to Rule 0–5 under the Act,
hearing requests should state the nature
of the writer’s interest, any facts bearing
upon the desirability of a hearing on the
matter, the reason for the request, and
the issues contested. Persons who wish
to be notified of a hearing may request
notification by writing to the
Commission’s Secretary.
ADDRESSES: The Commission: Secretary,
U.S. Securities and Exchange
Commission, 100 F Street NE,
Washington, DC 20549–1090.
FOR FURTHER INFORMATION CONTACT: Brad
Gude, Senior Counsel, at (202) 551–
5590 or Chief Counsel’s Office at (202)
551–6821; SEC, Division of Investment
Management, Chief Counsel’s Office,
100 F Street NE, Washington, DC
20549–8010.
Summary: Applicant, a closed-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. On June 29, 2017
and August 7, 2017, applicant made
liquidating distributions to its
shareholders, based on net asset value.
Expenses of $147,554 incurred in
connection with the liquidation were
paid by the applicant.
CFR 200.30–3(a)(12).
VerDate Sep<11>2014
[Investment Company Act Release No.
32957 ]
Korea Equity Fund, Inc. [File No. 811–
08002]
BILLING CODE 8011–01–P
21 17
SECURITIES AND EXCHANGE
COMMISSION
Jkt 244001
PO 00000
Frm 00068
Fmt 4703
Sfmt 4703
Filing Dates: The application was
filed on November 28, 2017.
Applicant’s Address: Worldwide
Plaza, 309 West 49th Street, New York,
New York, 10019.
Center Coast Core MLP Fund II, LLC
[File No. 811–22566]
Summary: Applicant, a closed-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. Applicant has
never made a public offering of its
securities and does not propose to make
a public offering or engage in business
of any kind.
Filing Dates: The application was
filed on November 7, 2017, and
amended on November 30, 2017.
Applicant’s Address: 1600 Smith
Street, Suite 3800, Houston, Texas,
77002.
Brookfield MLP & Energy Infrastructure
Income Fund Inc. [File No. 811–22945]
Summary: Applicant, a closed-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. Applicant has
never made a public offering of its
securities and does not propose to make
a public offering or engage in business
of any kind.
Filing Dates: The application was
filed on October 30, 2017, and amended
on December 1, 2017.
Applicant’s Address: Brookfield
Place, 250 Vesey Street, New York, New
York, 10281.
The Finance Company of Pennsylvania
[File No. 811–01144]
Summary: Applicant, an open-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. On August 11,
2017, applicant made liquidating
distributions to its shareholders, based
on net asset value. Expenses of $382,968
incurred in connection with the
liquidation were paid by the applicant.
Filing Dates: The application was
filed on September 20, 2017, and
amended on December 1, 2017.
Applicant’s Address: 400 Market
Street, Suite 425, Philadelphia,
Pennsylvania 19106.
CCA Investments Trust [File No. 811–
22753]
Summary: Applicant, an open-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. The applicant has
transferred its assets to CCA Aggressive
Return Fund, a series of the MSS Series
Trust, and, on October 16, 2017, made
a final distribution to its shareholders
based on net asset value. Expenses of
E:\FR\FM\04JAN1.SGM
04JAN1
Federal Register / Vol. 83, No. 3 / Thursday, January 4, 2018 / Notices
$38,657 incurred in connection with the
reorganization were paid by the
applicant’s adviser.
Filing Dates: The application was
filed on November 13, 2017, and
amended on December 4, 2017.
Applicant’s Address: 190 North
Canon Drive, Suite 402, Beverly Hills,
California, 90210.
Aetna Multi-Strategy 1099 Fund [File
No. 811–22713]
Summary: Applicant, a closed-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. Applicant
currently has fewer than 100 beneficial
owners, is not presently making an
offering of securities and does not
propose to make any offering of
securities. Applicant will continue to
operate as a private investment fund in
reliance on section 3(c)(1) of the Act.
Filing Dates: The application was
filed on December 6, 2017.
Applicant’s Address: c/o UMB Fund
Services, Inc., 235 West Galena Street,
Milwaukee, Wisconsin 53212.
Henderson Global Funds [File No. 811–
10399]
Summary: Applicant, an open-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. Each series of
applicant has transferred its assets to a
corresponding series of Janus
Investment Fund, and, on May 31, 2017
and June 2, 2017, made final
distributions to its shareholders based
on net asset value. Expenses of
$4,227,058 incurred in connection with
the reorganization were paid by the
applicant’s adviser.
Filing Dates: The application was
filed on August 28, 2017, and amended
on December 6, 2017.
Applicant’s Address: 151 Detroit
Street, Denver, Colorado 80206.
ethrower on DSK3G9T082PROD with NOTICES
Integrity Managed Portfolios [File No.
811–06153]
Summary: Applicant, an open-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. Each series of
applicant has transferred its assets to a
corresponding series of Viking Mutual
Funds, and, on October 31, 2017, made
a final distribution to its shareholders
based on net asset value. Expenses of
$179,568 incurred in connection with
the reorganization were paid by the
parent company of applicant’s adviser.
Filing Dates: The application was
filed on December 7, 2017.
Applicant’s Address: 1 Main Street
North, Minot, North Dakota 58703.
VerDate Sep<11>2014
16:16 Jan 03, 2018
Jkt 244001
RidgeWorth Funds [File No. 811–06557]
Summary: Applicant, an open-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. Each series of
applicant has transferred its assets to a
corresponding series of Virtus Asset
Trust and Investment Managers Series
Trust, and, on June 30, 2017 and July
14, 2017, made final distributions to its
shareholders based on net asset value.
Expenses of $4,791,191 incurred in
connection with the reorganization were
paid by applicant’s adviser and the
acquiror of applicant’s adviser.
Filing Dates: The application was
filed on October 26, 2017, and amended
on December 8, 2017.
Applicant’s Address: 3333 Piedmont
Road, Suite 1500, Atlanta, Georgia
30305.
TFS Capital Investment Trust [File No.
811–21531]
Summary: Applicant, an open-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. On October 12,
2017, October 27, 2017, and October 30,
2017, applicant made liquidating
distributions to its shareholders, based
on net asset value. Expenses of $220,273
incurred in connection with the
liquidation were paid by the applicant,
in part reimbursed by the adviser.
Filing Dates: The application was
filed on November 2, 2017, and
amended on December 8, 2017.
Applicant’s Address: TFS Capital
Management, 10 N High Street, Suite
500, West Chester, Pennsylvania 19380.
Transamerica Partners Portfolios [File
No. 811–08272]
Summary: Applicant, an open-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. Each series of
applicant has transferred its assets to a
corresponding series of Transamerica
Funds, and, on March 10, 2017, March
24, 2017, April 21, 2017, May 5, 2017,
September 15, 2017, and October 13,
2017, made final distributions to its
shareholders based on net asset value.
Expenses of $1,772,198 incurred in
connection with the reorganization were
paid by the applicant, the applicant’s
adviser, and the destination series.
Filing Dates: The application was
filed on November 13, 2017, and
amended on December 8, 2017.
Applicant’s Address: 1801 California
Street, Suite 5200, Denver, Colorado
80202.
PO 00000
Frm 00069
Fmt 4703
Sfmt 4703
567
Transamerica Partners Funds Group II
[File No. 811–07495]
Summary: Applicant, an open-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. Each series of
applicant has transferred its assets to a
corresponding series of Transamerica
Funds, and, on March 10, 2017, March
24, 2017, April 21, 2017, May 5, 2017,
May 21, 2017, and October 13, 2017,
made final distributions to its
shareholders based on net asset value.
Expenses of $555,936 incurred in
connection with the reorganization were
paid by the applicant, the applicant’s
adviser, and the destination series.
Filing Dates: The application was
filed on November 13, 2017, and
amended on December 8, 2017.
Applicant’s Address: 1801 California
Street, Suite 5200, Denver, Colorado
80202.
Transamerica Partners Funds Group
[File No. 811–07674]
Summary: Applicant, an open-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. Each series of
applicant has transferred its assets to a
corresponding series of Transamerica
Funds, and, on March 10, 2017, March
24, 2017, April 21, 2017, May 5, 2017,
May 21, 2017, September 15, 2017, and
October 13, 2017, made final
distributions to its shareholders based
on net asset value. Expenses of
$1,517,292 incurred in connection with
the reorganization were paid by the
applicant, the applicant’s adviser, and
the destination series.
Filing Dates: The application was
filed on November 13, 2017, and
amended on December 8, 2017.
Applicant’s Address: 1801 California
Street, Suite 5200, Denver, Colorado
80202.
FEG Directional Access TEI Fund LLC
[File No. 811–23140]
Summary: Applicant, a closed-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. Applicant
currently has fewer than 100 beneficial
owners, is not presently making an
offering of securities and does not
propose to make any offering of
securities. Applicant will continue to
operate as a private investment fund in
reliance on section 3(c)(1) of the Act.
Filing Dates: The application was
filed on December 12, 2017.
Applicant’s Address: 201 East Fifth
Street, Suite 1600, Cincinnati, Ohio
45202.
E:\FR\FM\04JAN1.SGM
04JAN1
568
Federal Register / Vol. 83, No. 3 / Thursday, January 4, 2018 / Notices
FEG Directional Access Fund LLC [File
No. 811–22685]
Summary: Applicant, a closed-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. Applicant
currently has fewer than 100 beneficial
owners, is not presently making an
offering of securities and does not
propose to make any offering of
securities. Applicant will continue to
operate as a private investment fund in
reliance on section 3(c)(1) of the Act.
Filing Dates: The application was
filed on December 12, 2017.
Applicant’s Address: 201 East Fifth
Street, Suite 1600, Cincinnati, Ohio
45202.
Bluearc Multi-Strategy Fund [File No.
811–23017]
Summary: Applicant, a closed-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. Applicant
currently has fewer than 100 beneficial
owners, is not presently making an
offering of securities and does not
propose to make any offering of
securities. Applicant will continue to
operate as a private investment fund in
reliance on section 3(c)(1) of the Act.
Filing Dates: The application was
filed on November 1, 2017, and
amended on December 13, 2017.
Applicant’s Address: 17605 Wright
Street, Suite 2, Omaha, Nebraska 68130.
For the Commission, by the Division of
Investment Management, pursuant to
delegated authority.
Robert W. Errett,
Deputy Secretary.
[FR Doc. 2017–28488 Filed 1–3–18; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–82418; File No. SR–NYSE–
2017–70]
ethrower on DSK3G9T082PROD with NOTICES
Self-Regulatory Organizations; New
York Stock Exchange LLC; Notice of
Filing and Immediate Effectiveness of
Proposed Rule Change To Amend Its
Price List To Waive New Firm
Application Fees for Applicants
Seeking Only To Obtain a Bond
Trading License for 2018 and Waive
the BTL Fee for 2018
December 28, 2017.
Pursuant to Section 19(b)(1) 1 of the
Securities Exchange Act of 1934 (the
‘‘Act’’) 2 and Rule 19b–4 thereunder,3
1 15
U.S.C. 78s(b)(1).
U.S.C. 78a.
3 17 CFR 240.19b–4.
2 15
VerDate Sep<11>2014
16:16 Jan 03, 2018
Jkt 244001
notice is hereby given that, on December
21, 2017, New York Stock Exchange
LLC (the ‘‘Exchange’’) filed with the
Securities and Exchange Commission
(the ‘‘Commission’’) the proposed rule
change as described in Items I, II, and
III below, which Items have been
prepared by the self-regulatory
organization. The Commission is
publishing this notice to solicit
comments on the proposed rule change
from interested persons.
I. Self-Regulatory Organization’s
Statement of the Terms of Substance of
the Proposed Rule Change
The Exchange proposes to amend its
Price List to (i) waive new firm
application fees for applicants seeking
only to obtain a bond trading license
(‘‘BTL’’) for 2018; and (ii) waive the BTL
fee for 2018. The Exchange proposes to
implement the fee changes effective
January 2, 2018. The proposed rule
change is available on the Exchange’s
website at www.nyse.com, at the
principal office of the Exchange, and at
the Commission’s Public Reference
Room.
II. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
In its filing with the Commission, the
self-regulatory organization included
statements concerning the purpose of,
and basis for, the proposed rule change
and discussed any comments it received
on the proposed rule change. The text
of those statements may be examined at
the places specified in Item IV below.
The Exchange has prepared summaries,
set forth in sections A, B, and C below,
of the most significant parts of such
statements.
A. Self-Regulatory Organization’s
Statement of the Purpose of, and the
Statutory Basis for, the Proposed Rule
Change
1. Purpose
The Exchange proposes to amend its
Price List to (i) waive new firm
application fees for applicants seeking
only to obtain a BTL for 2018; and (iii)
[sic] waive the BTL fee for 2018. The
Exchange proposes to implement the fee
changes effective January 2, 2018.
The Exchange currently charges a
New Firm Fee ranging from $2,500 to
$20,000, depending on the type of firm,
that is charged per application for any
broker-dealer that applies to be
approved as an Exchange member
organization. The Exchange proposes to
waive the New Firm Fee for 2018 for
new member organization applicants
PO 00000
Frm 00070
Fmt 4703
Sfmt 4703
that are seeking only to obtain a BTL
and not trade equities at the Exchange.
The proposed waiver of the New Firm
Fee would be available only to
applicants seeking approval as a new
member organization, including
carrying firms, introducing firms, or
non-public organizations, that would be
seeking to obtain a BTL at the Exchange
and not trade equities. Further, if a new
firm that is approved as a member
organization and has had the New Firm
Fee waived converts a BTL to a full
trading license within one year of
approval, the New Firm Fee would be
charged retroactively. The Exchange
believes that charging the New Firm Fee
retroactively within a year of approval
is appropriate because it would
discourage applicants to claim that they
are applying for a BTL solely to avoid
New Firm Fees.
Additionally, the Exchange currently
charges a BTL fee of $1,000 per year.
The Exchange proposes to amend the
Price List to waive the BTL fee for 2018.
The Exchange believes that the
proposed fee changes would provide
increased incentives for bond trading
firms that are not currently Exchange
member organizations to apply for
Exchange membership and a BTL. The
Exchange believes that having more
member organizations trading on the
Exchange’s bond platform would benefit
investors through the additional display
of liquidity and increased execution
opportunities in Exchange-traded bonds
at the Exchange.
2. Statutory Basis
The Exchange believes that the
proposed rule change is consistent with
Section 6(b) of the Act,4 in general, and
furthers the objectives of Sections
6(b)(4) and 6(b)(5) of the Act,5 in
particular, because it provides for the
equitable allocation of reasonable dues,
fees, and other charges among its
members, issuers and other persons
using its facilities and does not unfairly
discriminate between customers,
issuers, brokers or dealers.
The Exchange believes that it is
reasonable to waive the New Firm Fee
and the annual BTL fee for 2018 to
provide an incentive for bond trading
firms to apply for Exchange membership
and a BTL. The Exchange believes that
providing an incentive for bond trading
firms that are not currently Exchange
member organizations to apply for
membership and a BTL would
encourage market participants to
become members of the Exchange and
bring additional liquidity to the only
4 15
5 15
E:\FR\FM\04JAN1.SGM
U.S.C. 78f(b).
U.S.C. 78f(b)(4), (5).
04JAN1
]]>Agencies
[Federal Register Volume 83, Number 3 (Thursday, January 4, 2018)]
[Notices]
[Pages 566-568]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2017-28488]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
[Investment Company Act Release No. 32957 ]
Notice of Applications for Deregistration Under the Investment
Company Act of 1940
December 29, 2017.
The following is a notice of applications for deregistration under
section 8(f) of the Investment Company Act of 1940 for the month of
December 2017. A copy of each application may be obtained via the
Commission's website by searching for the file number, or for an
applicant using the Company name box, at https://www.sec.gov/search/search.htm or by calling (202) 551-8090. An order granting each
application will be issued unless the SEC orders a hearing. Interested
persons may request a hearing on any application by writing to the
SEC's Secretary at the address below and serving the relevant applicant
with a copy of the request, personally or by mail. Hearing requests
should be received by the SEC by 5:30 p.m. on January 23, 2018, and
should be accompanied by proof of service on applicants, in the form of
an affidavit or, for lawyers, a certificate of service. Pursuant to
Rule 0-5 under the Act, hearing requests should state the nature of the
writer's interest, any facts bearing upon the desirability of a hearing
on the matter, the reason for the request, and the issues contested.
Persons who wish to be notified of a hearing may request notification
by writing to the Commission's Secretary.
ADDRESSES: The Commission: Secretary, U.S. Securities and Exchange
Commission, 100 F Street NE, Washington, DC 20549-1090.
FOR FURTHER INFORMATION CONTACT: Brad Gude, Senior Counsel, at (202)
551-5590 or Chief Counsel's Office at (202) 551-6821; SEC, Division of
Investment Management, Chief Counsel's Office, 100 F Street NE,
Washington, DC 20549-8010.
Korea Equity Fund, Inc. [File No. 811-08002]
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. On June 29,
2017 and August 7, 2017, applicant made liquidating distributions to
its shareholders, based on net asset value. Expenses of $147,554
incurred in connection with the liquidation were paid by the applicant.
Filing Dates: The application was filed on November 28, 2017.
Applicant's Address: Worldwide Plaza, 309 West 49th Street, New
York, New York, 10019.
Center Coast Core MLP Fund II, LLC [File No. 811-22566]
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. Applicant has
never made a public offering of its securities and does not propose to
make a public offering or engage in business of any kind.
Filing Dates: The application was filed on November 7, 2017, and
amended on November 30, 2017.
Applicant's Address: 1600 Smith Street, Suite 3800, Houston, Texas,
77002.
Brookfield MLP & Energy Infrastructure Income Fund Inc. [File No. 811-
22945]
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. Applicant has
never made a public offering of its securities and does not propose to
make a public offering or engage in business of any kind.
Filing Dates: The application was filed on October 30, 2017, and
amended on December 1, 2017.
Applicant's Address: Brookfield Place, 250 Vesey Street, New York,
New York, 10281.
The Finance Company of Pennsylvania [File No. 811-01144]
Summary: Applicant, an open-end investment company, seeks an order
declaring that it has ceased to be an investment company. On August 11,
2017, applicant made liquidating distributions to its shareholders,
based on net asset value. Expenses of $382,968 incurred in connection
with the liquidation were paid by the applicant.
Filing Dates: The application was filed on September 20, 2017, and
amended on December 1, 2017.
Applicant's Address: 400 Market Street, Suite 425, Philadelphia,
Pennsylvania 19106.
CCA Investments Trust [File No. 811-22753]
Summary: Applicant, an open-end investment company, seeks an order
declaring that it has ceased to be an investment company. The applicant
has transferred its assets to CCA Aggressive Return Fund, a series of
the MSS Series Trust, and, on October 16, 2017, made a final
distribution to its shareholders based on net asset value. Expenses of
[[Page 567]]
$38,657 incurred in connection with the reorganization were paid by the
applicant's adviser.
Filing Dates: The application was filed on November 13, 2017, and
amended on December 4, 2017.
Applicant's Address: 190 North Canon Drive, Suite 402, Beverly
Hills, California, 90210.
Aetna Multi-Strategy 1099 Fund [File No. 811-22713]
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. Applicant
currently has fewer than 100 beneficial owners, is not presently making
an offering of securities and does not propose to make any offering of
securities. Applicant will continue to operate as a private investment
fund in reliance on section 3(c)(1) of the Act.
Filing Dates: The application was filed on December 6, 2017.
Applicant's Address: c/o UMB Fund Services, Inc., 235 West Galena
Street, Milwaukee, Wisconsin 53212.
Henderson Global Funds [File No. 811-10399]
Summary: Applicant, an open-end investment company, seeks an order
declaring that it has ceased to be an investment company. Each series
of applicant has transferred its assets to a corresponding series of
Janus Investment Fund, and, on May 31, 2017 and June 2, 2017, made
final distributions to its shareholders based on net asset value.
Expenses of $4,227,058 incurred in connection with the reorganization
were paid by the applicant's adviser.
Filing Dates: The application was filed on August 28, 2017, and
amended on December 6, 2017.
Applicant's Address: 151 Detroit Street, Denver, Colorado 80206.
Integrity Managed Portfolios [File No. 811-06153]
Summary: Applicant, an open-end investment company, seeks an order
declaring that it has ceased to be an investment company. Each series
of applicant has transferred its assets to a corresponding series of
Viking Mutual Funds, and, on October 31, 2017, made a final
distribution to its shareholders based on net asset value. Expenses of
$179,568 incurred in connection with the reorganization were paid by
the parent company of applicant's adviser.
Filing Dates: The application was filed on December 7, 2017.
Applicant's Address: 1 Main Street North, Minot, North Dakota
58703.
RidgeWorth Funds [File No. 811-06557]
Summary: Applicant, an open-end investment company, seeks an order
declaring that it has ceased to be an investment company. Each series
of applicant has transferred its assets to a corresponding series of
Virtus Asset Trust and Investment Managers Series Trust, and, on June
30, 2017 and July 14, 2017, made final distributions to its
shareholders based on net asset value. Expenses of $4,791,191 incurred
in connection with the reorganization were paid by applicant's adviser
and the acquiror of applicant's adviser.
Filing Dates: The application was filed on October 26, 2017, and
amended on December 8, 2017.
Applicant's Address: 3333 Piedmont Road, Suite 1500, Atlanta,
Georgia 30305.
TFS Capital Investment Trust [File No. 811-21531]
Summary: Applicant, an open-end investment company, seeks an order
declaring that it has ceased to be an investment company. On October
12, 2017, October 27, 2017, and October 30, 2017, applicant made
liquidating distributions to its shareholders, based on net asset
value. Expenses of $220,273 incurred in connection with the liquidation
were paid by the applicant, in part reimbursed by the adviser.
Filing Dates: The application was filed on November 2, 2017, and
amended on December 8, 2017.
Applicant's Address: TFS Capital Management, 10 N High Street,
Suite 500, West Chester, Pennsylvania 19380.
Transamerica Partners Portfolios [File No. 811-08272]
Summary: Applicant, an open-end investment company, seeks an order
declaring that it has ceased to be an investment company. Each series
of applicant has transferred its assets to a corresponding series of
Transamerica Funds, and, on March 10, 2017, March 24, 2017, April 21,
2017, May 5, 2017, September 15, 2017, and October 13, 2017, made final
distributions to its shareholders based on net asset value. Expenses of
$1,772,198 incurred in connection with the reorganization were paid by
the applicant, the applicant's adviser, and the destination series.
Filing Dates: The application was filed on November 13, 2017, and
amended on December 8, 2017.
Applicant's Address: 1801 California Street, Suite 5200, Denver,
Colorado 80202.
Transamerica Partners Funds Group II [File No. 811-07495]
Summary: Applicant, an open-end investment company, seeks an order
declaring that it has ceased to be an investment company. Each series
of applicant has transferred its assets to a corresponding series of
Transamerica Funds, and, on March 10, 2017, March 24, 2017, April 21,
2017, May 5, 2017, May 21, 2017, and October 13, 2017, made final
distributions to its shareholders based on net asset value. Expenses of
$555,936 incurred in connection with the reorganization were paid by
the applicant, the applicant's adviser, and the destination series.
Filing Dates: The application was filed on November 13, 2017, and
amended on December 8, 2017.
Applicant's Address: 1801 California Street, Suite 5200, Denver,
Colorado 80202.
Transamerica Partners Funds Group [File No. 811-07674]
Summary: Applicant, an open-end investment company, seeks an order
declaring that it has ceased to be an investment company. Each series
of applicant has transferred its assets to a corresponding series of
Transamerica Funds, and, on March 10, 2017, March 24, 2017, April 21,
2017, May 5, 2017, May 21, 2017, September 15, 2017, and October 13,
2017, made final distributions to its shareholders based on net asset
value. Expenses of $1,517,292 incurred in connection with the
reorganization were paid by the applicant, the applicant's adviser, and
the destination series.
Filing Dates: The application was filed on November 13, 2017, and
amended on December 8, 2017.
Applicant's Address: 1801 California Street, Suite 5200, Denver,
Colorado 80202.
FEG Directional Access TEI Fund LLC [File No. 811-23140]
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. Applicant
currently has fewer than 100 beneficial owners, is not presently making
an offering of securities and does not propose to make any offering of
securities. Applicant will continue to operate as a private investment
fund in reliance on section 3(c)(1) of the Act.
Filing Dates: The application was filed on December 12, 2017.
Applicant's Address: 201 East Fifth Street, Suite 1600, Cincinnati,
Ohio 45202.
[[Page 568]]
FEG Directional Access Fund LLC [File No. 811-22685]
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. Applicant
currently has fewer than 100 beneficial owners, is not presently making
an offering of securities and does not propose to make any offering of
securities. Applicant will continue to operate as a private investment
fund in reliance on section 3(c)(1) of the Act.
Filing Dates: The application was filed on December 12, 2017.
Applicant's Address: 201 East Fifth Street, Suite 1600, Cincinnati,
Ohio 45202.
Bluearc Multi-Strategy Fund [File No. 811-23017]
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. Applicant
currently has fewer than 100 beneficial owners, is not presently making
an offering of securities and does not propose to make any offering of
securities. Applicant will continue to operate as a private investment
fund in reliance on section 3(c)(1) of the Act.
Filing Dates: The application was filed on November 1, 2017, and
amended on December 13, 2017.
Applicant's Address: 17605 Wright Street, Suite 2, Omaha, Nebraska
68130.
For the Commission, by the Division of Investment Management,
pursuant to delegated authority.
Robert W. Errett,
Deputy Secretary.
[FR Doc. 2017-28488 Filed 1-3-18; 8:45 am]
BILLING CODE 8011-01-P
