Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Adopt Rule 16100 (Consolidated Audit Trail-Fee Dispute Resolution) To Establish the Procedures for Resolving Potential Disputes Related to CAT Fees Charged to Industry Members, 34337 [2017-15409]
Download as PDF
Federal Register / Vol. 82, No. 140 / Monday, July 24, 2017 / Notices
disapprove the proposed rule change
(File Number SR–BatsBYX–2017–13).
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–81156; File No. SR–
BatsBYX–2017–13]
Self-Regulatory Organizations; Bats
BYX Exchange, Inc.; Notice of
Designation of a Longer Period for
Commission Action on a Proposed
Rule Change To Adopt Rule 4.17,
Consolidated Audit Trail—Fee Dispute
Resolution
mstockstill on DSK30JT082PROD with NOTICES
July 18, 2017.
On May 23, 2017, Bats BYX Exchange,
Inc. (‘‘BYX’’ or the ‘‘Exchange’’) filed
with the Securities and Exchange
Commission (‘‘Commission’’), pursuant
to Section 19(b)(1) of the Securities
Exchange Act of 1934 (‘‘Act’’ or
‘‘Exchange Act’’) 1 and Rule 19b–4
thereunder,2 a proposed rule change to
adopt Rule 4.17 (Consolidated Audit
Trail—Fee Dispute Resolution). The
proposed rule change was published for
comment in the Federal Register on
June 7, 2017.3 The Commission received
no comment letters on the proposed rule
change.
Section 19(b)(2) of the Act 4 provides
that, within 45 days of the publication
of notice of the filing of a proposed rule
change, or within such longer period up
to 90 days as the Commission may
designate if it finds such longer period
to be appropriate and publishes its
reasons for so finding or as to which the
self-regulatory organization consents,
the Commission shall either approve the
proposed rule change, disapprove the
proposed rule change, or institute
proceedings to determine whether the
proposed rule change should be
disapproved. The Commission is
extending this 45-day time period.
The Commission finds that it is
appropriate to designate a longer period
within which to take action on the
proposed rule change so that it has
sufficient time to consider the proposed
rule change. The proposed rule change
would establish the procedures for
resolving potential disputes related to
CAT Fees charged to Industry Members.
Accordingly, the Commission,
pursuant to Section 19(b)(2) of the Act,5
designates September 5, 2017, as the
date by which the Commission should
either approve or disapprove or institute
proceedings to determine whether to
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.6
Eduardo A. Aleman,
Assistant Secretary.
[FR Doc. 2017–15413 Filed 7–21–17; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–81161; File No. SR–BOX–
2017–19]
Self-Regulatory Organizations; BOX
Options Exchange LLC; Notice of
Designation of a Longer Period for
Commission Action on a Proposed
Rule Change To Adopt Rule 16100
(Consolidated Audit Trail—Fee Dispute
Resolution) To Establish the
Procedures for Resolving Potential
Disputes Related to CAT Fees Charged
to Industry Members
July 18, 2017.
On May 25, 2017, BOX Options
Exchange LLC (‘‘BOX’’ or the
‘‘Exchange’’) filed with the Securities
and Exchange Commission
(‘‘Commission’’), pursuant to Section
19(b)(1) of the Securities Exchange Act
of 1934 (‘‘Act’’ or ‘‘Exchange Act’’) 1 and
Rule 19b–4 thereunder,2 a proposed rule
change to adopt Rule 16100
(Consolidated Audit Trail—Fee Dispute
Resolution). The proposed rule change
was published for comment in the
Federal Register on June 7, 2017.3 The
Commission received no comment
letters on the proposed rule change.
Section 19(b)(2) of the Act 4 provides
that, within 45 days of the publication
of notice of the filing of a proposed rule
change, or within such longer period up
to 90 days as the Commission may
designate if it finds such longer period
to be appropriate and publishes its
reasons for so finding or as to which the
self-regulatory organization consents,
the Commission shall either approve the
proposed rule change, disapprove the
proposed rule change, or institute
proceedings to determine whether the
proposed rule change should be
disapproved. The Commission is
extending this 45-day time period.
The Commission finds that it is
appropriate to designate a longer period
within which to take action on the
proposed rule change so that it has
sufficient time to consider the proposed
rule change. The proposed rule change
would establish the procedures for
resolving potential disputes related to
CAT Fees charged to Industry Members.
Accordingly, the Commission,
pursuant to Section 19(b)(2) of the Act,5
designates September 5, 2017, as the
date by which the Commission should
either approve or disapprove or institute
proceedings to determine whether to
disapprove the proposed rule change
(File Number SR–BOX–2017–19).
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.6
Eduardo A. Aleman,
Assistant Secretary.
[FR Doc. 2017–15409 Filed 7–21–17; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–81167; File No. SR–
NASDAQ–2017–059]
Self-Regulatory Organizations; The
NASDAQ Stock Market LLC; Notice of
Designation of a Longer Period for
Commission Action on a Proposed
Rule Change To Adopt Rule 6896 and
Chapter IX, Section 9
July 18, 2017.
On June 8, 2017, The NASDAQ Stock
Market LLC (‘‘Nasdaq’’ or the
‘‘Exchange’’) filed with the Securities
and Exchange Commission
(‘‘Commission’’), pursuant to Section
19(b)(1) of the Securities Exchange Act
of 1934 (‘‘Act’’ or ‘‘Exchange Act’’) 1 and
Rule 19b–4 thereunder,2 a proposed rule
change to adopt Rule 6896 and Chapter
IX, Section 9 (Consolidated Audit
Trail—Fee Dispute Resolution). The
proposed rule change was published for
comment in the Federal Register on
June 22, 2017.3 The Commission
received no comment letters on the
proposed rule change.
Section 19(b)(2) of the Act 4 provides
that, within 45 days of the publication
of notice of the filing of a proposed rule
change, or within such longer period up
to 90 days as the Commission may
designate if it finds such longer period
to be appropriate and publishes its
reasons for so finding or as to which the
self-regulatory organization consents,
5 15
1 15
U.S.C. 78s(b)(1).
2 17 CFR 240.19b–4.
3 Securities Exchange Act Release No. 80836
(June 1, 2017), 82 FR 26539 (‘‘Notice’’).
4 15 U.S.C. 78s(b)(2).
5 15 U.S.C. 78s(b)(2).
VerDate Sep<11>2014
18:13 Jul 21, 2017
Jkt 241001
6 17
CFR 200.30–3(a)(31).
1 15 U.S.C. 78s(b)(1).
2 17 CFR 240.19b–4.
3 Securities Exchange Act Release No. 80831
(June 1, 2017), 82 FR 26536 (‘‘Notice’’).
4 15 U.S.C. 78s(b)(2).
PO 00000
Frm 00063
Fmt 4703
Sfmt 4703
34337
U.S.C. 78s(b)(2).
CFR 200.30–3(a)(31).
1 15 U.S.C. 78s(b)(1).
2 17 CFR 240.19b–4.
3 Securities Exchange Act Release No. 80952
(June 16, 2017), 82 FR 28540 (‘‘Notice’’).
4 15 U.S.C. 78s(b)(2).
6 17
E:\FR\FM\24JYN1.SGM
24JYN1
Agencies
[Federal Register Volume 82, Number 140 (Monday, July 24, 2017)]
[Notices]
[Page 34337]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2017-15409]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
[Release No. 34-81161; File No. SR-BOX-2017-19]
Self-Regulatory Organizations; BOX Options Exchange LLC; Notice
of Designation of a Longer Period for Commission Action on a Proposed
Rule Change To Adopt Rule 16100 (Consolidated Audit Trail--Fee Dispute
Resolution) To Establish the Procedures for Resolving Potential
Disputes Related to CAT Fees Charged to Industry Members
July 18, 2017.
On May 25, 2017, BOX Options Exchange LLC (``BOX'' or the
``Exchange'') filed with the Securities and Exchange Commission
(``Commission''), pursuant to Section 19(b)(1) of the Securities
Exchange Act of 1934 (``Act'' or ``Exchange Act'') \1\ and Rule 19b-4
thereunder,\2\ a proposed rule change to adopt Rule 16100 (Consolidated
Audit Trail--Fee Dispute Resolution). The proposed rule change was
published for comment in the Federal Register on June 7, 2017.\3\ The
Commission received no comment letters on the proposed rule change.
---------------------------------------------------------------------------
\1\ 15 U.S.C. 78s(b)(1).
\2\ 17 CFR 240.19b-4.
\3\ Securities Exchange Act Release No. 80831 (June 1, 2017), 82
FR 26536 (``Notice'').
---------------------------------------------------------------------------
Section 19(b)(2) of the Act \4\ provides that, within 45 days of
the publication of notice of the filing of a proposed rule change, or
within such longer period up to 90 days as the Commission may designate
if it finds such longer period to be appropriate and publishes its
reasons for so finding or as to which the self-regulatory organization
consents, the Commission shall either approve the proposed rule change,
disapprove the proposed rule change, or institute proceedings to
determine whether the proposed rule change should be disapproved. The
Commission is extending this 45-day time period.
---------------------------------------------------------------------------
\4\ 15 U.S.C. 78s(b)(2).
---------------------------------------------------------------------------
The Commission finds that it is appropriate to designate a longer
period within which to take action on the proposed rule change so that
it has sufficient time to consider the proposed rule change. The
proposed rule change would establish the procedures for resolving
potential disputes related to CAT Fees charged to Industry Members.
Accordingly, the Commission, pursuant to Section 19(b)(2) of the
Act,\5\ designates September 5, 2017, as the date by which the
Commission should either approve or disapprove or institute proceedings
to determine whether to disapprove the proposed rule change (File
Number SR-BOX-2017-19).
---------------------------------------------------------------------------
\5\ 15 U.S.C. 78s(b)(2).
For the Commission, by the Division of Trading and Markets,
pursuant to delegated authority.\6\
---------------------------------------------------------------------------
\6\ 17 CFR 200.30-3(a)(31).
---------------------------------------------------------------------------
Eduardo A. Aleman,
Assistant Secretary.
[FR Doc. 2017-15409 Filed 7-21-17; 8:45 am]
BILLING CODE 8011-01-P