Proposed Collection; Comment Request, 32910 [2017-14966]
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32910
Federal Register / Vol. 82, No. 136 / Tuesday, July 18, 2017 / Notices
received will be posted without change;
the Commission does not edit personal
identifying information from
submissions. You should submit only
information that you wish to make
available publicly. All submissions
should refer to File Number SR–
NYSEArca–2017–76, and should be
submitted on or before August 8, 2017.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.11
Jill M. Peterson,
Assistant Secretary.
[FR Doc. 2017–14982 Filed 7–17–17; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
Proposed Collection; Comment
Request
Upon Written Request, Copies Available
From: Securities and Exchange
Commission, Office of FOIA Services,
100 F Street NE, Washington, DC
20549–2736
sradovich on DSK3GMQ082PROD with NOTICES
Extension:
Rule 0–2; Form ADV–NR; SEC File No.
270–214, OMB Control No. 3235–0240
Notice is hereby given that, pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.), the Securities
and Exchange Commission
(‘‘Commission’’) is soliciting comments
on the collection of information
summarized below. The Commission
plans to submit this existing collection
of information to the Office of
Management and Budget for extension
and approval.
The title for the collection of
information is ‘‘Rule 0–2 and Form
ADV–NR under the Investment Advisers
Act of 1940.’’ Rule 0–2 and Form ADV–
NR facilitate service of process to nonresident investment advisers and
exempt reporting advisers and their
non-resident general partners or nonresident managing agents. The Form
requires these persons to designate the
Commission as agent for service of
process. The purpose of this collection
of information to obtain appropriate
consent to permit the Commission and
other parties to bring actions against
non-resident partners and agents for
violations of the federal securities laws
and to enable the commencement of
legal and/or regulatory actions against
investment advisers that are doing
business in the United States, but are
not residents.
The respondents to this information
collection would be each non-resident
11 17
CFR 200.30–3(a)(12).
VerDate Sep<11>2014
17:47 Jul 17, 2017
Jkt 241001
general partner or non-resident
managing agent of an SEC-registered
adviser and each non-resident general
partner or non-resident managing agent
of an exempt reporting adviser. The
Commission has estimated that
compliance with the requirement to
complete Form ADV–NR imposes a total
burden of approximately 1.0 hours for
an adviser. Based on our experience
with these filings, we estimate that we
will receive 36 Form ADV–NR filings
annually. Based on the 1.0 hours per
respondent estimate, the Commission
staff estimates a total annual burden of
36 hours for this collection of
information.
Rule 0–2 and Form ADV–NR do not
require recordkeeping or records
retention. The collection of information
requirements under the rule and form is
mandatory. The information collected
pursuant to the rule and Form ADV–NR
is a filing with the Commission. This
filing is not kept confidential and must
be preserved until at least three years
after termination of the enterprise. An
agency may not conduct or sponsor, and
a person is not required to respond to,
a collection of information unless it
displays a currently valid control
number.
Written comments are invited on: (a)
Whether the proposed collection of
information is necessary for the proper
performance of the functions of the
agency, including whether the
information will have practical utility;
(b) the accuracy of the agency’s estimate
of the burden of the collection of
information; (c) ways to enhance the
quality, utility, and clarity of the
information collected; and (d) ways to
minimize the burden of the collection of
information on respondents, including
through the use of automated collection
techniques or other forms of information
technology. Consideration will be given
to comments and suggestions submitted
in writing within 60 days of this
publication. An agency may not conduct
or sponsor a collection of information
unless it displays a currently valid OMB
control number. No person shall be
subject to any penalty for failing to
comply with a collection of information
subject to the PRA that does not display
a valid OMB control number.
Please direct your written comments
to Pamela Dyson, Director/Chief
Information Officer, Securities and
Exchange Commission, C/O Remi
Pavlik-Simon, 100 F Street NE.,
Washington, DC 20549; or send an email
to: PRA_Mailbox@sec.gov.
PO 00000
Frm 00126
Fmt 4703
Sfmt 4703
Dated: July 11, 2017.
Jill M. Peterson,
Assistant Secretary.
[FR Doc. 2017–14966 Filed 7–17–17; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
Sunshine Act Meeting
Notice is hereby given, pursuant to
the provisions of the Government in the
Sunshine Act, Public Law 94–409, that
the Securities and Exchange
Commission will hold a closed meeting
on Thursday, July 20, 2017 at 2 p.m.
Commissioners, Counsel to the
Commissioners, the Secretary to the
Commission, and recording secretaries
will attend the closed meeting. Certain
staff members who have an interest in
the matters also may be present.
The General Counsel of the
Commission, or his designee, has
certified that, in his opinion, one or
more of the exemptions set forth in 5
U.S.C. 552b(c)(3), (5), (7), 9(B) and (10)
and 17 CFR 200.402(a)(3), (a)(5), (a)(7),
(a)(9)(ii) and (a)(10), permit
consideration of the scheduled matters
at the closed meeting.
Commissioner Stein, as duty officer,
voted to consider the items listed for the
closed meeting in closed session.
The subject matters of the closed
meeting will be:
Institution and settlement of
injunctive actions;
Institution and settlement of
administrative proceedings;
Resolution of litigation claims; and
Other matters relating to enforcement
proceedings.
At times, changes in Commission
priorities require alterations in the
scheduling of meeting items.
For further information and to
ascertain what, if any, matters have been
added, deleted or postponed; please
contact Brent J. Fields from the Office of
the Secretary at (202) 551–5400.
Dated: July 13, 2017.
Brent J. Fields,
Secretary.
[FR Doc. 2017–15104 Filed 7–14–17; 11:15 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
Submission for OMB Review;
Comment Request
Upon Written Request, Copies Available
From: Securities and Exchange
Commission, Office of FOIA Services,
E:\FR\FM\18JYN1.SGM
18JYN1
]]>Agencies
[Federal Register Volume 82, Number 136 (Tuesday, July 18, 2017)]
[Notices]
[Page 32910]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2017-14966]
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SECURITIES AND EXCHANGE COMMISSION
Proposed Collection; Comment Request
Upon Written Request, Copies Available From: Securities and Exchange
Commission, Office of FOIA Services, 100 F Street NE, Washington, DC
20549-2736
Extension:
Rule 0-2; Form ADV-NR; SEC File No. 270-214, OMB Control No.
3235-0240
Notice is hereby given that, pursuant to the Paperwork Reduction
Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange
Commission (``Commission'') is soliciting comments on the collection of
information summarized below. The Commission plans to submit this
existing collection of information to the Office of Management and
Budget for extension and approval.
The title for the collection of information is ``Rule 0-2 and Form
ADV-NR under the Investment Advisers Act of 1940.'' Rule 0-2 and Form
ADV-NR facilitate service of process to non-resident investment
advisers and exempt reporting advisers and their non-resident general
partners or non-resident managing agents. The Form requires these
persons to designate the Commission as agent for service of process.
The purpose of this collection of information to obtain appropriate
consent to permit the Commission and other parties to bring actions
against non-resident partners and agents for violations of the federal
securities laws and to enable the commencement of legal and/or
regulatory actions against investment advisers that are doing business
in the United States, but are not residents.
The respondents to this information collection would be each non-
resident general partner or non-resident managing agent of an SEC-
registered adviser and each non-resident general partner or non-
resident managing agent of an exempt reporting adviser. The Commission
has estimated that compliance with the requirement to complete Form
ADV-NR imposes a total burden of approximately 1.0 hours for an
adviser. Based on our experience with these filings, we estimate that
we will receive 36 Form ADV-NR filings annually. Based on the 1.0 hours
per respondent estimate, the Commission staff estimates a total annual
burden of 36 hours for this collection of information.
Rule 0-2 and Form ADV-NR do not require recordkeeping or records
retention. The collection of information requirements under the rule
and form is mandatory. The information collected pursuant to the rule
and Form ADV-NR is a filing with the Commission. This filing is not
kept confidential and must be preserved until at least three years
after termination of the enterprise. An agency may not conduct or
sponsor, and a person is not required to respond to, a collection of
information unless it displays a currently valid control number.
Written comments are invited on: (a) Whether the proposed
collection of information is necessary for the proper performance of
the functions of the agency, including whether the information will
have practical utility; (b) the accuracy of the agency's estimate of
the burden of the collection of information; (c) ways to enhance the
quality, utility, and clarity of the information collected; and (d)
ways to minimize the burden of the collection of information on
respondents, including through the use of automated collection
techniques or other forms of information technology. Consideration will
be given to comments and suggestions submitted in writing within 60
days of this publication. An agency may not conduct or sponsor a
collection of information unless it displays a currently valid OMB
control number. No person shall be subject to any penalty for failing
to comply with a collection of information subject to the PRA that does
not display a valid OMB control number.
Please direct your written comments to Pamela Dyson, Director/Chief
Information Officer, Securities and Exchange Commission, C/O Remi
Pavlik-Simon, 100 F Street NE., Washington, DC 20549; or send an email
to: PRA_Mailbox@sec.gov.
Dated: July 11, 2017.
Jill M. Peterson,
Assistant Secretary.
[FR Doc. 2017-14966 Filed 7-17-17; 8:45 am]
BILLING CODE 8011-01-P
