Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change in Connection With the September 5, 2017 Compliance Date for the Shortening of the Standard Settlement Cycle From Three Business Days After the Trade Date to Two Business Days After the Trade Date, 37625-37626 [2017-16928]
Download as PDF
Federal Register / Vol. 82, No. 154 / Friday, August 11, 2017 / Notices
submitted on or before September 1,
2017.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.30
Eduardo A. Aleman,
Assistant Secretary.
[FR Doc. 2017–16927 Filed 8–10–17; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–81325; File No. SR–
NYSEARCA–2017–82]
Self-Regulatory Organizations; NYSE
Arca, Inc.; Notice of Filing and
Immediate Effectiveness of Proposed
Rule Change in Connection With the
September 5, 2017 Compliance Date
for the Shortening of the Standard
Settlement Cycle From Three Business
Days After the Trade Date to Two
Business Days After the Trade Date
August 7, 2017.
Pursuant to Section 19(b)(1) 1 of the
Securities Exchange Act of 1934 (the
‘‘Act’’) 2 and Rule 19b–4 thereunder,3
notice is hereby given that, on July 26,
2017, NYSE Arca, Inc. (the ‘‘Exchange’’
or ‘‘NYSE Arca’’) filed with the
Securities and Exchange Commission
(the ‘‘Commission’’) the proposed rule
change as described in Items I and II
below, which Items have been prepared
by the self-regulatory organization. The
Commission is publishing this notice to
solicit comments on the proposed rule
change from interested persons.
asabaliauskas on DSKBBXCHB2PROD with NOTICES
I. Self-Regulatory Organization’s
Statement of the Terms of Substance of
the Proposed Rule Change
The Exchange proposes in connection
with the September 5, 2017, compliance
date for the shortening of the standard
settlement cycle from three business
days after the trade date (‘‘T+3’’) to two
business days after the trade date
(‘‘T+2’’), to (1) delete NYSE Arca
Equities Rule 7.4 (Ex-Dividend or ExRight Dates); (2) delete the preamble and
‘‘T’’ modifier from NYSE Arca Equities
Rule 7.4T (‘‘Rule 7.4T’’); and (3)
establish the operative date of Rule
7.4T. The proposed rule change is
available on the Exchange’s Web site at
www.nyse.com, at the principal office of
the Exchange, and at the Commission’s
Public Reference Room.
30 17
CFR 200.30–3(a)(12).
U.S.C. 78s(b)(1).
2 15 U.S.C. 78a.
3 17 CFR 240.19b–4.
1 15
VerDate Sep<11>2014
17:18 Aug 10, 2017
Jkt 241001
II. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
In its filing with the Commission, the
self-regulatory organization included
statements concerning the purpose of,
and basis for, the proposed rule change
and discussed any comments it received
on the proposed rule change. The text
of those statements may be examined at
the places specified in Item IV below.
The Exchange has prepared summaries,
set forth in sections A, B, and C below,
of the most significant parts of such
statements.
A. Self-Regulatory Organization’s
Statement of the Purpose of, and the
Statutory Basis for, the Proposed Rule
Change
1. Purpose
In connection with the September 5,
2017, compliance date for shortening of
the standard settlement cycle from T+3
to T+2, the Exchange proposes to (1)
delete NYSE Arca Equities Rule 7.4
(‘‘Rule 7.4’’); (2) delete the preamble and
‘‘T’’ modifier from Rule 7.4T; and (3)
establish the operative date of Rule 7.4T
as September 5, 2017.
Background
On September 28, 2016, the Securities
and Exchange Commission (‘‘SEC’’)
proposed amendments to Rule 15c6–
1(a) to shorten the standard settlement
cycle from T+3 to T+2.4 Following this
action by the SEC, the Exchange
adopted a new Rule 7.4 with the
modifier ‘‘T’’ to reflect a T+2 settlement
cycle.5 Because the Exchange would not
implement Rule 7.4T until after the final
implementation of T+2, the Exchange
retained the version of Rule 7.4
reflecting T+3 settlement on its books.
In order to reduce the potential for
confusion regarding which version of
the rule governs, the Exchange added
explanatory preambles to Rule 7.4 and
Rule 7.4T.
In particular, the following preamble
was added to Rule 7.4:
This version of Rule 7.4 will remain
operative until the Exchange files separate
proposed rule changes as necessary to
establish the operative date of ‘‘Rule 7.4T.
Ex-Dividend or Ex-Right Dates,’’ to delete
this version of Rule 7.4 and preamble, and to
remove the preamble text from the version of
Rule 7.4T. In addition to filing the necessary
proposed rule changes, the Exchange will
4 See Securities Exchange Act Release No. 78962
(September 28, 2016), 81 FR 69240 (October 5,
2016) (File No. S7–22–16).
5 See Securities Exchange Act Release No. 79732
(January 4, 2017), 82 FR 3042 (January 10, 2017)
(SR–NYSEArca–2016–145).
PO 00000
Frm 00069
Fmt 4703
Sfmt 4703
37625
announce via Information Memo the
operative date of the deletion of this Rule and
implementation of ‘‘Rule 7.4T. Ex-Dividend
or Ex-Right Dates.’’
The following preamble was added to
Rule 7.4T:
The Exchange will file separate proposed
rule changes to establish the operative date
of Rule 7.4T, to delete ‘‘Rule 7.4. ExDividend or Ex-Right Dates’’ and the
preamble text from Rule 7.4, and to remove
the preamble text from the version of Rule
7.4T. Until such time, ‘‘Rule 7.4. Ex-Dividend
or Ex-Right Dates’’ will remain operative. In
addition to filing the necessary proposed rule
changes, the Exchange will announce via
Information Memo the implementation of
this Rule and the operative date of the
deletion of ‘‘Rule 7.4. Ex-Dividend or ExRight Dates.’’
On March 22, 2017, the SEC adopted
the proposed amendment to Rule 15c6–
1(a) under the Act 6 with a compliance
date of September 5, 2017.7
Proposed Rule Change
In order to comply with the
September 5, 2017, transition to T+2
settlement, the Exchange proposes to:
• Delete Rule 7.4, including the
preamble, in its entirety;
• delete the preamble to Rule 7.4T;
and
• delete the ‘‘T’’ modifier in Rule
7.4T, which distinguished it from Rule
7.4.
The Exchange proposes that the
changes described herein would take
effect on September 5, 2017, to coincide
with the transition to T+2. The
Exchange will announce via Information
Memo the implementation of Rule 7.4T
and the operative date of the deletion of
Rule 7.4.
2. Statutory Basis
The Exchange believes that the
proposed rule change is consistent with
Section 6(b) of the Act,8 in general, and
further the objectives of Section 6(b)(5)
of the Act,9 in particular, because it is
designed to prevent fraudulent and
manipulative acts and practices,
promote just and equitable principles of
trade, remove impediments to and
perfect the mechanism of a free and
open market and a national market
system, and, in general, to protect
investors and the public interest.
In particular, the Exchange believes
that the proposed changes remove
impediments to and perfect the
mechanism of a free and open market by
6 See
17 CFR 240.15c6–1(a).
Securities Exchange Act Release No. 80295
(March 22, 2017), 82 FR 15564 (March 29, 2017)
(File No. S7–22–16).
8 15 U.S.C. 78f(b).
9 15 U.S.C. 78f(b)(5).
7 See
E:\FR\FM\11AUN1.SGM
11AUN1
37626
Federal Register / Vol. 82, No. 154 / Friday, August 11, 2017 / Notices
adding clarity as to which rules are
operative and when, thereby reducing
potential confusion, and making the
Exchange’s rules easier to navigate. The
Exchange also believes that eliminating
obsolete material from its rulebook also
removes impediments to and perfects
the mechanism of a free and open
market by removing confusion that may
result from having obsolete material in
the Exchange’s rulebook. The Exchange
believes that eliminating such obsolete
material would not be inconsistent with
the public interest and the protection of
investors because investors will not be
harmed and in fact would benefit from
increased transparency, thereby
reducing potential confusion.
B. Self-Regulatory Organization’s
Statement on Burden on Competition
The Exchange does not believe that
the proposed rule change would impose
any burden on competition that is not
necessary or appropriate in furtherance
of the purposes of the Act. The
proposed change is not designed to
address any competitive issue but rather
facilitate the industry’s transition to a
T+2 regular-way settlement cycle. The
Exchange also believes that the
proposed rule change will serve to
promote clarity and consistency,
thereby reducing burdens on the
marketplace and facilitating investor
protection.
C. Self-Regulatory Organization’s
Statement on Comments on the
Proposed Rule Change Received From
Members, Participants, or Others
No written comments were solicited
or received with respect to the proposed
rule change.
III. Date of Effectiveness of the
Proposed Rule Change and Timing for
Commission Action
asabaliauskas on DSKBBXCHB2PROD with NOTICES
Because the foregoing proposed rule
change does not: (i) Significantly affect
the protection of investors or the public
interest; (ii) impose any significant
burden on competition; and (iii) become
operative for 30 days from the date on
which it was filed, or such shorter time
as the Commission may designate, it has
become effective pursuant to Section
19(b)(3)(A) of the Act 10 and Rule 19b–
4(f)(6) thereunder.11
10 15
U.S.C. 78s(b)(3)(A).
CFR 240.19b–4(f)(6). In addition, Rule 19b–
4(f)(6)(iii) requires the Exchange to give the
Commission written notice of its intent to file the
proposed rule change, along with a brief description
and text of the proposed rule change, at least five
business days prior to the date of filing of the
proposed rule change, or such shorter time as
designated by the Commission. The Exchange has
satisfied this requirement.
11 17
VerDate Sep<11>2014
17:18 Aug 10, 2017
Jkt 241001
At any time within 60 days of the
filing of the proposed rule change, the
Commission summarily may
temporarily suspend such rule change if
it appears to the Commission that such
action is necessary or appropriate in the
public interest, for the protection of
investors, or otherwise in furtherance of
the purposes of the Act. If the
Commission takes such action, the
Commission shall institute proceedings
to determine whether the proposed rule
change should be approved or
disapproved.
the Commission does not edit personal
identifying information from
submissions. You should submit only
information that you wish to make
available publicly. All submissions
should refer to File Number SR–
NYSEARCA–2017–82 and should be
submitted on or before September 1,
2017.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.12
Eduardo A. Aleman,
Assistant Secretary.
IV. Solicitation of Comments
Interested persons are invited to
submit written data, views, and
arguments concerning the foregoing,
including whether the proposed rule
change is consistent with the Act.
Comments may be submitted by any of
the following methods:
[FR Doc. 2017–16928 Filed 8–10–17; 8:45 am]
Electronic Comments
• Use the Commission’s Internet
comment form (https://www.sec.gov/
rules/sro.shtml); or
• Send an email to rule-comments@
sec.gov. Please include File Number SR–
NYSEARCA–2017–82 on the subject
line.
Notice is hereby given, pursuant to
the provisions of the Government in the
Sunshine Act, Public Law 94–409, that
the Securities and Exchange
Commission will hold an Open Meeting
on Tuesday, August 15, 2017 at 1:00
p.m., in the Auditorium (L–002) at the
Commission’s headquarters building, to
hear oral argument in an appeal from an
initial decision of an administrative law
judge by respondents Frank H.
Chiappone, Andrew G. Guzzetti,
William F. Lex, Thomas E. Livingston,
Brian T. Mayer, and Philip S.
Rabinovich, formerly registered
representatives associated with former
broker-dealer McGinn, Smith & Co., Inc.
On February 25, 2015, the ALJ found
that Chiappone, Lex, Livington, Mayer,
and Rabinovich violated antifraud
provisions of the federal securities laws
by recommending that customers
purchase securities without conducting
a reasonable investigation into the
offerings as well as provisions of the
securities laws prohibiting unregistered
offers and sales of securities. The ALJ
barred or suspended these respondents
from certain associations in the
securities industry and ordered them to
pay third-tier civil money penalties, to
pay disgorgement of commissions
received for their sales in violation of
the antifraud provisions plus
prejudgment interest, and to cease and
desist from further violations of the
securities laws. The ALJ found that
Guzzetti failed reasonably to supervise
the other respondents, ordered him to
pay a third-tier civil money penalty, and
suspended him from association in
certain capacities in the securities
industry.
Paper Comments
• Send paper comments in triplicate
to Brent J. Fields, Secretary, Securities
and Exchange Commission, 100 F Street
NE., Washington, DC 20549–1090.
All submissions should refer to File
Number SR–NYSEARCA–2017–82. This
file number should be included on the
subject line if email is used. To help the
Commission process and review your
comments more efficiently, please use
only one method. The Commission will
post all comments on the Commission’s
Internet Web site (https://www.sec.gov/
rules/sro.shtml). Copies of the
submission, all subsequent
amendments, all written statements
with respect to the proposed rule
change that are filed with the
Commission, and all written
communications relating to the
proposed rule change between the
Commission and any person, other than
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for Web site viewing and
printing in the Commission’s Public
Reference Room, 100 F Street NE.,
Washington, DC 20549 on official
business days between the hours of
10:00 a.m. and 3:00 p.m. Copies of the
filing also will be available for
inspection and copying at the principal
office of the Exchange. All comments
received will be posted without change;
PO 00000
Frm 00070
Fmt 4703
Sfmt 4703
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
Sunshine Act Meeting
12 17
E:\FR\FM\11AUN1.SGM
CFR 200.30–3(a)(12).
11AUN1
Agencies
[Federal Register Volume 82, Number 154 (Friday, August 11, 2017)]
[Notices]
[Pages 37625-37626]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2017-16928]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
[Release No. 34-81325; File No. SR-NYSEARCA-2017-82]
Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing
and Immediate Effectiveness of Proposed Rule Change in Connection With
the September 5, 2017 Compliance Date for the Shortening of the
Standard Settlement Cycle From Three Business Days After the Trade Date
to Two Business Days After the Trade Date
August 7, 2017.
Pursuant to Section 19(b)(1) \1\ of the Securities Exchange Act of
1934 (the ``Act'') \2\ and Rule 19b-4 thereunder,\3\ notice is hereby
given that, on July 26, 2017, NYSE Arca, Inc. (the ``Exchange'' or
``NYSE Arca'') filed with the Securities and Exchange Commission (the
``Commission'') the proposed rule change as described in Items I and II
below, which Items have been prepared by the self-regulatory
organization. The Commission is publishing this notice to solicit
comments on the proposed rule change from interested persons.
---------------------------------------------------------------------------
\1\ 15 U.S.C. 78s(b)(1).
\2\ 15 U.S.C. 78a.
\3\ 17 CFR 240.19b-4.
---------------------------------------------------------------------------
I. Self-Regulatory Organization's Statement of the Terms of Substance
of the Proposed Rule Change
The Exchange proposes in connection with the September 5, 2017,
compliance date for the shortening of the standard settlement cycle
from three business days after the trade date (``T+3'') to two business
days after the trade date (``T+2''), to (1) delete NYSE Arca Equities
Rule 7.4 (Ex-Dividend or Ex-Right Dates); (2) delete the preamble and
``T'' modifier from NYSE Arca Equities Rule 7.4T (``Rule 7.4T''); and
(3) establish the operative date of Rule 7.4T. The proposed rule change
is available on the Exchange's Web site at www.nyse.com, at the
principal office of the Exchange, and at the Commission's Public
Reference Room.
II. Self-Regulatory Organization's Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule Change
In its filing with the Commission, the self-regulatory organization
included statements concerning the purpose of, and basis for, the
proposed rule change and discussed any comments it received on the
proposed rule change. The text of those statements may be examined at
the places specified in Item IV below. The Exchange has prepared
summaries, set forth in sections A, B, and C below, of the most
significant parts of such statements.
A. Self-Regulatory Organization's Statement of the Purpose of, and the
Statutory Basis for, the Proposed Rule Change
1. Purpose
In connection with the September 5, 2017, compliance date for
shortening of the standard settlement cycle from T+3 to T+2, the
Exchange proposes to (1) delete NYSE Arca Equities Rule 7.4 (``Rule
7.4''); (2) delete the preamble and ``T'' modifier from Rule 7.4T; and
(3) establish the operative date of Rule 7.4T as September 5, 2017.
Background
On September 28, 2016, the Securities and Exchange Commission
(``SEC'') proposed amendments to Rule 15c6-1(a) to shorten the standard
settlement cycle from T+3 to T+2.\4\ Following this action by the SEC,
the Exchange adopted a new Rule 7.4 with the modifier ``T'' to reflect
a T+2 settlement cycle.\5\ Because the Exchange would not implement
Rule 7.4T until after the final implementation of T+2, the Exchange
retained the version of Rule 7.4 reflecting T+3 settlement on its
books. In order to reduce the potential for confusion regarding which
version of the rule governs, the Exchange added explanatory preambles
to Rule 7.4 and Rule 7.4T.
---------------------------------------------------------------------------
\4\ See Securities Exchange Act Release No. 78962 (September 28,
2016), 81 FR 69240 (October 5, 2016) (File No. S7-22-16).
\5\ See Securities Exchange Act Release No. 79732 (January 4,
2017), 82 FR 3042 (January 10, 2017) (SR-NYSEArca-2016-145).
---------------------------------------------------------------------------
In particular, the following preamble was added to Rule 7.4:
This version of Rule 7.4 will remain operative until the
Exchange files separate proposed rule changes as necessary to
establish the operative date of ``Rule 7.4T. Ex-Dividend or Ex-Right
Dates,'' to delete this version of Rule 7.4 and preamble, and to
remove the preamble text from the version of Rule 7.4T. In addition
to filing the necessary proposed rule changes, the Exchange will
announce via Information Memo the operative date of the deletion of
this Rule and implementation of ``Rule 7.4T. Ex-Dividend or Ex-Right
Dates.''
The following preamble was added to Rule 7.4T:
The Exchange will file separate proposed rule changes to
establish the operative date of Rule 7.4T, to delete ``Rule 7.4. Ex-
Dividend or Ex-Right Dates'' and the preamble text from Rule 7.4,
and to remove the preamble text from the version of Rule 7.4T. Until
such time, ``Rule 7.4. Ex-Dividend or Ex-Right Dates'' will remain
operative. In addition to filing the necessary proposed rule
changes, the Exchange will announce via Information Memo the
implementation of this Rule and the operative date of the deletion
of ``Rule 7.4. Ex-Dividend or Ex-Right Dates.''
On March 22, 2017, the SEC adopted the proposed amendment to Rule
15c6-1(a) under the Act \6\ with a compliance date of September 5,
2017.\7\
---------------------------------------------------------------------------
\6\ See 17 CFR 240.15c6-1(a).
\7\ See Securities Exchange Act Release No. 80295 (March 22,
2017), 82 FR 15564 (March 29, 2017) (File No. S7-22-16).
---------------------------------------------------------------------------
Proposed Rule Change
In order to comply with the September 5, 2017, transition to T+2
settlement, the Exchange proposes to:
Delete Rule 7.4, including the preamble, in its entirety;
delete the preamble to Rule 7.4T; and
delete the ``T'' modifier in Rule 7.4T, which
distinguished it from Rule 7.4.
The Exchange proposes that the changes described herein would take
effect on September 5, 2017, to coincide with the transition to T+2.
The Exchange will announce via Information Memo the implementation of
Rule 7.4T and the operative date of the deletion of Rule 7.4.
2. Statutory Basis
The Exchange believes that the proposed rule change is consistent
with Section 6(b) of the Act,\8\ in general, and further the objectives
of Section 6(b)(5) of the Act,\9\ in particular, because it is designed
to prevent fraudulent and manipulative acts and practices, promote just
and equitable principles of trade, remove impediments to and perfect
the mechanism of a free and open market and a national market system,
and, in general, to protect investors and the public interest.
---------------------------------------------------------------------------
\8\ 15 U.S.C. 78f(b).
\9\ 15 U.S.C. 78f(b)(5).
---------------------------------------------------------------------------
In particular, the Exchange believes that the proposed changes
remove impediments to and perfect the mechanism of a free and open
market by
[[Page 37626]]
adding clarity as to which rules are operative and when, thereby
reducing potential confusion, and making the Exchange's rules easier to
navigate. The Exchange also believes that eliminating obsolete material
from its rulebook also removes impediments to and perfects the
mechanism of a free and open market by removing confusion that may
result from having obsolete material in the Exchange's rulebook. The
Exchange believes that eliminating such obsolete material would not be
inconsistent with the public interest and the protection of investors
because investors will not be harmed and in fact would benefit from
increased transparency, thereby reducing potential confusion.
B. Self-Regulatory Organization's Statement on Burden on Competition
The Exchange does not believe that the proposed rule change would
impose any burden on competition that is not necessary or appropriate
in furtherance of the purposes of the Act. The proposed change is not
designed to address any competitive issue but rather facilitate the
industry's transition to a T+2 regular-way settlement cycle. The
Exchange also believes that the proposed rule change will serve to
promote clarity and consistency, thereby reducing burdens on the
marketplace and facilitating investor protection.
C. Self-Regulatory Organization's Statement on Comments on the Proposed
Rule Change Received From Members, Participants, or Others
No written comments were solicited or received with respect to the
proposed rule change.
III. Date of Effectiveness of the Proposed Rule Change and Timing for
Commission Action
Because the foregoing proposed rule change does not: (i)
Significantly affect the protection of investors or the public
interest; (ii) impose any significant burden on competition; and (iii)
become operative for 30 days from the date on which it was filed, or
such shorter time as the Commission may designate, it has become
effective pursuant to Section 19(b)(3)(A) of the Act \10\ and Rule 19b-
4(f)(6) thereunder.\11\
---------------------------------------------------------------------------
\10\ 15 U.S.C. 78s(b)(3)(A).
\11\ 17 CFR 240.19b-4(f)(6). In addition, Rule 19b-4(f)(6)(iii)
requires the Exchange to give the Commission written notice of its
intent to file the proposed rule change, along with a brief
description and text of the proposed rule change, at least five
business days prior to the date of filing of the proposed rule
change, or such shorter time as designated by the Commission. The
Exchange has satisfied this requirement.
---------------------------------------------------------------------------
At any time within 60 days of the filing of the proposed rule
change, the Commission summarily may temporarily suspend such rule
change if it appears to the Commission that such action is necessary or
appropriate in the public interest, for the protection of investors, or
otherwise in furtherance of the purposes of the Act. If the Commission
takes such action, the Commission shall institute proceedings to
determine whether the proposed rule change should be approved or
disapproved.
IV. Solicitation of Comments
Interested persons are invited to submit written data, views, and
arguments concerning the foregoing, including whether the proposed rule
change is consistent with the Act. Comments may be submitted by any of
the following methods:
Electronic Comments
Use the Commission's Internet comment form (https://www.sec.gov/rules/sro.shtml); or
Send an email to rule-comments@sec.gov. Please include
File Number SR-NYSEARCA-2017-82 on the subject line.
Paper Comments
Send paper comments in triplicate to Brent J. Fields,
Secretary, Securities and Exchange Commission, 100 F Street NE.,
Washington, DC 20549-1090.
All submissions should refer to File Number SR-NYSEARCA-2017-82. This
file number should be included on the subject line if email is used. To
help the Commission process and review your comments more efficiently,
please use only one method. The Commission will post all comments on
the Commission's Internet Web site (https://www.sec.gov/rules/sro.shtml). Copies of the submission, all subsequent amendments, all
written statements with respect to the proposed rule change that are
filed with the Commission, and all written communications relating to
the proposed rule change between the Commission and any person, other
than those that may be withheld from the public in accordance with the
provisions of 5 U.S.C. 552, will be available for Web site viewing and
printing in the Commission's Public Reference Room, 100 F Street NE.,
Washington, DC 20549 on official business days between the hours of
10:00 a.m. and 3:00 p.m. Copies of the filing also will be available
for inspection and copying at the principal office of the Exchange. All
comments received will be posted without change; the Commission does
not edit personal identifying information from submissions. You should
submit only information that you wish to make available publicly. All
submissions should refer to File Number SR-NYSEARCA-2017-82 and should
be submitted on or before September 1, 2017.
For the Commission, by the Division of Trading and Markets,
pursuant to delegated authority.\12\
---------------------------------------------------------------------------
\12\ 17 CFR 200.30-3(a)(12).
---------------------------------------------------------------------------
Eduardo A. Aleman,
Assistant Secretary.
[FR Doc. 2017-16928 Filed 8-10-17; 8:45 am]
BILLING CODE 8011-01-P