Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Adopt Rule 912, 34728 [2017-15635]

Download as PDF 34728 Federal Register / Vol. 82, No. 142 / Wednesday, July 26, 2017 / Notices Accordingly, the Commission, pursuant to Section 19(b)(2) of the Act,5 designates September 21, 2017, as the date by which the Commission should either approve or disapprove or institute proceedings to determine whether to disapprove the proposed rule change (File Number SR–ISE–2017–52). For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.6 Eduardo A. Aleman, Assistant Secretary. [FR Doc. 2017–15636 Filed 7–25–17; 8:45 am] BILLING CODE 8011–01–P SECURITIES AND EXCHANGE COMMISSION [Release No. 34–81180; File No. SR–GEMX– 2017–24] The Commission finds that it is appropriate to designate a longer period within which to take action on the proposed rule change so that it has sufficient time to consider the proposed rule change. The proposed rule change would establish the procedures for resolving potential disputes related to CAT Fees charged to Industry Members. Accordingly, the Commission, pursuant to Section 19(b)(2) of the Act,5 designates September 21, 2017, as the date by which the Commission should either approve or disapprove or institute proceedings to determine whether to disapprove the proposed rule change (File Number SR–GEMX–2017–24). For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.6 Eduardo A. Aleman, Assistant Secretary. [FR Doc. 2017–15635 Filed 7–25–17; 8:45 am] Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Adopt Rule 912 mstockstill on DSK30JT082PROD with NOTICES July 20, 2017. On June 9, 2017, Nasdaq GEMX, LLC (‘‘GEMX’’ or the ‘‘Exchange’’) filed with the Securities and Exchange Commission (‘‘Commission’’), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (‘‘Act’’ or ‘‘Exchange Act’’) 1 and Rule 19b–4 thereunder,2 a proposed rule change to adopt Rule 912 (Consolidated Audit Trail—Fee Dispute Resolution). The proposed rule change was published for comment in the Federal Register on June 23, 2017.3 The Commission received no comment letters on the proposed rule change. Section 19(b)(2) of the Act 4 provides that, within 45 days of the publication of notice of the filing of a proposed rule change, or within such longer period up to 90 days as the Commission may designate if it finds such longer period to be appropriate and publishes its reasons for so finding or as to which the self-regulatory organization consents, the Commission shall either approve the proposed rule change, disapprove the proposed rule change, or institute proceedings to determine whether the proposed rule change should be disapproved. The Commission is extending this 45-day time period. 5 15 U.S.C. 78s(b)(2). CFR 200.30–3(a)(31). 1 15 U.S.C. 78s(b)(1). 2 17 CFR 240.19b–4. 3 Securities Exchange Act Release No. 80970 (June 19, 2017), 82 FR 28708 (‘‘Notice’’). 4 15 U.S.C. 78s(b)(2). BILLING CODE 8011–01–P 17:49 Jul 25, 2017 Jkt 241001 SECURITIES AND EXCHANGE COMMISSION [Release No. 34–81176; File No. SR–NYSE– 2017–33] Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Eliminate Non-Regular Way Trading on the Exchange July 20, 2017. Pursuant to Section 19(b)(1) 1 of the Securities Exchange Act of 1934 (the ‘‘Act’’) 2 and Rule 19b-4 thereunder,3 notice is hereby given that on July 10, 2017, New York Stock Exchange LLC (‘‘NYSE’’ or the ‘‘Exchange’’) filed with the Securities and Exchange Commission (the ‘‘Commission’’) the proposed rule change as described in Items I and II below, which Items have been prepared by the self-regulatory organization. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons. I. Self-Regulatory Organization’s Statement of the Terms of Substance of the Proposed Rule Change The Exchange proposes to eliminate non-regular way trading on the Exchange. The proposed rule change is available on the Exchange’s Web site at www.nyse.com, at the principal office of 5 15 U.S.C. 78s(b)(2). CFR 200.30–3(a)(31). 1 15 U.S.C.78s(b)(1). 2 15 U.S.C. 78a. 3 17 CFR 240.19b–4. 6 17 PO 00000 Frm 00106 Fmt 4703 II. Self-Regulatory Organization’s Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change In its filing with the Commission, the self-regulatory organization included statements concerning the purpose of, and basis for, the proposed rule change and discussed any comments it received on the proposed rule change. The text of those statements may be examined at the places specified in Item IV below. The Exchange has prepared summaries, set forth in sections A, B, and C below, of the most significant parts of such statements. A. Self-Regulatory Organization’s Statement of the Purpose of, and the Statutory Basis for, the Proposed Rule Change 1. Purpose 6 17 VerDate Sep<11>2014 the Exchange, and at the Commission’s Public Reference Room. Sfmt 4703 The Exchange proposes to eliminate non-regular way trading on the Exchange. To effect this change, the Exchange proposes to amend or delete the following rules: • Rule 12 (‘‘Business Day’’); • Rule 14 (Non-Regular Way Settlement Instructions for Orders); • Rule 14T (Non-Regular Way Settlement Instructions for Orders); • Dealings and Settlements (Rules 45—299C); • Rule 64 (Bonds, Rights and 100Share-Unit Stocks); • Rule 64T (Bonds, Rights and 100Share-Unit Stocks); • Rule 66 (U.S. Government Securities); • Rule 73 (Seller’s Option); • Rule 123 (Record of Orders); • Rule 130 (Overnight Comparison of Exchange Transactions); • Rule 132 (Comparison and Settlement of Transactions Through A Fully-Interfaced or Qualified Clearing Agency); • Rule 137 (Written Contracts); • Rule 137A (Samples of Written Contracts); • Rule 177 (Delivery Time—‘‘Cash’’ Contracts); • Rule 179 (‘‘Seller’s Option’’); • Rule 189 (Unit of Delivery); • Rule 235 (Ex-Dividend, Ex-Rights); • Rule 235T (Ex-Dividend, Ex-Rights); • Rule 236 (Ex-Warrants); • Rule 236T (Ex-Warrants); • Rule 241 (Interest—Added to Contract Price); • Rule 257 (Deliveries After ‘‘Ex’’ Date); • Rule 257T (Deliveries After ‘‘Ex’’ Date); and E:\FR\FM\26JYN1.SGM 26JYN1

Agencies

SECURITIES AND EXCHANGE COMMISSION

[Federal Register Volume 82, Number 142 (Wednesday, July 26, 2017)]
[Notices]
[Page 34728]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2017-15635]


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SECURITIES AND EXCHANGE COMMISSION

[Release No. 34-81180; File No. SR-GEMX-2017-24]


Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of 
Designation of a Longer Period for Commission Action on a Proposed Rule 
Change To Adopt Rule 912

July 20, 2017.
    On June 9, 2017, Nasdaq GEMX, LLC (``GEMX'' or the ``Exchange'') 
filed with the Securities and Exchange Commission (``Commission''), 
pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 
(``Act'' or ``Exchange Act'') \1\ and Rule 19b-4 thereunder,\2\ a 
proposed rule change to adopt Rule 912 (Consolidated Audit Trail--Fee 
Dispute Resolution). The proposed rule change was published for comment 
in the Federal Register on June 23, 2017.\3\ The Commission received no 
comment letters on the proposed rule change.
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    \1\ 15 U.S.C. 78s(b)(1).
    \2\ 17 CFR 240.19b-4.
    \3\ Securities Exchange Act Release No. 80970 (June 19, 2017), 
82 FR 28708 (``Notice'').
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    Section 19(b)(2) of the Act \4\ provides that, within 45 days of 
the publication of notice of the filing of a proposed rule change, or 
within such longer period up to 90 days as the Commission may designate 
if it finds such longer period to be appropriate and publishes its 
reasons for so finding or as to which the self-regulatory organization 
consents, the Commission shall either approve the proposed rule change, 
disapprove the proposed rule change, or institute proceedings to 
determine whether the proposed rule change should be disapproved. The 
Commission is extending this 45-day time period.
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    \4\ 15 U.S.C. 78s(b)(2).
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    The Commission finds that it is appropriate to designate a longer 
period within which to take action on the proposed rule change so that 
it has sufficient time to consider the proposed rule change. The 
proposed rule change would establish the procedures for resolving 
potential disputes related to CAT Fees charged to Industry Members.
    Accordingly, the Commission, pursuant to Section 19(b)(2) of the 
Act,\5\ designates September 21, 2017, as the date by which the 
Commission should either approve or disapprove or institute proceedings 
to determine whether to disapprove the proposed rule change (File 
Number SR-GEMX-2017-24).
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    \5\ 15 U.S.C. 78s(b)(2).

    For the Commission, by the Division of Trading and Markets, 
pursuant to delegated authority.\6\
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    \6\ 17 CFR 200.30-3(a)(31).
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Eduardo A. Aleman,
Assistant Secretary.
[FR Doc. 2017-15635 Filed 7-25-17; 8:45 am]
 BILLING CODE 8011-01-P

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