Negotiated Rulemaking Committees; Negotiator Nominations and Schedule of Committee Meetings-Borrower Defenses, Financial Responsibility, and Gainful Employment, 41194-41197 [2017-18510]
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41194
Federal Register / Vol. 82, No. 167 / Wednesday, August 30, 2017 / Proposed Rules
DEPARTMENT OF EDUCATION
34 CFR Chapter VI
[Docket ID ED–2017–OPE–0076]
RIN 1840–AD26
Negotiated Rulemaking Committees;
Negotiator Nominations and Schedule
of Committee Meetings—Borrower
Defenses, Financial Responsibility,
and Gainful Employment
Office of Postsecondary
Education, Department of Education.
ACTION: Intent to establish negotiated
rulemaking committees.
AGENCY:
We announce our intention to
establish two negotiated rulemaking
committees to prepare proposed
regulations for the Federal Student Aid
programs authorized under title IV of
the Higher Education Act of 1965, as
amended (HEA). The committees will
include representatives of organizations
or groups with interests that are
significantly affected by the subject
matter of the proposed regulations. We
request nominations for individual
negotiators who represent key
stakeholder constituencies for the issues
to be negotiated to serve on the
committees, and we set a schedule for
committee meetings. We also announce
the creation of a subcommittee, and
request nominations for individuals
with pertinent expertise to participate
on the subcommittee.
DATES: We must receive your
nominations for negotiators to serve on
the committees on or before September
29, 2017. The dates, times, and locations
of the committee meetings are set out in
the Schedule for Negotiations and
Subcommittee Meetings section in the
SUPPLEMENTARY INFORMATION section.
ADDRESSES: Please send your
nominations for negotiators to Wendy
Macias, U.S. Department of Education,
400 Maryland Ave. SW., Room 6C111,
Washington, DC 20202. Telephone:
(202) 203–9155 or by email:
negregnominations@ed.gov.
FOR FURTHER INFORMATION CONTACT: For
information about the content of this
document, including information about
the negotiated rulemaking process or the
nomination submission process,
contact: Wendy Macias, U.S.
Department of Education, 400 Maryland
Ave. SW., Room 6C111, Washington, DC
20202. Telephone: (202) 203–9155 or by
email: Wendy.Macias@ed.gov.
For information about negotiated
rulemaking in general, see The
Negotiated Rulemaking Process for Title
IV Regulations, Frequently Asked
Questions at www2.ed.gov/policy/
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SUMMARY:
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highered/reg/hearulemaking/hea08/negreg-faq.html or contact: Wendy Macias,
U.S. Department of Education, 400
Maryland Ave. SW., Room 6C111,
Washington, DC 20202. Telephone:
(202) 203–9155 or by email:
Wendy.Macias@ed.gov.
If you use a telecommunications
device for the deaf (TDD) or text
telephone (TTY), call the Federal Relay
Service (FRS), toll free, at 1–800–877–
8339.
SUPPLEMENTARY INFORMATION: On June
16, 2017, we published a document in
the Federal Register (82 FR 27640)
announcing our intent to establish two
negotiated rulemaking committees
under section 492 of the HEA to develop
proposed regulations to (1) revise the
gainful employment regulations
published by the Department on
October 31, 2014 (79 FR 64889), and (2)
revise the regulations on borrower
defenses to repayment of Federal
student loans and other matters, and on
the authority of guaranty agencies in the
Federal Family Education Loan (FFEL)
Program to charge collection costs under
34 CFR 682.410(b)(6) to a defaulted
borrower who enters into a repayment
agreement with the guaranty agency. We
also announced two public hearings at
which interested parties could comment
on the topics suggested by the U.S.
Department of Education (Department)
and suggest additional topics for
consideration for action by the
negotiated rulemaking committees.
Those hearings were held on July 10,
2017, in Washington, DC, and on July
12, 2017, in Dallas, Texas. We invited
parties to comment and submit topics
for consideration in writing as well.
Transcripts from the public hearings are
available at www2.ed.gov/policy/
highered/reg/hearulemaking/2017/
index.html. Written comments
submitted in response to the June 16,
2017, document may be viewed through
the Federal eRulemaking Portal at
www.regulations.gov. Instructions for
finding comments are available on the
site under ‘‘How to Use
Regulations.gov’’ in the Help section.
Individuals can enter docket ID ED–
2017–OPE–0076 in the search box to
locate the appropriate docket.
Regulatory Issues
After considering the information
received at the public hearings and the
written comments, we have decided to
establish the following two negotiating
committees:
Committee 1—Borrower Defenses and
Financial Responsibility Issues
Committee 2—Gainful Employment
Issues
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We list the specific topics the
committees are likely to address under
Committee Topics, below.
We intend to select negotiators for the
committees who represent the interests
significantly affected by the topics
proposed for negotiations. In so doing,
we will follow the requirement in
section 492(b)(1) of the HEA that the
individuals selected must have
demonstrated expertise or experience in
the relevant topics proposed for
negotiations. We will also select
individual negotiators who reflect the
diversity among program participants,
in accordance with section 492(b)(1) of
the HEA. Our goal is to establish
committees that will allow significantly
affected parties to be represented while
keeping the committee size manageable.
We generally select a primary and
alternate negotiator for each
constituency represented on a
committee. The primary negotiator
participates for the purpose of
determining consensus. The alternate
participates for the purpose of
determining consensus in the absence of
the primary. Either the primary or the
alternate may speak during the
negotiations.
A committee may create subgroups on
particular topics that may involve
individuals who are not members of the
committee. In addition, individuals who
are not selected as members of the
committee will be able to observe the
committee meetings, will have access to
the individuals representing their
constituencies, and may be able to
participate in informal working groups
on various issues between the meetings.
Committee Topics
The topics the committees are likely
to address are:
Committee 1—Borrower Defenses and
Financial Responsibility Issues
1. Revisions to the regulations on
borrower defenses to repayment of
Federal student loans and other matters:
• Borrower Defense (34 CFR 685.206);
• Misrepresentation (34 CFR 668
subpart F);
• Program Participation Agreement
(34 CFR 668.14(b));
• Closed School Discharge (34 CFR
682.402, 34 CFR 685.214);
• False Certification (34 CFR
685.215);
• Financial Responsibility and
Administrative Capability (34 CFR 668
subpart L, 34 CFR 668.16); and
• Arbitration and class action
lawsuits.
2. Revisions to regulations that will
address whether and to what extent
guaranty agencies may charge collection
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costs under 34 CFR 682.410(b)(6) to a
defaulted borrower who enters into a
loan rehabilitation or other repayment
agreement within 60 days of being
informed that the guaranty agency has
paid a claim on the loan.
As part of the negotiated rulemaking
process, we are forming a Financial
Responsibility Subcommittee for
Committee 1 to have preliminary
discussions of whether or how the
Financial Accounting Standards Board’s
(FASB) recent changes to the accounting
standards for financial reporting (see
FASB Accounting Standards Update
(ASU) 2016–14 ‘‘Presentation of
Financial Statement of Not-for-Profit
Entities’’ at https://fasb.org/jsp/FASB/
Document_C/DocumentPage?cid=11761
68381847&acceptedDisclaimer=true)
necessitate modifications to the
Department’s financial responsibility
regulations with respect to the
calculation of the Primary Reserve
Ratio, the Equity Ratio, and the Net
Income Ratio that are used to calculate
an institution’s composite score, as well
as whether clarifications of terms used
in the Primary Reserve, Equity, and Net
Income ratio calculations in appendix B
to 34 CFR part 668, subpart L, are
needed as a result of changes in the
financial accounting standards,
including:
• For the Primary Reserve Ratio: (1)
Changes to the definition of
‘‘expendable net assets’’ in the
numerator to conform to new
terminology; (2) changes to the
definition of ‘‘total expenses’’ in the
denominator to conform to new
terminology; and (3) clarification of the
treatment of endowment losses, terms of
endowments, retirement liabilities,
long-term debt, and construction-inprogress.
• For the Equity Ratio, changes to the
definition of ‘‘modified net assets’’ in
the numerator to conform to new
terminology.
• For the Net Income Ratio: (1)
Changes to the definition of ‘‘change in
unrestricted net assets’’ in the
numerator to conform to new
terminology; (2) the addition of losses
from underwater endowments to the
numerator to reflect changes in
treatment; (3) changes to the definition
of ‘‘total unrestricted revenue’’ in the
denominator to conform to new
terminology; (4) clarification of the
treatment of other investment and
pension trust fund losses; and (5)
changes to the treatment of leases.
Subcommittees are formed to address
specified issues and to make
recommendations to the committee.
Subcommittees are not authorized to
make decisions for the committee. The
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Financial Responsibility Subcommittee
may be comprised of some Committee 1
members (negotiators) as well as
individuals who are not committee
members, but who have expertise that
will be helpful in developing proposed
regulations. Therefore, in addition to
asking for nominations for individual
negotiators who represent key
stakeholder constituencies for the issues
to be negotiated to serve on this
committee (see Constituencies for
Negotiator Nominations), we are asking
for nominations for individuals with
specific types of expertise to serve on
the Financial Responsibility
Subcommittee (see Areas of Expertise
for Financial Responsibility
Subcommittee). The topics for the
subcommittee are primarily focused on
issues affecting non-profits, but may
touch issues that affect other sectors, so
we welcome nominees with expertise
across institution types. The
subcommittee meetings will be held
between committee meetings (see
Schedule for Negotiations and
Subcommittee Meetings). Before the
conclusion of the negotiations, the
Financial Responsibility Subcommittee
will present any recommendations for
changes to Committee 1 for its
consideration.
Committee 2—Gainful Employment
Issues
Revisions to the gainful employment
regulations in 34 CFR part 668, subpart
Q, including, but not limited to, the
debt-to-earnings rates measure,
sanctions, and reporting and disclosure
of information, as well as related
reporting and disclosure regulations in
34 CFR 668.41.
Topics for both committees may be
added or removed as the process
continues.
Constituencies for Negotiator
Nominations
We have identified the following
constituencies as having interests that
are significantly affected by the topics
proposed for negotiations. The
Department plans to seat as negotiators
individuals from organizations or
groups representing these
constituencies.
Committee 1—Borrower Defenses and
Financial Responsibility Issues
• Students and former students.
• Consumer advocacy organizations.
• Legal assistance organizations that
represent students and former students.
• Groups representing U.S. military
service member or veteran Federal
student loan borrowers.
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• Financial aid administrators at
postsecondary institutions.
• General counsels/attorneys and
compliance officers at postsecondary
institutions to address issues related to
establishing a process for reviewing
borrower defense claims and
determining institutional liabilities
associated with such claims, as well as
administrative repayment liabilities for
this topic through program reviews and
audit determinations under the
Department’s regulations.
• Chief financial officers and
experienced business officers at
postsecondary institutions to address
issues such as institutional financing
and liability, as opposed to student
billing.
• State attorneys general and other
appropriate State officials.
• State higher education executive
officers.
• Institutions of higher education
eligible to receive Federal assistance
under title III, parts A, B, and F, and
title V of the HEA, which include
Historically Black Colleges and
Universities, Hispanic-Serving
Institutions, American Indian Tribally
Controlled Colleges and Universities,
Alaska Native and Native HawaiianServing Institutions, Predominantly
Black Institutions, and other institutions
with a substantial enrollment of needy
students as defined in title III of the
HEA.
• Two-year public institutions of
higher education.
• Four-year public institutions of
higher education.
• Private, nonprofit institutions of
higher education.
• Private, for-profit institutions of
higher education with an enrollment of
450 students or less.
• Private, for-profit institutions of
higher education with an enrollment of
451 students or more.
• FFEL Program lenders and loan
servicers.
• FFEL Program guaranty agencies
and guaranty agency servicers
(including collection agencies).
• Accrediting agencies.
Committee 2—Gainful Employment
Issues
• Students and former students.
• Consumer advocacy organizations.
• Legal assistance organizations that
represent students and former students.
• Groups representing U.S. military
service member or veteran Federal
student loan borrowers.
• Financial aid administrators at
postsecondary institutions.
• General counsels/attorneys and
compliance officers at postsecondary
institutions.
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• Chief financial officers and
experienced business officers at
postsecondary institutions.
• State attorneys general and other
appropriate State officials.
• State higher education executive
officers.
• Business and industry (for example,
labor economists or data experts).
• Institutions of higher education
eligible to receive Federal assistance
under title III, parts A, B, and F, and
title V of the HEA, which include
Historically Black Colleges and
Universities, Hispanic-Serving
Institutions, American Indian Tribally
Controlled Colleges and Universities,
Alaska Native and Native HawaiianServing Institutions, Predominantly
Black Institutions, and other institutions
with a substantial enrollment of needy
students as defined in title III of the
HEA.
• Two-year public institutions of
higher education.
• Four-year public institutions of
higher education.
• Private, nonprofit institutions of
higher education.
• Private, for-profit institutions of
higher education with an enrollment of
450 students or less.
• Private, for-profit institutions of
higher education with an enrollment of
451 students or more.
• Accrediting agencies.
The goal of each committee is to
develop proposed regulations that
reflect a final consensus of the
committee. Consensus means that there
is no dissent by any member of a
negotiating committee, including the
committee member representing the
Department. An individual selected as a
negotiator is expected to represent the
interests of his or her organization or
group and participate in the
negotiations in a manner consistent
with the goal of developing proposed
regulations on which the committee will
reach consensus. If consensus is
reached, all members of the organization
or group represented by a negotiator are
bound by the consensus and are
prohibited from commenting negatively
on the resulting proposed regulations.
The Department will not consider any
such negative comments on the
proposed regulations that are submitted
by members of such an organization or
group.
Areas of Expertise for Subcommittee on
Financial Responsibility
The Department plans to select
individuals from organizations or
groups with expertise in both financial
accounting standards and the
Department’s financial responsibility
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standards for institutions for
participation on the Financial
Responsibility Subcommittee, which is
part of Committee 1. Nominations must
include evidence of the nominee’s
specific knowledge in these areas. Such
individuals from organizations or
groups may include, but are not limited
to, representatives of:
• Private, nonprofit institutions of
higher education, with knowledge of the
accounting standards and title IV
financial responsibility requirements for
the private, nonprofit sector.
• Private, for-profit institutions of
higher education, with knowledge of the
accounting standards and title IV
financial responsibility requirements for
the for-profit sector.
• Accrediting agencies.
• Chief financial officers (to include
experienced business officers and
bursars) at postsecondary institutions.
• Associations or organizations that
provide accounting guidance to auditors
and institutions.
• Certified public accountants or
firms who conduct financial statement
audits of title IV participating
institutions.
• The Financial Accounting
Standards Board (FASB), with expertise
in the applicable financial accounting
and reporting standards set by FASB.
Nominations
Nominations should include:
• The committee (Borrower Defenses
and Financial Responsibility or Gainful
Employment) or subcommittee
(Financial Responsibility) for which the
nominee is nominated.
• The name of the nominee, the
organization or group the nominee
represents, and a description of the
interests that the nominee represents.
• Evidence of the nominee’s expertise
or experience in the topics proposed for
negotiations.
• Evidence of support from
individuals or groups within the
constituency or area of expertise that the
nominee will represent.
• The nominee’s commitment that he
or she will actively participate in good
faith in the development of the
proposed regulations.
• The nominee’s contact information,
including address, phone number, and
email address.
For a better understanding of the
negotiated rulemaking process, prior to
committing to participate, nominees
should review The Negotiated
Rulemaking Process for Title IV
Regulations, Frequently Asked
Questions at www2.ed.gov/policy/
highered/reg/hearulemaking/hea08/negreg-faq.html.
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Nominees will be notified whether or
not they have been selected as soon as
the Department’s review process is
completed.
Schedule for Negotiations and
Subcommittee Meetings
Committee 1—Borrower Defenses and
Financial Responsibility Issues
committee will meet for three sessions
on the following dates:
Session 1: November 13–15, 2017
Session 2: January 8–11, 2018
Session 3: February 12–15, 2018
Sessions will run from 9 a.m. to 5
p.m.
The November committee meetings
will be held at the Holiday Inn
Washington Capitol at: 550 C Street
SW., Congressional II Room,
Washington, DC 20024.
The January committee meetings will
be held at the U.S. Department of
Education at: Union Center Plaza (UCP)
Center, 830 First Street NE., Lobby
Level, Washington, DC 20002.
The February committee meetings
will be held at the U.S. Department of
Education at: Barnard Auditorium, 400
Maryland Ave. SW., Washington, DC
20202.
The committee meetings are open to
the public.
The Financial Responsibility
Subcommittee will meet on the
following dates:
Meeting 1: November 16–17, 2017
Meeting 2: January 4–5, 2018
Meeting 3: January 29–30, 2018
Meetings will run from 9 a.m. to 5
p.m.
The subcommittee meetings will be
held at the U.S. Department of
Education: Training and Development
Center, First floor, 400 Maryland Ave.
SW., Washington, DC 20202.
The November 16–17, 2016, meeting
will be held in room 1W103. The
January 4–5, 2017, meeting will be held
in room 1W128. The January 29–30,
2017, meeting will be held in Room
1W103. Arrangements will be made to
allow members to attend remotely.
The subcommittee meetings are not
open to the public.
Committee 2—Gainful Employment
Issues committee will meet for three
sessions on the following dates:
Session 1: December 4–7, 2017
Session 2: February 5–8, 2018
Session 3: March 12–15, 2018
Sessions will run from 9 a.m. to 5
p.m.
The December committee meetings
will be held at the U.S. Department of
Education at: Union Center Plaza (UCP)
Learning Center, 830 First Street NE.,
Lobby Level, Washington, DC 20002.
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The February committee meetings
will be held at the U.S. Department of
Education: Barnard Auditorium, 400
Maryland Ave. SW., Washington, DC
20202.
The March committee meetings will
be held at the U.S. Department of
Education at: Potomac Center Plaza
Auditorium, 550 12th Street SW.,
Washington, DC 20202.
The committee meetings are open to
the public.
Accessible Format: Individuals with
disabilities can obtain this document in
an accessible format (e.g., braille, large
print, audiotape, or compact disc) by
contacting Wendy Macias, U.S.
Department of Education, 400 Maryland
Ave. SW., Room 6C111, Washington, DC
20202. Telephone: (202) 203–9155 or by
email: Wendy.Macias@ed.gov.
Electronic Access to This Document:
The official version of this document is
the document published in the Federal
Register. Free internet access to the
official edition of the Federal Register
and the Code of Federal Regulations is
available via the Federal Digital System
at: www.gpo.gov/fdsys. At this site you
can view this document, as well as all
other documents of this Department
published in the Federal Register, in
text or Portable Document Format
(PDF). To use PDF you must have
Adobe Acrobat Reader, which is
available free at the site. You may also
access documents of the Department
published in the Federal Register by
using the article search feature at:
www.federalregister.gov. Specifically,
through the advanced search feature at
this site, you can limit your search to
documents published by the
Department.
Program Authority: 20 U.S.C. 1098a.
Kathleen A. Smith,
Acting Assistant Secretary for Postsecondary
Education.
[FR Doc. 2017–18510 Filed 8–29–17; 8:45 am]
BILLING CODE 4000–01–P
ENVIRONMENTAL PROTECTION
AGENCY
40 CFR Part 52
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[EPA–R01–OAR–2017–0151; FRL–9967–06–
Region 1]
Air Plan Approval; Rhode Island;
Infrastructure Requirement for the
2010 Sulfur Dioxide and 2010 Nitrogen
Dioxide National Ambient Air Quality
Standards
Environmental Protection
Agency (EPA).
ACTION: Proposed rule.
AGENCY:
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The Environmental Protection
Agency (EPA) is proposing to approve
an October 15, 2015 State
Implementation Plan (SIP) revision
submitted by the State of Rhode Island.
This revision addresses the interstate
transport requirements of the Clean Air
Act (CAA), referred to as the good
neighbor provision, with respect to the
2010 primary sulfur dioxide (SO2) and
2010 primary nitrogen dioxide (NO2)
national ambient air quality standards
(NAAQS). This action proposes to
approve Rhode Island’s demonstration
that the state is meeting its obligations
regarding the transport of SO2 and NO2
emissions into other states. This action
is being taken under the Clean Air Act.
DATES: Written comments must be
received on or before September 29,
2017.
ADDRESSES: Submit your comments,
identified by Docket ID No. EPA–R01–
OAR–2017–0151 at https://
www.regulations.gov. Follow the online
instructions for submitting comments.
Once submitted, comments cannot be
edited or removed from Regulations.gov.
For either manner of submission, the
EPA may publish any comment received
to its public docket. Do not submit
electronically any information you
consider to be Confidential Business
Information (CBI) or other information
whose disclosure is restricted by statute.
Multimedia submissions (audio, video,
etc.) must be accompanied by a written
comment. The written comment is
considered the official comment and
should include discussion of all points
you wish to make. EPA will generally
not consider comments or comment
contents located outside of the primary
submission (i.e. on the web, cloud, or
other file sharing system). For
additional submission methods, please
contact the person identified in the FOR
FURTHER INFORMATION CONTACT section.
For the full EPA public comment policy,
information about CBI or multimedia
submissions, and general guidance on
making effective comments, please visit
https://www.epa.gov/dockets/
commenting-epa-dockets.
FOR FURTHER INFORMATION CONTACT:
Donald Dahl, (617) 918–1657; or by
email at dahl.donald@epa.gov.
SUPPLEMENTARY INFORMATION:
Throughout this document whenever
‘‘we,’’ ‘‘us,’’ or ‘‘our’’ is used, we mean
EPA. Organization of this document.
The following outline is provided to aid
in locating information in this preamble.
SUMMARY:
Table of Contents
I. Background
II. State Submittal
III. Summary of the Proposed Action
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41197
IV. Section 110(a)(2)(D)(i)(I)—Interstate
Transport
A. General Requirements and Historical
Approaches for Criteria Pollutants
B. Approach for Addressing the Interstate
Transport Requirements of the 2010
Primary SO2 NAAQS in Rhode Island
C. Approach for Addressing the Interstate
Transport Requirements of the 2010
Primary NO2 NAAQS in Rhode Island
V. Interstate Transport Demonstration for SO2
Emissions
A. Prong 1 Analysis—Significant
Contribution to SO2 Nonattainment
1. SO2 Emissions Trends
2. SO2 Ambient Air Quality
3. Federally Enforceable Regulations
Specific to SO2 and Permitting
Requirements
4. Conclusion
B. Prong 2 Analysis—Interference with
Maintenance of the SO2 NAAQS
VI. Significant Contribution to
Nonattainment and Interference with
Maintenance of the NO2 NAAQS
VII. Proposed Action
VIII. Statutory and Executive Order Reviews
I. Background
On February 9, 2010 (75 FR 6474),
EPA promulgated a revised primary
NAAQS for NO2 at a level of 100 ppb,
based on a 3-year average of the annual
98th percentile of 1-hour daily
maximum concentrations. On June 22,
2010 (75 FR 35520), EPA promulgated a
revised primary NAAQS for SO2 at a
level of 75 ppb, based on a 3-year
average of the annual 99th percentile of
1-hour daily maximum concentrations.
Pursuant to section 110(a)(1) of the
CAA, states are required to submit SIPs
meeting the applicable requirements of
section 110(a)(2) within three years after
promulgation of a new or revised
NAAQS, or within such shorter period
as EPA may prescribe.1 These SIPs,
which EPA has historically referred to
as ‘‘infrastructure SIPs,’’ are to provide
for the ‘‘implementation, maintenance,
and enforcement’’ of such NAAQS, and
the requirements are designed to ensure
that the structural components of each
state’s air quality management program
are adequate to meet the state’s
responsibilities under the CAA. A
detailed history, interpretation, and
rationale of these SIPs and their
requirements can be found in, among
other documents, EPA’s May 13, 2014
proposed rule titled, ‘‘Infrastructure SIP
requirements for the 2008 Lead
NAAQS,’’ in the section ‘‘What is the
scope of this rulemaking?’’ (see 79 FR
27241 at 27242–27245). As noted above,
section 110(a) of the CAA imposes an
1 This requirement applies to both primary and
secondary NAAQS, but EPA’s approval in this
notice applies only to the 2010 primary NAAQS for
SO2 and NO2 because EPA did not establish in 2010
a new secondary NAAQS for SO2 and NO2.
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Agencies
[Federal Register Volume 82, Number 167 (Wednesday, August 30, 2017)]
[Proposed Rules]
[Pages 41194-41197]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2017-18510]
[[Page 41194]]
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DEPARTMENT OF EDUCATION
34 CFR Chapter VI
[Docket ID ED-2017-OPE-0076]
RIN 1840-AD26
Negotiated Rulemaking Committees; Negotiator Nominations and
Schedule of Committee Meetings--Borrower Defenses, Financial
Responsibility, and Gainful Employment
AGENCY: Office of Postsecondary Education, Department of Education.
ACTION: Intent to establish negotiated rulemaking committees.
-----------------------------------------------------------------------
SUMMARY: We announce our intention to establish two negotiated
rulemaking committees to prepare proposed regulations for the Federal
Student Aid programs authorized under title IV of the Higher Education
Act of 1965, as amended (HEA). The committees will include
representatives of organizations or groups with interests that are
significantly affected by the subject matter of the proposed
regulations. We request nominations for individual negotiators who
represent key stakeholder constituencies for the issues to be
negotiated to serve on the committees, and we set a schedule for
committee meetings. We also announce the creation of a subcommittee,
and request nominations for individuals with pertinent expertise to
participate on the subcommittee.
DATES: We must receive your nominations for negotiators to serve on the
committees on or before September 29, 2017. The dates, times, and
locations of the committee meetings are set out in the Schedule for
Negotiations and Subcommittee Meetings section in the SUPPLEMENTARY
INFORMATION section.
ADDRESSES: Please send your nominations for negotiators to Wendy
Macias, U.S. Department of Education, 400 Maryland Ave. SW., Room
6C111, Washington, DC 20202. Telephone: (202) 203-9155 or by email:
negregnominations@ed.gov.
FOR FURTHER INFORMATION CONTACT: For information about the content of
this document, including information about the negotiated rulemaking
process or the nomination submission process, contact: Wendy Macias,
U.S. Department of Education, 400 Maryland Ave. SW., Room 6C111,
Washington, DC 20202. Telephone: (202) 203-9155 or by email:
Wendy.Macias@ed.gov.
For information about negotiated rulemaking in general, see The
Negotiated Rulemaking Process for Title IV Regulations, Frequently
Asked Questions at www2.ed.gov/policy/highered/reg/hearulemaking/hea08/neg-reg-faq.html or contact: Wendy Macias, U.S. Department of
Education, 400 Maryland Ave. SW., Room 6C111, Washington, DC 20202.
Telephone: (202) 203-9155 or by email: Wendy.Macias@ed.gov.
If you use a telecommunications device for the deaf (TDD) or text
telephone (TTY), call the Federal Relay Service (FRS), toll free, at 1-
800-877-8339.
SUPPLEMENTARY INFORMATION: On June 16, 2017, we published a document in
the Federal Register (82 FR 27640) announcing our intent to establish
two negotiated rulemaking committees under section 492 of the HEA to
develop proposed regulations to (1) revise the gainful employment
regulations published by the Department on October 31, 2014 (79 FR
64889), and (2) revise the regulations on borrower defenses to
repayment of Federal student loans and other matters, and on the
authority of guaranty agencies in the Federal Family Education Loan
(FFEL) Program to charge collection costs under 34 CFR 682.410(b)(6) to
a defaulted borrower who enters into a repayment agreement with the
guaranty agency. We also announced two public hearings at which
interested parties could comment on the topics suggested by the U.S.
Department of Education (Department) and suggest additional topics for
consideration for action by the negotiated rulemaking committees. Those
hearings were held on July 10, 2017, in Washington, DC, and on July 12,
2017, in Dallas, Texas. We invited parties to comment and submit topics
for consideration in writing as well. Transcripts from the public
hearings are available at www2.ed.gov/policy/highered/reg/hearulemaking/2017/. Written comments submitted in response
to the June 16, 2017, document may be viewed through the Federal
eRulemaking Portal at www.regulations.gov. Instructions for finding
comments are available on the site under ``How to Use Regulations.gov''
in the Help section. Individuals can enter docket ID ED-2017-OPE-0076
in the search box to locate the appropriate docket.
Regulatory Issues
After considering the information received at the public hearings
and the written comments, we have decided to establish the following
two negotiating committees:
Committee 1--Borrower Defenses and Financial Responsibility Issues
Committee 2--Gainful Employment Issues
We list the specific topics the committees are likely to address
under Committee Topics, below.
We intend to select negotiators for the committees who represent
the interests significantly affected by the topics proposed for
negotiations. In so doing, we will follow the requirement in section
492(b)(1) of the HEA that the individuals selected must have
demonstrated expertise or experience in the relevant topics proposed
for negotiations. We will also select individual negotiators who
reflect the diversity among program participants, in accordance with
section 492(b)(1) of the HEA. Our goal is to establish committees that
will allow significantly affected parties to be represented while
keeping the committee size manageable.
We generally select a primary and alternate negotiator for each
constituency represented on a committee. The primary negotiator
participates for the purpose of determining consensus. The alternate
participates for the purpose of determining consensus in the absence of
the primary. Either the primary or the alternate may speak during the
negotiations.
A committee may create subgroups on particular topics that may
involve individuals who are not members of the committee. In addition,
individuals who are not selected as members of the committee will be
able to observe the committee meetings, will have access to the
individuals representing their constituencies, and may be able to
participate in informal working groups on various issues between the
meetings.
Committee Topics
The topics the committees are likely to address are:
Committee 1--Borrower Defenses and Financial Responsibility Issues
1. Revisions to the regulations on borrower defenses to repayment
of Federal student loans and other matters:
Borrower Defense (34 CFR 685.206);
Misrepresentation (34 CFR 668 subpart F);
Program Participation Agreement (34 CFR 668.14(b));
Closed School Discharge (34 CFR 682.402, 34 CFR 685.214);
False Certification (34 CFR 685.215);
Financial Responsibility and Administrative Capability (34
CFR 668 subpart L, 34 CFR 668.16); and
Arbitration and class action lawsuits.
2. Revisions to regulations that will address whether and to what
extent guaranty agencies may charge collection
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costs under 34 CFR 682.410(b)(6) to a defaulted borrower who enters
into a loan rehabilitation or other repayment agreement within 60 days
of being informed that the guaranty agency has paid a claim on the
loan.
As part of the negotiated rulemaking process, we are forming a
Financial Responsibility Subcommittee for Committee 1 to have
preliminary discussions of whether or how the Financial Accounting
Standards Board's (FASB) recent changes to the accounting standards for
financial reporting (see FASB Accounting Standards Update (ASU) 2016-14
``Presentation of Financial Statement of Not-for-Profit Entities'' at
https://fasb.org/jsp/FASB/Document_C/DocumentPage?cid=1176168381847&acceptedDisclaimer=true) necessitate
modifications to the Department's financial responsibility regulations
with respect to the calculation of the Primary Reserve Ratio, the
Equity Ratio, and the Net Income Ratio that are used to calculate an
institution's composite score, as well as whether clarifications of
terms used in the Primary Reserve, Equity, and Net Income ratio
calculations in appendix B to 34 CFR part 668, subpart L, are needed as
a result of changes in the financial accounting standards, including:
For the Primary Reserve Ratio: (1) Changes to the
definition of ``expendable net assets'' in the numerator to conform to
new terminology; (2) changes to the definition of ``total expenses'' in
the denominator to conform to new terminology; and (3) clarification of
the treatment of endowment losses, terms of endowments, retirement
liabilities, long-term debt, and construction-in-progress.
For the Equity Ratio, changes to the definition of
``modified net assets'' in the numerator to conform to new terminology.
For the Net Income Ratio: (1) Changes to the definition of
``change in unrestricted net assets'' in the numerator to conform to
new terminology; (2) the addition of losses from underwater endowments
to the numerator to reflect changes in treatment; (3) changes to the
definition of ``total unrestricted revenue'' in the denominator to
conform to new terminology; (4) clarification of the treatment of other
investment and pension trust fund losses; and (5) changes to the
treatment of leases.
Subcommittees are formed to address specified issues and to make
recommendations to the committee. Subcommittees are not authorized to
make decisions for the committee. The Financial Responsibility
Subcommittee may be comprised of some Committee 1 members (negotiators)
as well as individuals who are not committee members, but who have
expertise that will be helpful in developing proposed regulations.
Therefore, in addition to asking for nominations for individual
negotiators who represent key stakeholder constituencies for the issues
to be negotiated to serve on this committee (see Constituencies for
Negotiator Nominations), we are asking for nominations for individuals
with specific types of expertise to serve on the Financial
Responsibility Subcommittee (see Areas of Expertise for Financial
Responsibility Subcommittee). The topics for the subcommittee are
primarily focused on issues affecting non-profits, but may touch issues
that affect other sectors, so we welcome nominees with expertise across
institution types. The subcommittee meetings will be held between
committee meetings (see Schedule for Negotiations and Subcommittee
Meetings). Before the conclusion of the negotiations, the Financial
Responsibility Subcommittee will present any recommendations for
changes to Committee 1 for its consideration.
Committee 2--Gainful Employment Issues
Revisions to the gainful employment regulations in 34 CFR part 668,
subpart Q, including, but not limited to, the debt-to-earnings rates
measure, sanctions, and reporting and disclosure of information, as
well as related reporting and disclosure regulations in 34 CFR 668.41.
Topics for both committees may be added or removed as the process
continues.
Constituencies for Negotiator Nominations
We have identified the following constituencies as having interests
that are significantly affected by the topics proposed for
negotiations. The Department plans to seat as negotiators individuals
from organizations or groups representing these constituencies.
Committee 1--Borrower Defenses and Financial Responsibility Issues
Students and former students.
Consumer advocacy organizations.
Legal assistance organizations that represent students and
former students.
Groups representing U.S. military service member or
veteran Federal student loan borrowers.
Financial aid administrators at postsecondary
institutions.
General counsels/attorneys and compliance officers at
postsecondary institutions to address issues related to establishing a
process for reviewing borrower defense claims and determining
institutional liabilities associated with such claims, as well as
administrative repayment liabilities for this topic through program
reviews and audit determinations under the Department's regulations.
Chief financial officers and experienced business officers
at postsecondary institutions to address issues such as institutional
financing and liability, as opposed to student billing.
State attorneys general and other appropriate State
officials.
State higher education executive officers.
Institutions of higher education eligible to receive
Federal assistance under title III, parts A, B, and F, and title V of
the HEA, which include Historically Black Colleges and Universities,
Hispanic-Serving Institutions, American Indian Tribally Controlled
Colleges and Universities, Alaska Native and Native Hawaiian-Serving
Institutions, Predominantly Black Institutions, and other institutions
with a substantial enrollment of needy students as defined in title III
of the HEA.
Two-year public institutions of higher education.
Four-year public institutions of higher education.
Private, nonprofit institutions of higher education.
Private, for-profit institutions of higher education with
an enrollment of 450 students or less.
Private, for-profit institutions of higher education with
an enrollment of 451 students or more.
FFEL Program lenders and loan servicers.
FFEL Program guaranty agencies and guaranty agency
servicers (including collection agencies).
Accrediting agencies.
Committee 2--Gainful Employment Issues
Students and former students.
Consumer advocacy organizations.
Legal assistance organizations that represent students and
former students.
Groups representing U.S. military service member or
veteran Federal student loan borrowers.
Financial aid administrators at postsecondary
institutions.
General counsels/attorneys and compliance officers at
postsecondary institutions.
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Chief financial officers and experienced business officers
at postsecondary institutions.
State attorneys general and other appropriate State
officials.
State higher education executive officers.
Business and industry (for example, labor economists or
data experts).
Institutions of higher education eligible to receive
Federal assistance under title III, parts A, B, and F, and title V of
the HEA, which include Historically Black Colleges and Universities,
Hispanic-Serving Institutions, American Indian Tribally Controlled
Colleges and Universities, Alaska Native and Native Hawaiian-Serving
Institutions, Predominantly Black Institutions, and other institutions
with a substantial enrollment of needy students as defined in title III
of the HEA.
Two-year public institutions of higher education.
Four-year public institutions of higher education.
Private, nonprofit institutions of higher education.
Private, for-profit institutions of higher education with
an enrollment of 450 students or less.
Private, for-profit institutions of higher education with
an enrollment of 451 students or more.
Accrediting agencies.
The goal of each committee is to develop proposed regulations that
reflect a final consensus of the committee. Consensus means that there
is no dissent by any member of a negotiating committee, including the
committee member representing the Department. An individual selected as
a negotiator is expected to represent the interests of his or her
organization or group and participate in the negotiations in a manner
consistent with the goal of developing proposed regulations on which
the committee will reach consensus. If consensus is reached, all
members of the organization or group represented by a negotiator are
bound by the consensus and are prohibited from commenting negatively on
the resulting proposed regulations. The Department will not consider
any such negative comments on the proposed regulations that are
submitted by members of such an organization or group.
Areas of Expertise for Subcommittee on Financial Responsibility
The Department plans to select individuals from organizations or
groups with expertise in both financial accounting standards and the
Department's financial responsibility standards for institutions for
participation on the Financial Responsibility Subcommittee, which is
part of Committee 1. Nominations must include evidence of the nominee's
specific knowledge in these areas. Such individuals from organizations
or groups may include, but are not limited to, representatives of:
Private, nonprofit institutions of higher education, with
knowledge of the accounting standards and title IV financial
responsibility requirements for the private, nonprofit sector.
Private, for-profit institutions of higher education, with
knowledge of the accounting standards and title IV financial
responsibility requirements for the for-profit sector.
Accrediting agencies.
Chief financial officers (to include experienced business
officers and bursars) at postsecondary institutions.
Associations or organizations that provide accounting
guidance to auditors and institutions.
Certified public accountants or firms who conduct
financial statement audits of title IV participating institutions.
The Financial Accounting Standards Board (FASB), with
expertise in the applicable financial accounting and reporting
standards set by FASB.
Nominations
Nominations should include:
The committee (Borrower Defenses and Financial
Responsibility or Gainful Employment) or subcommittee (Financial
Responsibility) for which the nominee is nominated.
The name of the nominee, the organization or group the
nominee represents, and a description of the interests that the nominee
represents.
Evidence of the nominee's expertise or experience in the
topics proposed for negotiations.
Evidence of support from individuals or groups within the
constituency or area of expertise that the nominee will represent.
The nominee's commitment that he or she will actively
participate in good faith in the development of the proposed
regulations.
The nominee's contact information, including address,
phone number, and email address.
For a better understanding of the negotiated rulemaking process,
prior to committing to participate, nominees should review The
Negotiated Rulemaking Process for Title IV Regulations, Frequently
Asked Questions at www2.ed.gov/policy/highered/reg/hearulemaking/hea08/neg-reg-faq.html.
Nominees will be notified whether or not they have been selected as
soon as the Department's review process is completed.
Schedule for Negotiations and Subcommittee Meetings
Committee 1--Borrower Defenses and Financial Responsibility Issues
committee will meet for three sessions on the following dates:
Session 1: November 13-15, 2017
Session 2: January 8-11, 2018
Session 3: February 12-15, 2018
Sessions will run from 9 a.m. to 5 p.m.
The November committee meetings will be held at the Holiday Inn
Washington Capitol at: 550 C Street SW., Congressional II Room,
Washington, DC 20024.
The January committee meetings will be held at the U.S. Department
of Education at: Union Center Plaza (UCP) Center, 830 First Street NE.,
Lobby Level, Washington, DC 20002.
The February committee meetings will be held at the U.S. Department
of Education at: Barnard Auditorium, 400 Maryland Ave. SW., Washington,
DC 20202.
The committee meetings are open to the public.
The Financial Responsibility Subcommittee will meet on the
following dates:
Meeting 1: November 16-17, 2017
Meeting 2: January 4-5, 2018
Meeting 3: January 29-30, 2018
Meetings will run from 9 a.m. to 5 p.m.
The subcommittee meetings will be held at the U.S. Department of
Education: Training and Development Center, First floor, 400 Maryland
Ave. SW., Washington, DC 20202.
The November 16-17, 2016, meeting will be held in room 1W103. The
January 4-5, 2017, meeting will be held in room 1W128. The January 29-
30, 2017, meeting will be held in Room 1W103. Arrangements will be made
to allow members to attend remotely.
The subcommittee meetings are not open to the public.
Committee 2--Gainful Employment Issues committee will meet for
three sessions on the following dates:
Session 1: December 4-7, 2017
Session 2: February 5-8, 2018
Session 3: March 12-15, 2018
Sessions will run from 9 a.m. to 5 p.m.
The December committee meetings will be held at the U.S. Department
of Education at: Union Center Plaza (UCP) Learning Center, 830 First
Street NE., Lobby Level, Washington, DC 20002.
[[Page 41197]]
The February committee meetings will be held at the U.S. Department
of Education: Barnard Auditorium, 400 Maryland Ave. SW., Washington, DC
20202.
The March committee meetings will be held at the U.S. Department of
Education at: Potomac Center Plaza Auditorium, 550 12th Street SW.,
Washington, DC 20202.
The committee meetings are open to the public.
Accessible Format: Individuals with disabilities can obtain this
document in an accessible format (e.g., braille, large print,
audiotape, or compact disc) by contacting Wendy Macias, U.S. Department
of Education, 400 Maryland Ave. SW., Room 6C111, Washington, DC 20202.
Telephone: (202) 203-9155 or by email: Wendy.Macias@ed.gov.
Electronic Access to This Document: The official version of this
document is the document published in the Federal Register. Free
internet access to the official edition of the Federal Register and the
Code of Federal Regulations is available via the Federal Digital System
at: www.gpo.gov/fdsys. At this site you can view this document, as well
as all other documents of this Department published in the Federal
Register, in text or Portable Document Format (PDF). To use PDF you
must have Adobe Acrobat Reader, which is available free at the site.
You may also access documents of the Department published in the
Federal Register by using the article search feature at:
www.federalregister.gov. Specifically, through the advanced search
feature at this site, you can limit your search to documents published
by the Department.
Program Authority: 20 U.S.C. 1098a.
Kathleen A. Smith,
Acting Assistant Secretary for Postsecondary Education.
[FR Doc. 2017-18510 Filed 8-29-17; 8:45 am]
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