Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940, 41451-41452 [2017-18453]
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Federal Register / Vol. 82, No. 168 / Thursday, August 31, 2017 / Notices
because, while the proposed fee would
only be assessed in some circumstances,
those circumstances are not based on
the type of Member entering the
liquidity removing order but on the
percent and amount of liquidity
removing volume that the Member
executes when the CQI is on. Further,
the proposed fee is intended to
encourage market participants to bring
increased volume to the Exchange,
which benefits all market participants.
C. Self-Regulatory Organization’s
Statement on Comments on the
Proposed Rule Change Received From
Members, Participants, or Others
Written comments were neither
solicited nor received.
III. Date of Effectiveness of the
Proposed Rule Change and Timing for
Commission Action
The foregoing rule change has become
effective pursuant to Section
19(b)(3)(A)(ii) 30 of the Act.
At any time within 60 days of the
filing of the proposed rule change, the
Commission summarily may
temporarily suspend such rule change if
it appears to the Commission that such
action is necessary or appropriate in the
public interest, for the protection of
investors, or otherwise in furtherance of
the purposes of the Act. If the
Commission takes such action, the
Commission shall institute proceedings
under Section 19(b)(2)(B) 31 of the Act to
determine whether the proposed rule
change should be approved or
disapproved.
IV. Solicitation of Comments
Interested persons are invited to
submit written data, views, and
arguments concerning the foregoing,
including whether the proposed rule
change is consistent with the Act.
Comments may be submitted by any of
the following methods:
sradovich on DSK3GMQ082PROD with NOTICES
Electronic Comments
• Use the Commission’s Internet
comment form (https://www.sec.gov/
rules/sro.shtml); or
• Send an email to rule-comments@
sec.gov. Please include File Number SR–
IEX–2017–27 on the subject line.
Paper Comments
• Send paper comments in triplicate
to Secretary, Securities and Exchange
Commission, 100 F Street NE.,
Washington, DC 20549–1090.
All submissions should refer to File
Number SR–IEX–2017–27. This file
30 15
31 15
U.S.C. 78s(b)(3)(A)(ii).
U.S.C. 78s(b)(2)(B).
VerDate Sep<11>2014
20:54 Aug 30, 2017
number should be included on the
subject line if email is used. To help the
Commission process and review your
comments more efficiently, please use
only one method. The Commission will
post all comments on the Commission’s
Internet Web site (https://www.sec.gov/
rules/sro.shtml). Copies of the
submission, all subsequent
amendments, all written statements
with respect to the proposed rule
change that are filed with the
Commission, and all written
communications relating to the
proposed rule change between the
Commission and any person, other than
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for Web site viewing and
printing in the Commission’s Public
Reference Room, 100 F Street NE.,
Washington, DC 20549 on official
business days between the hours of
10:00 a.m. and 3:00 p.m. Copies of the
filing also will be available for
inspection and copying at the principal
office of the Exchange. All comments
received will be posted without change;
the Commission does not edit personal
identifying information from
submissions. You should submit only
information that you wish to make
available publicly. All submissions
should refer to File Number SR–IEX–
2017–27, and should be submitted on or
before September 21, 2017.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.32
Eduardo A. Aleman,
Assistant Secretary.
[FR Doc. 2017–18447 Filed 8–30–17; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. IC–32796]
Notice of Applications for
Deregistration Under Section 8(f) of the
Investment Company Act of 1940
August 25, 2017.
The following is a notice of
applications for deregistration under
section 8(f) of the Investment Company
Act of 1940 for the month of August
2017. A copy of each application may be
obtained via the Commission’s Web site
by searching for the file number, or for
an applicant using the Company name
box, at https://www.sec.gov/search/
search.htm or by calling (202) 551–
8090. An order granting each
32 17
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CFR 200.30–3(a)(12).
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41451
application will be issued unless the
SEC orders a hearing. Interested persons
may request a hearing on any
application by writing to the SEC’s
Secretary at the address below and
serving the relevant applicant with a
copy of the request, personally or by
mail. Hearing requests should be
received by the SEC by 5:30 p.m. on
September 19, 2017, and should be
accompanied by proof of service on
applicants, in the form of an affidavit or,
for lawyers, a certificate of service.
Pursuant to Rule 0–5 under the Act,
hearing requests should state the nature
of the writer’s interest, any facts bearing
upon the desirability of a hearing on the
matter, the reason for the request, and
the issues contested. Persons who wish
to be notified of a hearing may request
notification by writing to the
Commission’s Secretary.
ADDRESSES: The Commission: Secretary,
U.S. Securities and Exchange
Commission, 100 F Street NE.,
Washington, DC 20549–1090.
FOR FURTHER INFORMATION CONTACT: HaeSung Lee, Attorney-Adviser, at (202)
551–7345 or Chief Counsel’s Office at
(202) 551–6821; SEC, Division of
Investment Management, Chief
Counsel’s Office, 100 F Street NE.,
Washington, DC 20549–8010.
Cash Reserve Fund, Inc. [File No. 811–
03196]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. On April 21,
2017, applicant made a liquidating
distribution to its shareholders, based
on net asset value. Expenses of $2,325
incurred in connection with the
liquidation were paid by the applicant.
Filing Date: The application was filed
on July 28, 2017.
Applicant’s Address: 345 Park
Avenue, New York, New York 10154.
Goldman Sachs Diversified Income
Fund [File No. 811–23083]
Summary: Applicant, a closed-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. Applicant has
never made a public offering of its
securities and does not propose to make
a public offering or engage in business
of any kind.
Filing Date: The application was filed
on August 3, 2017.
Applicant’s Address: 200 West Street,
New York, New York 10282.
Goldman Sachs Dynamic Income
Opportunities Fund [File No. 811–
22868]
Summary: Applicant, a closed-end
investment company, seeks an order
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31AUN1
41452
Federal Register / Vol. 82, No. 168 / Thursday, August 31, 2017 / Notices
declaring that it has ceased to be an
investment company. Applicant has
never made a public offering of its
securities and does not propose to make
a public offering or engage in business
of any kind.
Filing Date: The application was filed
on August 3, 2017.
Applicant’s Address: 200 West Street,
New York, New York 10282.
HSBC Advisor Funds Trust [File No.
811–07583]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. Each series of
applicant has transferred its assets to a
corresponding series of HSBC Funds
and, on June 24, 2016, made a final
distribution to its shareholders based on
net asset value. Expenses of $15,173
incurred in connection with the
reorganization were paid by the
applicant and the applicant’s
investment adviser.
Filing Dates: The application was
filed on August 4, 2017, and amended
on August 18, 2017.
Applicant’s Address: 4400 Easton
Commons, Suite 200, Columbus, Ohio
43219–3035.
HSBC Portfolios [File No. 811–08928]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. Each series of
applicant has transferred its assets to a
corresponding series of HSBC Funds
and, on June 24, 2016, made a final
distribution to its shareholders based on
net asset value. Expenses of $2,463
incurred in connection with the
reorganization were paid by the
applicant and the applicant’s
investment adviser.
Filing Dates: The application was
filed on August 4, 2017, and amended
on August 18, 2017.
Applicant’s Address: 4400 Easton
Commons, Suite 200, Columbus, Ohio
43219–3035.
JPMorgan China Region Fund, Inc. [File
No. 811–06686]
Summary: Applicant, a closed-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. On July 14, 2017,
applicant made a liquidating
distribution to its shareholders, based
on net asset value. Applicant has 62
remaining shareholders, and each is
entitled to a pro rata share of the assets,
if any, remaining after the winding up
of applicant’s affairs. Applicant’s
remaining assets were transferred to a
liquidating trust in which shareholders
have a pro rata beneficial interest.
Expenses of $192,043 incurred in
connection with the liquidation were
paid by the applicant.
Filing Date: The application was filed
on August 18, 2017.
Applicant’s Address: 1 Beacon Street,
18th Floor, Boston, Massachusetts
02108.
Touchstone Investment Trust [File No.
811–02538]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. Each series of
applicant has transferred its assets to a
corresponding series of Touchstone
Funds Group Trust and, on January 27,
2017, made a final distribution to its
shareholders based on net asset value.
Expenses of $51,370 incurred in
connection with the reorganization were
paid by the applicant’s investment
adviser.
Filing Dates: The application was
filed on August 9, 2017, and amended
on August 23, 2017.
Applicant’s Address: 303 Broadway,
Suite 1100, Cincinnati, Ohio 45202.
For the Commission, by the Division of
Investment Management, pursuant to
delegated authority.
Eduardo A. Aleman,
Assistant Secretary.
[FR Doc. 2017–18453 Filed 8–30–17; 8:45 am]
BILLING CODE 8011–01–P
sradovich on DSK3GMQ082PROD with NOTICES
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. On June 23, 2017,
applicant made a liquidating
distribution to its shareholders, based
on net asset value. Expenses of $200,000
incurred in connection with the
liquidation were paid by the applicant.
Filing Date: The application was filed
on August 18, 2017.
Applicant’s Address: Barley Mill
House, 3701 Kennett Pike, Wilmington,
Delaware 19807.
[Release No. 34–81482; File No. SR–IEX–
2017–22]
Jkt 241001
U.S.C. 78s(b)(1).
CFR 240.19b–4.
3 See Securities and Exchange Act Release No.
74892 (May 6, 2015), 80 FR 27513 (File No. 4–657).
See also Securities and Exchange Act Release No.
76382 (November 6, 2015) (File No. 4–657), 80 FR
70284 (File No. 4–657) (November 13, 2015), which
extended the pilot period commencement date from
May 6, 2015 to October 3, 2016.
4 See Securities Exchange Act Release No. 81078
(July 5, 2017), 82 FR 32026 (‘‘Notice’’).
5 IEX Rule 11.151 requires market makers for each
stock in which they are registered to continuously
maintain a two-sided quotation within a designated
percentage of the National Best Bid (‘‘NBB’’) and
National Best Offer (‘‘NBO’’).
6 17 CFR 240.15c3–5.
7 See Notice, supra note 4, at 32027. See also 17
CFR 242.200 through 204 (Regulation SHO).
8 See Notice, supra note 4, at 32027.
9 See id.
2 17
SECURITIES AND EXCHANGE
COMMISSION
20:54 Aug 30, 2017
II. Description of the Proposed Rule
Change
The Exchange proposes to introduce a
new Market Maker Peg Order that the
Exchange states is designed to promote
compliance by market makers with the
continuous quoting and pricing
obligations of IEX Rule 11.151 (Market
Maker Obligations),5 in a manner
consistent with the requirements under
Rule 15c3–5 of the Act (‘‘Market Access
Rule’’) 6 and Regulation SHO.7 The
Exchange states that ‘‘this order-based
approach would provide an effective
compliance tool to facilitate market
makers compliance with the
requirements of the Market Access Rule
and Regulation SHO while also
providing quotation adjusting
functionality to its market makers.’’ 8
IEX also states that market makers will
have control of order origination, as
required by the Market Access Rule, and
retain the ability to make marking and
locate determinations prior to order
entry, as required by Regulation SHO.9
As proposed, the Market Maker Peg
Order will be a one-sided limit order
1 15
Kalmar Pooled Investment Trust [File
No. 811–07853]
VerDate Sep<11>2014
‘‘Exchange’’) filed with the Securities
and Exchange Commission
(‘‘Commission’’), pursuant to Section
19(b)(1) of the Securities Exchange Act
of 1934 (‘‘Act’’) 1 and Rule 19b–4
thereunder,2 a proposed rule change to
(i) introduce a new Market Maker Peg
Order; (ii) amend IEX Rule 11.510(c) to
specify connectivity within the
Exchange System when repricing a
Market Maker Peg Order; and (iii)
amend IEX Rule 11.340(d) to describe
how Market Maker Peg Orders will be
priced in order to comply with the Plan
to Implement a Tick Size Pilot Program
(‘‘Tick Pilot Plan’’).3 The proposed rule
change was published for comment in
the Federal Register on July 11, 2017.4
The Commission received no comments
on the proposed rule change. This order
approves the proposed rule change.
Self-Regulatory Organizations;
Investors Exchange LLC; Order
Approving a Proposed Rule Change To
Introduce a New Market Maker Peg
Order
August 25, 2017.
I. Introduction
On June 30, 2017, the Investors
Exchange LLC (‘‘IEX’’ or the
PO 00000
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[Federal Register Volume 82, Number 168 (Thursday, August 31, 2017)]
[Notices]
[Pages 41451-41452]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2017-18453]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
[Release No. IC-32796]
Notice of Applications for Deregistration Under Section 8(f) of
the Investment Company Act of 1940
August 25, 2017.
The following is a notice of applications for deregistration under
section 8(f) of the Investment Company Act of 1940 for the month of
August 2017. A copy of each application may be obtained via the
Commission's Web site by searching for the file number, or for an
applicant using the Company name box, at https://www.sec.gov/search/search.htm or by calling (202) 551-8090. An order granting each
application will be issued unless the SEC orders a hearing. Interested
persons may request a hearing on any application by writing to the
SEC's Secretary at the address below and serving the relevant applicant
with a copy of the request, personally or by mail. Hearing requests
should be received by the SEC by 5:30 p.m. on September 19, 2017, and
should be accompanied by proof of service on applicants, in the form of
an affidavit or, for lawyers, a certificate of service. Pursuant to
Rule 0-5 under the Act, hearing requests should state the nature of the
writer's interest, any facts bearing upon the desirability of a hearing
on the matter, the reason for the request, and the issues contested.
Persons who wish to be notified of a hearing may request notification
by writing to the Commission's Secretary.
ADDRESSES: The Commission: Secretary, U.S. Securities and Exchange
Commission, 100 F Street NE., Washington, DC 20549-1090.
FOR FURTHER INFORMATION CONTACT: Hae-Sung Lee, Attorney-Adviser, at
(202) 551-7345 or Chief Counsel's Office at (202) 551-6821; SEC,
Division of Investment Management, Chief Counsel's Office, 100 F Street
NE., Washington, DC 20549-8010.
Cash Reserve Fund, Inc. [File No. 811-03196]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. On April 21, 2017, applicant made a
liquidating distribution to its shareholders, based on net asset value.
Expenses of $2,325 incurred in connection with the liquidation were
paid by the applicant.
Filing Date: The application was filed on July 28, 2017.
Applicant's Address: 345 Park Avenue, New York, New York 10154.
Goldman Sachs Diversified Income Fund [File No. 811-23083]
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. Applicant has
never made a public offering of its securities and does not propose to
make a public offering or engage in business of any kind.
Filing Date: The application was filed on August 3, 2017.
Applicant's Address: 200 West Street, New York, New York 10282.
Goldman Sachs Dynamic Income Opportunities Fund [File No. 811-22868]
Summary: Applicant, a closed-end investment company, seeks an order
[[Page 41452]]
declaring that it has ceased to be an investment company. Applicant has
never made a public offering of its securities and does not propose to
make a public offering or engage in business of any kind.
Filing Date: The application was filed on August 3, 2017.
Applicant's Address: 200 West Street, New York, New York 10282.
HSBC Advisor Funds Trust [File No. 811-07583]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. Each series of applicant has transferred its
assets to a corresponding series of HSBC Funds and, on June 24, 2016,
made a final distribution to its shareholders based on net asset value.
Expenses of $15,173 incurred in connection with the reorganization were
paid by the applicant and the applicant's investment adviser.
Filing Dates: The application was filed on August 4, 2017, and
amended on August 18, 2017.
Applicant's Address: 4400 Easton Commons, Suite 200, Columbus, Ohio
43219-3035.
HSBC Portfolios [File No. 811-08928]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. Each series of applicant has transferred its
assets to a corresponding series of HSBC Funds and, on June 24, 2016,
made a final distribution to its shareholders based on net asset value.
Expenses of $2,463 incurred in connection with the reorganization were
paid by the applicant and the applicant's investment adviser.
Filing Dates: The application was filed on August 4, 2017, and
amended on August 18, 2017.
Applicant's Address: 4400 Easton Commons, Suite 200, Columbus, Ohio
43219-3035.
Kalmar Pooled Investment Trust [File No. 811-07853]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. On June 23, 2017, applicant made a
liquidating distribution to its shareholders, based on net asset value.
Expenses of $200,000 incurred in connection with the liquidation were
paid by the applicant.
Filing Date: The application was filed on August 18, 2017.
Applicant's Address: Barley Mill House, 3701 Kennett Pike,
Wilmington, Delaware 19807.
JPMorgan China Region Fund, Inc. [File No. 811-06686]
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. On July 14,
2017, applicant made a liquidating distribution to its shareholders,
based on net asset value. Applicant has 62 remaining shareholders, and
each is entitled to a pro rata share of the assets, if any, remaining
after the winding up of applicant's affairs. Applicant's remaining
assets were transferred to a liquidating trust in which shareholders
have a pro rata beneficial interest. Expenses of $192,043 incurred in
connection with the liquidation were paid by the applicant.
Filing Date: The application was filed on August 18, 2017.
Applicant's Address: 1 Beacon Street, 18th Floor, Boston,
Massachusetts 02108.
Touchstone Investment Trust [File No. 811-02538]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. Each series of applicant has transferred its
assets to a corresponding series of Touchstone Funds Group Trust and,
on January 27, 2017, made a final distribution to its shareholders
based on net asset value. Expenses of $51,370 incurred in connection
with the reorganization were paid by the applicant's investment
adviser.
Filing Dates: The application was filed on August 9, 2017, and
amended on August 23, 2017.
Applicant's Address: 303 Broadway, Suite 1100, Cincinnati, Ohio
45202.
For the Commission, by the Division of Investment Management,
pursuant to delegated authority.
Eduardo A. Aleman,
Assistant Secretary.
[FR Doc. 2017-18453 Filed 8-30-17; 8:45 am]
BILLING CODE 8011-01-P
