Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940, 36030-36031 [2017-16273]
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Federal Register / Vol. 82, No. 147 / Wednesday, August 2, 2017 / Notices
to determine whether the proposed rule
change should be approved or
disapproved.
IV. Solicitation of Comments
Interested persons are invited to
submit written data, views, and
arguments concerning the foregoing,
including whether the proposed rule
change is consistent with the Act.
Comments may be submitted by any of
the following methods:
Electronic Comments
• Use the Commission’s Internet
comment form (https://www.sec.gov/
rules/sro.shtml); or
• Send an email to rule-comments@
sec.gov. Please include File Number SR–
MIAX–2017–34 on the subject line.
Paper Comments
sradovich on DSKBCFCHB2PROD with NOTICES
• Send paper comments in triplicate
to Brent J. Fields, Secretary, Securities
and Exchange Commission, 100 F Street
NE., Washington, DC 20549–1090.
All submissions should refer to File
Number SR–MIAX–2017–34. This file
number should be included on the
subject line if email is used. To help the
Commission process and review your
comments more efficiently, please use
only one method. The Commission will
post all comments on the Commission’s
Internet Web site (https://www.sec.gov/
rules/sro.shtml). Copies of the
submission, all subsequent
amendments, all written statements
with respect to the proposed rule
change that are filed with the
Commission, and all written
communications relating to the
proposed rule change between the
Commission and any person, other than
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for Web site viewing and
printing in the Commission’s Public
Reference Room, 100 F Street NE.,
Washington, DC 20549, on official
business days between the hours of
10:00 a.m. and 3:00 p.m. Copies of the
filing also will be available for
inspection and copying at the principal
office of the Exchange. All comments
received will be posted without change;
the Commission does not edit personal
identifying information from
submissions. You should submit only
information that you wish to make
available publicly. All submissions
should refer to File Number SR–MIAX–
2017–34 and should be submitted on or
before August 23, 2017.
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19:43 Aug 01, 2017
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For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.39
Eduardo A. Aleman,
Assistant Secretary.
[FR Doc. 2017–16209 Filed 8–1–17; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–81224; File No. SR–
NYSEArca–2017–05]
Self-Regulatory Organizations; NYSE
Arca, Inc.; Notice of Designation of a
Longer Period for Commission Action
on Proceedings To Determine Whether
To Approve or Disapprove a Proposed
Rule Change, as Modified by
Amendment No. 1, To List and Trade
Shares of Direxion Daily Crude Oil Bull
3x Shares and Direxion Daily Crude Oil
Bear 3x Shares Under NYSE Arca
Equities Rule 8.200
July 27, 2017.
On January 23, 2017, NYSE Arca, Inc.
(‘‘Exchange’’) filed with the Securities
and Exchange Commission
(‘‘Commission’’), pursuant to Section
19(b)(1) of the Securities Exchange Act
of 1934 (‘‘Act’’) 1 and Rule 19b–4
thereunder,2 a proposed rule change to
list and trade shares of Direxion Daily
Crude Oil Bull 3x Shares and Direxion
Daily Crude Oil Bear 3x Shares under
NYSE Arca Equities Rule 8.200. The
proposed rule change was published for
comment in the Federal Register on
February 7, 2017.3
On March 16, 2017, pursuant to
Section 19(b)(2) of the Act,4 the
Commission designated a longer period
within which to approve the proposed
rule change, disapprove the proposed
rule change, or institute proceedings to
determine whether to disapprove the
proposed rule change.5 On May 5, 2017,
the Commission instituted proceedings
to determine whether to approve or
disapprove the proposed rule change.6
39 17
CFR 200.30–3(a)(12).
1 15 U.S.C. 78s(b)(1).
2 17 CFR 240.19b–4.
3 See Securities Exchange Act Release No. 79916
(February 1, 2017), 82 FR 9608.
4 15 U.S.C. 78s(b)(2).
5 See Securities Exchange Act Release No. 80265,
82 FR 14778 (March 22, 2017).
6 See Securities Exchange Act Release No. 80606,
82 FR 22042 (May 11, 2017). Specifically, the
Commission instituted proceedings to allow for
additional analysis of the proposed rule change’s
consistency with Section 6(b)(5) of the Act, which
requires, among other things, that the rules of a
national securities exchange be ‘‘designed to
prevent fraudulent and manipulative acts and
practices, to promote just and equitable principles
of trade,’’ and ‘‘to protect investors and the public
interest.’’ See id. at 22043.
PO 00000
Frm 00105
Fmt 4703
Sfmt 4703
On June 23, 2017, the Exchange filed
Amendment No. 1 to the proposed rule
change.7 The Commission has received
no comments on the proposed rule
change.
Section 19(b)(2) of the Act 8 provides
that, after initiating disapproval
proceedings, the Commission shall issue
an order approving or disapproving the
proposed rule change not later than 180
days after the date of publication of
notice of filing of the proposed rule
change. The Commission may extend
the period for issuing an order
approving or disapproving the proposed
rule change by not more than 60 days
if the Commission determines that a
longer period is appropriate and
publishes the reasons for such
determination. The proposed rule
change was published for notice and
comment in the Federal Register on
February 7, 2017. August 6, 2017 is 180
days from that date, and October 5, 2017
is 240 days from that date.
The Commission finds it appropriate
to designate a longer period within
which to issue an order approving or
disapproving the proposed rule change
so that it has sufficient time to consider
this proposed rule change. Accordingly,
the Commission, pursuant to Section
19(b)(2) of the Act,9 designates October
5, 2017 as the date by which the
Commission shall either approve or
disapprove the proposed rule change
(File No. SR–NYSEArca–2017–05), as
modified by Amendment No. 1.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.10
Eduardo A. Aleman,
Assistant Secretary.
[FR Doc. 2017–16205 Filed 8–1–17; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. IC–32764]
Notice of Applications for
Deregistration Under Section 8(f) of the
Investment Company Act of 1940
July 28, 2017.
The following is a notice of
applications for deregistration under
section 8(f) of the Investment Company
Act of 1940 for the month of July 2017.
7 Amendment No. 1, which amended and
replaced the proposed rule change in its entirety,
is available on the Commission’s Web site at:
https://www.sec.gov/comments/sr-nysearca-201705/nysearca201705-1822806-154288.pdf.
8 15 U.S.C. 78s(b)(2).
9 Id.
10 17 CFR 200.30–3(a)(57).
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Federal Register / Vol. 82, No. 147 / Wednesday, August 2, 2017 / Notices
A copy of each application may be
obtained via the Commission’s Web site
by searching for the file number, or for
an applicant using the Company name
box, at https://www.sec.gov/search/
search.htm or by calling (202) 551–
8090. An order granting each
application will be issued unless the
SEC orders a hearing. Interested persons
may request a hearing on any
application by writing to the SEC’s
Secretary at the address below and
serving the relevant applicant with a
copy of the request, personally or by
mail. Hearing requests should be
received by the SEC by 5:30 p.m. on
August 22, 2017, and should be
accompanied by proof of service on
applicants, in the form of an affidavit or,
for lawyers, a certificate of service.
Pursuant to Rule 0–5 under the Act,
hearing requests should state the nature
of the writer’s interest, any facts bearing
upon the desirability of a hearing on the
matter, the reason for the request, and
the issues contested. Persons who wish
to be notified of a hearing may request
notification by writing to the
Commission’s Secretary.
Address: The Commission: Secretary,
U.S. Securities and Exchange
Commission, 100 F Street NE.,
Washington, DC 20549–1090.
For Further Information Contact:
Jessica Shin, Attorney-Adviser, at (202)
551–5921 or Chief Counsel’s Office at
(202) 551–6821; SEC, Division of
Investment Management, Chief
Counsel’s Office, 100 F Street NE.,
Washington, DC 20549–8010.
any offering of securities. Applicant will
continue to operate as a private
investment fund in reliance on section
3(c)(7) of the Act.
Filing Dates: The application was
filed on July 6, 2017 and amended on
July 18, 2017.
Applicant’s Address: 599 Lexington
Avenue, 19th Floor, New York, New
York 10022.
RiverSource Tax-Exempt Series, Inc.
[File No. 811–02686]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. Applicant has
transferred its assets to Columbia
Intermediate Municipal Bond Fund, a
series of Columbia Funds Series Trust I,
and, on June 6, 2011, made a final
distribution to its shareholders based on
net asset value. Expenses of
approximately $183,001 incurred in
connection with the reorganization were
paid by applicant’s investment adviser.
Filing Dates: The application was
filed on December 16, 2016, and
amended on July 17, 2017.
Applicant’s Address: 50606
Ameriprise Financial Center,
Minneapolis, Minnesota 55474.
For the Commission, by the Division of
Investment Management, pursuant to
delegated authority.
Brent J. Fields,
Secretary.
[FR Doc. 2017–16273 Filed 8–1–17; 8:45 am]
BILLING CODE 8011–01–P
sradovich on DSKBCFCHB2PROD with NOTICES
Susa Registered Fund, L.L.C. [File No.
811–22924]
Summary: Applicant, a closed-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. On June 19, 2017
and July 21, 2017, applicant made
liquidating distributions to its
shareholders, based on net asset value.
Expenses of approximately $27,000
incurred in connection with the
liquidation were paid by the applicant.
Filing Dates: The application was
filed on June 27, 2017 and amended on
July 24, 2017.
Applicant’s Address: 4400 Computer
Drive, Westborough, Massachusetts
01581.
SECURITIES AND EXCHANGE
COMMISSION
Ramius Archview Credit & Distressed
Fund [File No. 811–23056]
Summary: Applicant, a closed-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. Applicant
currently has three beneficial owners, is
not presently making an offering of
securities and does not propose to make
July 28, 2017.
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Jkt 241001
[Release No. 34–81247; File No. SRBatsBZX–2017–30]
Self-Regulatory Organizations; Bats
BZX Exchange, Inc.; Notice of
Designation of a Longer Period for
Commission Action on a Proposed
Rule Change To Permit the Listing and
Trading of Managed Portfolio Shares;
and To List and Trade Shares of the
Following Under Proposed Rule
14.11(k): ClearBridge Appreciation
ETF; ClearBridge Large Cap ETF;
ClearBridge MidCap Growth ETF;
ClearBridge Select ETF; and
ClearBridge All Cap Value ETF
On June 1, 2017, Bats BZX Exchange,
Inc. (‘‘Exchange’’) filed with the
Securities and Exchange Commission
(‘‘Commission’’), pursuant to Section
19(b)(1) of the Securities Exchange Act
of 1934 (‘‘Act’’) 1 and Rule 19b–4
1 15
PO 00000
U.S.C. 78s(b)(1).
Frm 00106
Fmt 4703
Sfmt 4703
36031
thereunder, 2 a proposed rule change to
adopt new Rule 14.11(k) to permit it to
list and trade Managed Portfolio Shares.
The Exchange also proposed to list and
trade shares of ClearBridge Appreciation
ETF, ClearBridge Large Cap ETF,
ClearBridge MidCap Growth ETF,
ClearBridge Select ETF, and ClearBridge
All Cap Value ETF under proposed Rule
14.11(k). The proposed rule change was
published for comment in the Federal
Register on June 19, 2017.3 The
Commission has received three
comment letters on the proposed rule
change.4
Section 19(b)(2) of the Act 5 provides
that, within 45 days of the publication
of notice of the filing of a proposed rule
change, or within such longer period up
to 90 days as the Commission may
designate if it finds such longer period
to be appropriate and publishes its
reasons for so finding or as to which the
self-regulatory organization consents,
the Commission shall either approve the
proposed rule change, disapprove the
proposed rule change, or institute
proceedings to determine whether the
proposed rule change should be
disapproved. The 45th day after
publication of the notice for this
proposed rule change is August 3, 2017.
The Commission is extending this 45day time period.
The Commission finds that it is
appropriate to designate a longer period
within which to take action on the
proposed rule change so that it has
sufficient time to consider the proposed
rule change and the comment letters.
Accordingly, the Commission, pursuant
to Section 19(b)(2) of the Act,6
designates September 17, 2017, as the
date by which the Commission shall
either approve or disapprove, or
institute proceedings to determine
whether to disapprove, the proposed
rule change (File Number SR–BatsBZX–
2017–30).
2 17
CFR 240.19b–4.
Securities Exchange Act Release No. 80911
(June 13, 2017), 82 FR 27925.
4 See letters from: (1) Gary Gastineau, President,
ETF Consultants.com, Inc., dated July 7, 2017; (2)
Todd J. Broms, Chief Executive Officer, Broms &
Company LLC, dated July 10, 2017; and (3) James
J. Angel, Associate Professor of Finance,
Georgetown University, McDonough School of
Business, dated July 10, 2017. The comment letters
are available at https://www.sec.gov/comments/srbatsbzx-2017–30/batsbzx201730.htm.
5 15 U.S.C. 78s(b)(2).
6 Id.
3 See
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]]>Agencies
[Federal Register Volume 82, Number 147 (Wednesday, August 2, 2017)]
[Notices]
[Pages 36030-36031]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2017-16273]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
[Release No. IC-32764]
Notice of Applications for Deregistration Under Section 8(f) of
the Investment Company Act of 1940
July 28, 2017.
The following is a notice of applications for deregistration under
section 8(f) of the Investment Company Act of 1940 for the month of
July 2017.
[[Page 36031]]
A copy of each application may be obtained via the Commission's Web
site by searching for the file number, or for an applicant using the
Company name box, at https://www.sec.gov/search/search.htm or by calling
(202) 551-8090. An order granting each application will be issued
unless the SEC orders a hearing. Interested persons may request a
hearing on any application by writing to the SEC's Secretary at the
address below and serving the relevant applicant with a copy of the
request, personally or by mail. Hearing requests should be received by
the SEC by 5:30 p.m. on August 22, 2017, and should be accompanied by
proof of service on applicants, in the form of an affidavit or, for
lawyers, a certificate of service. Pursuant to Rule 0-5 under the Act,
hearing requests should state the nature of the writer's interest, any
facts bearing upon the desirability of a hearing on the matter, the
reason for the request, and the issues contested. Persons who wish to
be notified of a hearing may request notification by writing to the
Commission's Secretary.
Address: The Commission: Secretary, U.S. Securities and Exchange
Commission, 100 F Street NE., Washington, DC 20549-1090.
For Further Information Contact: Jessica Shin, Attorney-Adviser, at
(202) 551-5921 or Chief Counsel's Office at (202) 551-6821; SEC,
Division of Investment Management, Chief Counsel's Office, 100 F Street
NE., Washington, DC 20549-8010.
Susa Registered Fund, L.L.C. [File No. 811-22924]
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. On June 19,
2017 and July 21, 2017, applicant made liquidating distributions to its
shareholders, based on net asset value. Expenses of approximately
$27,000 incurred in connection with the liquidation were paid by the
applicant.
Filing Dates: The application was filed on June 27, 2017 and
amended on July 24, 2017.
Applicant's Address: 4400 Computer Drive, Westborough,
Massachusetts 01581.
Ramius Archview Credit & Distressed Fund [File No. 811-23056]
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. Applicant
currently has three beneficial owners, is not presently making an
offering of securities and does not propose to make any offering of
securities. Applicant will continue to operate as a private investment
fund in reliance on section 3(c)(7) of the Act.
Filing Dates: The application was filed on July 6, 2017 and amended
on July 18, 2017.
Applicant's Address: 599 Lexington Avenue, 19th Floor, New York,
New York 10022.
RiverSource Tax-Exempt Series, Inc. [File No. 811-02686]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. Applicant has transferred its assets to
Columbia Intermediate Municipal Bond Fund, a series of Columbia Funds
Series Trust I, and, on June 6, 2011, made a final distribution to its
shareholders based on net asset value. Expenses of approximately
$183,001 incurred in connection with the reorganization were paid by
applicant's investment adviser.
Filing Dates: The application was filed on December 16, 2016, and
amended on July 17, 2017.
Applicant's Address: 50606 Ameriprise Financial Center,
Minneapolis, Minnesota 55474.
For the Commission, by the Division of Investment Management,
pursuant to delegated authority.
Brent J. Fields,
Secretary.
[FR Doc. 2017-16273 Filed 8-1-17; 8:45 am]
BILLING CODE 8011-01-P
