Privacy Act of 1974; Systems of Records, 45046-45067 [2017-20617]
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45046
Federal Register / Vol. 82, No. 186 / Wednesday, September 27, 2017 / Notices
You may submit comments, identified
by docket number MISC–043, by any of
the following methods:
Federal eRulemaking Portal: https://
www.regulations.gov. Follow the
instructions for submitting comments.
Agency Web site: https://edis.usitc.gov.
Follow the instructions for submitting
comments on the Web site.
Mail: For paper submission. U.S.
International Trade Commission, 500
E Street SW., Room 112A,
Washington, DC 20436.
Hand Delivery/Courier: U.S.
International Trade Commission, 500
E Street SW., Room 112A,
Washington, DC 20436. From the
hours of 8:45 a.m. to 5:15 p.m.
Instructions: All submissions received
must include the agency name and
docket number (MISC–043), along with
a cover letter. Persons filing comments
must file the original document
electronically on https://edis.usitc.gov.
any personal information provided will
be viewable by the public. For paper
copies, a signed original and 8 copies of
each set of comments should be
submitted to Lisa R. Barton, Secretary,
U.S. International Trade Commission,
500 E Street SW., Room 112A,
Washington, DC 20436. For access to the
docket to read background documents
or comments received, go to https://
edis.usitc.gov and/or the U.S.
International Trade Commission, 500 E
Street SW., Room 112A, Washington,
DC 20436.
FOR FURTHER INFORMATION CONTACT:
Clara Kuehn, Office of the General
Counsel, U.S. International Trade
Commission, 500 E Street SW.,
Washington, DC 20436, tel. 202–205–
3012. Hearing-impaired persons can
obtain information on this matter by
contacting the Commission’s TDD
terminal on 202–205–1810. Persons
with mobility impairments who will
need special assistance in gaining access
to the Commission should contact the
Office of the Secretary at 202–205–2000.
The
Commission’s Inspector General
proposes to rescind these two systems of
records notices because these systems of
records no longer exist. When
maintenance of these systems of records
ended (on or about March 1, 2007), no
records existed in either of these
systems.
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SUPPLEMENTARY INFORMATION:
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SYSTEM NAMES AND NUMBERS:
ITC–3 (Office of Inspector General
Investigative Files (General)) and ITC–4
(Office of Inspector General Investigative
Files (Criminal)).
HISTORY:
The Commission previously
published notice of these systems of
records at 71 FR 35294 (June 19, 2006).
By order of the Commission.
Issued: September 21, 2017.
Lisa R. Barton,
Secretary to the Commission.
[FR Doc. 2017–20618 Filed 9–26–17; 8:45 am]
BILLING CODE 7020–02–P
INTERNATIONAL TRADE
COMMISSION
Privacy Act of 1974; Systems of
Records
United States International
Trade Commission.
ACTION: Notice of new and modified
systems of records.
AGENCY:
The Commission issues this
notice to satisfy the Privacy Act’s
requirement to publish notice of the
existence and character of records
systems maintained by the Commission
and of any new use or intended use of
information in the Commission’s
systems of records.
The U.S. International Trade
Commission (‘‘Commission’’) proposes
to add the following four new systems
of records: (1) Roster of Mediators. This
system contains records of individuals
selected as roster members to serve as
potential mediators as part of the
Commission’s mediation program.
Records in this system are used to
identify potential mediators for
participation in the Commission’s
mediation program. (2) Personnel
Photograph Records. This system
contains photographs of Commission
personnel. Records in this system are
used to enhance the security of the
Commission’s building, educate the
public, assist Commission personnel in
interfacing with customers and the
public, and promote open and
collaborative electronic communication
with Commission personnel. (3)
Employment Law Records. This system
contains documents relating to
employment law matters including
adverse actions, grievances, unfair labor
practice charges, civil actions against
Commission employees in their official
capacities, and employee claims. (4)
Freedom of Information Act and Privacy
Act Records. This system contains
correspondence and other documents
SUMMARY:
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relating to FOIA and Privacy Act
requests and administrative appeals.
The Commission proposes to revise
the following thirteen existing systems
of records: (1) Pay and Leave Records.
This system contains payroll and
personnel information. These records
are used for the purposes of
administering pay and leave, activity
accounting, and budget preparation, and
are used to prepare related reports to
other Federal agencies. (2) Grievance
Records. This system contains records
of grievances filed by Commission
employees under 5 CFR part 771, 5
U.S.C. 7121, or under negotiated
grievance procedures. (3) Telephone
Call Detail Records. This system
contains records relating to the location
of Commission telephones, the
assignment of telephone numbers to
employees, the use of Commission
mobile devices, and the use of
Commission telephones to place longdistance telephone calls or facsimile
transmissions. (4) Security Access
Records. This system contains records
relating to the assignment and use of
electronic security keys at the
Commission and records identifying
visitors to the Commission building. (5)
Personnel Security Investigative Files.
This system contains personnel security
investigative records pertaining to
current and former employees,
applicants for employment including
interns and volunteers, and contractors,
subcontractors, and consultants. The
records in this system are used to make
national security, suitability, fitness,
and HSPD–12 credentialing
determinations; provide a current record
of Commission employees with security
clearance(s); and provide access cards
and keys to Commission buildings and
offices. (6) Library Circulation Records.
Records in this system pertain to
individuals with borrowing privileges,
who have borrowed materials from the
Main Library. Records are used to locate
Main Library materials in circulation
and to control and inventory borrowed
materials. (7) Parking and Mass Transit
Subsidy Records. Records in this system
pertain to individuals who participate
in the Commission mass transit and car
pool subsidy programs. These records
are used to allocate and control agencysubsidized parking spaces and mass
transit subsidies, assist in creating car
pools, and ensure that employees
qualify for subsidized parking spaces or
mass transit subsidies. (8) Congressional
Correspondence Records. Records in
this system pertain to Members of
Congress and their constituents. These
records are used to respond to
Congressional inquiries and inform
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Congress about Commission activities.
(9) System Access Records. This system
contains information pertaining to a
computer user’s access to Commission
computers and other information
technology resources. It also includes
records relating to name, address,
country, telephone number, fax number,
email address, employer type, agency or
firm name, the computer’s Internet
protocol addresses, and account number
gathered while accessing the
Commission’s internet and intranet Web
sites. (10) Administrative Protective
Order Breach and Related Records. The
records in this system are used to
determine whether a person has
breached an administrative protective
order and/or should be sanctioned. The
records relate to a person’s name, firm,
address, the basis for the investigation,
the Commission’s determinations with
respect to the facts of the investigation,
and any sanctions or other actions taken
in response to the agency’s
determinations. (11) Import and Export
Records. This system contains records
relating to an importer’s, exporter’s, or
producer’s name, organization, title or
position, business role, address,
telephone number, electronic mail
address, Web site address, and Dun’s
number, as well as quantity and value
information on imports and exports.
Some contact information is for the
homes of individuals. (12)
Telecommuting Program Records.
Records in this system pertain to
individuals who participate in the
Commission telecommuting program.
These records are used to administer the
program and may be used to monitor
employee compliance with
telecommuting procedures. (13)
Emergency Notification Records. These
records are maintained to notify and
identify Commission employees or their
designees under emergency conditions.
DATES: Written comments must be
received by the Secretary to the
Commission no later than October 27,
2017. The proposed revision to the
Commission’s systems of records will
become effective on that date unless
otherwise published in the Federal
Register.
ADDRESSES: You may submit comments,
identified by docket number MISC–043,
by any of the following methods:
—Federal eRulemaking Portal: https://
www.regulations.gov. Follow the
instructions for submitting comments.
—Agency Web site: https://
edis.usitc.gov. Follow the instructions
for submitting comments on the Web
site.
—Mail: For paper submission. U.S.
International Trade Commission, 500
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18:59 Sep 26, 2017
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E Street SW., Room 112A,
Washington, DC 20436.
—Hand Delivery/Courier: U.S.
International Trade Commission, 500
E Street SW., Room 112A,
Washington, DC 20436. From the
hours of 8:45 a.m. to 5:15 p.m.
Instructions: All submissions received
must include the agency name and
docket number (MISC–043), along with
a cover letter. Persons filing comments
must file the original document
electronically on https://edis.usitc.gov;
any personal information provided will
be viewable by the public. For paper
copies, a signed original and 8 copies of
each set of comments should be
submitted to Lisa R. Barton, Secretary,
U.S. International Trade Commission,
500 E Street SW., Room 112A,
Washington, DC 20436.
For access to the docket to read
background documents or comments
received, go to https://edis.usitc.gov.
and/or the U.S. International Trade
Commission, 500 E Street SW., Room
112A, Washington, DC 20436.
FOR FURTHER INFORMATION CONTACT:
Clara Kuehn, Office of the General
Counsel, U.S. International Trade
Commission, 500 E Street SW.,
Washington, DC 20436, tel. 202–205–
3012. Hearing-impaired persons can
obtain information on this matter by
contacting the Commission’s TDD
terminal on 202–205–1810. Persons
with mobility impairments who will
need special assistance in gaining access
to the Commission should contact the
Office of the Secretary at 202–205–2000.
SUPPLEMENTARY INFORMATION: Under the
Privacy Act of 1974 (‘‘Privacy Act’’), 5
U.S.C. 552a, the Commission proposes
to add the description of four new
systems of records and revise the
descriptions of thirteen existing systems
of records. The Commission invites
interested persons to submit comments
on the actions proposed in this notice.
The Commission proposes to add a
new system of records entitled ITC–17
(Roster of Mediators). The Commission
has established a mediation program for
disputes brought pursuant to section
337 of the Tariff Act of 1930 (19 U.S.C.
1337). The Commission will maintain a
list of potential mediators and
information on potential candidates
which may include home and business
addresses, telephone and facsimile
numbers, electronic mail addresses, and
certain financial information (for
determinations concerning potential
conflicts of interest).
The Commission proposes to add a
new system of records entitled ITC–18
(Personnel Photograph Records). The
Commission takes photographs of
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Commission personnel, including
employees, Commissioners, and
administrative law judges for such
purposes as providing information to
the public, promoting open and
collaborative communication with
Commission personnel, and ensuring
physical security of agency office space.
These photographs are maintained
together with the names and titles of the
pictured individuals.
The Commission proposes to add a
new system of records entitled ITC–19
(Employment Law Records). This
system will cover records maintained
mostly in the Office of the General
Counsel that pertain to employment law
matters, including adverse actions,
grievances, unfair labor practice
charges, civil actions against
Commission employees in their official
capacities, and Equal Employment
Opportunity and other employee claims.
The Commission proposes to add a
new system of records entitled ITC–20
(Freedom of Information Act and
Privacy Act Records). This system will
cover records pertaining to FOIA and
Privacy Act requests and administrative
appeals. These records are used to
monitor, process, and track requests and
appeals made under those statutes;
support litigation arising from such
requests and appeals; assign, process,
and track FOIA workloads; and provide
management information reports.
The Commission proposes to revise
the system of records entitled ITC–1
(Pay & Leave Records) to clarify the
location of the system, and to provide
additional detail on the pay and
personnel information contained in the
system, such as by adding references to
fitness service use logs and relocation
expense authorizations and amounts.
The Commission is also clarifying that
the purpose of the system includes not
only administering pay and leave,
activity accounting, and budget
preparation, but also preparing related
reports to other Federal agencies. The
Commission is also adding routine uses
for the disclosure of information from
this system in accordance with the
Personal Responsibility and Work
Opportunity Reconciliation Act, for
unemployment and health insurance
purposes, for the collection of debts
owed to the Federal Government, and to
another Federal agency to which an
employee has transferred.
The Commission proposes to revise
the system of records entitled ITC–2
(Grievance Records) by expanding the
purposes of the system to include
ensuring consistent treatment of
similarly situated individuals. As
revised, this system will cover records
of grievances filed by employees that are
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maintained in the Office of
Administrative Services and in the
office where the grievance originated.
The Commission proposes to revise
the system of records entitled ITC–5
(Telephone Call Detail Records) to
include records pertaining to the
assignment and use of Commission
mobile devices and to update the
description of the retrievability of
records in the system to include by
name and mobile device number.
The Commission proposes to revise
the system of records entitled ITC–6
(Security Access Records) to clarify the
location of the system, to provide
additional detail on the security key
records contained in the system, to
update references to visitor records
contained in the system, and to clarify
that the purpose of the system is to
restrict and authorize physical access to
Commission facilities.
The Commission proposes to revise
the system of records entitled ITC–7
(Personnel Security Investigative Files)
to clarify the location of the system, to
expand the purpose of the system to
include making suitability, fitness, and
HSPD–12 credentialing determinations,
to expand the categories of covered
individuals to include interns and
volunteers, to provide additional detail
on the categories of records in the
system, to expand the description of the
retrievability of records to include by
Social Security number, and to add
routine uses for disclosures to the Office
of Management and Budget (OMB) and
to enable intelligence agencies to carry
out their responsibilities under certain
authorities.
The Commission proposes to revise
the system of records entitled ITC–8
(Library Circulation Records) to cover
additional individuals with borrowing
privileges from the Main Library, such
as contractors.
The Commission proposes to revise
the system of records entitled ITC–9
(Parking and Mass Transit Subsidy
Records) to clarify the location of the
system, to provide additional detail on
the categories of records contained in
the system, and to expand the
description of the retrievability of
records in the system to include by
parking permit number.
The Commission proposes to revise
the system of records entitled ITC–11
(Congressional Correspondence
Records) to clarify the location of the
system, to add constituents of Members
of Congress to the categories of
individuals covered by the system, to
clarify the categories of records
contained in the system, to expand the
description of the retrievability of
records in the system to include by the
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name of the Chairman of a
Congressional committee or
subcommittee, to add a routine use for
disclosure to the National Archives and
Records Administration or General
Services Administration for records
management purposes, to add a routine
use for disclosure to agency contractors
and others engaged to assist the agency
with an activity necessitating access to
this system, and to add a routine use for
disclosure to the public through the
Commission’s Web site.
The Commission proposes to rename
the system of records ITC–12 (Computer
Access Records) to ITC–12 (System
Access Records). The Commission
proposes to revise this system of records
to clarify the categories of covered
individuals and to add additional
details to the categories and description
of the retrievability of records in the
system to reflect current practice.
The Commission proposes to revise
the system of records entitled ITC–13
(Administrative Protective Order Breach
and Related Records) to clarify the
location of the system, to expand the
description of the retrievability of
records in the system to include by
administrative protective order breach
identification number, and to modify an
existing routine use to permit disclosure
of information to other persons subject
to the same breach investigation of
whether there is good cause to sanction
persons under 19 CFR 201.15.
The Commission proposes to revise
the system of records entitled ITC–14
(Import and Export Records) to include
in the categories of information in the
system that some contact information is
for residential addresses of individuals
and add routine uses for disclosure to
representatives of parties to
investigations under judicial protective
order and to certain tribunals and U.S.
courts.
The Commission proposes to revise
the system of records entitled ITC–15
(Telecommuting Program Records) to
clarify the location of the system and
the categories of records in the system.
The Commission proposes to revise
the system of records entitled ITC–16
(Emergency Notification Records) to
clarify the categories of records in the
system.
The Commission proposes to revise
all systems of records to add data
elements provided for in the Document
Drafting Handbook of the Office of the
Federal Register, to provide more detail
on the safeguards used to protect
information, and to make additional
clarifying changes. Where necessary,
addresses are being changed to reflect
the Commission’s current organization
and its arrangements with contractors,
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records retention and disposal practices
are being updated, and a requirement is
being removed so that a requester will
no longer need to provide a date of birth
when making an inquiry or requesting
an amendment to a record in any
system.
By Memorandum M–07–16,
‘‘Safeguarding Against and Responding
to the Breach of Personally Identifiable
Information,’’ OMB called on agencies
to publish a routine use for the
disclosure of information in connection
with response and remedial efforts in
the event of a data breach. On January
3, 2017, OMB issued Memorandum M–
17–12, which updated breach
notification policies and guidelines,
rescinded M–07–16, and directed
agencies to include two routine uses in
each agency SORN to facilitate agencies’
response to breaches of their own
records and to ensure that agencies are
able to disclose records that may
reasonably be needed by another agency
in responding to a breach. These new
routine uses will serve to protect the
interest of the individual or individuals
whose information is at issue by
allowing agencies to take steps to
facilitate a timely and effective response
to the breach. Accordingly, the
Commission proposes to add these new
routine uses, applicable to all
Commission systems of records, to
authorize the disclosure, in the event of
a suspected or confirmed breach, to
certain agencies, entities, and persons of
information maintained in the systems.
The Commission also proposes to
clarify that an existing routine use,
applicable to many Commission systems
of records, permits disclosure of records
to and use by the Department of Justice
in litigation under certain
circumstances.
The Commission also proposes to
clarify that an existing general routine
use permitting disclosure to agency
contractors and Federal agencies
providing services to the Commission
also allows disclosure when information
security services are being provided.
Attachment A is a list of the general
routine uses applicable to more than
one system of records.
Attachment B is an updated list of the
government-wide systems of records,
noticed by other agencies, applicable to
the Commission.
As required by subsection 552a(r) of
the Privacy Act of 1974 (5 U.S.C.
552a(r)), the proposed revisions will be
reported to the Office of Management
and Budget, the Chair of the Committee
on Oversight and Government Reform of
the House of Representatives, and the
Chair of the Committee on Homeland
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Security and Governmental Affairs of
the Senate.
Table of Contents
ITC–1 Pay and Leave Records
ITC–2 Grievance Records
ITC–3 [Reserved]
ITC–4 [Reserved]
ITC–5 Telephone Call Detail Records
ITC–6 Security Access Records
ITC–7 Personnel Security Investigative Files
ITC–8 Library Circulation Records
ITC–9 Parking and Mass Transit Subsidy
Records
ITC–10 [Reserved]
ITC–11 Congressional Correspondence
Records
ITC–12 System Access Records
ITC–13 Administrative Protective Order
Breach and Related Records
ITC–14 Import and Export Records
ITC–15 Telecommuting Program Records
ITC–16 Emergency Notification Records
ITC–17 Roster of Mediators
ITC–18 Personnel Photograph Records
ITC–19 Employment Law Records
ITC–20 Freedom of Information Act and
Privacy Act Records
Appendix A: General Routine Uses
Applicable to More Than One System of
Records
Appendix B: Government-Wide Systems of
Records Applicable to the Commission
ITC–1
SYSTEM NAME AND NUMBER:
ITC–1 Pay and Leave Records.
SECURITY CLASSIFICATION:
None.
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SYSTEM LOCATION:
1. Payroll, attendance, leave,
retirement, and benefits records for
current employees are located in the
Office of Human Resources, U.S.
International Trade Commission, 500 E
Street SW., Washington, DC 20436. The
Commission has an interagency
agreement with the U.S. Department of
the Interior, Interior Business Center
(DOI/IBC), 7301 West Mansfield
Avenue, MS–D–2210, Lakewood, CO
80235–2230, to maintain electronic
personnel information and perform
payroll and personnel processing
activities for its employees.
2. Records relating to the Health and
Fitness Program are maintained in the
Office of Security and Support Services,
U.S. International Trade Commission,
500 E Street SW., Washington, DC
20436.
3. Records relating to relocation
expenses are maintained in the Office of
Finance, U.S. International Trade
Commission, 500 E Street SW.,
Washington, DC 20436.
4. Records relating to the Student
Loan Reimbursement Program and
waivers of recovery of overpayment debt
are maintained in the Office of Human
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Resources, U.S. International Trade
Commission, 500 E Street SW.,
Washington, DC 20436.
5. Records relating to the Labor Cost
Code Database (Activity Accounting) are
maintained by the Office of Finance,
U.S. International Trade Commission,
500 E Street SW., Washington, DC
20436.
6. Retired Personnel Files are located
at the National Archives and Records
Administration National Personnel
Records Center (Civilian Personnel
Records Center), 111 Winnebago Street,
St. Louis, MO 63118.
Duplicate systems may exist, in part,
for administrative purposes in the office
to which the employee is assigned.
SYSTEM MANAGER(S):
For Health and Fitness Program
Reimbursement Claims, Director, Office
of Security and Support Services, U.S.
International Trade Commission, 500 E
Street SW., Washington, DC 20436. For
relocation expenses and Labor Cost
Code Database (Activity Accounting),
Director, Office of Finance, U.S.
International Trade Commission, 500 E
Street SW., Washington, DC 20436.
For all other payroll and leave
records, including Student Loan
Reimbursement Program Claims and
waivers of recovery of overpayment
debt, Director, Office of Human
Resources, U.S. International Trade
Commission, 500 E Street SW.,
Washington, DC 20436.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
Authority for maintenance of the
system includes the following with any
revisions or amendments: 5 U.S.C.
Chapters 53, 55, 61, and 63; and
Executive Order 9397.
PURPOSE(S) OF THE SYSTEM:
These records are used for the
purposes of administering pay and
leave, activity accounting, and budget
preparation; and to prepare related
reports to other Federal agencies.
CATEGORIES OF INDIVIDUALS COVERED BY THE
SYSTEM:
All current and former Commission
employees.
CATEGORIES OF RECORDS IN THE SYSTEM:
This system contains payroll and
personnel information. This includes
information such as: Name; title; date of
birth; home address; Social Security
number; telephone number; W–2
address; grade; employing organization;
timekeeper number; salary; pay plan;
number of hours worked; leave accrual
rate, usage, and balances; compensatory
time; credit hours; activity accounting
reports; Civil Service Retirement and
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Federal Retirement System
contributions; FICA withholdings;
Federal, State, and local tax
withholdings; Federal Employee’s
Group Life Insurance withholdings;
Federal Employee’s Health Benefits
withholdings; charitable deductions;
allotments to financial organizations;
levy, garnishment, and salary and
administrative offset documents;
savings bonds allotments; union and
management association dues
withholding allotments; Combined
Federal Campaign and other allotment
authorizations; direct deposit
information; information on the leave
transfer program; tax fringe benefits;
health and fitness program designation
and cost; fitness program
reimbursement amounts; fitness services
use logs; student loan lenders’ names
and addresses; student loan account
numbers; student loan account balances;
and relocation expense authorizations
and amounts. The payroll, retirement
and leave records described in this
notice form a part of the information
contained in the DOI/IBC integrated
Federal Personnel and Payroll System
(FPPS). Personnel records contained in
the FPPS are covered under the
government-wide system of records
notice published by the Office of
Personnel Management (OPM/GOVT–1).
RECORD SOURCE CATEGORIES:
Information in this system is obtained
from official personnel documents, the
individual to whom the record pertains,
and Commission officials responsible
for pay, leave, relocation expense
justifications and authorizations, and
activity reporting requirements.
ROUTINE USES OF RECORDS MAINTAINED IN THE
SYSTEM, INCLUDING CATEGORIES OF USERS AND
PURPOSES OF SUCH USES:
General Routine Uses A–K and M–N
apply to this system.
Data in this system may be
transmitted electronically by the
Commission to the DOI/IBC, which
provides payroll and personnel
processing services under an
interagency agreement. The Commission
and the U.S. Department of the Interior
may disclose relevant portions of
records in this system as necessary to
the following: (a) To the Treasury
Department for issuance of pay checks;
(b) to the Treasury Department for
issuance of savings bonds; (c) to OPM
for retirement, health, and life insurance
purposes, and to carry out OPM’s
Government-wide personnel
management functions; (d) to the
Federal Retirement Thrift Investment
Board with respect to Thrift Savings
Fund contributions; (e) to the Social
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Security Administration for reporting
wage data in compliance with the
Federal Insurance Compensation Act; (f)
to the Internal Revenue Service and to
State and local tax authorities for tax
purposes, including reporting of
withholding, audits, inspections,
investigations, and similar tax activities;
(g) to the Combined Federal Campaign
for charitable contribution purposes; (h)
to officials of labor organizations
recognized under 5 U.S.C. Chapter 71
for the purpose of identifying
Commission employees contributing
union dues each pay period and the
amount of dues withheld; (i) to
designated student loan lenders for
repayment of federally insured student
loans; (j) the names, Social Security
numbers, home addresses, dates of
birth, dates of hire, quarterly earnings,
employer identifying information, and
State of hire of employees may be
disclosed to the Office of Child Support
Enforcement, Administration for
Children and Families, Department of
Health and Human Services for the
purpose of locating individuals to
establish paternity, establishing and
modifying orders of child support,
identifying sources of income, and for
other child support enforcement actions
as required by the Personal
Responsibility and Work Opportunity
Reconciliation Act (Welfare Reform law,
Pub. L. 104–193); (k) to another Federal
agency to which an employee has
transferred; (l) to appropriate Federal
and State agencies to provide required
reports including data on
unemployment insurance; (m) to
insurance carriers to report
withholdings for health insurance; (n) to
a Federal agency for the purpose of
collecting a debt owed the Federal
government through administrative or
salary offset; (o) to disclose debtor
information to the Internal Revenue
Service, or to another Federal agency or
its contractor solely to aggregate
information for the Internal Revenue
Service, to collect debts owed to the
Federal government through the offset
of tax refunds. Relevant information in
this system may be disclosed as
necessary to other Federal agencies or
Federal contractors with statutory
authority to assist in the collection of
Commission debts.
Disclosures may be made from this
system pursuant to 5 U.S.C. 552a(b)(12)
and 31 U.S.C. 3711(e) to ‘‘consumer
reporting agencies’’ as defined in 31
U.S.C. 3701(a)(3).
POLICIES AND PRACTICES FOR STORAGE OF
RECORDS:
Records at the Commission are
maintained on paper in file folders and
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internal Commission electronic
information systems. DOI/IBC maintains
records in this system in accordance
with an interagency agreement.
POLICIES AND PRACTICES FOR RETRIEVAL OF
RECORDS:
These records are retrieved by the
name and Social Security number of the
individuals on whom they are
maintained.
POLICIES AND PRACTICES FOR RETENTION AND
DISPOSAL OF RECORDS:
Payroll and salary and administrative
offset records are retained in accordance
with the National Archives and Records
Administration (NARA) General
Records Schedule (GRS) 2 (various
items). Records that have met required
retention periods will be disposed of in
accordance with NARA guidelines and
Commission policy and procedures.
Paper records are shredded, and records
maintained on internal Commission
electronic information systems are
electronically removed. Commission
electronic storage media that is no
longer in service is purged in
accordance with National Institute of
Standards and Technology guidelines
for media sanitization (NIST SP 800–
88). DOI/IBC manages and disposes of
Commission records in this system
under the interagency agreement in
accordance with this notice and
applicable General Records Schedule 2
items.
ADMINISTRATIVE, TECHNICAL, AND PHYSICAL
SAFEGUARDS:
IBC/DOI information systems hosting
Commission data under the interagency
agreement are compliant with Federal
information technology (IT) security
requirements, including assessment and
authorization, and Federal Information
Security Modernization Act (FISMA)
reporting. On these systems, security
controls (e.g., physical, logical, and
personnel controls) are designed to
provide reasonable assurance that IT
resources (including data files,
application programs, and computerrelated facilities and equipment) are
protected against unauthorized
modification, disclosure, loss, or
impairment.
At the Commission, access to the
records in this system is limited to
persons whose official duties require
access, such as individuals who validate
and certify employee timecards and
personnel in the Office of Human
Resources for personnel and payroll
processing. Paper records in this system
are maintained in a building with
restricted public access, patrolled by
guards. Both standard and electronic
locks are used to restrict access. The
PO 00000
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Sfmt 4703
paper records in this system are kept in
limited access areas within the building,
in locked file cabinets or in file cabinets
in locked offices. Commission electronic
information systems, like IBC/DOI
systems, are subject to Federal IT
security requirements. Electronic
records in this system that are
maintained on internal Commission
electronic information systems may be
accessed only by individuals whose
official duties require access through the
use of safeguards such as passwords.
RECORD ACCESS PROCEDURES:
Individuals wishing to request access
to their records should contact the
Privacy Act Officer, Office of the
Secretary, U.S. International Trade
Commission, 500 E Street SW.,
Washington, DC 20436.
Individuals must furnish the
following information for their records
to be located and identified:
1. Full name(s);
2. Dates of employment; and
3. Signature.
CONTESTING RECORD PROCEDURES:
Individuals requesting access must
comply with the Commission’s Privacy
Act regulations on verification of
identity (19 CFR 201.25).
Individuals wishing to request
amendment of their records should
contact the Privacy Act Officer, Office of
the Secretary, U.S. International Trade
Commission, 500 E Street SW.,
Washington, DC 20436. Individuals
must furnish the following information
for their records to be located and
identified:
1. Full name(s);
2. Dates of employment; and
3. Signature.
Individuals requesting amendment
must comply with the Commission’s
Privacy Act regulations on verification
of identity (19 CFR 201.25).
NOTIFICATION PROCEDURES:
Individuals wishing to inquire
whether this system of records contains
information about them should contact
the Privacy Act Officer, Office of the
Secretary, U.S. International Trade
Commission, 500 E Street SW.,
Washington, DC 20436.
Individuals must furnish the
following information for their records
to be located and identified:
1. Full name(s);
2. Dates of employment; and
3. Signature.
EXEMPTIONS PROMULGATED FOR THE SYSTEM:
None.
HISTORY:
71 FR 35294 (June 19, 2006).
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ITC–2
systems established through
negotiations with recognized labor
organizations.
SYSTEM NAME AND NUMBER:
ITC–2 Grievance Records.
RECORD SOURCE CATEGORIES:
SECURITY CLASSIFICATION:
None.
SYSTEM LOCATION:
Office of Administrative Services and
the office where the grievance
originated, U.S. International Trade
Commission, 500 E Street SW.,
Washington, DC 20436.
SYSTEM MANAGER(S):
If the grievance is pending at or was
never raised beyond the office level, the
system manager is the head of the office;
otherwise, the system manager is the
Chief Administrative Officer, Office of
Administration, U.S. International
Trade Commission, 500 E Street SW.,
Washington, DC 20436.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
Authority for maintenance of the
system includes the following with any
revisions or amendments: 5 U.S.C. 7121;
5 CFR part 771.
PURPOSE(S) OF THE SYSTEM:
These records are used to process
grievances submitted by Commission
employees for relief in a matter of
concern or dissatisfaction which is
subject to the control of agency
management, to ensure consistent
treatment of similarly situated
individuals, and to provide individuals
who submit grievances with a copy of
their records in accordance with the
grievance process.
CATEGORIES OF INDIVIDUALS COVERED BY THE
SYSTEM:
All current and former Commission
employees who have submitted
grievances in accordance with part 771
of the regulations of the Office of
Personnel Management (the ‘‘OPM’’) (5
CFR part 771), under 5 U.S.C. 7121, or
through a negotiated grievance
procedure.
asabaliauskas on DSKBBXCHB2PROD with NOTICES
CATEGORIES OF RECORDS IN THE SYSTEM:
This system contains records of
grievances filed by agency employees
under part 771 of regulations issued by
the OPM, under 5 U.S.C. 7121 or under
negotiated grievance procedures. These
case files contain all documents made
part of the grievance files, including
statements of witnesses, reports of
interviews and hearings, examiner’s
findings and recommendations, a copy
of the original and final decisions, and
related correspondence and exhibits.
The system includes files and records of
internal grievance and arbitration
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Information in this system of records
is obtained from:
a. The individual filing the grievance;
b. The testimony of witnesses;
c. Agency and union officials; and
d. Related correspondence from
organizations or persons.
ROUTINE USES OF RECORDS MAINTAINED IN THE
SYSTEM, INCLUDING CATEGORIES OF USERS AND
PURPOSES OF SUCH USES:
General Routine Uses A–C and E–N
apply to this system.
Information in this system may be
disclosed as necessary to other Federal
agencies or Federal contractors with
statutory authority to assist in the
collection of Commission debts.
Disclosures may be made from this
system pursuant to 5 U.S.C. 552a(b)(12)
and 31 U.S.C. 3711(e) to ‘‘consumer
reporting agencies’’ as defined in 31
U.S.C. 3701(a)(3).
POLICIES AND PRACTICES FOR STORAGE OF
RECORDS:
These records are maintained on
internal Commission electronic
information systems and on paper in file
folders.
POLICIES AND PRACTICES FOR RETRIEVAL OF
RECORDS:
These records are retrieved by the
names of the individuals on whom they
are maintained.
POLICIES AND PRACTICES FOR RETENTION AND
DISPOSAL OF RECORDS:
Records are retained in accordance
with NARA GRS 1, item 30a:
Administrative Grievance Files. Records
that have met required retention periods
will be disposed of in accordance with
NARA guidelines and Commission
policy and procedures. Paper records
are shredded, and records maintained
on internal Commission electronic
information systems are electronically
removed. Commission electronic storage
media that is no longer in service is
purged in accordance with National
Institute of Standards and Technology
guidelines for media sanitization (NIST
SP 800–88).
ADMINISTRATIVE, TECHNICAL, AND PHYSICAL
SAFEGUARDS:
Access to this system of records is
limited to persons who have a need to
know the information for the
performance of their official duties,
such as individuals involved in
adjudicating grievances. Paper records
in this system are maintained in locked
PO 00000
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Fmt 4703
Sfmt 4703
45051
file cabinets or file cabinets in locked
offices. The file cabinets are maintained
in a building with restricted public
access, patrolled by guards. Both
standard and electronic locks are used
to restrict access. The electronic records
in this system may only be accessed by
authorized individuals through the use
of safeguards such as passwords.
RECORD ACCESS PROCEDURES:
Individuals wishing to request access
to their records should contact the
Privacy Act Officer, Office of the
Secretary, U.S. International Trade
Commission, 500 E Street SW.,
Washington, DC 20436.
Individuals must furnish the
following information for their records
to be located and identified:
1. Full name(s);
2. Dates of employment;
3. Approximate date of closing of the
case (if applicable); and
4. Signature.
Individuals requesting access must
comply with the Commission’s Privacy
Act regulations on verification of
identity (19 CFR 201.25).
CONTESTING RECORD PROCEDURES:
Individuals wishing to request
amendment of their records should
contact the Privacy Act Officer, Office of
the Secretary, U.S. International Trade
Commission, 500 E Street SW.,
Washington, DC 20436.
Individuals must furnish the
following information for their records
to be located and identified:
1. Full name(s);
2. Dates of employment;
3. Approximate date of closing of the
case (if applicable); and
4. Signature.
Individuals requesting amendment
must comply with the Commission’s
Privacy Act regulations on verification
of identity (19 CFR 201.25).
NOTIFICATION PROCEDURES:
Individuals wishing to inquire
whether this system of records contains
information about them should contact
the Privacy Act Officer, Office of the
Secretary, U.S. International Trade
Commission, 500 E Street SW.,
Washington, DC 20436.
Individuals must furnish the
following information for their records
to be located and identified:
1. Full name(s);
2. Dates of employment; and
3. Signature.
EXEMPTIONS PROMULGATED FOR THE SYSTEM:
None.
HISTORY:
71 FR 35294 (June 19, 2006).
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ITC–3
records relating to use of Commission
mobile devices; records indicating
assignment of telephone numbers to
employees; and records relating to
location of telephones.
[Reserved]
ITC–4
[Reserved]
RECORD SOURCE CATEGORIES:
ITC–5
SYSTEM NAME AND NUMBER:
ITC–5 Telephone Call Detail Records.
SECURITY CLASSIFICATION:
None.
SYSTEM LOCATION:
Office of the Chief Information
Officer, U.S. International Trade
Commission, 500 E Street SW.,
Washington, DC 20436; General
Services Administration, 13221
Woodland Park Rd., Herndon, VA
22071; CenturyLink, Customer Service,
DEPT COOR, 6000 Parkwood Place,
Dublin, OH 43016; Verizon Wireless,
P.O. Box 4003, Acworth, GA 30101.
SYSTEM MANAGER(S):
Office of the Chief Information
Officer, U.S. International Trade
Commission, 500 E Street SW.,
Washington, DC 20436.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
Authority for maintenance of the
system includes the following with any
revisions or amendments: 19 U.S.C.
1331(a)(1)(A)(iii).
PURPOSE(S) OF THE SYSTEM:
Records in this system are used to
verify telephone and mobile device
usage and resolve billing discrepancies
so that telephone and mobile device
bills can be paid. They may also be used
to identify and seek reimbursement for
unofficial calls, and as a basis for taking
action when agency employees or other
persons misuse or abuse Commission
telephone or mobile device services.
asabaliauskas on DSKBBXCHB2PROD with NOTICES
CATEGORIES OF INDIVIDUALS COVERED BY THE
SYSTEM:
All Commission employees and all
contractors, sub-contractors, consultants
and other individuals who (1) are
assigned telephone numbers by the
Commission and who make longdistance telephone calls or longdistance facsimile transmissions from or
charged to the Commission telephone
system or (2) are assigned Commission
mobile devices and make calls from or
charged to those devices.
CATEGORIES OF RECORDS IN THE SYSTEM:
This system contains records relating
to use of Commission telephones to
place long-distance telephone calls,
including personal calls, or longdistance facsimile transmissions;
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18:59 Sep 26, 2017
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Information in this system is obtained
from telephone/mobile device
assignment records; call detail listings
and electronic files from the telephone
and mobile device service providers;
supervisors’ confirmation of employees’
responsibility for calls; and certification
of telephone/mobile device bills.
ROUTINE USES OF RECORDS MAINTAINED IN THE
SYSTEM, INCLUDING CATEGORIES OF USERS AND
PURPOSES OF SUCH USES:
General Routine Uses A–C, E–I, and
K–N apply to this system.
Relevant information in this system
may be disclosed as necessary to other
Federal agencies or Federal contractors
with statutory authority to assist in the
collection of Commission debts.
Disclosures may be made from this
system pursuant to 5 U.S.C. 552a(b)(12)
and 31 U.S.C. 3711(e) to ‘‘consumer
reporting agencies’’ as defined in 31
U.S.C. 3701(a)(3).
POLICIES AND PRACTICES FOR STORAGE OF
RECORDS:
Records at the Commission are
maintained on an internal Commission
electronic information system.
POLICIES AND PRACTICES FOR RETRIEVAL OF
RECORDS:
These records are retrieved by name
and/or telephone/mobile device number
assigned to an individual, by date,
number called, and city called.
POLICIES AND PRACTICES FOR RETENTION AND
DISPOSAL OF RECORDS:
Records are generally retained in
accordance with NARA GRS 12, item 4:
Telephone Use (Call Detail). Records
that have met required retention periods
will be disposed of in accordance with
NARA guidelines and Commission
policy and procedures. Records
maintained on internal Commission
electronic information systems are
electronically removed. Commission
electronic storage media that is no
longer in service is purged in
accordance with National Institute of
Standards and Technology guidelines
for media sanitization (NIST SP 800–
88).
ADMINISTRATIVE, TECHNICAL, AND PHYSICAL
SAFEGUARDS:
At the Commission, access to the
records in this system is limited to
persons whose official duties require
access, such as individuals responsible
PO 00000
Frm 00067
Fmt 4703
Sfmt 4703
for verifying telephone and mobile
device usage. Electronic records in this
system that are maintained on internal
Commission electronic information
systems may be accessed only by
individuals whose official duties require
access through the use of safeguards
such as passwords.
RECORD ACCESS PROCEDURES:
Individuals wishing to request access
to their records should contact the
Privacy Act Officer, Office of the
Secretary, U.S. International Trade
Commission, 500 E Street SW.,
Washington, DC 20436.
Individuals must furnish the
following information for their records
to be located and identified:
1. Full name(s);
2. Dates of employment (if
applicable);
3. Assigned telephone/mobile device
number; and
4. Signature.
Individuals requesting access must
comply with the Commission’s Privacy
Act regulations on verification of
identity (19 CFR 201.25).
CONTESTING RECORD PROCEDURES:
Individuals wishing to request
amendment of their records should
contact the Privacy Act Officer, Office of
the Secretary, U.S. International Trade
Commission, 500 E Street SW.,
Washington, DC 20436.
Individuals must furnish the
following information for their records
to be located and identified:
1. Full name(s);
2. Dates of employment (if
applicable);
3. Assigned telephone/mobile device
number; and
4. Signature.
Individuals requesting amendment
must comply with the Commission’s
Privacy Act regulations on verification
of identity (19 CFR 201.25).
NOTIFICATION PROCEDURES:
Individuals wishing to inquire
whether this system of records contains
information about them should contact
the Privacy Act Officer, Office of the
Secretary, U.S. International Trade
Commission, 500 E Street SW.,
Washington, DC 20436.
Individuals must furnish the
following information for their records
to be located and identified:
1. Full name(s);
2. Dates of employment (if
applicable);
3. Assigned telephone/mobile device
number; and
4. Signature.
EXEMPTIONS PROMULGATED FOR THE SYSTEM:
None.
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HISTORY:
contractor and from visitors to the
Commission building.
71 FR 35294 (June 19, 2006).
ITC–6
ROUTINE USES OF RECORDS MAINTAINED IN THE
SYSTEM, INCLUDING CATEGORIES OF USERS AND
PURPOSES OF SUCH USES:
SYSTEM NAME AND NUMBER:
ITC–6 Security Access Records.
General Routine Uses A–C, E–I, and
K–N apply to this system.
SECURITY CLASSIFICATION:
None.
POLICIES AND PRACTICES FOR STORAGE OF
RECORDS:
SYSTEM LOCATION:
Records are maintained on computer
media (such as an electronic database)
by a contractor.
Records covered by this system are
maintained by a contractor at the
contractor’s site, Datawatch Systems,
4401 East West Highway, Suite 500,
Bethesda, MD 20814.
POLICIES AND PRACTICES FOR RETRIEVAL OF
RECORDS:
The security key records are retrieved
by area accessed, date and time of entry,
key number, and name of individual.
The visitor records may be retrieved by
name and time of entry.
SYSTEM MANAGER(S):
Director, Office of Security and
Support Services, U.S. International
Trade Commission, 500 E Street SW.,
Washington, DC 20436.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
POLICIES AND PRACTICES FOR RETENTION AND
DISPOSAL OF RECORDS:
Authority for maintenance of the
system includes the following with any
revisions or amendments: 19 U.S.C.
1331(a)(1)(A)(iii).
Records will be retained until the
proposed records schedule authorizing
the disposal of such records is approved
by NARA.
PURPOSE(S) OF THE SYSTEM:
ADMINISTRATIVE, TECHNICAL, AND PHYSICAL
SAFEGUARDS:
These records are used to restrict and
authorize physical access to
Commission facilities. These records
permit tracking of individual
movements in circumstances such as
when there has been a security breach
or theft, to monitor access to restricted
areas, and to verify time and attendance
records of Commission employees to the
extent permitted by applicable law and
except as prohibited by Commission
policy.
CATEGORIES OF INDIVIDUALS COVERED BY THE
SYSTEM:
All Commission employees and all
contractors, sub-contractors, consultants
and other individuals who are assigned
electronic security keys; all visitors to
the Commission building.
asabaliauskas on DSKBBXCHB2PROD with NOTICES
CATEGORIES OF RECORDS IN THE SYSTEM:
This system contains records relating
to the use of electronic security keys at
the Commission, including records on
which keys were used to gain or seek
access to controlled areas, the time at
which access was gained or sought, and
the name and photograph of the
individual assigned the key. This
system also contains records identifying
visitors to the Commission building,
including the visitor’s name,
photograph, and expiration date of
visitor’s identification document (e.g.,
driver’s license or passport) to facilitate
security procedures.
RECORD SOURCE CATEGORIES:
Information in this system is obtained
from the Commission’s security
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18:59 Sep 26, 2017
Jkt 241001
The security key records can be
accessed remotely through a Web site by
Commission personnel with a need to
know the information for performance
of their duties, such as the personnel
security officer. The visitor records can
be accessed by Commission personnel
with a need to know the information for
performance of their duties, such as the
personnel security officer. Access to the
records is restricted to authorized
personnel through the use of safeguards
such as passwords.
RECORD ACCESS PROCEDURES:
Individuals wishing to request access
to their records should contact the
Privacy Act Officer, Office of the
Secretary, U.S. International Trade
Commission, 500 E Street SW.,
Washington, DC 20436.
Individuals must furnish the
following information for their records
to be located and identified:
1. Full name(s);
2. Dates of employment (if
applicable); and
3. Signature.
Individuals requesting access must
comply with the Commission’s Privacy
Act regulations on verification of
identity (19 CFR 201.25).
CONTESTING RECORD PROCEDURES:
Individuals wishing to request
amendment of their records should
contact the Privacy Act Officer, Office of
the Secretary, U.S. International Trade
Commission, 500 E Street SW.,
Washington, DC 20436.
PO 00000
Frm 00068
Fmt 4703
Sfmt 4703
45053
Individuals must furnish the
following information for their records
to be located and identified:
1. Full name(s);
2. Dates of employment (if
applicable); and
3. Signature.
Individuals requesting amendment
must comply with the Commission’s
Privacy Act regulations on verification
of identity (19 CFR 201.25).
NOTIFICATION PROCEDURES:
Individuals wishing to inquire
whether this system of records contains
information about them should contact
the Privacy Act Officer, Office of the
Secretary, U.S. International Trade
Commission, 500 E Street SW.,
Washington, DC 20436.
Individuals must furnish the
following information for their records
to be located and identified:
1. Full name(s);
2. Dates of employment (if
applicable); and
3. Signature.
EXEMPTIONS PROMULGATED FOR THE SYSTEM:
None.
HISTORY:
71 FR 35294 (June 19, 2006).
ITC–7
SYSTEM NAME AND NUMBER:
ITC–7 Personnel Security
Investigative Files.
SECURITY CLASSIFICATION:
None.
SYSTEM LOCATION:
Office of Security and Support
Services, U.S. International Trade
Commission, 500 E Street SW.,
Washington, DC 20436.
SYSTEM MANAGER(S):
Director, Office of Security and
Support Services, U.S. International
Trade Commission, 500 E Street SW.,
Washington, DC 20436.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
Authority for maintenance of the
system includes the following with any
revisions or amendments: Executive
Orders 10450, 12968, and 13526; 5 CFR
parts 5, 731, 732, and 736; Homeland
Security Presidential Directive (HSPD)
12, Policy for a Common Identification
Standard for Federal employees and
Contractors, August 27, 2004; 19 U.S.C.
1331(a)(1)(A)(iii).
PURPOSE(S) OF THE SYSTEM:
Records in this system are used to:
Make national security, suitability,
fitness, and HSPD–12 credentialing
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determinations; provide a current record
of Commission employees with security
clearance(s); and provide access cards
and keys to Commission buildings and
offices.
CATEGORIES OF INDIVIDUALS COVERED BY THE
SYSTEM:
All current and former employees; all
applicants for employment, including
interns and volunteers; and contractors,
subcontractors, and consultants.
asabaliauskas on DSKBBXCHB2PROD with NOTICES
CATEGORIES OF RECORDS IN THE SYSTEM:
This system contains records relating
to adjudicative actions, determinations,
and decisions on summary investigation
packages and associated documentation
from federal investigative organizations
(e.g., U.S. Office of Personnel
Management (OPM) and locator
references to such investigations);
records relating to name, former names,
date of birth, place of birth, Social
Security number, home address, phone
numbers, citizenship, fingerprints,
credit references, credit records,
financial information, tax return
information, education, employment
history, residential history, criminal
history, mental health history, drug use,
dates and purposes of visits to foreign
countries, U.S. and foreign passports
and passport number(s), names of
spouse(s), names of relatives, birthdates
and places of relatives, citizenship of
relatives, names of relatives who work
for the federal government, names of
associates and references and their
contact information, date(s) of
appointment, position title(s), grade,
duty station(s), type of employment,
type of clearance granted, clearance
date, clearance termination date,
suitability date, investigation basis,
investigation completion date, case
summaries documenting fitness,
suitability and clearance
determinations, results of suitability
decisions, Commission termination
date, security briefing data, notes of
security personnel on information
obtained during the pre-employment
screening process, security
investigator’s notes on information
gathered during the investigation,
follow-up inquiries and responses,
requests for appeal, witness statements,
reports of security-related incidents,
suspension of eligibility and/or access,
denial or revocation of eligibility and/or
access, eligibility recommendations or
decisions made by an appellate
authority, non-disclosure agreements
and execution dates, indoctrination
briefing dates, level(s) of access granted,
debriefing date(s) and reasons for
debriefing, foreign travel and contacts,
and security reporting, including results
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Jkt 241001
from continuous evaluation and insider
threat, and self-reporting. Forms in the
system include SF–306, SF–312, SF–85,
SF–85P, and SF–86.
RECORD SOURCE CATEGORIES:
Information is obtained from the
individual on whom record is
maintained; Office of Personnel
Management; and any contractor who
has been retained by the Commission to
conduct background investigations.
ROUTINE USES OF RECORDS MAINTAINED IN THE
SYSTEM, INCLUDING CATEGORIES OF USERS AND
PURPOSES OF SUCH USES:
General Routine Uses A–D, E–K, and
M–N apply to this system.
To a Federal, State, or local agency, or
other appropriate entities or
individuals, or through established
liaison channels to selected foreign
governments, in order to enable an
intelligence agency to carry out its
responsibilities under the National
Security Act of 1947 as amended, the
CIA Act of 1949 as amended, Executive
Order 12333 or any successor order,
applicable national security directives,
or classified implementing procedures
approved by the Attorney General and
promulgated pursuant to such statutes,
orders or directives.
Relevant information in this system
may be disclosed as necessary to other
Federal agencies or Federal contractors
with statutory authority to assist in the
collection of Commission debts.
Disclosures may be made from this
system pursuant to 5 U.S.C. 552a(b)(12)
and 31 U.S.C. 3711(e) to ‘‘consumer
reporting agencies’’ as defined in 31
U.S.C. 3701(a)(3).
POLICIES AND PRACTICES FOR STORAGE OF
RECORDS:
These records are maintained on
paper in file folders (until completion of
any investigation and adjudication) and
electronically on an internal
Commission electronic information
system.
POLICIES AND PRACTICES FOR RETRIEVAL OF
RECORDS:
These records are retrieved by name
and Social Security number.
POLICIES AND PRACTICES FOR RETENTION AND
DISPOSAL OF RECORDS:
Records are retained in accordance
with NARA GRS 18: Personnel Security
Clearance Files. Records that have met
required retention periods will be
disposed of in accordance with NARA
guidelines and Commission policy and
procedures. Paper records are shredded,
and records maintained on internal
Commission electronic information
systems are electronically removed.
PO 00000
Frm 00069
Fmt 4703
Sfmt 4703
Commission electronic storage media
that is no longer in service is purged in
accordance with National Institute of
Standards and Technology guidelines
for media sanitization (NIST SP 800–
88).
ADMINISTRATIVE, TECHNICAL, AND PHYSICAL
SAFEGUARDS:
Access to the records in this system
is limited to persons whose official
duties require access such as the
personnel security officer for personnel
security investigations. Paper records
are maintained in limited access areas
in a building with restricted public
access, patrolled by guards. Both
standard and electronic locks are used
to restrict access. Electronic records in
this system may be accessed only by
individuals whose official duties require
access through the use of safeguards
such as passwords.
RECORD ACCESS PROCEDURES:
Individuals wishing to request access
to their records should contact the
Privacy Act Officer, Office of the
Secretary, U.S. International Trade
Commission, 500 E Street SW.,
Washington, DC 20436.
Individuals must furnish the
following information for their records
to be located and identified:
1. Full name(s);
2. Dates of employment (if
applicable); and
3. Signature.
Individuals requesting access must
comply with the Commission’s Privacy
Act regulations on verification of
identity (19 CFR 201.25).
CONTESTING RECORD PROCEDURES:
Individuals wishing to request
amendment of their records should
contact the Privacy Act Officer, Office of
the Secretary, U.S. International Trade
Commission, 500 E Street SW.,
Washington, DC 20436.
Individuals must furnish the
following information for their records
to be located and identified:
1. Full name(s);
2. Dates of employment (if
applicable); and
3. Signature.
Individuals requesting amendment
must comply with the Commission’s
Privacy Act regulations on verification
of identity (19 CFR 201.25).
NOTIFICATION PROCEDURES:
Individuals wishing to inquire
whether this system of records contains
information about them should contact
the Privacy Act Officer, Office of the
Secretary, U.S. International Trade
Commission, 500 E Street SW.,
Washington, DC 20436.
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Individuals must furnish the
following information for their records
to be located and identified:
1. Full name(s);
2. Dates of employment (if
applicable); and
3. Signature.
EXEMPTIONS PROMULGATED FOR THE SYSTEM:
Pursuant to 5 U.S.C. 552a(k)(1), (k)(5)
and (k)(6), this system of records is
exempted from (c)(3), (d), (e)(1),
(e)(4)(G)–(I) and (f) of the Privacy Act.
These exemptions are established in the
Commission rules at 19 CFR 201.32.
HISTORY:
71 FR 35294 (June 19, 2006); 72 FR
35068 (June 26, 2007).
ITC–8
SECURITY CLASSIFICATION:
None.
POLICIES AND PRACTICES FOR RETRIEVAL OF
RECORDS:
SYSTEM LOCATION:
These records are retrieved by name,
by title of item borrowed, and by call
number.
Progressive Technology Federal
Systems Inc., 11501 Huff Court, North
Bethesda, MD 20895.
POLICIES AND PRACTICES FOR RETENTION AND
DISPOSAL OF RECORDS:
SYSTEM MANAGER(S):
Chief Librarian, U.S. International
Trade Commission, 500 E Street SW.,
Washington, DC 20436.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
Authority for maintenance of the
system includes the following with any
revisions or amendments: 40 U.S.C.
524(a); 19 U.S.C. 1331(a)(1)(A)(iii).
PURPOSE(S) OF THE SYSTEM:
Records in this system are used to
locate Main Library materials in
circulation and to control and inventory
Main Library materials loaned.
CATEGORIES OF INDIVIDUALS COVERED BY THE
SYSTEM:
All Commission employees,
contractors, and other individuals with
borrowing privileges, who have
borrowed materials from the Main
Library.
CATEGORIES OF RECORDS IN THE SYSTEM:
asabaliauskas on DSKBBXCHB2PROD with NOTICES
General Routine Uses E, H, I, and L–
N apply to this system.
Relevant information in this system
may be disclosed as necessary to other
Federal agencies or Federal contractors
with statutory authority to assist in the
collection of Commission debts.
Disclosures may be made from this
system pursuant to 5 U.S.C. 552a(b)(12)
and 31 U.S.C. 3711(e) to ‘‘consumer
reporting agencies’’ as defined in 31
U.S.C. 3701(a)(3).
These records are maintained on
computer media by an outside
contractor.
ITC–8 Library Circulation Records.
This system contains records relating
to titles and other identifying data on
materials borrowed from the Main
Library, and the name, agency, office,
office telephone number, and office
room number of borrower, and the
scheduled return date for each item
borrowed.
RECORD SOURCE CATEGORIES:
Information is obtained from the
individual who borrows materials, from
18:59 Sep 26, 2017
ROUTINE USES OF RECORDS MAINTAINED IN THE
SYSTEM, INCLUDING CATEGORIES OF USERS AND
PURPOSES OF SUCH USES:
POLICIES AND PRACTICES FOR STORAGE OF
RECORDS:
SYSTEM NAME AND NUMBER:
VerDate Sep<11>2014
Main Library records on materials
borrowed, and from the Commission
telephone directory.
Jkt 241001
These records are maintained until
library staff electronically remove an
employee-borrower entry from the
system, which is done when the
individual in question is no longer
employed or working at the
Commission. However, a borrowed item
is electronically removed from a
borrower’s entry when the item is
returned to the library.
ADMINISTRATIVE, TECHNICAL, AND PHYSICAL
SAFEGUARDS:
The electronic records in this system
can be accessed remotely through a Web
site by Commission personnel with a
need to know the information for
performance of their duties, such as
library staff. Access to the system is
restricted to authorized personnel
through the use of safeguards such as
passwords. Individual borrowers may
establish a login and password that
permits access only to their own
records.
RECORD ACCESS PROCEDURES:
Individuals wishing to request access
to their records should contact the
Privacy Act Officer, Office of the
Secretary, U.S. International Trade
Commission, 500 E Street SW.,
Washington, DC 20436.
Individuals must furnish the
following information for their records
to be located and identified:
PO 00000
Frm 00070
Fmt 4703
Sfmt 4703
45055
1. Full name(s);
2. Dates of employment; and
3. Signature.
Individuals requesting access must
comply with the Commission’s Privacy
Act regulations on verification of
identity (19 CFR 201.25).
CONTESTING RECORD PROCEDURES:
Individuals wishing to request
amendment of their records should
contact the Privacy Act Officer, Office of
the Secretary, U.S. International Trade
Commission, 500 E Street SW.,
Washington, DC 20436.
Individuals must furnish the
following information for their records
to be located and identified:
1. Full name(s);
2. Dates of employment; and
3. Signature.
Individuals requesting amendment
must comply with the Commission’s
Privacy Act regulations on verification
of identity (19 CFR 201.25).
NOTIFICATION PROCEDURES:
Individuals wishing to inquire
whether this system of records contains
information about them should contact
the Privacy Act Officer, Office of the
Secretary, U.S. International Trade
Commission, 500 E Street SW.,
Washington, DC 20436.
Individuals must furnish the
following information for their records
to be located and identified:
1. Full name(s);
2. Dates of employment; and
3. Signature.
EXEMPTIONS PROMULGATED FOR THE SYSTEM:
None.
HISTORY:
71 FR 35294 (June 19, 2006); 72 FR
35068 (June 26, 2007).
ITC–9
SYSTEM NAME AND NUMBER:
ITC–9 Parking and Mass Transit
Subsidy Records.
SECURITY CLASSIFICATION:
None.
SYSTEM LOCATION:
Office of Security and Support
Services, U.S. International Trade
Commission, 500 E Street SW.,
Washington, DC 20436; Washington
Metropolitan Area Transit Authority,
600 5th Street NW., Washington, DC
20001.
SYSTEM MANAGER(S):
Director, Office of Security and
Support Services, U.S. International
Trade Commission, 500 E Street SW.,
Washington, DC 20436.
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AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
Authority for maintenance of the
system includes the following with any
revisions or amendments: 19 U.S.C.
1331(a)(1)(A)(iii); 41 CFR 102–74; 5
U.S.C. 7905.
POLICIES AND PRACTICES FOR RETRIEVAL OF
RECORDS:
These records are retrieved by
applicant name or, in the case of
parking records, space assignment or
parking permit number.
POLICIES AND PRACTICES FOR RETENTION AND
DISPOSAL OF RECORDS:
PURPOSE(S) OF THE SYSTEM:
Records in this system are used to
allocate and control agency-subsidized
parking spaces and mass transit
subsidies, assist in creating car pools,
and insure that employees qualify for
subsidized parking spaces or mass
transit subsidies.
CATEGORIES OF INDIVIDUALS COVERED BY THE
SYSTEM:
All current and former Commission
employees and other authorized
individuals who participate in the
Commission mass transit and car pool
subsidy programs.
CATEGORIES OF RECORDS IN THE SYSTEM:
This system contains records relating
to participant’s name, agency, office
room number and phone number, name
of participant’s supervisor, participant’s
home address, automobile type (make
and model) and license number, permit
number, participant’s length of
government service and type of work
schedule, participant’s type of
transportation used for commuting,
carpool payment amounts and names of
others in carpool, mass transit benefit
amounts, assigned SmarTrip card
number and card usage information
(e.g., time, date, and location).
RECORD SOURCE CATEGORIES:
Information is obtained from the
individual to whom the records pertain.
Records are retained in accordance
with NARA GRS 9, item 7: Federal
Employee Transportation Subsidy
Records. Records that have met required
retention periods will be disposed of in
accordance with NARA guidelines and
Commission policy and procedures.
Paper records are shredded, and records
maintained on internal Commission
electronic information systems are
electronically removed. Commission
electronic storage media that is no
longer in service is purged in
accordance with National Institute of
Standards and Technology guidelines
for media sanitization (NIST SP 800–
88).
ADMINISTRATIVE, TECHNICAL, AND PHYSICAL
SAFEGUARDS:
At the Commission, access to records
in this system is limited to persons who
have a need to know the information for
the performance of their official duties,
such as persons administering the
parking and mass transit subsidy
programs. Paper records in this system
are maintained in locked file cabinets
behind locked doors in a building with
restricted public access, patrolled by
guards. Both standard and electronic
locks are used to restrict access. The
electronic records in this system may
only be accessed by authorized
individuals through the use of
safeguards such as passwords.
RECORD ACCESS PROCEDURES:
asabaliauskas on DSKBBXCHB2PROD with NOTICES
ROUTINE USES OF RECORDS MAINTAINED IN THE
SYSTEM, INCLUDING CATEGORIES OF USERS AND
PURPOSES OF SUCH USES:
General Routine Uses A–C, E–I, K,
and L–N apply to this system.
Relevant information in this system
may be disclosed as necessary to other
Federal agencies or Federal contractors
with statutory authority to assist in the
collection of Commission debts.
Disclosures may be made from this
system pursuant to 5 U.S.C. 552a(b)(12)
and 31 U.S.C. 3711(e) to ‘‘consumer
reporting agencies’’ as defined in 31
U.S.C. 3701(a)(3).
POLICIES AND PRACTICES FOR STORAGE OF
RECORDS:
CONTESTING RECORD PROCEDURES:
Records at the Commission are
maintained on paper in file folders and
on an internal Commission electronic
information system.
VerDate Sep<11>2014
18:59 Sep 26, 2017
Jkt 241001
Individuals wishing to request access
to their records should contact the
Privacy Act Officer, Office of the
Secretary, U.S. International Trade
Commission, 500 E Street SW.,
Washington, DC 20436.
Individuals must furnish the
following information for their records
to be located and identified:
1. Full name(s);
2. Dates of employment (if
applicable); and
3. Signature.
Individuals requesting access must
comply with the Commission’s Privacy
Act regulations on verification of
identity (19 CFR 201.25).
Individuals wishing to request
amendment of their records should
contact the Privacy Act Officer, Office of
the Secretary, U.S. International Trade
PO 00000
Frm 00071
Fmt 4703
Sfmt 4703
Commission, 500 E Street SW.,
Washington, DC 20436.
Individuals must furnish the
following information for their records
to be located and identified:
1. Full name(s);
2. Dates of employment (if
applicable); and
3. Signature.
Individuals requesting amendment
must comply with the Commission’s
Privacy Act regulations on verification
of identity (19 CFR 201.25).
NOTIFICATION PROCEDURES:
Individuals wishing to inquire
whether this system of records contains
information about them should contact
the Privacy Act Officer, Office of the
Secretary, U.S. International Trade
Commission, 500 E Street SW.,
Washington, DC 20436.
Individuals must furnish the
following information for their records
to be located and identified:
1. Full name(s);
2. Dates of employment (if
applicable); and
3. Signature.
EXEMPTIONS PROMULGATED FOR THE SYSTEM:
None.
HISTORY:
71 FR 35294 (June 19, 2006).
ITC–10
[Reserved].
ITC–11
SYSTEM NAME AND NUMBER:
ITC–11 Congressional
Correspondence Records.
SECURITY CLASSIFICATION:
None.
SYSTEM LOCATION:
Office of External Relations, U.S.
International Trade Commission, 500 E
Street SW., Washington, DC 20436.
Copies of these records may exist in
other Commission offices, located at the
same street address, with information
pertaining to the correspondence; copies
of records in this system concerning
inquiries relating to specific
Commission investigations may be
included in the administrative record of
such investigations.
SYSTEM MANAGER(S):
Director, Office of External Relations,
U.S. International Trade Commission,
500 E Street SW., Washington, DC
20436.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
Authority for maintenance of the
system includes the following with any
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revisions or amendments: 44 U.S.C.
3101; 19 U.S.C. 1331(a)(1)(A)(iii).
PURPOSE(S) OF THE SYSTEM:
Records in this system are used to
respond to Congressional inquiries and
inform Congress about Commission
activities.
CATEGORIES OF INDIVIDUALS COVERED BY THE
SYSTEM:
Members of Congress, and their
constituents.
CATEGORIES OF RECORDS IN THE SYSTEM:
This system contains records relating
to the name, address and title of, and
referrals of constituents’ inquiries, from
Members of Congress and responses
thereto, and any other personal
information in correspondence with
Members of Congress and Congressional
committees and/or subcommittees.
RECORD SOURCE CATEGORIES:
Information from this system comes
from Members of Congress, their staffs,
and individuals on whose behalf there
have been Congressional inquiries.
ROUTINE USES OF RECORDS MAINTAINED IN THE
SYSTEM, INCLUDING CATEGORIES OF USERS AND
PURPOSES OF SUCH USES:
Records in this system may be made
available to the public through the
Commission’s Web site. General routine
uses A, D–H, and K–N apply to this
system.
Referral may be made to other
Federal, State, or local government
agencies for appropriate action when
the matter complained of or inquired
about comes within the jurisdiction of
such agency.
POLICIES AND PRACTICES FOR STORAGE OF
RECORDS:
These records are maintained on
paper in file folders and on internal
Commission electronic information
systems.
POLICIES AND PRACTICES FOR RETRIEVAL OF
RECORDS:
asabaliauskas on DSKBBXCHB2PROD with NOTICES
POLICIES AND PRACTICES FOR RETENTION AND
DISPOSAL OF RECORDS:
Records are generally retained in
accordance with USITC records
schedule NC1–081–78–001, item F21:
Correspondence with Members of
Congress. This USITC records schedule
is being revised to change the retention
period to two years after the Member of
Congress departs from office. The
retention period for item F21, NC1–081–
78–001 remains in effect until the
18:59 Sep 26, 2017
Jkt 241001
ADMINISTRATIVE, TECHNICAL, AND PHYSICAL
SAFEGUARDS:
Access to the records is limited to
persons whose official duties require
access, such as individuals who prepare
responses to Congressional inquiries.
Paper records in this system are
maintained in a building with restricted
public access, patrolled by guards. Both
standard and electronic locks may be
used to restrict access. The paper
records in this system are kept in
limited access areas within the building.
Electronic records in this system may
only be accessed by authorized
individuals through the use of
safeguards such as passwords.
RECORD ACCESS PROCEDURES:
Individuals wishing to request access
to their records should contact the
Privacy Act Officer, Office of the
Secretary, U.S. International Trade
Commission, 500 E Street SW.,
Washington, DC 20436.
Individuals must furnish the
following information for their records
to be located and identified:
1. Full name(s);
2. Dates of employment (if
applicable); and
3. Signature.
Individuals requesting access must
comply with the Commission’s Privacy
Act regulations on verification of
identity (19 CFR 201.25).
CONTESTING RECORD PROCEDURES:
These records are retrieved by name
of Member of Congress or by name of
the Chairman of a Congressional
committee or subcommittee.
VerDate Sep<11>2014
revision is approved by NARA. Records
that have met required retention periods
will be disposed of in accordance with
NARA guidelines and Commission
policy and procedures. Paper records
are shredded, and records maintained
on internal Commission electronic
information systems are electronically
removed. Commission electronic storage
media that is no longer in service is
purged in accordance with National
Institute of Standards and Technology
guidelines for media sanitization (NIST
SP 800–88).
Individuals wishing to request
amendment of their records should
contact the Privacy Act Officer, Office of
the Secretary, U.S. International Trade
Commission, 500 E Street SW.,
Washington, DC 20436.
Individuals must furnish the
following information for their records
to be located and identified:
1. Full name(s);
2. Dates of employment (if
applicable); and
3. Signature.
Individuals requesting amendment
must comply with the Commission’s
Privacy Act regulations on verification
of identity (19 CFR 201.25).
PO 00000
Frm 00072
Fmt 4703
Sfmt 4703
45057
NOTIFICATION PROCEDURES:
Individuals wishing to inquire
whether this system of records contains
information about them should contact
the Privacy Act Officer, Office of the
Secretary, U.S. International Trade
Commission, 500 E Street SW.,
Washington, DC 20436.
Individuals must furnish the
following information for their records
to be located and identified:
1. Full name(s);
2. Dates of employment (if
applicable); and
3. Signature.
EXEMPTIONS PROMULGATED FOR THE SYSTEM:
None.
HISTORY:
71 FR 35294 (June 19, 2006).
ITC–12
SYSTEM NAME AND NUMBER:
ITC–12 System Access Records.
SECURITY CLASSIFICATION:
None.
SYSTEM LOCATION:
Office of the Chief Information
Officer, U.S. International Trade
Commission, 500 E Street SW.,
Washington, DC 20436.
SYSTEM MANAGER(S):
Office of the Chief Information
Officer, U.S. International Trade
Commission, 500 E Street SW.,
Washington, DC 20436.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
Authority for maintenance of the
system includes the following with any
revisions or amendments: 19 U.S.C.
1331(a)(1)(A)(iii).
PURPOSE(S) OF THE SYSTEM:
These records are used to permit
tracking of individual computer access
to prevent improper use of Commission
equipment. These records also are used
as a tool for investigation in the event
of an unauthorized intrusion into the
Commission’s information systems.
Additionally, these records are used for
statistical analysis of computer usage.
CATEGORIES OF INDIVIDUALS COVERED BY THE
SYSTEM:
All current and former Commission
employees and all current and former
contractors, sub-contractors,
consultants, and other individuals who
use Commission computers or visit the
Commission’s internet and intranet Web
sites.
CATEGORIES OF RECORDS IN THE SYSTEM:
This system contains information
pertaining to a computer user’s access to
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Commission computers and other
information technology resources,
including such information as the
identification of the computer assigned
to a particular user, Internet sites
visited, actions performed, dates, and
time. It also includes records relating to
name, address, country, telephone
number, fax number, email address,
employer type, agency or firm name, the
computer’s Internet protocol addresses,
and account number gathered while
accessing the Commission’s internet and
intranet Web sites.
RECORD SOURCE CATEGORIES:
Information in this system comes
from the Commission’s information
technology systems such as web servers
and firewall devices.
ROUTINE USES OF RECORDS MAINTAINED IN THE
SYSTEM, INCLUDING CATEGORIES OF USERS AND
PURPOSES OF SUCH USES:
General Routine Uses A–C and E–N
apply to this system.
POLICIES AND PRACTICES FOR STORAGE OF
RECORDS:
The System Access Records are
maintained on Commission servers,
electronic tape, magnetic disk, or other
data storage media.
POLICIES AND PRACTICES FOR RETRIEVAL OF
RECORDS:
The System Access Records are
retrieved by searching for specific data
elements (such as user name or Internet
Protocol (IP) address) on the electronic
tape or magnetic disk or other data
storage media.
POLICIES AND PRACTICES FOR RETENTION AND
DISPOSAL OF RECORDS:
asabaliauskas on DSKBBXCHB2PROD with NOTICES
Records are retained in accordance
with NARA GRS 3.2, items 030 and 031:
System Access Records. Records that
have met required retention periods will
be disposed of in accordance with
NARA guidelines and Commission
policy and procedures. Records
maintained on internal Commission
electronic information systems are
electronically removed. Commission
electronic storage media that is no
longer in service is purged in
accordance with National Institute of
Standards and Technology guidelines
for media sanitization (NIST SP 800–
88).
The records are maintained in secure
locations with access limited to persons
whose official duties require access
such as network administrators. The
computer files can only be accessed by
authorized individuals through the use
of safeguards such as passwords.
18:59 Sep 26, 2017
Jkt 241001
Individuals wishing to request access
to their records should contact the
Privacy Act Officer, Office of the
Secretary, U.S. International Trade
Commission, 500 E Street SW.,
Washington, DC 20436.
Individuals must furnish the
following information for their records
to be located and identified:
1. Full name(s);
2. Dates of employment (if
applicable); and
3. Signature
Individuals requesting access must
comply with the Commission’s Privacy
Act regulations on verification of
identity (19 CFR 201.25).
CONTESTING RECORD PROCEDURE:
Individuals wishing to request
amendment of their records should
contact the Privacy Act Officer, Office of
the Secretary, U.S. International Trade
Commission, 500 E Street SW.,
Washington, DC 20436.
Individuals must furnish the
following information for their records
to be located and identified:
1. Full name(s);
2. Dates of employment (if
applicable); and
3. Signature
Individuals requesting amendment
must comply with the Commission’s
Privacy Act regulations on verification
of identity (19 CFR 201.25).
NOTIFICATION OF PROCEDURE:
Individuals wishing to inquire
whether this system of records contains
information about them should contact
the Privacy Act Officer, Office of the
Secretary, U.S. International Trade
Commission, 500 E Street SW.,
Washington, DC 20436.
Individuals must furnish the
following information for their records
to be located and identified:
1. Full name(s);
2. Dates of employment (if
applicable);
3. Signature.
EXEMPTIONS CLAIMED FOR THE SYSTEM:
None.
HISTORY:
71 FR 35294 (June 19, 2006).
ITC–13
SYSTEM NAME AND NUMBER:
ADMINISTRATIVE, TECHNICAL, AND PHYSICAL
SAFEGUARDS:
VerDate Sep<11>2014
RECORD ACCESS PROCEDURE:
ITC–13 Administrative Protective
Order Breach and Related Records.
SECURITY CLASSIFICATION:
None.
SYSTEM LOCATION:
Office of the Secretary, U.S.
International Trade Commission, 500 E
PO 00000
Frm 00073
Fmt 4703
Sfmt 4703
Street SW., Washington, DC 20436, and
the Office of the General Counsel.
SYSTEM MANAGER(S):
Secretary, U.S. International Trade
Commission, 500 E Street SW.,
Washington, DC 20436.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
Authority for maintenance of the
system includes the following with any
revisions or amendments: 19 U.S.C.
1337, 1677f, 2252, 2451, and 2451a.
PURPOSE(S) OF THE SYSTEM:
Records in this system are used to
determine whether a person has
breached an administrative protective
order and/or should be sanctioned.
CATEGORIES OF INDIVIDUALS COVERED BY THE
SYSTEM:
Persons subject to investigations of
alleged breaches of administrative
protective orders and/or investigations
of whether there is good cause to
sanction persons under section 201.15
of the Commission’s Rules of Practice
and Procedure (19 CFR 201.15).
CATEGORIES OF RECORDS IN THE SYSTEM:
This system contains records relating
to a person’s name, firm, address, the
basis for the investigation, the
Commission’s determinations with
respect to the facts of the investigation,
and any sanctions or other actions taken
in response to the agency’s
determinations.
RECORD SOURCE CATEGORIES:
Information in this system comes
from the individual on whom the record
is maintained and investigative records
compiled by Commission staff.
ROUTINE USES OF RECORDS MAINTAINED IN THE
SYSTEM, INCLUDING CATEGORIES OF USERS AND
PURPOSES OF SUCH USES:
General Routine Uses A–C, E–K, and
M–N apply to this system.
Relevant information in this system
may be disclosed to the public as
necessary where the Commission
determines that a public sanction is
warranted or where the Commission
determines that such disclosure is
necessary to facilitate the recovery of
business proprietary information or
confidential business information which
has been disclosed to unauthorized
persons.
Information from this system of
records concerning one person may be
disclosed to other persons subject to the
same Administrative Protective Order
(‘‘APO’’) breach investigation, to other
persons subject to the same breach
investigation of whether there is good
cause to sanction persons under section
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201.15 of the Commission’s Rules of
Practice and Procedure (19 CFR 201.15),
and/or to other parties participating in
the underlying trade remedy
proceeding.
POLICIES AND PRACTICES FOR STORAGE OF
RECORDS:
These records are maintained on
paper in file folders and on internal
Commission electronic information
systems.
POLICIES AND PRACTICES FOR RETRIEVAL OF
RECORDS:
These records are retrieved by name
and APO breach identification number.
POLICIES AND PRACTICES FOR RETENTION AND
DISPOSAL OF RECORDS:
Records are retained in accordance
with USITC records schedule N1–081–
97–001, items 1a and 1b: Files
maintained by the Office of the
Secretary on Investigations of Possible
Violations of Administrative Protective
Orders and Commission Rules. Records
that have met required retention periods
will be disposed of in accordance with
NARA guidelines and Commission
policy and procedures. Paper records
are shredded, and records maintained
on internal Commission electronic
information systems are electronically
removed. Commission electronic storage
media that is no longer in service is
purged in accordance with National
Institute of Standards and Technology
guidelines for media sanitization (NIST
SP 800–88).
asabaliauskas on DSKBBXCHB2PROD with NOTICES
RECORD ACCESS PROCEDURES:
Individuals wishing to request access
to their records should contact the
Privacy Act Officer, Office of the
Secretary, U.S. International Trade
Commission, 500 E Street SW.,
Washington, DC 20436.
Individuals must furnish their full
name and signature for their records to
be located and identified.
Jkt 241001
Individuals wishing to request
amendment of their records should
contact the Privacy Act Officer, Office of
the Secretary, U.S. International Trade
Commission, 500 E Street SW.,
Washington, DC 20436.
Individuals must furnish their full
name and signature for their records to
be located and identified.
Individuals requesting amendment
must comply with the Commission’s
Privacy Act regulations on verification
of identity (19 CFR 201.25).
NOTIFICATION PROCEDURES:
Individuals wishing to inquire
whether this system of records contains
information about them should contact
the Privacy Act Officer, Office of the
Secretary, U.S. International Trade
Commission, 500 E Street SW.,
Washington, DC 20436.
Individuals must furnish their full
name and signature for their records to
be located and identified.
EXEMPTIONS PROMULGATED FOR THE SYSTEM:
None.
HISTORY:
71 FR 35294 (June 19, 2006); 72 FR
35068 (June 26, 2007).
ITC–14
ITC–14 Import and Export Records.
Access to this system of records is
limited to persons who have a need to
know the information for the
performance of their official duties,
such as Commission employees
conducting APO breach investigations.
Paper records in this system are
maintained in locked offices or in
limited access areas in a building with
restricted public access, patrolled by
guards. Both standard and electronic
locks may be used to restrict access. The
electronic records in this system may
only be accessed by authorized
individuals through the use of
safeguards such as passwords.
18:59 Sep 26, 2017
CONTESTING RECORD PROCEDURES:
SYSTEM NAME AND NUMBER:
ADMINISTRATIVE, TECHNICAL, AND PHYSICAL
SAFEGUARDS:
VerDate Sep<11>2014
Individuals requesting access must
comply with the Commission’s Privacy
Act regulations on verification of
identity (19 CFR 201.25).
SECURITY CLASSIFICATION:
None.
SYSTEM LOCATION:
Office of Operations, U.S.
International Trade Commission, 500 E
Street SW., Washington, DC 20436.
SYSTEM MANAGER(S):
Chief of the Statistical and Data
Services Division, Office of Analysis
and Research Services, U.S.
International Trade Commission, 500 E
Street SW., Washington, DC 20436.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
Authority for maintenance of the
system includes the following with any
revisions or amendments: 19 U.S.C.
1330–1335, 1337, 1671 et seq., 2151,
2213, 2251–54, 2436, 2451–51a, 2482,
2704, 3204, 3353, 3372, 3381, 3804; 7
U.S.C. 624.
PURPOSE(S) OF THE SYSTEM:
Records in this system are used to
conduct statutorily mandated
PO 00000
Frm 00074
Fmt 4703
Sfmt 4703
45059
investigations and studies, such as
antidumping, countervailing duty,
global safeguard, and intellectual
property-related investigations and
industry and economic analysis.
CATEGORIES OF INDIVIDUALS COVERED BY THE
SYSTEM:
Individuals importing to and/or
exporting from the United States, and
individuals producing articles for
import and/or export.
CATEGORIES OF RECORDS IN THE SYSTEM:
The system contains records relating
to an importer’s, exporter’s, or
producer’s name, organization, title or
position, business role, address,
telephone number, electronic mail
address, Web site address, and Dun’s
number, as well as quantity and value
information on imports and exports.
Some contact information is for the
homes of individuals.
RECORD SOURCE CATEGORIES:
Information is obtained from U.S.
Customs and Border Protection and
other agencies that collect the
information.
ROUTINE USES OF RECORDS MAINTAINED IN THE
SYSTEM, INCLUDING CATEGORIES OF USERS AND
PURPOSES OF SUCH USES:
General Routine Uses A–C, E–I, K,
and M–N apply to this system.
Records in this system may be
disclosed as necessary to the Office of
the United States Trade Representative
and other agencies in safeguard and
intellectual-property related
investigations.
Records in this system may be
disclosed as necessary to U.S. Customs
and Border Protection in intellectualproperty and import injury
investigations in accordance with
statutory authority to facilitate that
agency’s fraud investigations and
administration of entry exclusions.
Records in this system may be
disclosed as necessary to representatives
of parties to investigations under
administrative protective order and/or
judicial protective order.
Records in this system may be
publicly disclosed as necessary in
aggregated form that is not individually
identifiable.
Records in this system may be
disclosed as necessary to North
American Free Trade Agreement panels
and other tribunals, and U.S. courts
reviewing trade remedy investigations.
POLICIES AND PRACTICES FOR STORAGE OF
RECORDS:
These records are maintained on
internal Commission electronic
information systems and in hard copies
in internal Commission offices.
E:\FR\FM\27SEN1.SGM
27SEN1
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POLICIES AND PRACTICES FOR RETRIEVAL OF
RECORDS:
These records are retrieved by name.
POLICIES AND PRACTICES FOR RETENTION AND
DISPOSAL OF RECORDS:
CONTESTING RECORD PROCEDURES:
Records are generally retained in
accordance with USITC records
schedule N1–081–03–1, item B1 (Import
Injury Investigation Case Files), item B2
(Research Program Case Files), and item
B3 (Intellectual Property-Based Import
Investigations). Retention periods may
be subject to interagency agreements.
Records that have met required
retention periods will be disposed of in
accordance with NARA guidelines and
Commission policy and procedures.
Paper records are shredded, and records
maintained on internal Commission
electronic information systems are
electronically removed. Commission
electronic storage media that is no
longer in service is purged in
accordance with National Institute of
Standards and Technology guidelines
for media sanitization (NIST SP 800–
88).
Disposal procedures for records in
this system shall comply with
requirements in applicable interagency
agreements.
ADMINISTRATIVE, TECHNICAL, AND PHYSICAL
SAFEGUARDS:
Access to this system of records is
limited to persons who have a need to
know the information for the
performance of their official duties,
such as individuals participating in
certain Commission statutory
investigations. Safeguard procedures for
records in this system shall comply with
requirements in applicable interagency
agreements. Paper records in this system
are maintained in limited access spaces
in locked offices in a building with
restricted public access, patrolled by
guards. Both standard and electronic
locks are used to restrict access. The
electronic records in this system may
only be accessed by authorized
individuals through the use of
safeguards such as passwords.
asabaliauskas on DSKBBXCHB2PROD with NOTICES
RECORD ACCESS PROCEDURES:
Individuals wishing to request access
to their records should contact the
Privacy Act Officer, Office of the
Secretary, U.S. International Trade
Commission, 500 E Street SW.,
Washington, DC 20436.
Individuals must furnish the
following information for their records
to be located and identified:
1. Full name(s);
2. Dates of employment (if
applicable); and
3. Signature.
VerDate Sep<11>2014
18:59 Sep 26, 2017
Jkt 241001
Individuals requesting access must
comply with the Commission’s Privacy
Act regulations on verification of
identity (19 CFR 201.25).
Individuals wishing to request
amendment of their records should
contact the Privacy Act Officer, Office of
the Secretary, U.S. International Trade
Commission, 500 E Street SW.,
Washington, DC 20436.
Individuals must furnish the
following information for their records
to be located and identified:
1. Full name(s);
2. Dates of employment (if
applicable); and
3. Signature.
Individuals requesting amendment
must comply with the Commission’s
Privacy Act regulations on verification
of identity (19 CFR 201.25).
NOTIFICATION PROCEDURES:
Individuals wishing to inquire
whether this system of records contains
information about them should contact
the Privacy Act Officer, Office of the
Secretary, U.S. International Trade
Commission, 500 E Street SW.,
Washington, DC 20436.
Individuals must furnish the
following information for their records
to be located and identified:
1. Full name(s);
2. Dates of employment (if
applicable); and
3. Signature.
EXEMPTIONS PROMULGATED FOR THE SYSTEM:
None.
HISTORY:
71 FR 35294 (June 19, 2006).
ITC–15
ITC–15 Telecommuting Program
Records.
SECURITY CLASSIFICATION:
None.
Records relating to special
circumstances telework requests are
located in the Office of Human
Resources and other telecommuting
program records are located in the
Office of Security and Support Services,
U.S. International Trade Commission,
500 E Street SW., Washington, DC
20436.
SYSTEM MANAGER(S):
Director, Office of Security and
Support Services, U.S. International
Trade Commission, 500 E Street SW.,
Washington, DC 20436.
Fmt 4703
PURPOSE(S) OF THE SYSTEM:
Records in this system are used to
administer the agency’s telecommuting
program. They may also be used to
monitor employee compliance with the
agency’s telecommuting procedures.
CATEGORIES OF INDIVIDUALS COVERED BY THE
SYSTEM:
All current and former Commission
employees and other authorized
individuals who participate in the
Commission telecommuting program.
CATEGORIES OF RECORDS IN THE SYSTEM:
This system contains records relating
to a person’s name, title, office,
supervisor, electronic mail address,
telephone number, and alternate duty
station address (which is often a home
address). The telecommuting program
records in this system do not include
time and attendance records otherwise
covered by ITC–1 (Pay and Leave
Records).
RECORD SOURCE CATEGORIES:
Information is obtained from the
individual to whom the records pertain.
ROUTINE USES OF RECORDS MAINTAINED IN THE
SYSTEM, INCLUDING CATEGORIES OF USERS AND
PURPOSES OF SUCH USES:
General Routine Uses A–C and E–N
apply to this system.
Relevant information in this system
may be disclosed as necessary to the
United States Congress in a form that
does not identify covered individuals.
These records are maintained on
paper in file folders and on internal
Commission electronic information
systems.
POLICIES AND PRACTICES FOR RETRIEVAL OF
RECORDS:
SYSTEM LOCATION:
Frm 00075
Authority for maintenance of the
system includes the following with any
revisions or amendments: 19 U.S.C.
1331(a)(1)(A)(iii); Pub. L. 106–346,
§ 359, 114 Stat. 1356, 1356A–36 (2000).
POLICIES AND PRACTICES FOR STORAGE OF
RECORDS:
SYSTEM NAME AND NUMBER:
PO 00000
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
Sfmt 4703
These records are retrieved by name.
POLICIES AND PRACTICES FOR RETENTION AND
DISPOSAL OF RECORDS:
Records are retained in accordance
with NARA GRS–1, item 42: Alternate
Worksite Records. Records that have
met required retention periods will be
disposed of in accordance with NARA
guidelines and Commission policy and
procedures. Paper records are shredded,
and records maintained on internal
Commission electronic information
systems are electronically removed.
Commission electronic storage media
E:\FR\FM\27SEN1.SGM
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Federal Register / Vol. 82, No. 186 / Wednesday, September 27, 2017 / Notices
that is no longer in service is purged in
accordance with National Institute of
Standards and Technology guidelines
for media sanitization (NIST SP 800–
88).
ADMINISTRATIVE, TECHNICAL, AND PHYSICAL
SAFEGUARDS:
Access to records in this system is
limited to persons whose official duties
require access, such as Commission
personnel who approve telecommute
agreements. The Office of Human
Resources maintains paper records
pertaining to special circumstances
telecommute requests in a locked filing
cabinet in a locked room in a building
with restricted public access, patrolled
by guards. Both standard and electronic
locks are used to restrict access. The
electronic records in this system may
only be accessed by authorized
individuals through the use of
safeguards such as passwords.
RECORD ACCESS PROCEDURES:
Individuals must furnish the
following information for their records
to be located and identified:
1. Full name(s);
2. Dates of employment (if
applicable); and
3. Signature.
EXEMPTIONS PROMULGATED FOR THE SYSTEM:
None.
HISTORY:
ITC–16 Emergency Notification
Records.
ADMINISTRATIVE, TECHNICAL, AND PHYSICAL
SAFEGUARDS:
SECURITY CLASSIFICATION:
None.
SYSTEM LOCATION:
The various offices within the U.S.
International Trade Commission, 500 E
Street SW., Washington, DC 20436.
asabaliauskas on DSKBBXCHB2PROD with NOTICES
CATEGORIES OF INDIVIDUALS COVERED BY THE
SYSTEM:
VerDate Sep<11>2014
18:59 Sep 26, 2017
Jkt 241001
These records are retrieved by name.
SYSTEM NAME AND NUMBER:
ITC–16
CONTESTING RECORD PROCEDURES:
Individuals wishing to inquire
whether this system of records contains
information about them should contact
the Privacy Act Officer, Office of the
Secretary, U.S. International Trade
Commission, 500 E Street SW.,
Washington, DC 20436.
POLICIES AND PRACTICES FOR RETRIEVAL OF
RECORDS:
Emergency Notification Records are
retained by the Commission until the
proposed records schedule authorizing
the disposal of such records is approved
by NARA.
71 FR 35294 (June 19, 2006).
SYSTEM MANAGER(S):
NOTIFICATION PROCEDURES:
Commission offices, on Commission
mobile devices, and on internal
Commission electronic information
systems.
POLICIES AND PRACTICES FOR RETENTION AND
DISPOSAL OF RECORDS:
Individuals wishing to request access
to their records should contact the
Privacy Act Officer, Office of the
Secretary, U.S. International Trade
Commission, 500 E Street SW.,
Washington, DC 20436.
Individuals must furnish the
following information for their records
to be located and identified:
1. Full name(s);
2. Dates of employment (if
applicable); and
3. Signature.
Individuals requesting access must
comply with the Commission’s Privacy
Act regulations on verification of
identity (19 CFR 201.25).
Individuals wishing to request
amendment of their records should
contact the Privacy Act Officer, Office of
the Secretary, U.S. International Trade
Commission, 500 E Street SW.,
Washington, DC 20436.
Individuals must furnish the
following information for their records
to be located and identified:
1. Full name(s);
2. Dates of employment (if
applicable); and
3. Signature.
Individuals requesting amendment
must comply with the Commission’s
Privacy Act regulations on verification
of identity (19 CFR 201.25).
45061
Director, Office of Human Resources,
U.S. International Trade Commission,
500 E Street SW., Washington, DC
20436.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
Authority for maintenance of the
system includes the following with any
revisions or amendments: 19 U.S.C.
1331(a)(1)(A)(iii) and 44 U.S.C. 3101.
PURPOSE(S) OF THE SYSTEM:
Records are maintained in this system
for the purpose of notifying and
identifying employees or their designees
under emergency conditions.
All current Commission employees.
CATEGORIES OF RECORDS IN THE SYSTEM:
This system contains records relating
to a person’s name, title, office, home
address, office and home electronic mail
addresses, and office and personal
telephone numbers, as well as the name,
address, and telephone number of the
employee’s designated emergency
contact.
RECORD SOURCE CATEGORIES:
Information is obtained from the
individual to whom the records pertain.
ROUTINE USES OF RECORDS MAINTAINED IN THE
SYSTEM, INCLUDING CATEGORIES OF USERS AND
PURPOSES OF SUCH USES:
General Routine Uses A–C and E–N
apply to this system.
POLICIES AND PRACTICES FOR STORAGE OF
RECORDS:
These records are maintained on
paper in file folders in internal
PO 00000
Frm 00076
Fmt 4703
Sfmt 4703
Access to records in this system is
limited to persons whose official duties
require access, including individuals
(such as supervisors) who are
responsible for contacting employees in
an emergency. Paper records in this
system are maintained in limited access
areas in a building with restricted
public access, patrolled by guards. Both
standard and electronic locks are used
to restrict access. Electronic records in
this system may only be accessed by
authorized individuals through the use
of safeguards such as passwords.
RECORD ACCESS PROCEDURES:
Individuals wishing to request access
to their records should contact the
Privacy Act Officer, Office of the
Secretary, U.S. International Trade
Commission, 500 E Street SW.,
Washington, DC 20436.
Individuals must furnish the
following information for their records
to be located and identified:
1. Full name(s);
2. Dates of employment (if
applicable); and
3. Signature.
Individuals requesting access must
comply with the Commission’s Privacy
Act regulations on verification of
identity (19 CFR 201.25).
CONTESTING RECORD PROCEDURES:
Individuals wishing to request
amendment of their records should
contact the Privacy Act Officer, Office of
the Secretary, U.S. International Trade
Commission, 500 E Street SW.,
Washington, DC 20436.
Individuals must furnish the
following information for their records
to be located and identified:
1. Full name(s);
2. Dates of employment (if
applicable); and
3. Signature.
Individuals requesting amendment
must comply with the Commission’s
Privacy Act regulations on verification
of identity (19 CFR 201.25).
E:\FR\FM\27SEN1.SGM
27SEN1
45062
Federal Register / Vol. 82, No. 186 / Wednesday, September 27, 2017 / Notices
NOTIFICATION PROCEDURES:
Individuals wishing to inquire
whether this system of records contains
information about them should contact
the Privacy Act Officer, Office of the
Secretary, U.S. International Trade
Commission, 500 E Street SW.,
Washington, DC 20436.
Individuals must furnish the
following information for their records
to be located and identified:
1. Full name(s);
2. Dates of employment (if
applicable); and
3. Signature.
EXEMPTIONS PROMULGATED FOR THE SYSTEM:
These records are maintained on
internal Commission electronic
information systems.
HISTORY:
71 FR 35294 (June 19, 2006); 72 FR
35068 (June 26, 2007).
ITC–17
POLICIES AND PRACTICES FOR RETRIEVAL OF
RECORDS:
SYSTEM NAME AND NUMBER:
These records are retrieved by name.
ITC–17 Roster of Mediators.
POLICIES AND PRACTICES FOR RETENTION AND
DISPOSAL OF RECORDS:
SECURITY CLASSIFICATION:
None.
SYSTEM LOCATION:
Office of the Secretary, U.S.
International Trade Commission, 500 E
Street SW., Washington, DC 20436.
SYSTEM MANAGER(S):
Secretary to the Commission, U.S.
International Trade Commission, 500 E
Street SW., Room 112, Washington, DC
20436.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
Authority for maintenance of the
system includes the following with any
revisions or amendments: 19 U.S.C.
1331(a)(1)(A)(iii); 5 U.S.C. 572–574.
PURPOSE(S) OF THE SYSTEM:
Records in this system are used to
identify potential mediators for
participation in the Commission’s
mediation program.
Individuals selected as roster
members to serve as potential mediators
as part of the Commission’s mediation
program.
asabaliauskas on DSKBBXCHB2PROD with NOTICES
CATEGORIES OF RECORDS IN THE SYSTEM:
This system contains records of
individuals, including their name,
organization, business or home address,
telephone number, facsimile number,
electronic mail address, and financial or
business interests.
RECORD SOURCE CATEGORIES:
Information in this system comes
from the individual to whom the record
pertains.
Jkt 241001
USITC will propose a records
schedule authorizing the disposition of
these records. Records are retained by
the Commission until the proposed
records disposition schedule is
approved by NARA.
ADMINISTRATIVE, TECHNICAL, AND PHYSICAL
SAFEGUARDS:
Access to this system of records is
limited to persons who have a need to
know the information for the
performance of their official duties,
such as individuals in the Office of the
Secretary involved in the mediator
selection process and to counsel subject
to a confidentiality agreement.
Electronic records in this system may
only be accessed by authorized
individuals through the use of
safeguards such as passwords.
RECORD ACCESS PROCEDURES:
CATEGORIES OF INDIVIDUALS COVERED BY THE
SYSTEM:
18:59 Sep 26, 2017
The name of the mediator and brief
biographical information will be posted
on the Commission’s mediation Web
page, and also may be published in the
Federal Register. Outside counsel for a
party subject to a mediation also may
obtain information, subject to a
confidentiality agreement, about
potential mediators and the mediator
selected for its particular mediation.
General Routine Uses A–N apply to this
system.
POLICIES AND PRACTICES FOR STORAGE OF
RECORDS:
None.
VerDate Sep<11>2014
ROUTINE USES OF RECORDS MAINTAINED IN THE
SYSTEM, INCLUDING CATEGORIES OF USERS AND
PURPOSES OF SUCH USES:
Individuals wishing to request access
to their records should contact the
Privacy Act Officer, Office of the
Secretary, U.S. International Trade
Commission, 500 E Street SW.,
Washington, DC 20436.
Individuals must furnish the
following information for their records
to be located and identified:
1. Full name(s);
2. Dates of employment (if
applicable); and
3. Signature.
Individuals requesting access must
comply with the Commission’s Privacy
Act regulations on verification of
identity (19 CFR 201.25).
PO 00000
Frm 00077
Fmt 4703
Sfmt 4703
CONTESTING RECORD PROCEDURES:
Individuals wishing to request
amendment of their records should
contact the Privacy Act Officer, Office of
the Secretary, U.S. International Trade
Commission, 500 E Street SW.,
Washington, DC 20436.
Individuals must furnish the
following information for their records
to be located and identified:
1. Full name(s);
2. Dates of employment (if
applicable); and
3. Signature.
Individuals requesting amendment
must comply with the Commission’s
Privacy Act regulations on verification
of identity (19 CFR 201.25).
NOTIFICATION PROCEDURES:
Individuals wishing to inquire
whether this system of records contains
information about them should contact
the Privacy Act Officer, Office of the
Secretary, U.S. International Trade
Commission, 500 E Street SW.,
Washington, DC 20436.
Individuals must furnish the
following information for their records
to be located and identified:
1. Full name(s);
2. Dates of employment (if
applicable); and
3. Signature.
EXEMPTIONS PROMULGATED FOR THE SYSTEM:
None.
HISTORY:
None.
ITC–18
SYSTEM NAME AND NUMBER:
ITC–18 Personnel Photograph
Records.
SECURITY CLASSIFICATION:
None.
SYSTEM LOCATION:
Office of External Relations, U.S.
International Trade Commission, 500 E
Street SW., Washington, DC 20436, and
other offices in the U.S. International
Trade Commission, 500 E Street SW.,
Washington, DC 20436.
SYSTEM MANAGER(S):
For Commissioner and administrative
law judge portraits: Director of External
Relations, Office of External Relations,
U.S. International Trade Commission,
500 E Street SW., Washington, DC
20436;
For employee photographs: Chief
Administrative Officer, Office of
Administration, U.S. International
Trade Commission, 500 E Street SW.,
Washington, DC 20436.
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Federal Register / Vol. 82, No. 186 / Wednesday, September 27, 2017 / Notices
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
CATEGORIES OF INDIVIDUALS COVERED BY THE
SYSTEM:
Identification or Passport Photographs.
Records that have met required
retention periods will be disposed of in
accordance with NARA guidelines and
Commission policy and procedures.
Photographs of personnel maintained in
print are shredded, and records
maintained on internal Commission
electronic information systems are
electronically removed. Commission
electronic storage media that is no
longer in service is purged in
accordance with National Institute of
Standards and Technology guidelines
for media sanitization (NIST SP 800–
88). Commissioner portraits are
permanent records. These records, in
any format, are transferred to the
National Archives five years after the
Commissioner leaves the Commission.
Commission personnel, including
employees and contractors.
ADMINISTRATIVE, TECHNICAL, AND PHYSICAL
SAFEGUARDS:
Authority for maintenance of the
system includes the following with any
revisions or amendments: 19 U.S.C.
1331(a)(1)(A)(iii).
PURPOSE(S) OF THE SYSTEM:
These records are used for the
purposes of enhancing the security of
the Commission’s building by
familiarizing Commission staff with the
identities and appearance of
Commission personnel, educating the
public, assisting Commission personnel
in interfacing with customers and the
public, and promoting open and
collaborative electronic communication
with Commission personnel.
CATEGORIES OF RECORDS IN THE SYSTEM:
This system contains photographs of
Commission personnel.
RECORD SOURCE CATEGORIES:
Information in this system is obtained
from the individual to whom the record
pertains.
ROUTINE USES OF RECORDS MAINTAINED IN THE
SYSTEM, INCLUDING CATEGORIES OF USERS AND
PURPOSES OF SUCH USES:
General Routine Uses A–L and M–N
apply to this system. Records in this
system can be accessed and publicly
disclosed to assist the Commission in its
relations with its customers and the
public. To promote open electronic
communication with Commission
personnel, records in this system may
be accessed and emailed by users of the
Commission’s email system, and may be
further distributed by any recipient.
POLICIES AND PRACTICES FOR STORAGE OF
RECORDS:
These records are maintained in print,
as photographic negatives, on computer
media (e.g., digital image files on CD
and stand-alone computer systems) and
on internal Commission electronic
information systems.
asabaliauskas on DSKBBXCHB2PROD with NOTICES
POLICIES AND PRACTICES FOR RETRIEVAL OF
RECORDS:
POLICIES AND PRACTICES FOR RETENTION AND
DISPOSAL OF RECORDS:
Records are retained in accordance
with (a) USITC records schedule NC1–
081–78–001, item B9: Photographs and
Biographies of Commissioners and (b)
NARA GRS 21, item 2: Personnel
18:59 Sep 26, 2017
Jkt 241001
RECORD ACCESS PROCEDURES:
Individuals wishing to request access
to their records should contact the
Privacy Act Officer, Office of the
Secretary, U.S. International Trade
Commission, 500 E Street SW.,
Washington, DC 20436.
Individuals must furnish the
following information for their records
to be located and identified:
1. Full name(s);
2. Dates of employment; and
3. Signature.
Individuals requesting access must
comply with the Commission’s Privacy
Act regulations on verification of
identity (19 CFR 201.25).
CONTESTING RECORD PROCEDURES:
These records are retrieved by the
name or identification number of the
individuals on whom they are
maintained.
VerDate Sep<11>2014
These records are maintained in
offices in a building with restricted
public access, patrolled by guards. Both
standard and electronic locks are used
to restrict access. The records in this
system are kept in limited access areas
within the offices. The paper files are
maintained in secure file cabinets or
rooms, and access is limited to persons
whose official duties require access,
such as the Commission’s public affairs
officer for purposes of public education.
The computer files can be accessed only
by authorized individuals through the
use of safeguards such as passwords.
Individuals wishing to request
amendment of their records should
contact the Privacy Act Officer, Office of
the Secretary, U.S. International Trade
Commission, 500 E Street SW.,
Washington, DC 20436. Individuals
must furnish the following information
for their records to be located and
identified:
1. Full name(s);
2. Dates of employment; and
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3. Signature.
Individuals requesting amendment
must comply with the Commission’s
Privacy Act regulations on verification
of identity (19 CFR 201.25).
NOTIFICATION PROCEDURES:
Individuals wishing to inquire
whether this system of records contains
information about them should contact
the Privacy Act Officer, Office of the
Secretary, U.S. International Trade
Commission, 500 E Street SW.,
Washington, DC 20436.
Individuals must furnish the
following information for their records
to be located and identified:
1. Full name(s);
2. Dates of employment; and
3. Signature.
EXEMPTIONS PROMULGATED FOR THE SYSTEM:
None.
HISTORY:
None.
ITC–1
SYSTEM NAME AND NUMBER:
ITC–19 Employment Law Records.
SECURITY CLASSIFICATION:
None.
SYSTEM LOCATION:
Office of the General Counsel and
other Commission offices, U.S.
International Trade Commission, 500 E
Street SW., Washington, DC 20436.
SYSTEM MANAGER(S):
General Counsel, Office of the General
Counsel, U.S. International Trade
Commission, 500 E Street SW.,
Washington, DC 20436.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
Authority for maintenance of the
system includes the following with any
revisions or amendments: 44 U.S.C.
3101; 19 U.S.C. 1331(a)(1)(A)(iii).
PURPOSE(S) OF THE SYSTEM:
The Office of the General Counsel
provides legal representation to
Commission management in all
administrative matters including, but
not limited to, adverse actions,
grievances, EEO, and unfair labor
practices; represents the Commission
and its employees in district court
actions brought against them for acts
taken in the course of official duties;
and represents the Commission in other
actions in which its interests are
involved. Effective representation in
such matters requires that records be
retrievable by individual identifiers.
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CATEGORIES OF INDIVIDUALS COVERED BY THE
SYSTEM:
Individuals who have submitted
grievances (in accordance with part 771
of the regulations of the Office of
Personnel Management (the ‘‘OPM’’) (5
CFR part 771), under 5 U.S.C. 7121, or
through a negotiated grievance
procedure), initiated EEO complaints, or
initiated administrative proceedings or
civil litigation against the Commission
and/or or its personnel; individuals who
have provided information, testimony,
affidavits, or declarations concerning
such matters; Commission attorneys
assigned to such matters.
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CATEGORIES OF RECORDS IN THE SYSTEM:
This system contains documents
relating to employment law matters.
Such matters include adverse actions,
grievances, unfair labor practice
charges, civil actions against
Commission employees in their official
capacities, and Equal Employment
Opportunity and other employee claims.
Documents contained in the system
include names of persons involved and
Commission attorneys handling the
matter, correspondence, internal reports
and related documents concerning the
merits, attorney notes and
recommendations; records on actions
taken by the Commission giving rise to
appeals, attorney notes,
recommendations and strategy for
defending appeals; documents
submitted or filed by plaintiffs/
grievants/complaints in civil actions or
administrative proceedings against the
Commission, such as complaints,
grievances, unfair labor practice claims,
motions and briefs; documents
submitted by the Commission to defend
or respond, such as answers to
complaints, motions to dismiss or for
summary judgment, replies to
administrative complaints, grievances,
or unfair labor practice claims;
administrative determinations at issue;
discovery and investigatory materials
such as witness statements, reports of
interviews, attorney notes, affidavits,
declarations, correspondence, records,
exhibits, and other documentary
evidence; litigation materials, such as
legal memoranda, attorney notes and
recommendations, hearing transcripts,
and related correspondence and
exhibits; and final judgments, orders,
decisions, decrees, and settlement
agreements.
RECORD SOURCE CATEGORIES:
Information in this system of records
is obtained from:
a. Plaintiffs, grievants, complainants,
and aggrieved individuals;
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b. Current and former Commission
employees and officials;
c. Statements of witnesses and parties;
d. Transcripts of hearings,
depositions, and court proceedings;
e. Work product of Commission
attorneys and their assistants.
ROUTINE USES OF RECORDS MAINTAINED IN THE
SYSTEM, INCLUDING CATEGORIES OF USERS AND
PURPOSES OF SUCH USES:
General Routine Uses A–C, E–K, and
M–N apply to this system.
Information in this system may be
disclosed to any federal, state or local
agency, organization or individual to the
extent necessary to obtain information
or witness cooperation if there is reason
to believe the recipient possesses
information related to the matter.
Information in this system may be
disclosed to an actual or potential party
to litigation or the party’s authorized
representative for the purpose of
negotiation or discussion of such
matters as settlement or informal
discovery proceedings.
Information in this system may be
disclosed as necessary to other Federal
agencies or Federal contractors with
statutory authority to assist in the
collection of Commission debts.
Disclosures may be made from this
system pursuant to 5 U.S.C. 552a(b)(12)
and 31 U.S.C. 3711(e) to ‘‘consumer
reporting agencies’’ as defined in 31
U.S.C. 3701(a)(3).
POLICIES AND PRACTICES FOR STORAGE OF
RECORDS:
These records are maintained on an
internal Commission electronic
information system and on paper in file
folders.
POLICIES AND PRACTICES FOR RETRIEVAL OF
RECORDS:
These records are retrieved by the
names of the grievant, complainant,
plaintiff, litigant, or aggrieved
individual, by the caption or forum of
the related civil action or administrative
proceeding, or by the name of the
Commission attorney handling the
matter. Affidavits, declarations,
testimony, witness statements, and
similar materials may be retrieved by
the names of any concerned
indivSAFEiduals.
POLICIES AND PRACTICES FOR RETENTION AND
DISPOSAL OF RECORDS:
Records are retained in accordance
with USITC records schedule N1–081–
06–001, item C1: Litigation Case Files.
Records that have met required
retention periods will be disposed of in
accordance with NARA guidelines and
Commission policy and procedures.
Paper records are shredded, and records
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maintained on internal Commission
electronic information systems are
electronically removed. Commission
electronic storage media that is no
longer in service is purged in
accordance with National Institute of
Standards and Technology guidelines
for media sanitization (NIST SP 800–
88).
ADMINISTRATIVE, TECHNICAL, AND PHYSICAL
SAFEGUARDS:
Access to this system of records is
limited to persons who have a need to
know the information for the
performance of their official duties,
such as Commission attorneys
representing the Commission in
administrative matters and Commission
paralegals assisting in such matters.
Paper records in this system are
maintained in locked file cabinets in
limited access areas within a building
with restricted public access that is
patrolled by guards. Both standard and
electronic locks are used to restrict
access. Access to the keys to the file
cabinets is limited to persons whose
official duties require access to the files.
The electronic records in this system
may only be accessed by authorized
individuals through the use of
safeguards such as passwords.
RECORD ACCESS PROCEDURES:
The records described herein are
compiled in reasonable anticipation of a
civil action or proceeding. Pursuant to
section (d)(5) of the Privacy Act of 1974,
as amended, 5 U.S.C. 552a(d)(5), an
individual is precluded from access to
such records.
CONTESTING RECORD PROCEDURES:
Individuals wishing to request
amendment of their records should
contact the Privacy Act Officer, Office of
the Secretary, U.S. International Trade
Commission, 500 E Street SW.,
Washington, DC 20436.
Individuals must furnish the
following information for their records
to be located and identified:
1. Full name(s);
2. Dates of employment at the
Commission (if applicable);
3. Forum, filing/closing date, caption,
and docket number of the action/
proceeding involved (if available); and
4. Signature.
Individuals requesting amendment
must comply with the Commission’s
Privacy Act regulations on verification
of identity (19 CFR 201.25).
NOTIFICATION PROCEDURES:
Individuals wishing to inquire
whether this system of records contains
information about them should contact
the Privacy Act Officer, Office of the
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Secretary, U.S. International Trade
Commission, 500 E Street SW.,
Washington, DC 20436.
Individuals must furnish the
following information for their records
to be located and identified:
1. Full name(s);
2. Dates of employment at the
Commission (if applicable);
3. Forum, filing/closing date, caption,
and docket number of the action/
proceeding involved (if available); and
4. Signature.
PURPOSE(S) OF THE SYSTEM:
EXEMPTIONS PROMULGATED FOR THE SYSTEM:
CATEGORIES OF INDIVIDUALS COVERED BY THE
SYSTEM:
The records described herein are
compiled in reasonable anticipation of a
civil action or proceeding. Pursuant to
section (d)(5) of the Privacy Act of 1974,
as amended, 5 U.S.C. 552a(d)(5), an
individual is precluded from access to
such records.
Information from other systems of
records may be incorporated into this
system (e.g., ITC–7, Personnel Security
Investigative Files). To the extent that
copies of exempt records from other
systems of records are entered into this
system, the Commission claims the
same exemptions for those records that
are claimed for the original primary
system of records from which they
originated.
HISTORY:
None.
ITC–20
SYSTEM NAME AND NUMBER:
ITC–20 Freedom of Information Act
and Privacy Act Records.
SECURITY CLASSIFICATION:
Classified and Unclassified.
SYSTEM LOCATION:
Office of the Secretary, U.S.
International Trade Commission, 500 E
Street SW., Washington, DC 20436.
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SYSTEM MANAGER(S):
For Freedom of Information Act
(FOIA) records, Chief FOIA Officer,
Office of the Secretary, U.S.
International Trade Commission, 500 E
Street SW., Washington, DC 20436. For
Privacy Act records, Privacy Act Officer,
Office of the Secretary, U.S.
International Trade Commission, 500 E
Street SW., Washington, DC 20436.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
Authority for maintenance of the
system includes the following with any
revisions or amendments: the Freedom
of Information Act, 5 U.S.C. 552, as
amended; the Privacy Act of 1974, 5
U.S.C. 552a, as amended.
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These records are used to effectively
monitor, process, and track individuals’
requests and administrative appeals
made under the provisions of the
Freedom of Information Act (FOIA) and
the Privacy Act. In addition, these
records support agency participation in
litigation arising from requests and
appeals; assigning, processing, and
tracking FOIA workloads; and,
providing management information
reports.
This system contains records and
related correspondence on individuals
who have submitted requests for
information and administrative appeals
under the provisions of the Freedom of
Information Act (FOIA) (5 U.S.C. 552) or
the Privacy Act (5 U.S.C. 552a), as well
as individuals whose records have been
the subject of a FOIA or Privacy Act
request. Other individuals covered by
the system include Commission staff
assigned to process a request and staff
that may have responsive records or are
mentioned in such records.
CATEGORIES OF RECORDS IN THE SYSTEM:
The system contains correspondence
and other documents related to FOIA
and Privacy Act requests and
administrative appeals. The information
maintained by the system may include:
(1) Records received, copied, created, or
compiled during the search and
processing of initial requests and
administrative appeals; (2) fee
schedules, cost calculations, and costs
assessed for processing FOIA requests
(disclosed FOIA records—cost can be
incurred even for records that are not
provided to requesters); (3) appeals,
intra-agency or interagency
memorandums, and correspondence
with the requesters or entities who
submitted the requests and appeals; (4)
the Commission’s responses and
transferals to other agencies; (5) copies
of records disclosed or withheld; (6)
requesters’ names, organizations, titles,
addresses, emails, telephone numbers,
fax numbers, Social Security numbers
(which may be submitted with
documentation or as proof of
identification when requesting access to
Privacy Act records); (7) information
compiled on and about the parties who
made written requests or appeals,
including individuals on whose behalf
such written requests or appeals were
made; (8) FOIA tracking numbers; (9)
descriptions of the types of requests or
appeals, and dates the requests or
appeals were received by the
Commission; (10) and may include the
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45065
requester’s original Privacy Act/FOIA
requests. The system also includes
information on the Commission
personnel involved in the processing of
FOIA and/or Privacy Act requests and
appeals (e.g., FOIA staff and/or Privacy
Act staff, appeals officials, and members
of the Office of General Counsel staff)
who respond to requests or appeals and
process any final dispositions. The
system also covers records related to
requests for OGIS assistance.
RECORD SOURCE CATEGORIES:
Information in the system comes from
the individual(s) on whom the record is
maintained, FOIA staff, and official
Commission documents.
ROUTINE USES OF RECORDS MAINTAINED IN THE
SYSTEM, INCLUDING CATEGORIES OF USERS AND
PURPOSES OF SUCH USES:
General Routine uses A–D, F–K, and
M–N apply to these systems.
POLICIES AND PRACTICE FOR STORAGE OF
RECORDS:
The records are maintained in paper
file folders stored in metal file cabinets
and on internal Commission electronic
information systems.
POLICIES AND PRACTICES FOR RETRIEVAL OF
RECORDS:
These records are retrieved by the
name of the individual and also by case
file number.
POLICIES AND PRACTICES FOR RETENTION AND
DISPOSAL OF RECORDS:
Records relating to the agency’s
implementation of FOIA and the
Privacy Act are disposed of in
accordance with the General Records
Schedule (GRS) 14 issued by the
National Archives and Records
Administration. Records that have met
required retention periods will be
disposed of in accordance with NARA
guidelines and Commission policy and
procedures. Paper records are shredded,
and records maintained on internal
Commission electronic information
systems are electronically removed.
Commission electronic storage media
that is no longer in service is purged in
accordance with National Institute of
Standards and Technology guidelines
for media sanitization (NIST SP 800–
88).
ADMINISTRATIVE, TECHNICAL, AND PHYSICAL
SAFEGUARDS:
Access to the records is limited to
persons whose official duties require
access, such as the Chief FOIA Officer,
the FOIA Liaison or a designee. Paper
records in this system are stored in file
cabinets located in secure areas that are
either occupied by staff involved in
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processing FOIA and Privacy Act
requests and administrative appeals or
locked up during nonworking hours or
whenever staff is not present in these
areas in a building with restricted
public access, patrolled by guards. Both
standard and electronic locks may be
used to restrict access. The paper
records in this system are kept in
limited access areas within the building.
Electronic records in this system may
only be accessed by authorized
individuals through the use of
safeguards such as User ID and
passwords. Access to the systems
records is limited to those staff members
who are familiar with FOIA- and
Privacy Act-related requests and who
have a need to know. System managers
are held responsible for safeguarding the
records that are under their control.
RECORD ACCESS PROCEDURES:
Individuals wishing to request access
to their records should contact the
Privacy Act Officer, Office of the
Secretary, U.S. International Trade
Commission, 500 E Street SW.,
Washington, DC 20436.
Individuals must furnish the
following information for their records
to be located and identified:
1. Full name(s);
2. Dates of employment (if
applicable); and
3. Signature
Individuals requesting access must
comply with the Commission’s Privacy
Act regulations on verification of
identity (19 CFR 201.25).
asabaliauskas on DSKBBXCHB2PROD with NOTICES
CONTESTING RECORD PROCEDURES:
Individuals wishing to request
amendment of their records should
contact the Privacy Act Officer, Office of
the Secretary, U.S. International Trade
Commission, 500 E Street SW.,
Washington, DC 20436.
Individuals must furnish the
following information for their records
to be located and identified:
1. Full name(s);
2. Dates of employment (if
applicable); and
3. Signature
Individuals requesting amendment
must comply with the Commission’s
Privacy Act regulations on verification
of identity (19 CFR 201.25).
NOTIFICATION PROCEDURE:
Individuals wishing to inquire
whether this system of records contains
information about them should contact
the Privacy Act Officer, Office of the
Secretary, U.S. International Trade
Commission, 500 E Street SW.,
Washington, DC 20436.
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Individuals must furnish the
following information for their records
to be located and identified:
1. Full name(s);
2. Dates of employment (if
applicable); and
3. Signature.
EXEMPTIONS CLAIMED FOR THE SYSTEM:
Pursuant to 5 U.S.C. 552a(k)(l) and
(k)(2), this system of records is
exempted from (c)(3), (d), (e)(1),
(e)(4)(G)–(I) and (f) of the Privacy Act.
These exemptions are established in the
Commission rules at 19 CFR 201.32.
During the course of monitoring,
processing, and tracking individuals’
requests and administrative appeals,
exempt materials from other systems of
records may be incorporated into this
system. To the extent that copies of
exempt records from other systems of
records are entered into this system, the
Commission claims the same
exemptions for those records that are
claimed for the original primary system
of records from which they originated.
HISTORY:
None.
Appendix A: General Routine Uses
Applicable to More Than One System of
Records
A. Disclosure for Law Enforcement Purposes
When information indicates a violation or
potential violation of law, whether civil,
criminal or regulatory in nature, and whether
arising by general statute or particular
program statute, or by regulation, rule, or
order issued pursuant thereto, disclosure
may be made to the appropriate agency,
whether Federal, foreign, State, local, or
tribal, or other public authority responsible
for enforcing, investigating or prosecuting
such violation or charged with enforcing or
implementing the statute, rule, regulation, or
order issued pursuant thereto, if the
information disclosed is relevant to any
enforcement, regulatory, investigative or
prosecutive responsibility of the receiving
entity.
B. Disclosure Incident to Requesting
Information
Information may be disclosed to any source
from which additional information is
requested (to the extent necessary to identify
the individual, inform the source of the
purpose(s) of the request, and to identify the
type of information requested), when
necessary to obtain information relevant to
an agency decision concerning retention of
an employee or other personnel action (other
than hiring), retention of a security clearance,
the letting of a contract, or the issuance or
retention of a grant, or other benefit.
C. Disclosure to Requesting Agency
Disclosure may be made to a Federal, State,
local, foreign, or tribal or other public
authority of the fact that this system of
records contains information relevant to the
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retention of an employee, the retention of a
security clearance, the letting of a contract,
or the issuance or retention of a license,
grant, or other benefit. The other agency or
licensing organization may then make a
request supported by the written consent of
the individual for the entire record if it so
chooses. No disclosure will be made unless
the information has been determined to be
sufficiently reliable to support a referral to
another office within the agency or to another
Federal agency for criminal, civil,
administrative, personnel, or regulatory
action.
D. Disclosure to Office of Management and
Budget
Information may be disclosed to the Office
of Management and Budget at any stage in
the legislative coordination and clearance
process in connection with private relief
legislation as set forth in OMB Circular No.
A–19.
E. Disclosure to Congressional Offices
Information may be disclosed to a
Congressional office from the record of an
individual in response to an inquiry from the
Congressional office made at the written
request of the individual about whom the
record is maintained. Disclosure will not be
made until the Congressional office has
furnished appropriate documentation of the
individual’s request, such as a copy of the
individual’s written request.
F. Disclosure for Use in Litigation
Information may be disclosed to and used
by the Department of Justice, or in a
proceeding before a court, adjudicative body,
or other administrative body before which
the Commission is authorized to appear,
when:
1. The Commission, or any component
thereof; or
2. Any employee of the Commission in his
or her official capacity; or
3. Any employee of the Commission in his
or her individual capacity where the
Department of Justice or the Commission has
agreed to represent the employee; or
4. The United States is a party to litigation
or has an interest in such litigation, and the
Commission determines that the records are
both relevant and necessary to the litigation
and the use of such records is deemed by the
Commission to be for a purpose that is
compatible with the purpose for which the
records were collected.
G. Disclosure to the National Archives and
General Services Administration
Information may be disclosed to the
National Archives and Records
Administration or General Services
Administration for records management
inspections conducted under 44 U.S.C. 2904
and 2906.
H. Disclosure to Contractors, Grantees, Etc.
Information may be disclosed to agency
contractors, grantees, consultants, or
volunteers who have been engaged to assist
the agency in the performance of a contract,
service, grant, cooperative agreement, job, or
other activity for the Commission related to
this system of records and who need to have
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access to the records in order to perform the
activity for the Commission. This includes
Federal agencies providing payroll,
management, information security, or
administrative services to the Commission.
When appropriate, recipients shall be
required to comply with the requirements of
the Privacy Act of 1974 as provided in 5
U.S.C. 552a(m).
I. Disclosures for Administrative Claims,
Complaints and Appeals
Information from this system of records
may be disclosed to an authorized appeal
grievance examiner, formal complaints
examiner, equal employment opportunity
investigator, arbitrator or other person
properly engaged in investigation or
settlement of an administrative grievance,
complaint, claim, or appeal filed by an
employee or former employee, but only to the
extent that the information is relevant and
necessary to the proceeding. Agencies that
may obtain information under this routine
use include, but are not limited to, the Office
of Personnel Management, Office of Special
Counsel, Merit Systems Protection Board,
Federal Labor Relations Authority, Equal
Employment Opportunity Commission, and
Office of Government Ethics.
J. Disclosure to the Office of Personnel
Management
Information from this system of records
may be disclosed to the Office of Personnel
Management pursuant to that agency’s
responsibility for evaluation and oversight of
Federal personnel management.
K. Disclosure in Connection With Litigation
Information from this system of records
may be disclosed in connection with
litigation or settlement discussions regarding
claims by or against the Commission,
including public filing with a court, to the
extent that disclosure of the information is
relevant and necessary to the litigation or
discussions and except where court orders
are otherwise required under section (b)(11)
of the Privacy Act of 1974, 5 U.S.C.
552a(b)(11).
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L. Disclosure to Labor Unions
Information from this system of records
may be disclosed to provide information to
officials of labor organizations when relevant
and necessary to their duties of exclusive
representation concerning personnel policies,
practices, and matters affecting work
conditions.
M. Disclosure in Connection With Breach of
the System of Records
Disclosure may be made to appropriate
agencies, entities, and persons when (1) the
Commission suspects or has confirmed that
there has been a breach of the system of
records; (2) the Commission has determined
that as a result of the suspected or confirmed
breach there is a risk of harm to individuals,
the Commission (including its information
systems, programs, and operations), the
Federal Government, or national security;
and (3) the disclosure made to such agencies,
entities, and persons is reasonably necessary
to assist in connection with the
Commission’s efforts to respond to the
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suspected or confirmed breach or to prevent,
minimize, or remedy such harm.
N. Disclosure To Assist With Breach
Response Efforts
Disclosure may be made to another Federal
agency or Federal entity, when the
Commission determines that information
from this system of records is reasonably
necessary to assist the recipient agency or
entity in (1) responding to a suspected or
confirmed breach or (2) preventing,
minimizing, or remedying the risk of harm to
individuals, the recipient agency or entity
(including its information systems, programs,
and operations), the Federal Government, or
national security, resulting from a suspected
or confirmed breach.
Appendix B: Government-Wide
Systems of Records Applicable to the
Commission
The Commission maintains some records
covered by Government-wide systems of
records notices published by other agencies.
There may not be actual Commission files in
all Government-wide systems. This list is
based on Privacy Act Issuances, 2015
Compilation, available at https://
www.gpo.gov/fdsys/browse/collection.action?
collectionCode=PAI. Any later established
Government-wide systems notices may also
be applicable.
DOL/GOVT-1 Office of Workers’
Compensation Programs, Federal Employees’
Compensation Act File.
DOL/GOVT-2 Jobs Corps Student Records.
DOT/ALL-8 Parking and Transit Benefit
System.
EEOC/GOVT-1 Equal Employment
Opportunity in the Federal Government
Complaint and Appeal Records.
EPA/GOVT-1 Emissions Inspection and
Maintenance Records for Federal Employees
Parking at Federal Parking Facilities.
EPA/GOVT-2 Federal Docket Management
System (FDMS).
DHS/FEMA/GOVT-1 Federal Emergency
Management Agency National Defense
Executive Reserve System.
GSA/GOVT-2 Employment Under
Commercial Activities Contracts.
GSA/GOVT-3 Travel Charge Card Program.
GSA/GOVT-4 Contracted Travel Services
Program.
GSA/GOVT-5 Access Certificates for
Electronic Services (ACES).
GSA/GOVT-6 GSA SmartPay Purchase
Charge Card Program.
GSA/GOVT-7 HSPD-12 USAccess.
MSPB/GOVT-1 Appeals and Case Records.
OGE/GOVT-1 Executive Branch Personnel
Public Financial Disclosure Reports and
Other Name-Retrieved Ethics Program
Records.
OGE/GOVT-2 Executive Branch
Confidential Financial Disclosure Reports.
OPM/Central-1 Civil Service Retirement
and Insurance Records.
OPM/Central-2 Complaints and Inquiries
Records.
OPM/Central-4 Inspector General
Investigations Case Files.
OPM/Central-5 Intergovernmental
Personnel Act Assignment Records.
OPM/Central-6 Administrative Law Judge
Application Records.
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OPM/Central-7 Litigation and Claims
Records.
OPM/Central-9 Personnel Investigations
Records.
OPM/Central-10 Federal Executive
Institute Program Participant Records.
OPM/Central-11 Presidential Management
Fellows (PMF) Program Records.
OPM/Central-13 Executive Personnel
Records.
OPM/Central-15 Health Claims Data
Warehouse (HCDW).
OPM/Central-16 Health Claims Disputes
External Review Services.
OPM/Central-X Federal Competency
Assessment Tool.
OPM/Central-18 Federal Employees Health
Benefits Program Claims Data Warehouse.
OPM/GOVT-1 General Personnel Records.
OPM/GOVT-2 Employee Performance File
System Records.
OPM/GOVT-3 Records of Adverse Actions,
Performance Based Reduction in Grade and
Removal Actions, and Termination of
Probationers.
OPM/GOVT-5 Recruiting, Examining, and
Placement Records.
OPM/GOVT-6 Personnel Research and Test
Validation Records.
OPM/GOVT-7 Applicant Race, Sex,
National Origin, and Disability Status
Records.
OPM/GOVT-9 File on Position
Classification Appeals, Job Grading Appeals,
Retained Grade or Pay Appeals, Fair Labor
Standards Act (FLSA) Claims and
Complaints, Federal Civilian Employee
Compensation and Leave Claims, and
Settlement of Accounts for Deceased Civilian
Officers and Employees.
OPM/GOVT-10 Employee Medical File
System Records.
OSC/GOVT-1 OSC Complaint, Litigation
and Political Activity Files.
By order of the Commission.
Issued: September 21, 2017.
Lisa R. Barton,
Secretary to the Commission.
[FR Doc. 2017–20617 Filed 9–26–17; 8:45 am]
BILLING CODE 7020–02–P
INTERNATIONAL TRADE
COMMISSION
[Investigation No. 337–TA–1040]
Certain Basketball Backboard
Components and Products Containing
the Same; Commission Determination
Not To Review an Initial Determination
Terminating the Investigation in Its
Entirety Based on a Settlement
Agreement; Termination of
Investigation
U.S. International Trade
Commission.
ACTION: Notice.
AGENCY:
Notice is hereby given that
the U.S. International Trade
Commission has determined not to
review an initial determination (‘‘ID’’)
SUMMARY:
E:\FR\FM\27SEN1.SGM
27SEN1
Agencies
[Federal Register Volume 82, Number 186 (Wednesday, September 27, 2017)]
[Notices]
[Pages 45046-45067]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2017-20617]
-----------------------------------------------------------------------
INTERNATIONAL TRADE COMMISSION
Privacy Act of 1974; Systems of Records
AGENCY: United States International Trade Commission.
ACTION: Notice of new and modified systems of records.
-----------------------------------------------------------------------
SUMMARY: The Commission issues this notice to satisfy the Privacy Act's
requirement to publish notice of the existence and character of records
systems maintained by the Commission and of any new use or intended use
of information in the Commission's systems of records.
The U.S. International Trade Commission (``Commission'') proposes
to add the following four new systems of records: (1) Roster of
Mediators. This system contains records of individuals selected as
roster members to serve as potential mediators as part of the
Commission's mediation program. Records in this system are used to
identify potential mediators for participation in the Commission's
mediation program. (2) Personnel Photograph Records. This system
contains photographs of Commission personnel. Records in this system
are used to enhance the security of the Commission's building, educate
the public, assist Commission personnel in interfacing with customers
and the public, and promote open and collaborative electronic
communication with Commission personnel. (3) Employment Law Records.
This system contains documents relating to employment law matters
including adverse actions, grievances, unfair labor practice charges,
civil actions against Commission employees in their official
capacities, and employee claims. (4) Freedom of Information Act and
Privacy Act Records. This system contains correspondence and other
documents relating to FOIA and Privacy Act requests and administrative
appeals.
The Commission proposes to revise the following thirteen existing
systems of records: (1) Pay and Leave Records. This system contains
payroll and personnel information. These records are used for the
purposes of administering pay and leave, activity accounting, and
budget preparation, and are used to prepare related reports to other
Federal agencies. (2) Grievance Records. This system contains records
of grievances filed by Commission employees under 5 CFR part 771, 5
U.S.C. 7121, or under negotiated grievance procedures. (3) Telephone
Call Detail Records. This system contains records relating to the
location of Commission telephones, the assignment of telephone numbers
to employees, the use of Commission mobile devices, and the use of
Commission telephones to place long-distance telephone calls or
facsimile transmissions. (4) Security Access Records. This system
contains records relating to the assignment and use of electronic
security keys at the Commission and records identifying visitors to the
Commission building. (5) Personnel Security Investigative Files. This
system contains personnel security investigative records pertaining to
current and former employees, applicants for employment including
interns and volunteers, and contractors, subcontractors, and
consultants. The records in this system are used to make national
security, suitability, fitness, and HSPD-12 credentialing
determinations; provide a current record of Commission employees with
security clearance(s); and provide access cards and keys to Commission
buildings and offices. (6) Library Circulation Records. Records in this
system pertain to individuals with borrowing privileges, who have
borrowed materials from the Main Library. Records are used to locate
Main Library materials in circulation and to control and inventory
borrowed materials. (7) Parking and Mass Transit Subsidy Records.
Records in this system pertain to individuals who participate in the
Commission mass transit and car pool subsidy programs. These records
are used to allocate and control agency-subsidized parking spaces and
mass transit subsidies, assist in creating car pools, and ensure that
employees qualify for subsidized parking spaces or mass transit
subsidies. (8) Congressional Correspondence Records. Records in this
system pertain to Members of Congress and their constituents. These
records are used to respond to Congressional inquiries and inform
[[Page 45047]]
Congress about Commission activities. (9) System Access Records. This
system contains information pertaining to a computer user's access to
Commission computers and other information technology resources. It
also includes records relating to name, address, country, telephone
number, fax number, email address, employer type, agency or firm name,
the computer's Internet protocol addresses, and account number gathered
while accessing the Commission's internet and intranet Web sites. (10)
Administrative Protective Order Breach and Related Records. The records
in this system are used to determine whether a person has breached an
administrative protective order and/or should be sanctioned. The
records relate to a person's name, firm, address, the basis for the
investigation, the Commission's determinations with respect to the
facts of the investigation, and any sanctions or other actions taken in
response to the agency's determinations. (11) Import and Export
Records. This system contains records relating to an importer's,
exporter's, or producer's name, organization, title or position,
business role, address, telephone number, electronic mail address, Web
site address, and Dun's number, as well as quantity and value
information on imports and exports. Some contact information is for the
homes of individuals. (12) Telecommuting Program Records. Records in
this system pertain to individuals who participate in the Commission
telecommuting program. These records are used to administer the program
and may be used to monitor employee compliance with telecommuting
procedures. (13) Emergency Notification Records. These records are
maintained to notify and identify Commission employees or their
designees under emergency conditions.
DATES: Written comments must be received by the Secretary to the
Commission no later than October 27, 2017. The proposed revision to the
Commission's systems of records will become effective on that date
unless otherwise published in the Federal Register.
ADDRESSES: You may submit comments, identified by docket number MISC-
043, by any of the following methods:
--Federal eRulemaking Portal: https://www.regulations.gov. Follow the
instructions for submitting comments.
--Agency Web site: https://edis.usitc.gov. Follow the instructions for
submitting comments on the Web site.
--Mail: For paper submission. U.S. International Trade Commission, 500
E Street SW., Room 112A, Washington, DC 20436.
--Hand Delivery/Courier: U.S. International Trade Commission, 500 E
Street SW., Room 112A, Washington, DC 20436. From the hours of 8:45
a.m. to 5:15 p.m.
Instructions: All submissions received must include the agency name
and docket number (MISC-043), along with a cover letter. Persons filing
comments must file the original document electronically on https://edis.usitc.gov; any personal information provided will be viewable by
the public. For paper copies, a signed original and 8 copies of each
set of comments should be submitted to Lisa R. Barton, Secretary, U.S.
International Trade Commission, 500 E Street SW., Room 112A,
Washington, DC 20436.
For access to the docket to read background documents or comments
received, go to https://edis.usitc.gov. and/or the U.S. International
Trade Commission, 500 E Street SW., Room 112A, Washington, DC 20436.
FOR FURTHER INFORMATION CONTACT: Clara Kuehn, Office of the General
Counsel, U.S. International Trade Commission, 500 E Street SW.,
Washington, DC 20436, tel. 202-205-3012. Hearing-impaired persons can
obtain information on this matter by contacting the Commission's TDD
terminal on 202-205-1810. Persons with mobility impairments who will
need special assistance in gaining access to the Commission should
contact the Office of the Secretary at 202-205-2000.
SUPPLEMENTARY INFORMATION: Under the Privacy Act of 1974 (``Privacy
Act''), 5 U.S.C. 552a, the Commission proposes to add the description
of four new systems of records and revise the descriptions of thirteen
existing systems of records. The Commission invites interested persons
to submit comments on the actions proposed in this notice.
The Commission proposes to add a new system of records entitled
ITC-17 (Roster of Mediators). The Commission has established a
mediation program for disputes brought pursuant to section 337 of the
Tariff Act of 1930 (19 U.S.C. 1337). The Commission will maintain a
list of potential mediators and information on potential candidates
which may include home and business addresses, telephone and facsimile
numbers, electronic mail addresses, and certain financial information
(for determinations concerning potential conflicts of interest).
The Commission proposes to add a new system of records entitled
ITC-18 (Personnel Photograph Records). The Commission takes photographs
of Commission personnel, including employees, Commissioners, and
administrative law judges for such purposes as providing information to
the public, promoting open and collaborative communication with
Commission personnel, and ensuring physical security of agency office
space. These photographs are maintained together with the names and
titles of the pictured individuals.
The Commission proposes to add a new system of records entitled
ITC-19 (Employment Law Records). This system will cover records
maintained mostly in the Office of the General Counsel that pertain to
employment law matters, including adverse actions, grievances, unfair
labor practice charges, civil actions against Commission employees in
their official capacities, and Equal Employment Opportunity and other
employee claims.
The Commission proposes to add a new system of records entitled
ITC-20 (Freedom of Information Act and Privacy Act Records). This
system will cover records pertaining to FOIA and Privacy Act requests
and administrative appeals. These records are used to monitor, process,
and track requests and appeals made under those statutes; support
litigation arising from such requests and appeals; assign, process, and
track FOIA workloads; and provide management information reports.
The Commission proposes to revise the system of records entitled
ITC-1 (Pay & Leave Records) to clarify the location of the system, and
to provide additional detail on the pay and personnel information
contained in the system, such as by adding references to fitness
service use logs and relocation expense authorizations and amounts. The
Commission is also clarifying that the purpose of the system includes
not only administering pay and leave, activity accounting, and budget
preparation, but also preparing related reports to other Federal
agencies. The Commission is also adding routine uses for the disclosure
of information from this system in accordance with the Personal
Responsibility and Work Opportunity Reconciliation Act, for
unemployment and health insurance purposes, for the collection of debts
owed to the Federal Government, and to another Federal agency to which
an employee has transferred.
The Commission proposes to revise the system of records entitled
ITC-2 (Grievance Records) by expanding the purposes of the system to
include ensuring consistent treatment of similarly situated
individuals. As revised, this system will cover records of grievances
filed by employees that are
[[Page 45048]]
maintained in the Office of Administrative Services and in the office
where the grievance originated.
The Commission proposes to revise the system of records entitled
ITC-5 (Telephone Call Detail Records) to include records pertaining to
the assignment and use of Commission mobile devices and to update the
description of the retrievability of records in the system to include
by name and mobile device number.
The Commission proposes to revise the system of records entitled
ITC-6 (Security Access Records) to clarify the location of the system,
to provide additional detail on the security key records contained in
the system, to update references to visitor records contained in the
system, and to clarify that the purpose of the system is to restrict
and authorize physical access to Commission facilities.
The Commission proposes to revise the system of records entitled
ITC-7 (Personnel Security Investigative Files) to clarify the location
of the system, to expand the purpose of the system to include making
suitability, fitness, and HSPD-12 credentialing determinations, to
expand the categories of covered individuals to include interns and
volunteers, to provide additional detail on the categories of records
in the system, to expand the description of the retrievability of
records to include by Social Security number, and to add routine uses
for disclosures to the Office of Management and Budget (OMB) and to
enable intelligence agencies to carry out their responsibilities under
certain authorities.
The Commission proposes to revise the system of records entitled
ITC-8 (Library Circulation Records) to cover additional individuals
with borrowing privileges from the Main Library, such as contractors.
The Commission proposes to revise the system of records entitled
ITC-9 (Parking and Mass Transit Subsidy Records) to clarify the
location of the system, to provide additional detail on the categories
of records contained in the system, and to expand the description of
the retrievability of records in the system to include by parking
permit number.
The Commission proposes to revise the system of records entitled
ITC-11 (Congressional Correspondence Records) to clarify the location
of the system, to add constituents of Members of Congress to the
categories of individuals covered by the system, to clarify the
categories of records contained in the system, to expand the
description of the retrievability of records in the system to include
by the name of the Chairman of a Congressional committee or
subcommittee, to add a routine use for disclosure to the National
Archives and Records Administration or General Services Administration
for records management purposes, to add a routine use for disclosure to
agency contractors and others engaged to assist the agency with an
activity necessitating access to this system, and to add a routine use
for disclosure to the public through the Commission's Web site.
The Commission proposes to rename the system of records ITC-12
(Computer Access Records) to ITC-12 (System Access Records). The
Commission proposes to revise this system of records to clarify the
categories of covered individuals and to add additional details to the
categories and description of the retrievability of records in the
system to reflect current practice.
The Commission proposes to revise the system of records entitled
ITC-13 (Administrative Protective Order Breach and Related Records) to
clarify the location of the system, to expand the description of the
retrievability of records in the system to include by administrative
protective order breach identification number, and to modify an
existing routine use to permit disclosure of information to other
persons subject to the same breach investigation of whether there is
good cause to sanction persons under 19 CFR 201.15.
The Commission proposes to revise the system of records entitled
ITC-14 (Import and Export Records) to include in the categories of
information in the system that some contact information is for
residential addresses of individuals and add routine uses for
disclosure to representatives of parties to investigations under
judicial protective order and to certain tribunals and U.S. courts.
The Commission proposes to revise the system of records entitled
ITC-15 (Telecommuting Program Records) to clarify the location of the
system and the categories of records in the system.
The Commission proposes to revise the system of records entitled
ITC-16 (Emergency Notification Records) to clarify the categories of
records in the system.
The Commission proposes to revise all systems of records to add
data elements provided for in the Document Drafting Handbook of the
Office of the Federal Register, to provide more detail on the
safeguards used to protect information, and to make additional
clarifying changes. Where necessary, addresses are being changed to
reflect the Commission's current organization and its arrangements with
contractors, records retention and disposal practices are being
updated, and a requirement is being removed so that a requester will no
longer need to provide a date of birth when making an inquiry or
requesting an amendment to a record in any system.
By Memorandum M-07-16, ``Safeguarding Against and Responding to the
Breach of Personally Identifiable Information,'' OMB called on agencies
to publish a routine use for the disclosure of information in
connection with response and remedial efforts in the event of a data
breach. On January 3, 2017, OMB issued Memorandum M-17-12, which
updated breach notification policies and guidelines, rescinded M-07-16,
and directed agencies to include two routine uses in each agency SORN
to facilitate agencies' response to breaches of their own records and
to ensure that agencies are able to disclose records that may
reasonably be needed by another agency in responding to a breach. These
new routine uses will serve to protect the interest of the individual
or individuals whose information is at issue by allowing agencies to
take steps to facilitate a timely and effective response to the breach.
Accordingly, the Commission proposes to add these new routine uses,
applicable to all Commission systems of records, to authorize the
disclosure, in the event of a suspected or confirmed breach, to certain
agencies, entities, and persons of information maintained in the
systems.
The Commission also proposes to clarify that an existing routine
use, applicable to many Commission systems of records, permits
disclosure of records to and use by the Department of Justice in
litigation under certain circumstances.
The Commission also proposes to clarify that an existing general
routine use permitting disclosure to agency contractors and Federal
agencies providing services to the Commission also allows disclosure
when information security services are being provided.
Attachment A is a list of the general routine uses applicable to
more than one system of records.
Attachment B is an updated list of the government-wide systems of
records, noticed by other agencies, applicable to the Commission.
As required by subsection 552a(r) of the Privacy Act of 1974 (5
U.S.C. 552a(r)), the proposed revisions will be reported to the Office
of Management and Budget, the Chair of the Committee on Oversight and
Government Reform of the House of Representatives, and the Chair of the
Committee on Homeland
[[Page 45049]]
Security and Governmental Affairs of the Senate.
Table of Contents
ITC-1 Pay and Leave Records
ITC-2 Grievance Records
ITC-3 [Reserved]
ITC-4 [Reserved]
ITC-5 Telephone Call Detail Records
ITC-6 Security Access Records
ITC-7 Personnel Security Investigative Files
ITC-8 Library Circulation Records
ITC-9 Parking and Mass Transit Subsidy Records
ITC-10 [Reserved]
ITC-11 Congressional Correspondence Records
ITC-12 System Access Records
ITC-13 Administrative Protective Order Breach and Related Records
ITC-14 Import and Export Records
ITC-15 Telecommuting Program Records
ITC-16 Emergency Notification Records
ITC-17 Roster of Mediators
ITC-18 Personnel Photograph Records
ITC-19 Employment Law Records
ITC-20 Freedom of Information Act and Privacy Act Records
Appendix A: General Routine Uses Applicable to More Than One System
of Records
Appendix B: Government-Wide Systems of Records Applicable to the
Commission
ITC-1
SYSTEM NAME AND NUMBER:
ITC-1 Pay and Leave Records.
SECURITY CLASSIFICATION:
None.
SYSTEM LOCATION:
1. Payroll, attendance, leave, retirement, and benefits records for
current employees are located in the Office of Human Resources, U.S.
International Trade Commission, 500 E Street SW., Washington, DC 20436.
The Commission has an interagency agreement with the U.S. Department of
the Interior, Interior Business Center (DOI/IBC), 7301 West Mansfield
Avenue, MS-D-2210, Lakewood, CO 80235-2230, to maintain electronic
personnel information and perform payroll and personnel processing
activities for its employees.
2. Records relating to the Health and Fitness Program are
maintained in the Office of Security and Support Services, U.S.
International Trade Commission, 500 E Street SW., Washington, DC 20436.
3. Records relating to relocation expenses are maintained in the
Office of Finance, U.S. International Trade Commission, 500 E Street
SW., Washington, DC 20436.
4. Records relating to the Student Loan Reimbursement Program and
waivers of recovery of overpayment debt are maintained in the Office of
Human Resources, U.S. International Trade Commission, 500 E Street SW.,
Washington, DC 20436.
5. Records relating to the Labor Cost Code Database (Activity
Accounting) are maintained by the Office of Finance, U.S. International
Trade Commission, 500 E Street SW., Washington, DC 20436.
6. Retired Personnel Files are located at the National Archives and
Records Administration National Personnel Records Center (Civilian
Personnel Records Center), 111 Winnebago Street, St. Louis, MO 63118.
Duplicate systems may exist, in part, for administrative purposes
in the office to which the employee is assigned.
SYSTEM MANAGER(S):
For Health and Fitness Program Reimbursement Claims, Director,
Office of Security and Support Services, U.S. International Trade
Commission, 500 E Street SW., Washington, DC 20436. For relocation
expenses and Labor Cost Code Database (Activity Accounting), Director,
Office of Finance, U.S. International Trade Commission, 500 E Street
SW., Washington, DC 20436.
For all other payroll and leave records, including Student Loan
Reimbursement Program Claims and waivers of recovery of overpayment
debt, Director, Office of Human Resources, U.S. International Trade
Commission, 500 E Street SW., Washington, DC 20436.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
Authority for maintenance of the system includes the following with
any revisions or amendments: 5 U.S.C. Chapters 53, 55, 61, and 63; and
Executive Order 9397.
PURPOSE(S) OF THE SYSTEM:
These records are used for the purposes of administering pay and
leave, activity accounting, and budget preparation; and to prepare
related reports to other Federal agencies.
CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
All current and former Commission employees.
CATEGORIES OF RECORDS IN THE SYSTEM:
This system contains payroll and personnel information. This
includes information such as: Name; title; date of birth; home address;
Social Security number; telephone number; W-2 address; grade; employing
organization; timekeeper number; salary; pay plan; number of hours
worked; leave accrual rate, usage, and balances; compensatory time;
credit hours; activity accounting reports; Civil Service Retirement and
Federal Retirement System contributions; FICA withholdings; Federal,
State, and local tax withholdings; Federal Employee's Group Life
Insurance withholdings; Federal Employee's Health Benefits
withholdings; charitable deductions; allotments to financial
organizations; levy, garnishment, and salary and administrative offset
documents; savings bonds allotments; union and management association
dues withholding allotments; Combined Federal Campaign and other
allotment authorizations; direct deposit information; information on
the leave transfer program; tax fringe benefits; health and fitness
program designation and cost; fitness program reimbursement amounts;
fitness services use logs; student loan lenders' names and addresses;
student loan account numbers; student loan account balances; and
relocation expense authorizations and amounts. The payroll, retirement
and leave records described in this notice form a part of the
information contained in the DOI/IBC integrated Federal Personnel and
Payroll System (FPPS). Personnel records contained in the FPPS are
covered under the government-wide system of records notice published by
the Office of Personnel Management (OPM/GOVT-1).
RECORD SOURCE CATEGORIES:
Information in this system is obtained from official personnel
documents, the individual to whom the record pertains, and Commission
officials responsible for pay, leave, relocation expense justifications
and authorizations, and activity reporting requirements.
ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES
OF USERS AND PURPOSES OF SUCH USES:
General Routine Uses A-K and M-N apply to this system.
Data in this system may be transmitted electronically by the
Commission to the DOI/IBC, which provides payroll and personnel
processing services under an interagency agreement. The Commission and
the U.S. Department of the Interior may disclose relevant portions of
records in this system as necessary to the following: (a) To the
Treasury Department for issuance of pay checks; (b) to the Treasury
Department for issuance of savings bonds; (c) to OPM for retirement,
health, and life insurance purposes, and to carry out OPM's Government-
wide personnel management functions; (d) to the Federal Retirement
Thrift Investment Board with respect to Thrift Savings Fund
contributions; (e) to the Social
[[Page 45050]]
Security Administration for reporting wage data in compliance with the
Federal Insurance Compensation Act; (f) to the Internal Revenue Service
and to State and local tax authorities for tax purposes, including
reporting of withholding, audits, inspections, investigations, and
similar tax activities; (g) to the Combined Federal Campaign for
charitable contribution purposes; (h) to officials of labor
organizations recognized under 5 U.S.C. Chapter 71 for the purpose of
identifying Commission employees contributing union dues each pay
period and the amount of dues withheld; (i) to designated student loan
lenders for repayment of federally insured student loans; (j) the
names, Social Security numbers, home addresses, dates of birth, dates
of hire, quarterly earnings, employer identifying information, and
State of hire of employees may be disclosed to the Office of Child
Support Enforcement, Administration for Children and Families,
Department of Health and Human Services for the purpose of locating
individuals to establish paternity, establishing and modifying orders
of child support, identifying sources of income, and for other child
support enforcement actions as required by the Personal Responsibility
and Work Opportunity Reconciliation Act (Welfare Reform law, Pub. L.
104-193); (k) to another Federal agency to which an employee has
transferred; (l) to appropriate Federal and State agencies to provide
required reports including data on unemployment insurance; (m) to
insurance carriers to report withholdings for health insurance; (n) to
a Federal agency for the purpose of collecting a debt owed the Federal
government through administrative or salary offset; (o) to disclose
debtor information to the Internal Revenue Service, or to another
Federal agency or its contractor solely to aggregate information for
the Internal Revenue Service, to collect debts owed to the Federal
government through the offset of tax refunds. Relevant information in
this system may be disclosed as necessary to other Federal agencies or
Federal contractors with statutory authority to assist in the
collection of Commission debts.
Disclosures may be made from this system pursuant to 5 U.S.C.
552a(b)(12) and 31 U.S.C. 3711(e) to ``consumer reporting agencies'' as
defined in 31 U.S.C. 3701(a)(3).
POLICIES AND PRACTICES FOR STORAGE OF RECORDS:
Records at the Commission are maintained on paper in file folders
and internal Commission electronic information systems. DOI/IBC
maintains records in this system in accordance with an interagency
agreement.
POLICIES AND PRACTICES FOR RETRIEVAL OF RECORDS:
These records are retrieved by the name and Social Security number
of the individuals on whom they are maintained.
POLICIES AND PRACTICES FOR RETENTION AND DISPOSAL OF RECORDS:
Payroll and salary and administrative offset records are retained
in accordance with the National Archives and Records Administration
(NARA) General Records Schedule (GRS) 2 (various items). Records that
have met required retention periods will be disposed of in accordance
with NARA guidelines and Commission policy and procedures. Paper
records are shredded, and records maintained on internal Commission
electronic information systems are electronically removed. Commission
electronic storage media that is no longer in service is purged in
accordance with National Institute of Standards and Technology
guidelines for media sanitization (NIST SP 800-88). DOI/IBC manages and
disposes of Commission records in this system under the interagency
agreement in accordance with this notice and applicable General Records
Schedule 2 items.
ADMINISTRATIVE, TECHNICAL, AND PHYSICAL SAFEGUARDS:
IBC/DOI information systems hosting Commission data under the
interagency agreement are compliant with Federal information technology
(IT) security requirements, including assessment and authorization, and
Federal Information Security Modernization Act (FISMA) reporting. On
these systems, security controls (e.g., physical, logical, and
personnel controls) are designed to provide reasonable assurance that
IT resources (including data files, application programs, and computer-
related facilities and equipment) are protected against unauthorized
modification, disclosure, loss, or impairment.
At the Commission, access to the records in this system is limited
to persons whose official duties require access, such as individuals
who validate and certify employee timecards and personnel in the Office
of Human Resources for personnel and payroll processing. Paper records
in this system are maintained in a building with restricted public
access, patrolled by guards. Both standard and electronic locks are
used to restrict access. The paper records in this system are kept in
limited access areas within the building, in locked file cabinets or in
file cabinets in locked offices. Commission electronic information
systems, like IBC/DOI systems, are subject to Federal IT security
requirements. Electronic records in this system that are maintained on
internal Commission electronic information systems may be accessed only
by individuals whose official duties require access through the use of
safeguards such as passwords.
RECORD ACCESS PROCEDURES:
Individuals wishing to request access to their records should
contact the Privacy Act Officer, Office of the Secretary, U.S.
International Trade Commission, 500 E Street SW., Washington, DC 20436.
Individuals must furnish the following information for their
records to be located and identified:
1. Full name(s);
2. Dates of employment; and
3. Signature.
CONTESTING RECORD PROCEDURES:
Individuals requesting access must comply with the Commission's
Privacy Act regulations on verification of identity (19 CFR 201.25).
Individuals wishing to request amendment of their records should
contact the Privacy Act Officer, Office of the Secretary, U.S.
International Trade Commission, 500 E Street SW., Washington, DC 20436.
Individuals must furnish the following information for their records to
be located and identified:
1. Full name(s);
2. Dates of employment; and
3. Signature.
Individuals requesting amendment must comply with the Commission's
Privacy Act regulations on verification of identity (19 CFR 201.25).
NOTIFICATION PROCEDURES:
Individuals wishing to inquire whether this system of records
contains information about them should contact the Privacy Act Officer,
Office of the Secretary, U.S. International Trade Commission, 500 E
Street SW., Washington, DC 20436.
Individuals must furnish the following information for their
records to be located and identified:
1. Full name(s);
2. Dates of employment; and
3. Signature.
EXEMPTIONS PROMULGATED FOR THE SYSTEM:
None.
HISTORY:
71 FR 35294 (June 19, 2006).
[[Page 45051]]
ITC-2
SYSTEM NAME AND NUMBER:
ITC-2 Grievance Records.
SECURITY CLASSIFICATION:
None.
SYSTEM LOCATION:
Office of Administrative Services and the office where the
grievance originated, U.S. International Trade Commission, 500 E Street
SW., Washington, DC 20436.
SYSTEM MANAGER(S):
If the grievance is pending at or was never raised beyond the
office level, the system manager is the head of the office; otherwise,
the system manager is the Chief Administrative Officer, Office of
Administration, U.S. International Trade Commission, 500 E Street SW.,
Washington, DC 20436.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
Authority for maintenance of the system includes the following with
any revisions or amendments: 5 U.S.C. 7121; 5 CFR part 771.
PURPOSE(S) OF THE SYSTEM:
These records are used to process grievances submitted by
Commission employees for relief in a matter of concern or
dissatisfaction which is subject to the control of agency management,
to ensure consistent treatment of similarly situated individuals, and
to provide individuals who submit grievances with a copy of their
records in accordance with the grievance process.
CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
All current and former Commission employees who have submitted
grievances in accordance with part 771 of the regulations of the Office
of Personnel Management (the ``OPM'') (5 CFR part 771), under 5 U.S.C.
7121, or through a negotiated grievance procedure.
CATEGORIES OF RECORDS IN THE SYSTEM:
This system contains records of grievances filed by agency
employees under part 771 of regulations issued by the OPM, under 5
U.S.C. 7121 or under negotiated grievance procedures. These case files
contain all documents made part of the grievance files, including
statements of witnesses, reports of interviews and hearings, examiner's
findings and recommendations, a copy of the original and final
decisions, and related correspondence and exhibits. The system includes
files and records of internal grievance and arbitration systems
established through negotiations with recognized labor organizations.
RECORD SOURCE CATEGORIES:
Information in this system of records is obtained from:
a. The individual filing the grievance;
b. The testimony of witnesses;
c. Agency and union officials; and
d. Related correspondence from organizations or persons.
ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES
OF USERS AND PURPOSES OF SUCH USES:
General Routine Uses A-C and E-N apply to this system.
Information in this system may be disclosed as necessary to other
Federal agencies or Federal contractors with statutory authority to
assist in the collection of Commission debts.
Disclosures may be made from this system pursuant to 5 U.S.C.
552a(b)(12) and 31 U.S.C. 3711(e) to ``consumer reporting agencies'' as
defined in 31 U.S.C. 3701(a)(3).
POLICIES AND PRACTICES FOR STORAGE OF RECORDS:
These records are maintained on internal Commission electronic
information systems and on paper in file folders.
POLICIES AND PRACTICES FOR RETRIEVAL OF RECORDS:
These records are retrieved by the names of the individuals on whom
they are maintained.
POLICIES AND PRACTICES FOR RETENTION AND DISPOSAL OF RECORDS:
Records are retained in accordance with NARA GRS 1, item 30a:
Administrative Grievance Files. Records that have met required
retention periods will be disposed of in accordance with NARA
guidelines and Commission policy and procedures. Paper records are
shredded, and records maintained on internal Commission electronic
information systems are electronically removed. Commission electronic
storage media that is no longer in service is purged in accordance with
National Institute of Standards and Technology guidelines for media
sanitization (NIST SP 800-88).
ADMINISTRATIVE, TECHNICAL, AND PHYSICAL SAFEGUARDS:
Access to this system of records is limited to persons who have a
need to know the information for the performance of their official
duties, such as individuals involved in adjudicating grievances. Paper
records in this system are maintained in locked file cabinets or file
cabinets in locked offices. The file cabinets are maintained in a
building with restricted public access, patrolled by guards. Both
standard and electronic locks are used to restrict access. The
electronic records in this system may only be accessed by authorized
individuals through the use of safeguards such as passwords.
RECORD ACCESS PROCEDURES:
Individuals wishing to request access to their records should
contact the Privacy Act Officer, Office of the Secretary, U.S.
International Trade Commission, 500 E Street SW., Washington, DC 20436.
Individuals must furnish the following information for their
records to be located and identified:
1. Full name(s);
2. Dates of employment;
3. Approximate date of closing of the case (if applicable); and
4. Signature.
Individuals requesting access must comply with the Commission's
Privacy Act regulations on verification of identity (19 CFR 201.25).
CONTESTING RECORD PROCEDURES:
Individuals wishing to request amendment of their records should
contact the Privacy Act Officer, Office of the Secretary, U.S.
International Trade Commission, 500 E Street SW., Washington, DC 20436.
Individuals must furnish the following information for their
records to be located and identified:
1. Full name(s);
2. Dates of employment;
3. Approximate date of closing of the case (if applicable); and
4. Signature.
Individuals requesting amendment must comply with the Commission's
Privacy Act regulations on verification of identity (19 CFR 201.25).
NOTIFICATION PROCEDURES:
Individuals wishing to inquire whether this system of records
contains information about them should contact the Privacy Act Officer,
Office of the Secretary, U.S. International Trade Commission, 500 E
Street SW., Washington, DC 20436.
Individuals must furnish the following information for their
records to be located and identified:
1. Full name(s);
2. Dates of employment; and
3. Signature.
EXEMPTIONS PROMULGATED FOR THE SYSTEM:
None.
HISTORY:
71 FR 35294 (June 19, 2006).
[[Page 45052]]
ITC-3
[Reserved]
ITC-4
[Reserved]
ITC-5
SYSTEM NAME AND NUMBER:
ITC-5 Telephone Call Detail Records.
SECURITY CLASSIFICATION:
None.
SYSTEM LOCATION:
Office of the Chief Information Officer, U.S. International Trade
Commission, 500 E Street SW., Washington, DC 20436; General Services
Administration, 13221 Woodland Park Rd., Herndon, VA 22071;
CenturyLink, Customer Service, DEPT COOR, 6000 Parkwood Place, Dublin,
OH 43016; Verizon Wireless, P.O. Box 4003, Acworth, GA 30101.
SYSTEM MANAGER(S):
Office of the Chief Information Officer, U.S. International Trade
Commission, 500 E Street SW., Washington, DC 20436.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
Authority for maintenance of the system includes the following with
any revisions or amendments: 19 U.S.C. 1331(a)(1)(A)(iii).
PURPOSE(S) OF THE SYSTEM:
Records in this system are used to verify telephone and mobile
device usage and resolve billing discrepancies so that telephone and
mobile device bills can be paid. They may also be used to identify and
seek reimbursement for unofficial calls, and as a basis for taking
action when agency employees or other persons misuse or abuse
Commission telephone or mobile device services.
CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
All Commission employees and all contractors, sub-contractors,
consultants and other individuals who (1) are assigned telephone
numbers by the Commission and who make long-distance telephone calls or
long-distance facsimile transmissions from or charged to the Commission
telephone system or (2) are assigned Commission mobile devices and make
calls from or charged to those devices.
CATEGORIES OF RECORDS IN THE SYSTEM:
This system contains records relating to use of Commission
telephones to place long-distance telephone calls, including personal
calls, or long-distance facsimile transmissions; records relating to
use of Commission mobile devices; records indicating assignment of
telephone numbers to employees; and records relating to location of
telephones.
RECORD SOURCE CATEGORIES:
Information in this system is obtained from telephone/mobile device
assignment records; call detail listings and electronic files from the
telephone and mobile device service providers; supervisors'
confirmation of employees' responsibility for calls; and certification
of telephone/mobile device bills.
ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES
OF USERS AND PURPOSES OF SUCH USES:
General Routine Uses A-C, E-I, and K-N apply to this system.
Relevant information in this system may be disclosed as necessary
to other Federal agencies or Federal contractors with statutory
authority to assist in the collection of Commission debts.
Disclosures may be made from this system pursuant to 5 U.S.C.
552a(b)(12) and 31 U.S.C. 3711(e) to ``consumer reporting agencies'' as
defined in 31 U.S.C. 3701(a)(3).
POLICIES AND PRACTICES FOR STORAGE OF RECORDS:
Records at the Commission are maintained on an internal Commission
electronic information system.
POLICIES AND PRACTICES FOR RETRIEVAL OF RECORDS:
These records are retrieved by name and/or telephone/mobile device
number assigned to an individual, by date, number called, and city
called.
POLICIES AND PRACTICES FOR RETENTION AND DISPOSAL OF RECORDS:
Records are generally retained in accordance with NARA GRS 12, item
4: Telephone Use (Call Detail). Records that have met required
retention periods will be disposed of in accordance with NARA
guidelines and Commission policy and procedures. Records maintained on
internal Commission electronic information systems are electronically
removed. Commission electronic storage media that is no longer in
service is purged in accordance with National Institute of Standards
and Technology guidelines for media sanitization (NIST SP 800-88).
ADMINISTRATIVE, TECHNICAL, AND PHYSICAL SAFEGUARDS:
At the Commission, access to the records in this system is limited
to persons whose official duties require access, such as individuals
responsible for verifying telephone and mobile device usage. Electronic
records in this system that are maintained on internal Commission
electronic information systems may be accessed only by individuals
whose official duties require access through the use of safeguards such
as passwords.
RECORD ACCESS PROCEDURES:
Individuals wishing to request access to their records should
contact the Privacy Act Officer, Office of the Secretary, U.S.
International Trade Commission, 500 E Street SW., Washington, DC 20436.
Individuals must furnish the following information for their
records to be located and identified:
1. Full name(s);
2. Dates of employment (if applicable);
3. Assigned telephone/mobile device number; and
4. Signature.
Individuals requesting access must comply with the Commission's
Privacy Act regulations on verification of identity (19 CFR 201.25).
CONTESTING RECORD PROCEDURES:
Individuals wishing to request amendment of their records should
contact the Privacy Act Officer, Office of the Secretary, U.S.
International Trade Commission, 500 E Street SW., Washington, DC 20436.
Individuals must furnish the following information for their
records to be located and identified:
1. Full name(s);
2. Dates of employment (if applicable);
3. Assigned telephone/mobile device number; and
4. Signature.
Individuals requesting amendment must comply with the Commission's
Privacy Act regulations on verification of identity (19 CFR 201.25).
NOTIFICATION PROCEDURES:
Individuals wishing to inquire whether this system of records
contains information about them should contact the Privacy Act Officer,
Office of the Secretary, U.S. International Trade Commission, 500 E
Street SW., Washington, DC 20436.
Individuals must furnish the following information for their
records to be located and identified:
1. Full name(s);
2. Dates of employment (if applicable);
3. Assigned telephone/mobile device number; and
4. Signature.
EXEMPTIONS PROMULGATED FOR THE SYSTEM:
None.
[[Page 45053]]
HISTORY:
71 FR 35294 (June 19, 2006).
ITC-6
SYSTEM NAME AND NUMBER:
ITC-6 Security Access Records.
SECURITY CLASSIFICATION:
None.
SYSTEM LOCATION:
Records covered by this system are maintained by a contractor at
the contractor's site, Datawatch Systems, 4401 East West Highway, Suite
500, Bethesda, MD 20814.
SYSTEM MANAGER(S):
Director, Office of Security and Support Services, U.S.
International Trade Commission, 500 E Street SW., Washington, DC 20436.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
Authority for maintenance of the system includes the following with
any revisions or amendments: 19 U.S.C. 1331(a)(1)(A)(iii).
PURPOSE(S) OF THE SYSTEM:
These records are used to restrict and authorize physical access to
Commission facilities. These records permit tracking of individual
movements in circumstances such as when there has been a security
breach or theft, to monitor access to restricted areas, and to verify
time and attendance records of Commission employees to the extent
permitted by applicable law and except as prohibited by Commission
policy.
CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
All Commission employees and all contractors, sub-contractors,
consultants and other individuals who are assigned electronic security
keys; all visitors to the Commission building.
CATEGORIES OF RECORDS IN THE SYSTEM:
This system contains records relating to the use of electronic
security keys at the Commission, including records on which keys were
used to gain or seek access to controlled areas, the time at which
access was gained or sought, and the name and photograph of the
individual assigned the key. This system also contains records
identifying visitors to the Commission building, including the
visitor's name, photograph, and expiration date of visitor's
identification document (e.g., driver's license or passport) to
facilitate security procedures.
RECORD SOURCE CATEGORIES:
Information in this system is obtained from the Commission's
security contractor and from visitors to the Commission building.
ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES
OF USERS AND PURPOSES OF SUCH USES:
General Routine Uses A-C, E-I, and K-N apply to this system.
POLICIES AND PRACTICES FOR STORAGE OF RECORDS:
Records are maintained on computer media (such as an electronic
database) by a contractor.
POLICIES AND PRACTICES FOR RETRIEVAL OF RECORDS:
The security key records are retrieved by area accessed, date and
time of entry, key number, and name of individual. The visitor records
may be retrieved by name and time of entry.
POLICIES AND PRACTICES FOR RETENTION AND DISPOSAL OF RECORDS:
Records will be retained until the proposed records schedule
authorizing the disposal of such records is approved by NARA.
ADMINISTRATIVE, TECHNICAL, AND PHYSICAL SAFEGUARDS:
The security key records can be accessed remotely through a Web
site by Commission personnel with a need to know the information for
performance of their duties, such as the personnel security officer.
The visitor records can be accessed by Commission personnel with a need
to know the information for performance of their duties, such as the
personnel security officer. Access to the records is restricted to
authorized personnel through the use of safeguards such as passwords.
RECORD ACCESS PROCEDURES:
Individuals wishing to request access to their records should
contact the Privacy Act Officer, Office of the Secretary, U.S.
International Trade Commission, 500 E Street SW., Washington, DC 20436.
Individuals must furnish the following information for their
records to be located and identified:
1. Full name(s);
2. Dates of employment (if applicable); and
3. Signature.
Individuals requesting access must comply with the Commission's
Privacy Act regulations on verification of identity (19 CFR 201.25).
CONTESTING RECORD PROCEDURES:
Individuals wishing to request amendment of their records should
contact the Privacy Act Officer, Office of the Secretary, U.S.
International Trade Commission, 500 E Street SW., Washington, DC 20436.
Individuals must furnish the following information for their
records to be located and identified:
1. Full name(s);
2. Dates of employment (if applicable); and
3. Signature.
Individuals requesting amendment must comply with the Commission's
Privacy Act regulations on verification of identity (19 CFR 201.25).
NOTIFICATION PROCEDURES:
Individuals wishing to inquire whether this system of records
contains information about them should contact the Privacy Act Officer,
Office of the Secretary, U.S. International Trade Commission, 500 E
Street SW., Washington, DC 20436.
Individuals must furnish the following information for their
records to be located and identified:
1. Full name(s);
2. Dates of employment (if applicable); and
3. Signature.
EXEMPTIONS PROMULGATED FOR THE SYSTEM:
None.
HISTORY:
71 FR 35294 (June 19, 2006).
ITC-7
SYSTEM NAME AND NUMBER:
ITC-7 Personnel Security Investigative Files.
SECURITY CLASSIFICATION:
None.
SYSTEM LOCATION:
Office of Security and Support Services, U.S. International Trade
Commission, 500 E Street SW., Washington, DC 20436.
SYSTEM MANAGER(S):
Director, Office of Security and Support Services, U.S.
International Trade Commission, 500 E Street SW., Washington, DC 20436.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
Authority for maintenance of the system includes the following with
any revisions or amendments: Executive Orders 10450, 12968, and 13526;
5 CFR parts 5, 731, 732, and 736; Homeland Security Presidential
Directive (HSPD) 12, Policy for a Common Identification Standard for
Federal employees and Contractors, August 27, 2004; 19 U.S.C.
1331(a)(1)(A)(iii).
PURPOSE(S) OF THE SYSTEM:
Records in this system are used to: Make national security,
suitability, fitness, and HSPD-12 credentialing
[[Page 45054]]
determinations; provide a current record of Commission employees with
security clearance(s); and provide access cards and keys to Commission
buildings and offices.
CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
All current and former employees; all applicants for employment,
including interns and volunteers; and contractors, subcontractors, and
consultants.
CATEGORIES OF RECORDS IN THE SYSTEM:
This system contains records relating to adjudicative actions,
determinations, and decisions on summary investigation packages and
associated documentation from federal investigative organizations
(e.g., U.S. Office of Personnel Management (OPM) and locator references
to such investigations); records relating to name, former names, date
of birth, place of birth, Social Security number, home address, phone
numbers, citizenship, fingerprints, credit references, credit records,
financial information, tax return information, education, employment
history, residential history, criminal history, mental health history,
drug use, dates and purposes of visits to foreign countries, U.S. and
foreign passports and passport number(s), names of spouse(s), names of
relatives, birthdates and places of relatives, citizenship of
relatives, names of relatives who work for the federal government,
names of associates and references and their contact information,
date(s) of appointment, position title(s), grade, duty station(s), type
of employment, type of clearance granted, clearance date, clearance
termination date, suitability date, investigation basis, investigation
completion date, case summaries documenting fitness, suitability and
clearance determinations, results of suitability decisions, Commission
termination date, security briefing data, notes of security personnel
on information obtained during the pre-employment screening process,
security investigator's notes on information gathered during the
investigation, follow-up inquiries and responses, requests for appeal,
witness statements, reports of security-related incidents, suspension
of eligibility and/or access, denial or revocation of eligibility and/
or access, eligibility recommendations or decisions made by an
appellate authority, non-disclosure agreements and execution dates,
indoctrination briefing dates, level(s) of access granted, debriefing
date(s) and reasons for debriefing, foreign travel and contacts, and
security reporting, including results from continuous evaluation and
insider threat, and self-reporting. Forms in the system include SF-306,
SF-312, SF-85, SF-85P, and SF-86.
RECORD SOURCE CATEGORIES:
Information is obtained from the individual on whom record is
maintained; Office of Personnel Management; and any contractor who has
been retained by the Commission to conduct background investigations.
ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES
OF USERS AND PURPOSES OF SUCH USES:
General Routine Uses A-D, E-K, and M-N apply to this system.
To a Federal, State, or local agency, or other appropriate entities
or individuals, or through established liaison channels to selected
foreign governments, in order to enable an intelligence agency to carry
out its responsibilities under the National Security Act of 1947 as
amended, the CIA Act of 1949 as amended, Executive Order 12333 or any
successor order, applicable national security directives, or classified
implementing procedures approved by the Attorney General and
promulgated pursuant to such statutes, orders or directives.
Relevant information in this system may be disclosed as necessary
to other Federal agencies or Federal contractors with statutory
authority to assist in the collection of Commission debts.
Disclosures may be made from this system pursuant to 5 U.S.C.
552a(b)(12) and 31 U.S.C. 3711(e) to ``consumer reporting agencies'' as
defined in 31 U.S.C. 3701(a)(3).
POLICIES AND PRACTICES FOR STORAGE OF RECORDS:
These records are maintained on paper in file folders (until
completion of any investigation and adjudication) and electronically on
an internal Commission electronic information system.
POLICIES AND PRACTICES FOR RETRIEVAL OF RECORDS:
These records are retrieved by name and Social Security number.
POLICIES AND PRACTICES FOR RETENTION AND DISPOSAL OF RECORDS:
Records are retained in accordance with NARA GRS 18: Personnel
Security Clearance Files. Records that have met required retention
periods will be disposed of in accordance with NARA guidelines and
Commission policy and procedures. Paper records are shredded, and
records maintained on internal Commission electronic information
systems are electronically removed. Commission electronic storage media
that is no longer in service is purged in accordance with National
Institute of Standards and Technology guidelines for media sanitization
(NIST SP 800-88).
ADMINISTRATIVE, TECHNICAL, AND PHYSICAL SAFEGUARDS:
Access to the records in this system is limited to persons whose
official duties require access such as the personnel security officer
for personnel security investigations. Paper records are maintained in
limited access areas in a building with restricted public access,
patrolled by guards. Both standard and electronic locks are used to
restrict access. Electronic records in this system may be accessed only
by individuals whose official duties require access through the use of
safeguards such as passwords.
RECORD ACCESS PROCEDURES:
Individuals wishing to request access to their records should
contact the Privacy Act Officer, Office of the Secretary, U.S.
International Trade Commission, 500 E Street SW., Washington, DC 20436.
Individuals must furnish the following information for their
records to be located and identified:
1. Full name(s);
2. Dates of employment (if applicable); and
3. Signature.
Individuals requesting access must comply with the Commission's
Privacy Act regulations on verification of identity (19 CFR 201.25).
CONTESTING RECORD PROCEDURES:
Individuals wishing to request amendment of their records should
contact the Privacy Act Officer, Office of the Secretary, U.S.
International Trade Commission, 500 E Street SW., Washington, DC 20436.
Individuals must furnish the following information for their
records to be located and identified:
1. Full name(s);
2. Dates of employment (if applicable); and
3. Signature.
Individuals requesting amendment must comply with the Commission's
Privacy Act regulations on verification of identity (19 CFR 201.25).
NOTIFICATION PROCEDURES:
Individuals wishing to inquire whether this system of records
contains information about them should contact the Privacy Act Officer,
Office of the Secretary, U.S. International Trade Commission, 500 E
Street SW., Washington, DC 20436.
[[Page 45055]]
Individuals must furnish the following information for their
records to be located and identified:
1. Full name(s);
2. Dates of employment (if applicable); and
3. Signature.
EXEMPTIONS PROMULGATED FOR THE SYSTEM:
Pursuant to 5 U.S.C. 552a(k)(1), (k)(5) and (k)(6), this system of
records is exempted from (c)(3), (d), (e)(1), (e)(4)(G)-(I) and (f) of
the Privacy Act. These exemptions are established in the Commission
rules at 19 CFR 201.32.
HISTORY:
71 FR 35294 (June 19, 2006); 72 FR 35068 (June 26, 2007).
ITC-8
SYSTEM NAME AND NUMBER:
ITC-8 Library Circulation Records.
SECURITY CLASSIFICATION:
None.
SYSTEM LOCATION:
Progressive Technology Federal Systems Inc., 11501 Huff Court,
North Bethesda, MD 20895.
SYSTEM MANAGER(S):
Chief Librarian, U.S. International Trade Commission, 500 E Street
SW., Washington, DC 20436.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
Authority for maintenance of the system includes the following with
any revisions or amendments: 40 U.S.C. 524(a); 19 U.S.C.
1331(a)(1)(A)(iii).
PURPOSE(S) OF THE SYSTEM:
Records in this system are used to locate Main Library materials in
circulation and to control and inventory Main Library materials loaned.
CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
All Commission employees, contractors, and other individuals with
borrowing privileges, who have borrowed materials from the Main
Library.
CATEGORIES OF RECORDS IN THE SYSTEM:
This system contains records relating to titles and other
identifying data on materials borrowed from the Main Library, and the
name, agency, office, office telephone number, and office room number
of borrower, and the scheduled return date for each item borrowed.
RECORD SOURCE CATEGORIES:
Information is obtained from the individual who borrows materials,
from Main Library records on materials borrowed, and from the
Commission telephone directory.
ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES
OF USERS AND PURPOSES OF SUCH USES:
General Routine Uses E, H, I, and L-N apply to this system.
Relevant information in this system may be disclosed as necessary
to other Federal agencies or Federal contractors with statutory
authority to assist in the collection of Commission debts.
Disclosures may be made from this system pursuant to 5 U.S.C.
552a(b)(12) and 31 U.S.C. 3711(e) to ``consumer reporting agencies'' as
defined in 31 U.S.C. 3701(a)(3).
POLICIES AND PRACTICES FOR STORAGE OF RECORDS:
These records are maintained on computer media by an outside
contractor.
POLICIES AND PRACTICES FOR RETRIEVAL OF RECORDS:
These records are retrieved by name, by title of item borrowed, and
by call number.
POLICIES AND PRACTICES FOR RETENTION AND DISPOSAL OF RECORDS:
These records are maintained until library staff electronically
remove an employee-borrower entry from the system, which is done when
the individual in question is no longer employed or working at the
Commission. However, a borrowed item is electronically removed from a
borrower's entry when the item is returned to the library.
ADMINISTRATIVE, TECHNICAL, AND PHYSICAL SAFEGUARDS:
The electronic records in this system can be accessed remotely
through a Web site by Commission personnel with a need to know the
information for performance of their duties, such as library staff.
Access to the system is restricted to authorized personnel through the
use of safeguards such as passwords. Individual borrowers may establish
a login and password that permits access only to their own records.
RECORD ACCESS PROCEDURES:
Individuals wishing to request access to their records should
contact the Privacy Act Officer, Office of the Secretary, U.S.
International Trade Commission, 500 E Street SW., Washington, DC 20436.
Individuals must furnish the following information for their
records to be located and identified:
1. Full name(s);
2. Dates of employment; and
3. Signature.
Individuals requesting access must comply with the Commission's
Privacy Act regulations on verification of identity (19 CFR 201.25).
CONTESTING RECORD PROCEDURES:
Individuals wishing to request amendment of their records should
contact the Privacy Act Officer, Office of the Secretary, U.S.
International Trade Commission, 500 E Street SW., Washington, DC 20436.
Individuals must furnish the following information for their
records to be located and identified:
1. Full name(s);
2. Dates of employment; and
3. Signature.
Individuals requesting amendment must comply with the Commission's
Privacy Act regulations on verification of identity (19 CFR 201.25).
NOTIFICATION PROCEDURES:
Individuals wishing to inquire whether this system of records
contains information about them should contact the Privacy Act Officer,
Office of the Secretary, U.S. International Trade Commission, 500 E
Street SW., Washington, DC 20436.
Individuals must furnish the following information for their
records to be located and identified:
1. Full name(s);
2. Dates of employment; and
3. Signature.
EXEMPTIONS PROMULGATED FOR THE SYSTEM:
None.
HISTORY:
71 FR 35294 (June 19, 2006); 72 FR 35068 (June 26, 2007).
ITC-9
SYSTEM NAME AND NUMBER:
ITC-9 Parking and Mass Transit Subsidy Records.
SECURITY CLASSIFICATION:
None.
SYSTEM LOCATION:
Office of Security and Support Services, U.S. International Trade
Commission, 500 E Street SW., Washington, DC 20436; Washington
Metropolitan Area Transit Authority, 600 5th Street NW., Washington, DC
20001.
SYSTEM MANAGER(S):
Director, Office of Security and Support Services, U.S.
International Trade Commission, 500 E Street SW., Washington, DC 20436.
[[Page 45056]]
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
Authority for maintenance of the system includes the following with
any revisions or amendments: 19 U.S.C. 1331(a)(1)(A)(iii); 41 CFR 102-
74; 5 U.S.C. 7905.
PURPOSE(S) OF THE SYSTEM:
Records in this system are used to allocate and control agency-
subsidized parking spaces and mass transit subsidies, assist in
creating car pools, and insure that employees qualify for subsidized
parking spaces or mass transit subsidies.
CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
All current and former Commission employees and other authorized
individuals who participate in the Commission mass transit and car pool
subsidy programs.
CATEGORIES OF RECORDS IN THE SYSTEM:
This system contains records relating to participant's name,
agency, office room number and phone number, name of participant's
supervisor, participant's home address, automobile type (make and
model) and license number, permit number, participant's length of
government service and type of work schedule, participant's type of
transportation used for commuting, carpool payment amounts and names of
others in carpool, mass transit benefit amounts, assigned SmarTrip card
number and card usage information (e.g., time, date, and location).
RECORD SOURCE CATEGORIES:
Information is obtained from the individual to whom the records
pertain.
ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES
OF USERS AND PURPOSES OF SUCH USES:
General Routine Uses A-C, E-I, K, and L-N apply to this system.
Relevant information in this system may be disclosed as necessary
to other Federal agencies or Federal contractors with statutory
authority to assist in the collection of Commission debts.
Disclosures may be made from this system pursuant to 5 U.S.C.
552a(b)(12) and 31 U.S.C. 3711(e) to ``consumer reporting agencies'' as
defined in 31 U.S.C. 3701(a)(3).
POLICIES AND PRACTICES FOR STORAGE OF RECORDS:
Records at the Commission are maintained on paper in file folders
and on an internal Commission electronic information system.
POLICIES AND PRACTICES FOR RETRIEVAL OF RECORDS:
These records are retrieved by applicant name or, in the case of
parking records, space assignment or parking permit number.
POLICIES AND PRACTICES FOR RETENTION AND DISPOSAL OF RECORDS:
Records are retained in accordance with NARA GRS 9, item 7: Federal
Employee Transportation Subsidy Records. Records that have met required
retention periods will be disposed of in accordance with NARA
guidelines and Commission policy and procedures. Paper records are
shredded, and records maintained on internal Commission electronic
information systems are electronically removed. Commission electronic
storage media that is no longer in service is purged in accordance with
National Institute of Standards and Technology guidelines for media
sanitization (NIST SP 800-88).
ADMINISTRATIVE, TECHNICAL, AND PHYSICAL SAFEGUARDS:
At the Commission, access to records in this system is limited to
persons who have a need to know the information for the performance of
their official duties, such as persons administering the parking and
mass transit subsidy programs. Paper records in this system are
maintained in locked file cabinets behind locked doors in a building
with restricted public access, patrolled by guards. Both standard and
electronic locks are used to restrict access. The electronic records in
this system may only be accessed by authorized individuals through the
use of safeguards such as passwords.
RECORD ACCESS PROCEDURES:
Individuals wishing to request access to their records should
contact the Privacy Act Officer, Office of the Secretary, U.S.
International Trade Commission, 500 E Street SW., Washington, DC 20436.
Individuals must furnish the following information for their
records to be located and identified:
1. Full name(s);
2. Dates of employment (if applicable); and
3. Signature.
Individuals requesting access must comply with the Commission's
Privacy Act regulations on verification of identity (19 CFR 201.25).
CONTESTING RECORD PROCEDURES:
Individuals wishing to request amendment of their records should
contact the Privacy Act Officer, Office of the Secretary, U.S.
International Trade Commission, 500 E Street SW., Washington, DC 20436.
Individuals must furnish the following information for their
records to be located and identified:
1. Full name(s);
2. Dates of employment (if applicable); and
3. Signature.
Individuals requesting amendment must comply with the Commission's
Privacy Act regulations on verification of identity (19 CFR 201.25).
NOTIFICATION PROCEDURES:
Individuals wishing to inquire whether this system of records
contains information about them should contact the Privacy Act Officer,
Office of the Secretary, U.S. International Trade Commission, 500 E
Street SW., Washington, DC 20436.
Individuals must furnish the following information for their
records to be located and identified:
1. Full name(s);
2. Dates of employment (if applicable); and
3. Signature.
EXEMPTIONS PROMULGATED FOR THE SYSTEM:
None.
HISTORY:
71 FR 35294 (June 19, 2006).
ITC-10
[Reserved].
ITC-11
SYSTEM NAME AND NUMBER:
ITC-11 Congressional Correspondence Records.
SECURITY CLASSIFICATION:
None.
SYSTEM LOCATION:
Office of External Relations, U.S. International Trade Commission,
500 E Street SW., Washington, DC 20436. Copies of these records may
exist in other Commission offices, located at the same street address,
with information pertaining to the correspondence; copies of records in
this system concerning inquiries relating to specific Commission
investigations may be included in the administrative record of such
investigations.
SYSTEM MANAGER(S):
Director, Office of External Relations, U.S. International Trade
Commission, 500 E Street SW., Washington, DC 20436.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
Authority for maintenance of the system includes the following with
any
[[Page 45057]]
revisions or amendments: 44 U.S.C. 3101; 19 U.S.C. 1331(a)(1)(A)(iii).
PURPOSE(S) OF THE SYSTEM:
Records in this system are used to respond to Congressional
inquiries and inform Congress about Commission activities.
CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
Members of Congress, and their constituents.
CATEGORIES OF RECORDS IN THE SYSTEM:
This system contains records relating to the name, address and
title of, and referrals of constituents' inquiries, from Members of
Congress and responses thereto, and any other personal information in
correspondence with Members of Congress and Congressional committees
and/or subcommittees.
RECORD SOURCE CATEGORIES:
Information from this system comes from Members of Congress, their
staffs, and individuals on whose behalf there have been Congressional
inquiries.
ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES
OF USERS AND PURPOSES OF SUCH USES:
Records in this system may be made available to the public through
the Commission's Web site. General routine uses A, D-H, and K-N apply
to this system.
Referral may be made to other Federal, State, or local government
agencies for appropriate action when the matter complained of or
inquired about comes within the jurisdiction of such agency.
POLICIES AND PRACTICES FOR STORAGE OF RECORDS:
These records are maintained on paper in file folders and on
internal Commission electronic information systems.
POLICIES AND PRACTICES FOR RETRIEVAL OF RECORDS:
These records are retrieved by name of Member of Congress or by
name of the Chairman of a Congressional committee or subcommittee.
POLICIES AND PRACTICES FOR RETENTION AND DISPOSAL OF RECORDS:
Records are generally retained in accordance with USITC records
schedule NC1-081-78-001, item F21: Correspondence with Members of
Congress. This USITC records schedule is being revised to change the
retention period to two years after the Member of Congress departs from
office. The retention period for item F21, NC1-081-78-001 remains in
effect until the revision is approved by NARA. Records that have met
required retention periods will be disposed of in accordance with NARA
guidelines and Commission policy and procedures. Paper records are
shredded, and records maintained on internal Commission electronic
information systems are electronically removed. Commission electronic
storage media that is no longer in service is purged in accordance with
National Institute of Standards and Technology guidelines for media
sanitization (NIST SP 800-88).
ADMINISTRATIVE, TECHNICAL, AND PHYSICAL SAFEGUARDS:
Access to the records is limited to persons whose official duties
require access, such as individuals who prepare responses to
Congressional inquiries. Paper records in this system are maintained in
a building with restricted public access, patrolled by guards. Both
standard and electronic locks may be used to restrict access. The paper
records in this system are kept in limited access areas within the
building. Electronic records in this system may only be accessed by
authorized individuals through the use of safeguards such as passwords.
RECORD ACCESS PROCEDURES:
Individuals wishing to request access to their records should
contact the Privacy Act Officer, Office of the Secretary, U.S.
International Trade Commission, 500 E Street SW., Washington, DC 20436.
Individuals must furnish the following information for their
records to be located and identified:
1. Full name(s);
2. Dates of employment (if applicable); and
3. Signature.
Individuals requesting access must comply with the Commission's
Privacy Act regulations on verification of identity (19 CFR 201.25).
CONTESTING RECORD PROCEDURES:
Individuals wishing to request amendment of their records should
contact the Privacy Act Officer, Office of the Secretary, U.S.
International Trade Commission, 500 E Street SW., Washington, DC 20436.
Individuals must furnish the following information for their
records to be located and identified:
1. Full name(s);
2. Dates of employment (if applicable); and
3. Signature.
Individuals requesting amendment must comply with the Commission's
Privacy Act regulations on verification of identity (19 CFR 201.25).
NOTIFICATION PROCEDURES:
Individuals wishing to inquire whether this system of records
contains information about them should contact the Privacy Act Officer,
Office of the Secretary, U.S. International Trade Commission, 500 E
Street SW., Washington, DC 20436.
Individuals must furnish the following information for their
records to be located and identified:
1. Full name(s);
2. Dates of employment (if applicable); and
3. Signature.
EXEMPTIONS PROMULGATED FOR THE SYSTEM:
None.
HISTORY:
71 FR 35294 (June 19, 2006).
ITC-12
SYSTEM NAME AND NUMBER:
ITC-12 System Access Records.
SECURITY CLASSIFICATION:
None.
SYSTEM LOCATION:
Office of the Chief Information Officer, U.S. International Trade
Commission, 500 E Street SW., Washington, DC 20436.
SYSTEM MANAGER(S):
Office of the Chief Information Officer, U.S. International Trade
Commission, 500 E Street SW., Washington, DC 20436.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
Authority for maintenance of the system includes the following with
any revisions or amendments: 19 U.S.C. 1331(a)(1)(A)(iii).
PURPOSE(S) OF THE SYSTEM:
These records are used to permit tracking of individual computer
access to prevent improper use of Commission equipment. These records
also are used as a tool for investigation in the event of an
unauthorized intrusion into the Commission's information systems.
Additionally, these records are used for statistical analysis of
computer usage.
CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
All current and former Commission employees and all current and
former contractors, sub-contractors, consultants, and other individuals
who use Commission computers or visit the Commission's internet and
intranet Web sites.
CATEGORIES OF RECORDS IN THE SYSTEM:
This system contains information pertaining to a computer user's
access to
[[Page 45058]]
Commission computers and other information technology resources,
including such information as the identification of the computer
assigned to a particular user, Internet sites visited, actions
performed, dates, and time. It also includes records relating to name,
address, country, telephone number, fax number, email address, employer
type, agency or firm name, the computer's Internet protocol addresses,
and account number gathered while accessing the Commission's internet
and intranet Web sites.
RECORD SOURCE CATEGORIES:
Information in this system comes from the Commission's information
technology systems such as web servers and firewall devices.
ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES
OF USERS AND PURPOSES OF SUCH USES:
General Routine Uses A-C and E-N apply to this system.
POLICIES AND PRACTICES FOR STORAGE OF RECORDS:
The System Access Records are maintained on Commission servers,
electronic tape, magnetic disk, or other data storage media.
POLICIES AND PRACTICES FOR RETRIEVAL OF RECORDS:
The System Access Records are retrieved by searching for specific
data elements (such as user name or Internet Protocol (IP) address) on
the electronic tape or magnetic disk or other data storage media.
POLICIES AND PRACTICES FOR RETENTION AND DISPOSAL OF RECORDS:
Records are retained in accordance with NARA GRS 3.2, items 030 and
031: System Access Records. Records that have met required retention
periods will be disposed of in accordance with NARA guidelines and
Commission policy and procedures. Records maintained on internal
Commission electronic information systems are electronically removed.
Commission electronic storage media that is no longer in service is
purged in accordance with National Institute of Standards and
Technology guidelines for media sanitization (NIST SP 800-88).
ADMINISTRATIVE, TECHNICAL, AND PHYSICAL SAFEGUARDS:
The records are maintained in secure locations with access limited
to persons whose official duties require access such as network
administrators. The computer files can only be accessed by authorized
individuals through the use of safeguards such as passwords.
RECORD ACCESS PROCEDURE:
Individuals wishing to request access to their records should
contact the Privacy Act Officer, Office of the Secretary, U.S.
International Trade Commission, 500 E Street SW., Washington, DC 20436.
Individuals must furnish the following information for their
records to be located and identified:
1. Full name(s);
2. Dates of employment (if applicable); and
3. Signature
Individuals requesting access must comply with the Commission's
Privacy Act regulations on verification of identity (19 CFR 201.25).
CONTESTING RECORD PROCEDURE:
Individuals wishing to request amendment of their records should
contact the Privacy Act Officer, Office of the Secretary, U.S.
International Trade Commission, 500 E Street SW., Washington, DC 20436.
Individuals must furnish the following information for their
records to be located and identified:
1. Full name(s);
2. Dates of employment (if applicable); and
3. Signature
Individuals requesting amendment must comply with the Commission's
Privacy Act regulations on verification of identity (19 CFR 201.25).
NOTIFICATION OF PROCEDURE:
Individuals wishing to inquire whether this system of records
contains information about them should contact the Privacy Act Officer,
Office of the Secretary, U.S. International Trade Commission, 500 E
Street SW., Washington, DC 20436.
Individuals must furnish the following information for their
records to be located and identified:
1. Full name(s);
2. Dates of employment (if applicable);
3. Signature.
EXEMPTIONS CLAIMED FOR THE SYSTEM:
None.
HISTORY:
71 FR 35294 (June 19, 2006).
ITC-13
SYSTEM NAME AND NUMBER:
ITC-13 Administrative Protective Order Breach and Related Records.
SECURITY CLASSIFICATION:
None.
SYSTEM LOCATION:
Office of the Secretary, U.S. International Trade Commission, 500 E
Street SW., Washington, DC 20436, and the Office of the General
Counsel.
SYSTEM MANAGER(S):
Secretary, U.S. International Trade Commission, 500 E Street SW.,
Washington, DC 20436.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
Authority for maintenance of the system includes the following with
any revisions or amendments: 19 U.S.C. 1337, 1677f, 2252, 2451, and
2451a.
PURPOSE(S) OF THE SYSTEM:
Records in this system are used to determine whether a person has
breached an administrative protective order and/or should be
sanctioned.
CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
Persons subject to investigations of alleged breaches of
administrative protective orders and/or investigations of whether there
is good cause to sanction persons under section 201.15 of the
Commission's Rules of Practice and Procedure (19 CFR 201.15).
CATEGORIES OF RECORDS IN THE SYSTEM:
This system contains records relating to a person's name, firm,
address, the basis for the investigation, the Commission's
determinations with respect to the facts of the investigation, and any
sanctions or other actions taken in response to the agency's
determinations.
RECORD SOURCE CATEGORIES:
Information in this system comes from the individual on whom the
record is maintained and investigative records compiled by Commission
staff.
ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES
OF USERS AND PURPOSES OF SUCH USES:
General Routine Uses A-C, E-K, and M-N apply to this system.
Relevant information in this system may be disclosed to the public
as necessary where the Commission determines that a public sanction is
warranted or where the Commission determines that such disclosure is
necessary to facilitate the recovery of business proprietary
information or confidential business information which has been
disclosed to unauthorized persons.
Information from this system of records concerning one person may
be disclosed to other persons subject to the same Administrative
Protective Order (``APO'') breach investigation, to other persons
subject to the same breach investigation of whether there is good cause
to sanction persons under section
[[Page 45059]]
201.15 of the Commission's Rules of Practice and Procedure (19 CFR
201.15), and/or to other parties participating in the underlying trade
remedy proceeding.
POLICIES AND PRACTICES FOR STORAGE OF RECORDS:
These records are maintained on paper in file folders and on
internal Commission electronic information systems.
POLICIES AND PRACTICES FOR RETRIEVAL OF RECORDS:
These records are retrieved by name and APO breach identification
number.
POLICIES AND PRACTICES FOR RETENTION AND DISPOSAL OF RECORDS:
Records are retained in accordance with USITC records schedule N1-
081-97-001, items 1a and 1b: Files maintained by the Office of the
Secretary on Investigations of Possible Violations of Administrative
Protective Orders and Commission Rules. Records that have met required
retention periods will be disposed of in accordance with NARA
guidelines and Commission policy and procedures. Paper records are
shredded, and records maintained on internal Commission electronic
information systems are electronically removed. Commission electronic
storage media that is no longer in service is purged in accordance with
National Institute of Standards and Technology guidelines for media
sanitization (NIST SP 800-88).
ADMINISTRATIVE, TECHNICAL, AND PHYSICAL SAFEGUARDS:
Access to this system of records is limited to persons who have a
need to know the information for the performance of their official
duties, such as Commission employees conducting APO breach
investigations. Paper records in this system are maintained in locked
offices or in limited access areas in a building with restricted public
access, patrolled by guards. Both standard and electronic locks may be
used to restrict access. The electronic records in this system may only
be accessed by authorized individuals through the use of safeguards
such as passwords.
RECORD ACCESS PROCEDURES:
Individuals wishing to request access to their records should
contact the Privacy Act Officer, Office of the Secretary, U.S.
International Trade Commission, 500 E Street SW., Washington, DC 20436.
Individuals must furnish their full name and signature for their
records to be located and identified.
Individuals requesting access must comply with the Commission's
Privacy Act regulations on verification of identity (19 CFR 201.25).
CONTESTING RECORD PROCEDURES:
Individuals wishing to request amendment of their records should
contact the Privacy Act Officer, Office of the Secretary, U.S.
International Trade Commission, 500 E Street SW., Washington, DC 20436.
Individuals must furnish their full name and signature for their
records to be located and identified.
Individuals requesting amendment must comply with the Commission's
Privacy Act regulations on verification of identity (19 CFR 201.25).
NOTIFICATION PROCEDURES:
Individuals wishing to inquire whether this system of records
contains information about them should contact the Privacy Act Officer,
Office of the Secretary, U.S. International Trade Commission, 500 E
Street SW., Washington, DC 20436.
Individuals must furnish their full name and signature for their
records to be located and identified.
EXEMPTIONS PROMULGATED FOR THE SYSTEM:
None.
HISTORY:
71 FR 35294 (June 19, 2006); 72 FR 35068 (June 26, 2007).
ITC-14
SYSTEM NAME AND NUMBER:
ITC-14 Import and Export Records.
SECURITY CLASSIFICATION:
None.
SYSTEM LOCATION:
Office of Operations, U.S. International Trade Commission, 500 E
Street SW., Washington, DC 20436.
SYSTEM MANAGER(S):
Chief of the Statistical and Data Services Division, Office of
Analysis and Research Services, U.S. International Trade Commission,
500 E Street SW., Washington, DC 20436.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
Authority for maintenance of the system includes the following with
any revisions or amendments: 19 U.S.C. 1330-1335, 1337, 1671 et seq.,
2151, 2213, 2251-54, 2436, 2451-51a, 2482, 2704, 3204, 3353, 3372,
3381, 3804; 7 U.S.C. 624.
PURPOSE(S) OF THE SYSTEM:
Records in this system are used to conduct statutorily mandated
investigations and studies, such as antidumping, countervailing duty,
global safeguard, and intellectual property-related investigations and
industry and economic analysis.
CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
Individuals importing to and/or exporting from the United States,
and individuals producing articles for import and/or export.
CATEGORIES OF RECORDS IN THE SYSTEM:
The system contains records relating to an importer's, exporter's,
or producer's name, organization, title or position, business role,
address, telephone number, electronic mail address, Web site address,
and Dun's number, as well as quantity and value information on imports
and exports. Some contact information is for the homes of individuals.
RECORD SOURCE CATEGORIES:
Information is obtained from U.S. Customs and Border Protection and
other agencies that collect the information.
ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES
OF USERS AND PURPOSES OF SUCH USES:
General Routine Uses A-C, E-I, K, and M-N apply to this system.
Records in this system may be disclosed as necessary to the Office
of the United States Trade Representative and other agencies in
safeguard and intellectual-property related investigations.
Records in this system may be disclosed as necessary to U.S.
Customs and Border Protection in intellectual-property and import
injury investigations in accordance with statutory authority to
facilitate that agency's fraud investigations and administration of
entry exclusions.
Records in this system may be disclosed as necessary to
representatives of parties to investigations under administrative
protective order and/or judicial protective order.
Records in this system may be publicly disclosed as necessary in
aggregated form that is not individually identifiable.
Records in this system may be disclosed as necessary to North
American Free Trade Agreement panels and other tribunals, and U.S.
courts reviewing trade remedy investigations.
POLICIES AND PRACTICES FOR STORAGE OF RECORDS:
These records are maintained on internal Commission electronic
information systems and in hard copies in internal Commission offices.
[[Page 45060]]
POLICIES AND PRACTICES FOR RETRIEVAL OF RECORDS:
These records are retrieved by name.
POLICIES AND PRACTICES FOR RETENTION AND DISPOSAL OF RECORDS:
Records are generally retained in accordance with USITC records
schedule N1-081-03-1, item B1 (Import Injury Investigation Case Files),
item B2 (Research Program Case Files), and item B3 (Intellectual
Property-Based Import Investigations). Retention periods may be subject
to interagency agreements. Records that have met required retention
periods will be disposed of in accordance with NARA guidelines and
Commission policy and procedures. Paper records are shredded, and
records maintained on internal Commission electronic information
systems are electronically removed. Commission electronic storage media
that is no longer in service is purged in accordance with National
Institute of Standards and Technology guidelines for media sanitization
(NIST SP 800-88).
Disposal procedures for records in this system shall comply with
requirements in applicable interagency agreements.
ADMINISTRATIVE, TECHNICAL, AND PHYSICAL SAFEGUARDS:
Access to this system of records is limited to persons who have a
need to know the information for the performance of their official
duties, such as individuals participating in certain Commission
statutory investigations. Safeguard procedures for records in this
system shall comply with requirements in applicable interagency
agreements. Paper records in this system are maintained in limited
access spaces in locked offices in a building with restricted public
access, patrolled by guards. Both standard and electronic locks are
used to restrict access. The electronic records in this system may only
be accessed by authorized individuals through the use of safeguards
such as passwords.
RECORD ACCESS PROCEDURES:
Individuals wishing to request access to their records should
contact the Privacy Act Officer, Office of the Secretary, U.S.
International Trade Commission, 500 E Street SW., Washington, DC 20436.
Individuals must furnish the following information for their
records to be located and identified:
1. Full name(s);
2. Dates of employment (if applicable); and
3. Signature.
Individuals requesting access must comply with the Commission's
Privacy Act regulations on verification of identity (19 CFR 201.25).
CONTESTING RECORD PROCEDURES:
Individuals wishing to request amendment of their records should
contact the Privacy Act Officer, Office of the Secretary, U.S.
International Trade Commission, 500 E Street SW., Washington, DC 20436.
Individuals must furnish the following information for their
records to be located and identified:
1. Full name(s);
2. Dates of employment (if applicable); and
3. Signature.
Individuals requesting amendment must comply with the Commission's
Privacy Act regulations on verification of identity (19 CFR 201.25).
NOTIFICATION PROCEDURES:
Individuals wishing to inquire whether this system of records
contains information about them should contact the Privacy Act Officer,
Office of the Secretary, U.S. International Trade Commission, 500 E
Street SW., Washington, DC 20436.
Individuals must furnish the following information for their
records to be located and identified:
1. Full name(s);
2. Dates of employment (if applicable); and
3. Signature.
EXEMPTIONS PROMULGATED FOR THE SYSTEM:
None.
HISTORY:
71 FR 35294 (June 19, 2006).
ITC-15
SYSTEM NAME AND NUMBER:
ITC-15 Telecommuting Program Records.
SECURITY CLASSIFICATION:
None.
SYSTEM LOCATION:
Records relating to special circumstances telework requests are
located in the Office of Human Resources and other telecommuting
program records are located in the Office of Security and Support
Services, U.S. International Trade Commission, 500 E Street SW.,
Washington, DC 20436.
SYSTEM MANAGER(S):
Director, Office of Security and Support Services, U.S.
International Trade Commission, 500 E Street SW., Washington, DC 20436.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
Authority for maintenance of the system includes the following with
any revisions or amendments: 19 U.S.C. 1331(a)(1)(A)(iii); Pub. L. 106-
346, Sec. 359, 114 Stat. 1356, 1356A-36 (2000).
PURPOSE(S) OF THE SYSTEM:
Records in this system are used to administer the agency's
telecommuting program. They may also be used to monitor employee
compliance with the agency's telecommuting procedures.
CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
All current and former Commission employees and other authorized
individuals who participate in the Commission telecommuting program.
CATEGORIES OF RECORDS IN THE SYSTEM:
This system contains records relating to a person's name, title,
office, supervisor, electronic mail address, telephone number, and
alternate duty station address (which is often a home address). The
telecommuting program records in this system do not include time and
attendance records otherwise covered by ITC-1 (Pay and Leave Records).
RECORD SOURCE CATEGORIES:
Information is obtained from the individual to whom the records
pertain.
ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES
OF USERS AND PURPOSES OF SUCH USES:
General Routine Uses A-C and E-N apply to this system.
Relevant information in this system may be disclosed as necessary
to the United States Congress in a form that does not identify covered
individuals.
POLICIES AND PRACTICES FOR STORAGE OF RECORDS:
These records are maintained on paper in file folders and on
internal Commission electronic information systems.
POLICIES AND PRACTICES FOR RETRIEVAL OF RECORDS:
These records are retrieved by name.
POLICIES AND PRACTICES FOR RETENTION AND DISPOSAL OF RECORDS:
Records are retained in accordance with NARA GRS-1, item 42:
Alternate Worksite Records. Records that have met required retention
periods will be disposed of in accordance with NARA guidelines and
Commission policy and procedures. Paper records are shredded, and
records maintained on internal Commission electronic information
systems are electronically removed. Commission electronic storage media
[[Page 45061]]
that is no longer in service is purged in accordance with National
Institute of Standards and Technology guidelines for media sanitization
(NIST SP 800-88).
ADMINISTRATIVE, TECHNICAL, AND PHYSICAL SAFEGUARDS:
Access to records in this system is limited to persons whose
official duties require access, such as Commission personnel who
approve telecommute agreements. The Office of Human Resources maintains
paper records pertaining to special circumstances telecommute requests
in a locked filing cabinet in a locked room in a building with
restricted public access, patrolled by guards. Both standard and
electronic locks are used to restrict access. The electronic records in
this system may only be accessed by authorized individuals through the
use of safeguards such as passwords.
RECORD ACCESS PROCEDURES:
Individuals wishing to request access to their records should
contact the Privacy Act Officer, Office of the Secretary, U.S.
International Trade Commission, 500 E Street SW., Washington, DC 20436.
Individuals must furnish the following information for their
records to be located and identified:
1. Full name(s);
2. Dates of employment (if applicable); and
3. Signature.
Individuals requesting access must comply with the Commission's
Privacy Act regulations on verification of identity (19 CFR 201.25).
CONTESTING RECORD PROCEDURES:
Individuals wishing to request amendment of their records should
contact the Privacy Act Officer, Office of the Secretary, U.S.
International Trade Commission, 500 E Street SW., Washington, DC 20436.
Individuals must furnish the following information for their
records to be located and identified:
1. Full name(s);
2. Dates of employment (if applicable); and
3. Signature.
Individuals requesting amendment must comply with the Commission's
Privacy Act regulations on verification of identity (19 CFR 201.25).
NOTIFICATION PROCEDURES:
Individuals wishing to inquire whether this system of records
contains information about them should contact the Privacy Act Officer,
Office of the Secretary, U.S. International Trade Commission, 500 E
Street SW., Washington, DC 20436.
Individuals must furnish the following information for their
records to be located and identified:
1. Full name(s);
2. Dates of employment (if applicable); and
3. Signature.
EXEMPTIONS PROMULGATED FOR THE SYSTEM:
None.
HISTORY:
71 FR 35294 (June 19, 2006).
ITC-16
SYSTEM NAME AND NUMBER:
ITC-16 Emergency Notification Records.
SECURITY CLASSIFICATION:
None.
SYSTEM LOCATION:
The various offices within the U.S. International Trade Commission,
500 E Street SW., Washington, DC 20436.
SYSTEM MANAGER(S):
Director, Office of Human Resources, U.S. International Trade
Commission, 500 E Street SW., Washington, DC 20436.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
Authority for maintenance of the system includes the following with
any revisions or amendments: 19 U.S.C. 1331(a)(1)(A)(iii) and 44 U.S.C.
3101.
PURPOSE(S) OF THE SYSTEM:
Records are maintained in this system for the purpose of notifying
and identifying employees or their designees under emergency
conditions.
CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
All current Commission employees.
CATEGORIES OF RECORDS IN THE SYSTEM:
This system contains records relating to a person's name, title,
office, home address, office and home electronic mail addresses, and
office and personal telephone numbers, as well as the name, address,
and telephone number of the employee's designated emergency contact.
RECORD SOURCE CATEGORIES:
Information is obtained from the individual to whom the records
pertain.
ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES
OF USERS AND PURPOSES OF SUCH USES:
General Routine Uses A-C and E-N apply to this system.
POLICIES AND PRACTICES FOR STORAGE OF RECORDS:
These records are maintained on paper in file folders in internal
Commission offices, on Commission mobile devices, and on internal
Commission electronic information systems.
POLICIES AND PRACTICES FOR RETRIEVAL OF RECORDS:
These records are retrieved by name.
POLICIES AND PRACTICES FOR RETENTION AND DISPOSAL OF RECORDS:
Emergency Notification Records are retained by the Commission until
the proposed records schedule authorizing the disposal of such records
is approved by NARA.
ADMINISTRATIVE, TECHNICAL, AND PHYSICAL SAFEGUARDS:
Access to records in this system is limited to persons whose
official duties require access, including individuals (such as
supervisors) who are responsible for contacting employees in an
emergency. Paper records in this system are maintained in limited
access areas in a building with restricted public access, patrolled by
guards. Both standard and electronic locks are used to restrict access.
Electronic records in this system may only be accessed by authorized
individuals through the use of safeguards such as passwords.
RECORD ACCESS PROCEDURES:
Individuals wishing to request access to their records should
contact the Privacy Act Officer, Office of the Secretary, U.S.
International Trade Commission, 500 E Street SW., Washington, DC 20436.
Individuals must furnish the following information for their
records to be located and identified:
1. Full name(s);
2. Dates of employment (if applicable); and
3. Signature.
Individuals requesting access must comply with the Commission's
Privacy Act regulations on verification of identity (19 CFR 201.25).
CONTESTING RECORD PROCEDURES:
Individuals wishing to request amendment of their records should
contact the Privacy Act Officer, Office of the Secretary, U.S.
International Trade Commission, 500 E Street SW., Washington, DC 20436.
Individuals must furnish the following information for their
records to be located and identified:
1. Full name(s);
2. Dates of employment (if applicable); and
3. Signature.
Individuals requesting amendment must comply with the Commission's
Privacy Act regulations on verification of identity (19 CFR 201.25).
[[Page 45062]]
NOTIFICATION PROCEDURES:
Individuals wishing to inquire whether this system of records
contains information about them should contact the Privacy Act Officer,
Office of the Secretary, U.S. International Trade Commission, 500 E
Street SW., Washington, DC 20436.
Individuals must furnish the following information for their
records to be located and identified:
1. Full name(s);
2. Dates of employment (if applicable); and
3. Signature.
EXEMPTIONS PROMULGATED FOR THE SYSTEM:
None.
HISTORY:
71 FR 35294 (June 19, 2006); 72 FR 35068 (June 26, 2007).
ITC-17
SYSTEM NAME AND NUMBER:
ITC-17 Roster of Mediators.
SECURITY CLASSIFICATION:
None.
SYSTEM LOCATION:
Office of the Secretary, U.S. International Trade Commission, 500 E
Street SW., Washington, DC 20436.
SYSTEM MANAGER(S):
Secretary to the Commission, U.S. International Trade Commission,
500 E Street SW., Room 112, Washington, DC 20436.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
Authority for maintenance of the system includes the following with
any revisions or amendments: 19 U.S.C. 1331(a)(1)(A)(iii); 5 U.S.C.
572-574.
PURPOSE(S) OF THE SYSTEM:
Records in this system are used to identify potential mediators for
participation in the Commission's mediation program.
CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
Individuals selected as roster members to serve as potential
mediators as part of the Commission's mediation program.
CATEGORIES OF RECORDS IN THE SYSTEM:
This system contains records of individuals, including their name,
organization, business or home address, telephone number, facsimile
number, electronic mail address, and financial or business interests.
RECORD SOURCE CATEGORIES:
Information in this system comes from the individual to whom the
record pertains.
ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES
OF USERS AND PURPOSES OF SUCH USES:
The name of the mediator and brief biographical information will be
posted on the Commission's mediation Web page, and also may be
published in the Federal Register. Outside counsel for a party subject
to a mediation also may obtain information, subject to a
confidentiality agreement, about potential mediators and the mediator
selected for its particular mediation. General Routine Uses A-N apply
to this system.
POLICIES AND PRACTICES FOR STORAGE OF RECORDS:
These records are maintained on internal Commission electronic
information systems.
POLICIES AND PRACTICES FOR RETRIEVAL OF RECORDS:
These records are retrieved by name.
POLICIES AND PRACTICES FOR RETENTION AND DISPOSAL OF RECORDS:
USITC will propose a records schedule authorizing the disposition
of these records. Records are retained by the Commission until the
proposed records disposition schedule is approved by NARA.
ADMINISTRATIVE, TECHNICAL, AND PHYSICAL SAFEGUARDS:
Access to this system of records is limited to persons who have a
need to know the information for the performance of their official
duties, such as individuals in the Office of the Secretary involved in
the mediator selection process and to counsel subject to a
confidentiality agreement. Electronic records in this system may only
be accessed by authorized individuals through the use of safeguards
such as passwords.
RECORD ACCESS PROCEDURES:
Individuals wishing to request access to their records should
contact the Privacy Act Officer, Office of the Secretary, U.S.
International Trade Commission, 500 E Street SW., Washington, DC 20436.
Individuals must furnish the following information for their
records to be located and identified:
1. Full name(s);
2. Dates of employment (if applicable); and
3. Signature.
Individuals requesting access must comply with the Commission's
Privacy Act regulations on verification of identity (19 CFR 201.25).
CONTESTING RECORD PROCEDURES:
Individuals wishing to request amendment of their records should
contact the Privacy Act Officer, Office of the Secretary, U.S.
International Trade Commission, 500 E Street SW., Washington, DC 20436.
Individuals must furnish the following information for their
records to be located and identified:
1. Full name(s);
2. Dates of employment (if applicable); and
3. Signature.
Individuals requesting amendment must comply with the Commission's
Privacy Act regulations on verification of identity (19 CFR 201.25).
NOTIFICATION PROCEDURES:
Individuals wishing to inquire whether this system of records
contains information about them should contact the Privacy Act Officer,
Office of the Secretary, U.S. International Trade Commission, 500 E
Street SW., Washington, DC 20436.
Individuals must furnish the following information for their
records to be located and identified:
1. Full name(s);
2. Dates of employment (if applicable); and
3. Signature.
EXEMPTIONS PROMULGATED FOR THE SYSTEM:
None.
HISTORY:
None.
ITC-18
SYSTEM NAME AND NUMBER:
ITC-18 Personnel Photograph Records.
SECURITY CLASSIFICATION:
None.
SYSTEM LOCATION:
Office of External Relations, U.S. International Trade Commission,
500 E Street SW., Washington, DC 20436, and other offices in the U.S.
International Trade Commission, 500 E Street SW., Washington, DC 20436.
SYSTEM MANAGER(S):
For Commissioner and administrative law judge portraits: Director
of External Relations, Office of External Relations, U.S. International
Trade Commission, 500 E Street SW., Washington, DC 20436;
For employee photographs: Chief Administrative Officer, Office of
Administration, U.S. International Trade Commission, 500 E Street SW.,
Washington, DC 20436.
[[Page 45063]]
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
Authority for maintenance of the system includes the following with
any revisions or amendments: 19 U.S.C. 1331(a)(1)(A)(iii).
PURPOSE(S) OF THE SYSTEM:
These records are used for the purposes of enhancing the security
of the Commission's building by familiarizing Commission staff with the
identities and appearance of Commission personnel, educating the
public, assisting Commission personnel in interfacing with customers
and the public, and promoting open and collaborative electronic
communication with Commission personnel.
CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
Commission personnel, including employees and contractors.
CATEGORIES OF RECORDS IN THE SYSTEM:
This system contains photographs of Commission personnel.
RECORD SOURCE CATEGORIES:
Information in this system is obtained from the individual to whom
the record pertains.
ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES
OF USERS AND PURPOSES OF SUCH USES:
General Routine Uses A-L and M-N apply to this system. Records in
this system can be accessed and publicly disclosed to assist the
Commission in its relations with its customers and the public. To
promote open electronic communication with Commission personnel,
records in this system may be accessed and emailed by users of the
Commission's email system, and may be further distributed by any
recipient.
POLICIES AND PRACTICES FOR STORAGE OF RECORDS:
These records are maintained in print, as photographic negatives,
on computer media (e.g., digital image files on CD and stand-alone
computer systems) and on internal Commission electronic information
systems.
POLICIES AND PRACTICES FOR RETRIEVAL OF RECORDS:
These records are retrieved by the name or identification number of
the individuals on whom they are maintained.
POLICIES AND PRACTICES FOR RETENTION AND DISPOSAL OF RECORDS:
Records are retained in accordance with (a) USITC records schedule
NC1-081-78-001, item B9: Photographs and Biographies of Commissioners
and (b) NARA GRS 21, item 2: Personnel Identification or Passport
Photographs. Records that have met required retention periods will be
disposed of in accordance with NARA guidelines and Commission policy
and procedures. Photographs of personnel maintained in print are
shredded, and records maintained on internal Commission electronic
information systems are electronically removed. Commission electronic
storage media that is no longer in service is purged in accordance with
National Institute of Standards and Technology guidelines for media
sanitization (NIST SP 800-88). Commissioner portraits are permanent
records. These records, in any format, are transferred to the National
Archives five years after the Commissioner leaves the Commission.
ADMINISTRATIVE, TECHNICAL, AND PHYSICAL SAFEGUARDS:
These records are maintained in offices in a building with
restricted public access, patrolled by guards. Both standard and
electronic locks are used to restrict access. The records in this
system are kept in limited access areas within the offices. The paper
files are maintained in secure file cabinets or rooms, and access is
limited to persons whose official duties require access, such as the
Commission's public affairs officer for purposes of public education.
The computer files can be accessed only by authorized individuals
through the use of safeguards such as passwords.
RECORD ACCESS PROCEDURES:
Individuals wishing to request access to their records should
contact the Privacy Act Officer, Office of the Secretary, U.S.
International Trade Commission, 500 E Street SW., Washington, DC 20436.
Individuals must furnish the following information for their
records to be located and identified:
1. Full name(s);
2. Dates of employment; and
3. Signature.
Individuals requesting access must comply with the Commission's
Privacy Act regulations on verification of identity (19 CFR 201.25).
CONTESTING RECORD PROCEDURES:
Individuals wishing to request amendment of their records should
contact the Privacy Act Officer, Office of the Secretary, U.S.
International Trade Commission, 500 E Street SW., Washington, DC 20436.
Individuals must furnish the following information for their records to
be located and identified:
1. Full name(s);
2. Dates of employment; and
3. Signature.
Individuals requesting amendment must comply with the Commission's
Privacy Act regulations on verification of identity (19 CFR 201.25).
NOTIFICATION PROCEDURES:
Individuals wishing to inquire whether this system of records
contains information about them should contact the Privacy Act Officer,
Office of the Secretary, U.S. International Trade Commission, 500 E
Street SW., Washington, DC 20436.
Individuals must furnish the following information for their
records to be located and identified:
1. Full name(s);
2. Dates of employment; and
3. Signature.
EXEMPTIONS PROMULGATED FOR THE SYSTEM:
None.
HISTORY:
None.
ITC-1
SYSTEM NAME AND NUMBER:
ITC-19 Employment Law Records.
SECURITY CLASSIFICATION:
None.
SYSTEM LOCATION:
Office of the General Counsel and other Commission offices, U.S.
International Trade Commission, 500 E Street SW., Washington, DC 20436.
SYSTEM MANAGER(S):
General Counsel, Office of the General Counsel, U.S. International
Trade Commission, 500 E Street SW., Washington, DC 20436.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
Authority for maintenance of the system includes the following with
any revisions or amendments: 44 U.S.C. 3101; 19 U.S.C.
1331(a)(1)(A)(iii).
PURPOSE(S) OF THE SYSTEM:
The Office of the General Counsel provides legal representation to
Commission management in all administrative matters including, but not
limited to, adverse actions, grievances, EEO, and unfair labor
practices; represents the Commission and its employees in district
court actions brought against them for acts taken in the course of
official duties; and represents the Commission in other actions in
which its interests are involved. Effective representation in such
matters requires that records be retrievable by individual identifiers.
[[Page 45064]]
CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
Individuals who have submitted grievances (in accordance with part
771 of the regulations of the Office of Personnel Management (the
``OPM'') (5 CFR part 771), under 5 U.S.C. 7121, or through a negotiated
grievance procedure), initiated EEO complaints, or initiated
administrative proceedings or civil litigation against the Commission
and/or or its personnel; individuals who have provided information,
testimony, affidavits, or declarations concerning such matters;
Commission attorneys assigned to such matters.
CATEGORIES OF RECORDS IN THE SYSTEM:
This system contains documents relating to employment law matters.
Such matters include adverse actions, grievances, unfair labor practice
charges, civil actions against Commission employees in their official
capacities, and Equal Employment Opportunity and other employee claims.
Documents contained in the system include names of persons involved and
Commission attorneys handling the matter, correspondence, internal
reports and related documents concerning the merits, attorney notes and
recommendations; records on actions taken by the Commission giving rise
to appeals, attorney notes, recommendations and strategy for defending
appeals; documents submitted or filed by plaintiffs/grievants/
complaints in civil actions or administrative proceedings against the
Commission, such as complaints, grievances, unfair labor practice
claims, motions and briefs; documents submitted by the Commission to
defend or respond, such as answers to complaints, motions to dismiss or
for summary judgment, replies to administrative complaints, grievances,
or unfair labor practice claims; administrative determinations at
issue; discovery and investigatory materials such as witness
statements, reports of interviews, attorney notes, affidavits,
declarations, correspondence, records, exhibits, and other documentary
evidence; litigation materials, such as legal memoranda, attorney notes
and recommendations, hearing transcripts, and related correspondence
and exhibits; and final judgments, orders, decisions, decrees, and
settlement agreements.
RECORD SOURCE CATEGORIES:
Information in this system of records is obtained from:
a. Plaintiffs, grievants, complainants, and aggrieved individuals;
b. Current and former Commission employees and officials;
c. Statements of witnesses and parties;
d. Transcripts of hearings, depositions, and court proceedings;
e. Work product of Commission attorneys and their assistants.
ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES
OF USERS AND PURPOSES OF SUCH USES:
General Routine Uses A-C, E-K, and M-N apply to this system.
Information in this system may be disclosed to any federal, state
or local agency, organization or individual to the extent necessary to
obtain information or witness cooperation if there is reason to believe
the recipient possesses information related to the matter.
Information in this system may be disclosed to an actual or
potential party to litigation or the party's authorized representative
for the purpose of negotiation or discussion of such matters as
settlement or informal discovery proceedings.
Information in this system may be disclosed as necessary to other
Federal agencies or Federal contractors with statutory authority to
assist in the collection of Commission debts.
Disclosures may be made from this system pursuant to 5 U.S.C.
552a(b)(12) and 31 U.S.C. 3711(e) to ``consumer reporting agencies'' as
defined in 31 U.S.C. 3701(a)(3).
POLICIES AND PRACTICES FOR STORAGE OF RECORDS:
These records are maintained on an internal Commission electronic
information system and on paper in file folders.
POLICIES AND PRACTICES FOR RETRIEVAL OF RECORDS:
These records are retrieved by the names of the grievant,
complainant, plaintiff, litigant, or aggrieved individual, by the
caption or forum of the related civil action or administrative
proceeding, or by the name of the Commission attorney handling the
matter. Affidavits, declarations, testimony, witness statements, and
similar materials may be retrieved by the names of any concerned
indivSAFEiduals.
POLICIES AND PRACTICES FOR RETENTION AND DISPOSAL OF RECORDS:
Records are retained in accordance with USITC records schedule N1-
081-06-001, item C1: Litigation Case Files. Records that have met
required retention periods will be disposed of in accordance with NARA
guidelines and Commission policy and procedures. Paper records are
shredded, and records maintained on internal Commission electronic
information systems are electronically removed. Commission electronic
storage media that is no longer in service is purged in accordance with
National Institute of Standards and Technology guidelines for media
sanitization (NIST SP 800-88).
ADMINISTRATIVE, TECHNICAL, AND PHYSICAL SAFEGUARDS:
Access to this system of records is limited to persons who have a
need to know the information for the performance of their official
duties, such as Commission attorneys representing the Commission in
administrative matters and Commission paralegals assisting in such
matters. Paper records in this system are maintained in locked file
cabinets in limited access areas within a building with restricted
public access that is patrolled by guards. Both standard and electronic
locks are used to restrict access. Access to the keys to the file
cabinets is limited to persons whose official duties require access to
the files. The electronic records in this system may only be accessed
by authorized individuals through the use of safeguards such as
passwords.
RECORD ACCESS PROCEDURES:
The records described herein are compiled in reasonable
anticipation of a civil action or proceeding. Pursuant to section
(d)(5) of the Privacy Act of 1974, as amended, 5 U.S.C. 552a(d)(5), an
individual is precluded from access to such records.
CONTESTING RECORD PROCEDURES:
Individuals wishing to request amendment of their records should
contact the Privacy Act Officer, Office of the Secretary, U.S.
International Trade Commission, 500 E Street SW., Washington, DC 20436.
Individuals must furnish the following information for their
records to be located and identified:
1. Full name(s);
2. Dates of employment at the Commission (if applicable);
3. Forum, filing/closing date, caption, and docket number of the
action/proceeding involved (if available); and
4. Signature.
Individuals requesting amendment must comply with the Commission's
Privacy Act regulations on verification of identity (19 CFR 201.25).
NOTIFICATION PROCEDURES:
Individuals wishing to inquire whether this system of records
contains information about them should contact the Privacy Act Officer,
Office of the
[[Page 45065]]
Secretary, U.S. International Trade Commission, 500 E Street SW.,
Washington, DC 20436.
Individuals must furnish the following information for their
records to be located and identified:
1. Full name(s);
2. Dates of employment at the Commission (if applicable);
3. Forum, filing/closing date, caption, and docket number of the
action/proceeding involved (if available); and
4. Signature.
EXEMPTIONS PROMULGATED FOR THE SYSTEM:
The records described herein are compiled in reasonable
anticipation of a civil action or proceeding. Pursuant to section
(d)(5) of the Privacy Act of 1974, as amended, 5 U.S.C. 552a(d)(5), an
individual is precluded from access to such records.
Information from other systems of records may be incorporated into
this system (e.g., ITC-7, Personnel Security Investigative Files). To
the extent that copies of exempt records from other systems of records
are entered into this system, the Commission claims the same exemptions
for those records that are claimed for the original primary system of
records from which they originated.
HISTORY:
None.
ITC-20
SYSTEM NAME AND NUMBER:
ITC-20 Freedom of Information Act and Privacy Act Records.
SECURITY CLASSIFICATION:
Classified and Unclassified.
SYSTEM LOCATION:
Office of the Secretary, U.S. International Trade Commission, 500 E
Street SW., Washington, DC 20436.
SYSTEM MANAGER(S):
For Freedom of Information Act (FOIA) records, Chief FOIA Officer,
Office of the Secretary, U.S. International Trade Commission, 500 E
Street SW., Washington, DC 20436. For Privacy Act records, Privacy Act
Officer, Office of the Secretary, U.S. International Trade Commission,
500 E Street SW., Washington, DC 20436.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
Authority for maintenance of the system includes the following with
any revisions or amendments: the Freedom of Information Act, 5 U.S.C.
552, as amended; the Privacy Act of 1974, 5 U.S.C. 552a, as amended.
PURPOSE(S) OF THE SYSTEM:
These records are used to effectively monitor, process, and track
individuals' requests and administrative appeals made under the
provisions of the Freedom of Information Act (FOIA) and the Privacy
Act. In addition, these records support agency participation in
litigation arising from requests and appeals; assigning, processing,
and tracking FOIA workloads; and, providing management information
reports.
CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
This system contains records and related correspondence on
individuals who have submitted requests for information and
administrative appeals under the provisions of the Freedom of
Information Act (FOIA) (5 U.S.C. 552) or the Privacy Act (5 U.S.C.
552a), as well as individuals whose records have been the subject of a
FOIA or Privacy Act request. Other individuals covered by the system
include Commission staff assigned to process a request and staff that
may have responsive records or are mentioned in such records.
CATEGORIES OF RECORDS IN THE SYSTEM:
The system contains correspondence and other documents related to
FOIA and Privacy Act requests and administrative appeals. The
information maintained by the system may include: (1) Records received,
copied, created, or compiled during the search and processing of
initial requests and administrative appeals; (2) fee schedules, cost
calculations, and costs assessed for processing FOIA requests
(disclosed FOIA records--cost can be incurred even for records that are
not provided to requesters); (3) appeals, intra-agency or interagency
memorandums, and correspondence with the requesters or entities who
submitted the requests and appeals; (4) the Commission's responses and
transferals to other agencies; (5) copies of records disclosed or
withheld; (6) requesters' names, organizations, titles, addresses,
emails, telephone numbers, fax numbers, Social Security numbers (which
may be submitted with documentation or as proof of identification when
requesting access to Privacy Act records); (7) information compiled on
and about the parties who made written requests or appeals, including
individuals on whose behalf such written requests or appeals were made;
(8) FOIA tracking numbers; (9) descriptions of the types of requests or
appeals, and dates the requests or appeals were received by the
Commission; (10) and may include the requester's original Privacy Act/
FOIA requests. The system also includes information on the Commission
personnel involved in the processing of FOIA and/or Privacy Act
requests and appeals (e.g., FOIA staff and/or Privacy Act staff,
appeals officials, and members of the Office of General Counsel staff)
who respond to requests or appeals and process any final dispositions.
The system also covers records related to requests for OGIS assistance.
RECORD SOURCE CATEGORIES:
Information in the system comes from the individual(s) on whom the
record is maintained, FOIA staff, and official Commission documents.
ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES
OF USERS AND PURPOSES OF SUCH USES:
General Routine uses A-D, F-K, and M-N apply to these systems.
POLICIES AND PRACTICE FOR STORAGE OF RECORDS:
The records are maintained in paper file folders stored in metal
file cabinets and on internal Commission electronic information
systems.
POLICIES AND PRACTICES FOR RETRIEVAL OF RECORDS:
These records are retrieved by the name of the individual and also
by case file number.
POLICIES AND PRACTICES FOR RETENTION AND DISPOSAL OF RECORDS:
Records relating to the agency's implementation of FOIA and the
Privacy Act are disposed of in accordance with the General Records
Schedule (GRS) 14 issued by the National Archives and Records
Administration. Records that have met required retention periods will
be disposed of in accordance with NARA guidelines and Commission policy
and procedures. Paper records are shredded, and records maintained on
internal Commission electronic information systems are electronically
removed. Commission electronic storage media that is no longer in
service is purged in accordance with National Institute of Standards
and Technology guidelines for media sanitization (NIST SP 800-88).
ADMINISTRATIVE, TECHNICAL, AND PHYSICAL SAFEGUARDS:
Access to the records is limited to persons whose official duties
require access, such as the Chief FOIA Officer, the FOIA Liaison or a
designee. Paper records in this system are stored in file cabinets
located in secure areas that are either occupied by staff involved in
[[Page 45066]]
processing FOIA and Privacy Act requests and administrative appeals or
locked up during nonworking hours or whenever staff is not present in
these areas in a building with restricted public access, patrolled by
guards. Both standard and electronic locks may be used to restrict
access. The paper records in this system are kept in limited access
areas within the building. Electronic records in this system may only
be accessed by authorized individuals through the use of safeguards
such as User ID and passwords. Access to the systems records is limited
to those staff members who are familiar with FOIA- and Privacy Act-
related requests and who have a need to know. System managers are held
responsible for safeguarding the records that are under their control.
RECORD ACCESS PROCEDURES:
Individuals wishing to request access to their records should
contact the Privacy Act Officer, Office of the Secretary, U.S.
International Trade Commission, 500 E Street SW., Washington, DC 20436.
Individuals must furnish the following information for their
records to be located and identified:
1. Full name(s);
2. Dates of employment (if applicable); and
3. Signature
Individuals requesting access must comply with the Commission's
Privacy Act regulations on verification of identity (19 CFR 201.25).
CONTESTING RECORD PROCEDURES:
Individuals wishing to request amendment of their records should
contact the Privacy Act Officer, Office of the Secretary, U.S.
International Trade Commission, 500 E Street SW., Washington, DC 20436.
Individuals must furnish the following information for their
records to be located and identified:
1. Full name(s);
2. Dates of employment (if applicable); and
3. Signature
Individuals requesting amendment must comply with the Commission's
Privacy Act regulations on verification of identity (19 CFR 201.25).
NOTIFICATION PROCEDURE:
Individuals wishing to inquire whether this system of records
contains information about them should contact the Privacy Act Officer,
Office of the Secretary, U.S. International Trade Commission, 500 E
Street SW., Washington, DC 20436.
Individuals must furnish the following information for their
records to be located and identified:
1. Full name(s);
2. Dates of employment (if applicable); and
3. Signature.
EXEMPTIONS CLAIMED FOR THE SYSTEM:
Pursuant to 5 U.S.C. 552a(k)(l) and (k)(2), this system of records
is exempted from (c)(3), (d), (e)(1), (e)(4)(G)-(I) and (f) of the
Privacy Act. These exemptions are established in the Commission rules
at 19 CFR 201.32. During the course of monitoring, processing, and
tracking individuals' requests and administrative appeals, exempt
materials from other systems of records may be incorporated into this
system. To the extent that copies of exempt records from other systems
of records are entered into this system, the Commission claims the same
exemptions for those records that are claimed for the original primary
system of records from which they originated.
HISTORY:
None.
Appendix A: General Routine Uses Applicable to More Than One System of
Records
A. Disclosure for Law Enforcement Purposes
When information indicates a violation or potential violation of
law, whether civil, criminal or regulatory in nature, and whether
arising by general statute or particular program statute, or by
regulation, rule, or order issued pursuant thereto, disclosure may
be made to the appropriate agency, whether Federal, foreign, State,
local, or tribal, or other public authority responsible for
enforcing, investigating or prosecuting such violation or charged
with enforcing or implementing the statute, rule, regulation, or
order issued pursuant thereto, if the information disclosed is
relevant to any enforcement, regulatory, investigative or
prosecutive responsibility of the receiving entity.
B. Disclosure Incident to Requesting Information
Information may be disclosed to any source from which additional
information is requested (to the extent necessary to identify the
individual, inform the source of the purpose(s) of the request, and
to identify the type of information requested), when necessary to
obtain information relevant to an agency decision concerning
retention of an employee or other personnel action (other than
hiring), retention of a security clearance, the letting of a
contract, or the issuance or retention of a grant, or other benefit.
C. Disclosure to Requesting Agency
Disclosure may be made to a Federal, State, local, foreign, or
tribal or other public authority of the fact that this system of
records contains information relevant to the retention of an
employee, the retention of a security clearance, the letting of a
contract, or the issuance or retention of a license, grant, or other
benefit. The other agency or licensing organization may then make a
request supported by the written consent of the individual for the
entire record if it so chooses. No disclosure will be made unless
the information has been determined to be sufficiently reliable to
support a referral to another office within the agency or to another
Federal agency for criminal, civil, administrative, personnel, or
regulatory action.
D. Disclosure to Office of Management and Budget
Information may be disclosed to the Office of Management and
Budget at any stage in the legislative coordination and clearance
process in connection with private relief legislation as set forth
in OMB Circular No. A-19.
E. Disclosure to Congressional Offices
Information may be disclosed to a Congressional office from the
record of an individual in response to an inquiry from the
Congressional office made at the written request of the individual
about whom the record is maintained. Disclosure will not be made
until the Congressional office has furnished appropriate
documentation of the individual's request, such as a copy of the
individual's written request.
F. Disclosure for Use in Litigation
Information may be disclosed to and used by the Department of
Justice, or in a proceeding before a court, adjudicative body, or
other administrative body before which the Commission is authorized
to appear, when:
1. The Commission, or any component thereof; or
2. Any employee of the Commission in his or her official
capacity; or
3. Any employee of the Commission in his or her individual
capacity where the Department of Justice or the Commission has
agreed to represent the employee; or
4. The United States is a party to litigation or has an interest
in such litigation, and the Commission determines that the records
are both relevant and necessary to the litigation and the use of
such records is deemed by the Commission to be for a purpose that is
compatible with the purpose for which the records were collected.
G. Disclosure to the National Archives and General Services
Administration
Information may be disclosed to the National Archives and
Records Administration or General Services Administration for
records management inspections conducted under 44 U.S.C. 2904 and
2906.
H. Disclosure to Contractors, Grantees, Etc.
Information may be disclosed to agency contractors, grantees,
consultants, or volunteers who have been engaged to assist the
agency in the performance of a contract, service, grant, cooperative
agreement, job, or other activity for the Commission related to this
system of records and who need to have
[[Page 45067]]
access to the records in order to perform the activity for the
Commission. This includes Federal agencies providing payroll,
management, information security, or administrative services to the
Commission. When appropriate, recipients shall be required to comply
with the requirements of the Privacy Act of 1974 as provided in 5
U.S.C. 552a(m).
I. Disclosures for Administrative Claims, Complaints and Appeals
Information from this system of records may be disclosed to an
authorized appeal grievance examiner, formal complaints examiner,
equal employment opportunity investigator, arbitrator or other
person properly engaged in investigation or settlement of an
administrative grievance, complaint, claim, or appeal filed by an
employee or former employee, but only to the extent that the
information is relevant and necessary to the proceeding. Agencies
that may obtain information under this routine use include, but are
not limited to, the Office of Personnel Management, Office of
Special Counsel, Merit Systems Protection Board, Federal Labor
Relations Authority, Equal Employment Opportunity Commission, and
Office of Government Ethics.
J. Disclosure to the Office of Personnel Management
Information from this system of records may be disclosed to the
Office of Personnel Management pursuant to that agency's
responsibility for evaluation and oversight of Federal personnel
management.
K. Disclosure in Connection With Litigation
Information from this system of records may be disclosed in
connection with litigation or settlement discussions regarding
claims by or against the Commission, including public filing with a
court, to the extent that disclosure of the information is relevant
and necessary to the litigation or discussions and except where
court orders are otherwise required under section (b)(11) of the
Privacy Act of 1974, 5 U.S.C. 552a(b)(11).
L. Disclosure to Labor Unions
Information from this system of records may be disclosed to
provide information to officials of labor organizations when
relevant and necessary to their duties of exclusive representation
concerning personnel policies, practices, and matters affecting work
conditions.
M. Disclosure in Connection With Breach of the System of Records
Disclosure may be made to appropriate agencies, entities, and
persons when (1) the Commission suspects or has confirmed that there
has been a breach of the system of records; (2) the Commission has
determined that as a result of the suspected or confirmed breach
there is a risk of harm to individuals, the Commission (including
its information systems, programs, and operations), the Federal
Government, or national security; and (3) the disclosure made to
such agencies, entities, and persons is reasonably necessary to
assist in connection with the Commission's efforts to respond to the
suspected or confirmed breach or to prevent, minimize, or remedy
such harm.
N. Disclosure To Assist With Breach Response Efforts
Disclosure may be made to another Federal agency or Federal
entity, when the Commission determines that information from this
system of records is reasonably necessary to assist the recipient
agency or entity in (1) responding to a suspected or confirmed
breach or (2) preventing, minimizing, or remedying the risk of harm
to individuals, the recipient agency or entity (including its
information systems, programs, and operations), the Federal
Government, or national security, resulting from a suspected or
confirmed breach.
Appendix B: Government-Wide Systems of Records Applicable to the
Commission
The Commission maintains some records covered by Government-wide
systems of records notices published by other agencies. There may
not be actual Commission files in all Government-wide systems. This
list is based on Privacy Act Issuances, 2015 Compilation, available
at https://www.gpo.gov/fdsys/browse/collection.action?collectionCode=PAI. Any later established
Government-wide systems notices may also be applicable.
DOL/GOVT-1 Office of Workers' Compensation Programs, Federal
Employees' Compensation Act File.
DOL/GOVT-2 Jobs Corps Student Records.
DOT/ALL-8 Parking and Transit Benefit System.
EEOC/GOVT-1 Equal Employment Opportunity in the Federal
Government Complaint and Appeal Records.
EPA/GOVT-1 Emissions Inspection and Maintenance Records for
Federal Employees Parking at Federal Parking Facilities.
EPA/GOVT-2 Federal Docket Management System (FDMS).
DHS/FEMA/GOVT-1 Federal Emergency Management Agency National
Defense Executive Reserve System.
GSA/GOVT-2 Employment Under Commercial Activities Contracts.
GSA/GOVT-3 Travel Charge Card Program.
GSA/GOVT-4 Contracted Travel Services Program.
GSA/GOVT-5 Access Certificates for Electronic Services (ACES).
GSA/GOVT-6 GSA SmartPay Purchase Charge Card Program.
GSA/GOVT-7 HSPD-12 USAccess.
MSPB/GOVT-1 Appeals and Case Records.
OGE/GOVT-1 Executive Branch Personnel Public Financial
Disclosure Reports and Other Name-Retrieved Ethics Program Records.
OGE/GOVT-2 Executive Branch Confidential Financial Disclosure
Reports.
OPM/Central-1 Civil Service Retirement and Insurance Records.
OPM/Central-2 Complaints and Inquiries Records.
OPM/Central-4 Inspector General Investigations Case Files.
OPM/Central-5 Intergovernmental Personnel Act Assignment
Records.
OPM/Central-6 Administrative Law Judge Application Records.
OPM/Central-7 Litigation and Claims Records.
OPM/Central-9 Personnel Investigations Records.
OPM/Central-10 Federal Executive Institute Program Participant
Records.
OPM/Central-11 Presidential Management Fellows (PMF) Program
Records.
OPM/Central-13 Executive Personnel Records.
OPM/Central-15 Health Claims Data Warehouse (HCDW).
OPM/Central-16 Health Claims Disputes External Review Services.
OPM/Central-X Federal Competency Assessment Tool.
OPM/Central-18 Federal Employees Health Benefits Program Claims
Data Warehouse.
OPM/GOVT-1 General Personnel Records.
OPM/GOVT-2 Employee Performance File System Records.
OPM/GOVT-3 Records of Adverse Actions, Performance Based
Reduction in Grade and Removal Actions, and Termination of
Probationers.
OPM/GOVT-5 Recruiting, Examining, and Placement Records.
OPM/GOVT-6 Personnel Research and Test Validation Records.
OPM/GOVT-7 Applicant Race, Sex, National Origin, and Disability
Status Records.
OPM/GOVT-9 File on Position Classification Appeals, Job Grading
Appeals, Retained Grade or Pay Appeals, Fair Labor Standards Act
(FLSA) Claims and Complaints, Federal Civilian Employee Compensation
and Leave Claims, and Settlement of Accounts for Deceased Civilian
Officers and Employees.
OPM/GOVT-10 Employee Medical File System Records.
OSC/GOVT-1 OSC Complaint, Litigation and Political Activity
Files.
By order of the Commission.
Issued: September 21, 2017.
Lisa R. Barton,
Secretary to the Commission.
[FR Doc. 2017-20617 Filed 9-26-17; 8:45 am]
BILLING CODE 7020-02-P