Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940, 50909-50910 [2017-23837]

Download as PDF Federal Register / Vol. 82, No. 211 / Thursday, November 2, 2017 / Notices Filing Date: The application was filed on September 28, 2017. Applicant’s Address: 100 Park Avenue, Suite 1635, New York, New York 10017. SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No. 32886] Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 October 27, 2017. The following is a notice of applications for deregistration under section 8(f) of the Investment Company Act of 1940 for the month of October 2017. A copy of each application may be obtained via the Commission’s Web site by searching for the file number, or for an applicant using the Company name box, at http://www.sec.gov/search/ search.htm or by calling (202) 551– 8090. An order granting each application will be issued unless the SEC orders a hearing. Interested persons may request a hearing on any application by writing to the SEC’s Secretary at the address below and serving the relevant applicant with a copy of the request, personally or by mail. Hearing requests should be received by the SEC by 5:30 p.m. on November 21, 2017, and should be accompanied by proof of service on applicants, in the form of an affidavit or, for lawyers, a certificate of service. Pursuant to Rule 0–5 under the Act, hearing requests should state the nature of the writer’s interest, any facts bearing upon the desirability of a hearing on the matter, the reason for the request, and the issues contested. Persons who wish to be notified of a hearing may request notification by writing to the Commission’s Secretary. ADDRESSES: The Commission: Secretary, U.S. Securities and Exchange Commission, 100 F Street NE., Washington, DC 20549–1090. FOR FURTHER INFORMATION CONTACT: Brad Gude, Senior Counsel, at (202) 551– 5590 or Chief Counsel’s Office at (202) 551–6821; SEC, Division of Investment Management, Chief Counsel’s Office, 100 F Street NE., Washington, DC 20549–8010. Archstone Alternative Solutions Fund asabaliauskas on DSKBBXCHB2PROD with NOTICES [File No. 811–23042] Summary: Applicant, a closed-end investment company, seeks an order declaring that it has ceased to be an investment company. On May 3, 2017, July 31, 2017, and September 19, 2017, applicant made liquidating distributions to its shareholders, based on net asset value. Expenses of $8,000 incurred in connection with the liquidation were paid by applicant’s investment adviser. VerDate Sep<11>2014 22:28 Nov 01, 2017 Jkt 244001 New Century Portfolios [File No. 811–05646] Summary: Applicant, an open-end investment company, seeks an order declaring that it has ceased to be an investment company. On September 29, 2017, applicant made a liquidating distribution to its shareholders, based on net asset value. Expenses of $60,886 incurred in connection with the liquidation were paid by applicant’s investment adviser. Filing Dates: The application was filed on September 29, 2017 and amended on October 11, 2017. Applicant’s Address: 100 William Street, Suite 200, Wellesley, MA 02481. Northeast Investors Growth Fund Inc. [File No. 811–03074] Summary: Applicant, an open-end investment company, seeks an order declaring that it has ceased to be an investment company. On June 29, 2017, applicant made a liquidating distribution to its shareholders, based on net asset value. Expenses of $74,109 incurred in connection with the liquidation were paid by applicant and applicant’s investment adviser. Filing Dates: The application was filed on September 29, 2017 and amended on October 13, 2017. Applicant’s Address: 100 High Street, Boston, MA 02110. Hays Series Trust [File No. 811–23049] Summary: Applicant, an open-end investment company, seeks an order declaring that it has ceased to be an investment company. On September 28, 2017, applicant made a liquidating distribution to its shareholders, based on net asset value. Expenses of $15,500 incurred in connection with the liquidation were paid by applicant and reimbursed by applicant’s investment adviser. Filing Dates: The application was filed on October 3, 2017 and amended on October 16, 2017. Applicant’s Address: 105 Continental Place, Suite 150, Brentwood, TN 37027. Dreyfus Institutional Cash Advantage Funds [File No. 811–21075] Summary: Applicant, an open-end investment company, seeks an order declaring that it has ceased to be an investment company. The applicant has PO 00000 Frm 00055 Fmt 4703 Sfmt 4703 50909 transferred its assets to Dreyfus Institutional Preferred Money Market Funds and, on October 4, 2016, made a final distribution to its shareholders based on net asset value. Expenses of $209,497 incurred in connection with the reorganization were paid by applicant’s investment adviser. Filing Dates: The application was filed on August 29, 2017 and amended on September 28, 2017. Applicant’s Address: c/o The Dreyfus Corporation, 200 Park Ave., New York, NY 10166. Pointbreak ETF Trust [File No. 811–23068] Summary: Applicant, an open-end investment company, seeks an order declaring that it has ceased to be an investment company. On September 21, 2017, applicant made a liquidating distribution to its shareholders, based on net asset value. Expenses of $2,000 incurred in connection with the liquidation were paid by applicant’s investment adviser. Filing Dates: The application was filed on September 22, 2017 and amended on September 29, 2017. Applicant’s Address: 915 Creed Road, Oakland, CA 94610. Horizons ETF Trust [File No. 811–22918] Summary: Applicant, an open-end investment company, seeks an order declaring that it has ceased to be an investment company. On May 7, 2016, applicant made a liquidating distribution to its shareholders, based on net asset value. Expenses of $13,577 incurred in connection with the liquidation were paid by applicant’s investment adviser. Filing Dates: The application was filed on August 22, 2017 and amended on October 2, 2017. Applicant’s Address: 625 Madison Avenue, 3d Floor, New York, NY 10022. E.I.I. Realty Securities Trust [File No. 811–08649] Summary: Applicant, an open-end investment company, seeks an order declaring that it has ceased to be an investment company. On June 7, 2017, applicant made a liquidating distribution to its shareholders, based on net asset value. Expenses incurred in connection with the liquidation were paid by applicant’s investment adviser. Filing Dates: The application was filed on September 12, 2017 and amended on October 2, 2017 and October 12, 2017. Applicant’s Address: 640 Fifth Avenue, New York, NY 10019. E:\FR\FM\02NON1.SGM 02NON1 50910 Federal Register / Vol. 82, No. 211 / Thursday, November 2, 2017 / Notices Legg Mason Tax Free Income Fund [File No. 811–06223] Summary: Applicant, an open-end investment company, seeks an order declaring that it has ceased to be an investment company. The applicant has transferred its assets to 1919 Maryland Tax-Free Income Fund, a series of Trust for Advised Portfolios and, on November 7, 2014, made a final distribution to its shareholders based on net asset value. Expenses of $114,628 incurred in connection with the reorganization were paid by applicant’s investment adviser, the acquiring fund’s investment adviser, or their respective affiliates. Filing Date: The application was filed on October 6, 2017. Applicant’s Address: 100 International Drive, 7th Floor, Baltimore, MD 21202. BlackRock Defined Opportunity Credit Trust [File No. 811–22126] Summary: Applicant, a closed-end investment company, seeks an order declaring that it has ceased to be an investment company. On August 18, 2017, applicant made a final distribution to its shareholders, based on net asset value. Applicant’s remaining assets were transferred to a liquidating trust in which shareholders have a pro rata beneficial interests. Expenses of $61,860 incurred in connection with the liquidation were paid by applicant. Filing Date: The application was filed on August 22, 2017. Applicant’s Address: 100 Bellevue Parkway, Wilmington, DE 19809. The Motley Fool Funds Trust asabaliauskas on DSKBBXCHB2PROD with NOTICES [File No. 811–22264] Summary: Applicant, an open-end investment company, seeks an order declaring that it has ceased to be an investment company. The applicant has transferred its assets to corresponding series of RBB Fund, Inc. and, on December 21, 2016, made a final distribution to its shareholders based on net asset value. Expenses of $427,902 incurred in connection with the reorganization were paid by applicant’s investment adviser. Filing Dates: The application was filed on August 24, 2017 and amended on October 10, 2017. Applicant’s Address: 2000 Duke Street, Suite 175, Alexandria, VA 22314. UBS Managed Municipal Trust [File No. 811–03946] Summary: Applicant, an open-end investment company, seeks an order VerDate Sep<11>2014 22:28 Nov 01, 2017 Jkt 244001 declaring that it has ceased to be an investment company. On June 24, 2016, applicant made a liquidating distribution to its shareholders, based on net asset value. Expenses of $38,791 incurred in connection with the liquidation were paid by applicant’s investment adviser. Filing Date: The application was filed on October 13, 2017. Applicant’s Address: c/o UBS Asset Management (Americas) Inc., Attn: Keith A. Weller, 1285 Avenue of the Americas, 12th Floor, New York, NY 10019–6028. UBS RMA Money Fund Inc. [File No. 811–03503] Summary: Applicant, an open-end investment company, seeks an order declaring that it has ceased to be an investment company. On June 24, 2016, applicant made a liquidating distribution to its shareholders, based on net asset value. Expenses of $108,867 incurred in connection with the liquidation were paid by applicant’s investment adviser. Filing Date: The application was filed on October 13, 2017. Applicant’s Address: c/o UBS Asset Management (Americas) Inc., Attn: Keith A. Weller, 1285 Avenue of the Americas, 12th Floor, New York, NY 10019–6028. UBS RMA Tax Free Fund Inc. [File No. 811–03504] Summary: Applicant, an open-end investment company, seeks an order declaring that it has ceased to be an investment company. On June 24, 2016, applicant made a liquidating distribution to its shareholders, based on net asset value. Expenses of $51,286 incurred in connection with the liquidation were paid by applicant’s investment adviser. Filing Date: The application was filed on October 13, 2017. Applicant’s Address: c/o UBS Asset Management (Americas) Inc., Attn: Keith A. Weller, 1285 Avenue of the Americas, 12th Floor, New York, NY 10019–6028. For the Commission, by the Division of Investment Management, pursuant to delegated authority. Eduardo A. Aleman, Assistant Secretary. [FR Doc. 2017–23837 Filed 11–1–17; 8:45 am] BILLING CODE 8011–01–P PO 00000 Frm 00056 Fmt 4703 Sfmt 4703 SECURITIES AND EXCHANGE COMMISSION [Release No. 34–81970; File No. SR–GEMX– 2017–50] Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Optional Kill Switch Protection October 27, 2017. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (‘‘Act’’),1 and Rule 19b–4 thereunder,2 notice is hereby given that on October 18, 2017, Nasdaq GEMX, LLC (‘‘GEMX’’ or ‘‘Exchange’’) filed with the Securities and Exchange Commission (‘‘SEC’’ or ‘‘Commission’’) the proposed rule change as described in Items I and II below, which Items have been prepared by the Exchange. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons. I. Self-Regulatory Organization’s Statement of the Terms of the Substance of the Proposed Rule Change The Exchange proposes to memorialize an optional Kill Switch protection.3 The Kill Switch allows Members to cancel open orders and prevent new order submission. The text of the proposed rule change is available on the Exchange’s Web site at www.ise.com, at the principal office of the Exchange, and at the Commission’s Public Reference Room. II. Self-Regulatory Organization’s Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change In its filing with the Commission, the Exchange included statements concerning the purpose of and basis for the proposed rule change and discussed any comments it received on the proposed rule change. The text of these statements may be examined at the places specified in Item IV below. The Exchange has prepared summaries, set forth in sections A, B, and C below, of the most significant aspects of such statements. 1 15 U.S.C. 78s(b)(1). CFR 240.19b–4. 3 Today, this feature is offered to Members. GEMX transitioned from its legacy trading system to INET, the current technology, in 2017. While GEMX offered this feature on its legacy system, the feature was not codified in the GEMX Rulebook. At this time, the Exchange is codifying the Kill Switch feature to reflect the functionality. 2 17 E:\FR\FM\02NON1.SGM 02NON1

Agencies

[Federal Register Volume 82, Number 211 (Thursday, November 2, 2017)]
[Notices]
[Pages 50909-50910]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2017-23837]



[[Page 50909]]

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SECURITIES AND EXCHANGE COMMISSION

[Investment Company Act Release No. 32886]


Notice of Applications for Deregistration Under Section 8(f) of 
the Investment Company Act of 1940

October 27, 2017.
    The following is a notice of applications for deregistration under 
section 8(f) of the Investment Company Act of 1940 for the month of 
October 2017. A copy of each application may be obtained via the 
Commission's Web site by searching for the file number, or for an 
applicant using the Company name box, at http://www.sec.gov/search/search.htm or by calling (202) 551-8090. An order granting each 
application will be issued unless the SEC orders a hearing. Interested 
persons may request a hearing on any application by writing to the 
SEC's Secretary at the address below and serving the relevant applicant 
with a copy of the request, personally or by mail. Hearing requests 
should be received by the SEC by 5:30 p.m. on November 21, 2017, and 
should be accompanied by proof of service on applicants, in the form of 
an affidavit or, for lawyers, a certificate of service. Pursuant to 
Rule 0-5 under the Act, hearing requests should state the nature of the 
writer's interest, any facts bearing upon the desirability of a hearing 
on the matter, the reason for the request, and the issues contested. 
Persons who wish to be notified of a hearing may request notification 
by writing to the Commission's Secretary.

ADDRESSES: The Commission: Secretary, U.S. Securities and Exchange 
Commission, 100 F Street NE., Washington, DC 20549-1090.

FOR FURTHER INFORMATION CONTACT: Brad Gude, Senior Counsel, at (202) 
551-5590 or Chief Counsel's Office at (202) 551-6821; SEC, Division of 
Investment Management, Chief Counsel's Office, 100 F Street NE., 
Washington, DC 20549-8010.

Archstone Alternative Solutions Fund

[File No. 811-23042]

    Summary: Applicant, a closed-end investment company, seeks an order 
declaring that it has ceased to be an investment company. On May 3, 
2017, July 31, 2017, and September 19, 2017, applicant made liquidating 
distributions to its shareholders, based on net asset value. Expenses 
of $8,000 incurred in connection with the liquidation were paid by 
applicant's investment adviser.
    Filing Date: The application was filed on September 28, 2017.
    Applicant's Address: 100 Park Avenue, Suite 1635, New York, New 
York 10017.

New Century Portfolios

[File No. 811-05646]

    Summary: Applicant, an open-end investment company, seeks an order 
declaring that it has ceased to be an investment company. On September 
29, 2017, applicant made a liquidating distribution to its 
shareholders, based on net asset value. Expenses of $60,886 incurred in 
connection with the liquidation were paid by applicant's investment 
adviser.
    Filing Dates: The application was filed on September 29, 2017 and 
amended on October 11, 2017.
    Applicant's Address: 100 William Street, Suite 200, Wellesley, MA 
02481.

Northeast Investors Growth Fund Inc.

[File No. 811-03074]

    Summary: Applicant, an open-end investment company, seeks an order 
declaring that it has ceased to be an investment company. On June 29, 
2017, applicant made a liquidating distribution to its shareholders, 
based on net asset value. Expenses of $74,109 incurred in connection 
with the liquidation were paid by applicant and applicant's investment 
adviser.
    Filing Dates: The application was filed on September 29, 2017 and 
amended on October 13, 2017.
    Applicant's Address: 100 High Street, Boston, MA 02110.

Hays Series Trust

[File No. 811-23049]

    Summary: Applicant, an open-end investment company, seeks an order 
declaring that it has ceased to be an investment company. On September 
28, 2017, applicant made a liquidating distribution to its 
shareholders, based on net asset value. Expenses of $15,500 incurred in 
connection with the liquidation were paid by applicant and reimbursed 
by applicant's investment adviser.
    Filing Dates: The application was filed on October 3, 2017 and 
amended on October 16, 2017.
    Applicant's Address: 105 Continental Place, Suite 150, Brentwood, 
TN 37027.

Dreyfus Institutional Cash Advantage Funds

[File No. 811-21075]

    Summary: Applicant, an open-end investment company, seeks an order 
declaring that it has ceased to be an investment company. The applicant 
has transferred its assets to Dreyfus Institutional Preferred Money 
Market Funds and, on October 4, 2016, made a final distribution to its 
shareholders based on net asset value. Expenses of $209,497 incurred in 
connection with the reorganization were paid by applicant's investment 
adviser.
    Filing Dates: The application was filed on August 29, 2017 and 
amended on September 28, 2017.
    Applicant's Address: c/o The Dreyfus Corporation, 200 Park Ave., 
New York, NY 10166.

Pointbreak ETF Trust

[File No. 811-23068]

    Summary: Applicant, an open-end investment company, seeks an order 
declaring that it has ceased to be an investment company. On September 
21, 2017, applicant made a liquidating distribution to its 
shareholders, based on net asset value. Expenses of $2,000 incurred in 
connection with the liquidation were paid by applicant's investment 
adviser.
    Filing Dates: The application was filed on September 22, 2017 and 
amended on September 29, 2017.
    Applicant's Address: 915 Creed Road, Oakland, CA 94610.

Horizons ETF Trust

[File No. 811-22918]

    Summary: Applicant, an open-end investment company, seeks an order 
declaring that it has ceased to be an investment company. On May 7, 
2016, applicant made a liquidating distribution to its shareholders, 
based on net asset value. Expenses of $13,577 incurred in connection 
with the liquidation were paid by applicant's investment adviser.
    Filing Dates: The application was filed on August 22, 2017 and 
amended on October 2, 2017.
    Applicant's Address: 625 Madison Avenue, 3d Floor, New York, NY 
10022.

E.I.I. Realty Securities Trust

[File No. 811-08649]

    Summary: Applicant, an open-end investment company, seeks an order 
declaring that it has ceased to be an investment company. On June 7, 
2017, applicant made a liquidating distribution to its shareholders, 
based on net asset value. Expenses incurred in connection with the 
liquidation were paid by applicant's investment adviser.
    Filing Dates: The application was filed on September 12, 2017 and 
amended on October 2, 2017 and October 12, 2017.
    Applicant's Address: 640 Fifth Avenue, New York, NY 10019.

[[Page 50910]]

Legg Mason Tax Free Income Fund

[File No. 811-06223]

    Summary: Applicant, an open-end investment company, seeks an order 
declaring that it has ceased to be an investment company. The applicant 
has transferred its assets to 1919 Maryland Tax-Free Income Fund, a 
series of Trust for Advised Portfolios and, on November 7, 2014, made a 
final distribution to its shareholders based on net asset value. 
Expenses of $114,628 incurred in connection with the reorganization 
were paid by applicant's investment adviser, the acquiring fund's 
investment adviser, or their respective affiliates.
    Filing Date: The application was filed on October 6, 2017.
    Applicant's Address: 100 International Drive, 7th Floor, Baltimore, 
MD 21202.

BlackRock Defined Opportunity Credit Trust

[File No. 811-22126]

    Summary: Applicant, a closed-end investment company, seeks an order 
declaring that it has ceased to be an investment company. On August 18, 
2017, applicant made a final distribution to its shareholders, based on 
net asset value. Applicant's remaining assets were transferred to a 
liquidating trust in which shareholders have a pro rata beneficial 
interests. Expenses of $61,860 incurred in connection with the 
liquidation were paid by applicant.
    Filing Date: The application was filed on August 22, 2017.
    Applicant's Address: 100 Bellevue Parkway, Wilmington, DE 19809.

The Motley Fool Funds Trust

[File No. 811-22264]

    Summary: Applicant, an open-end investment company, seeks an order 
declaring that it has ceased to be an investment company. The applicant 
has transferred its assets to corresponding series of RBB Fund, Inc. 
and, on December 21, 2016, made a final distribution to its 
shareholders based on net asset value. Expenses of $427,902 incurred in 
connection with the reorganization were paid by applicant's investment 
adviser.
    Filing Dates: The application was filed on August 24, 2017 and 
amended on October 10, 2017.
    Applicant's Address: 2000 Duke Street, Suite 175, Alexandria, VA 
22314.

UBS Managed Municipal Trust

[File No. 811-03946]

    Summary: Applicant, an open-end investment company, seeks an order 
declaring that it has ceased to be an investment company. On June 24, 
2016, applicant made a liquidating distribution to its shareholders, 
based on net asset value. Expenses of $38,791 incurred in connection 
with the liquidation were paid by applicant's investment adviser.
    Filing Date: The application was filed on October 13, 2017.
    Applicant's Address: c/o UBS Asset Management (Americas) Inc., 
Attn: Keith A. Weller, 1285 Avenue of the Americas, 12th Floor, New 
York, NY 10019-6028.

UBS RMA Money Fund Inc.

[File No. 811-03503]

    Summary: Applicant, an open-end investment company, seeks an order 
declaring that it has ceased to be an investment company. On June 24, 
2016, applicant made a liquidating distribution to its shareholders, 
based on net asset value. Expenses of $108,867 incurred in connection 
with the liquidation were paid by applicant's investment adviser.
    Filing Date: The application was filed on October 13, 2017.
    Applicant's Address: c/o UBS Asset Management (Americas) Inc., 
Attn: Keith A. Weller, 1285 Avenue of the Americas, 12th Floor, New 
York, NY 10019-6028.

UBS RMA Tax Free Fund Inc.

[File No. 811-03504]

    Summary: Applicant, an open-end investment company, seeks an order 
declaring that it has ceased to be an investment company. On June 24, 
2016, applicant made a liquidating distribution to its shareholders, 
based on net asset value. Expenses of $51,286 incurred in connection 
with the liquidation were paid by applicant's investment adviser.
    Filing Date: The application was filed on October 13, 2017.
    Applicant's Address: c/o UBS Asset Management (Americas) Inc., 
Attn: Keith A. Weller, 1285 Avenue of the Americas, 12th Floor, New 
York, NY 10019-6028.

    For the Commission, by the Division of Investment Management, 
pursuant to delegated authority.
Eduardo A. Aleman,
Assistant Secretary.
[FR Doc. 2017-23837 Filed 11-1-17; 8:45 am]
 BILLING CODE 8011-01-P