Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940, 31369-31371 [2017-14195]
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Federal Register / Vol. 82, No. 128 / Thursday, July 6, 2017 / Notices
Paper Comments
• Send paper comments in triplicate
to Secretary, Securities and Exchange
Commission, 100 F Street NE.,
Washington, DC 20549–1090.
All submissions should refer to File
Number SR–FINRA–2017–020. This file
number should be included on the
subject line if email is used. To help the
Commission process and review your
comments more efficiently, please use
only one method. The Commission will
post all comments on the Commission’s
Internet Web site (https://www.sec.gov/
rules/sro.shtml). Copies of the
submission, all subsequent
amendments, all written statements
with respect to the proposed rule
change that are filed with the
Commission, and all written
communications relating to the
proposed rule change between the
Commission and any person, other than
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for Web site viewing and
printing in the Commission’s Public
Reference Room, 100 F Street NE.,
Washington, DC 20549, on official
business days between the hours of
10:00 a.m. and 3:00 p.m. Copies of the
filing also will be available for
inspection and copying at the principal
office of the Exchange. All comments
received will be posted without change;
the Commission does not edit personal
identifying information from
submissions. You should submit only
information that you wish to make
available publicly. All submissions
should refer to File Number SR–FINRA–
2017–020, and should be submitted on
or before July 27, 2017.
A copy of each application may be
obtained via the Commission’s Web site
by searching for the file number, or for
an applicant using the Company name
box, at https://www.sec.gov/search/
search.htm or by calling (202) 551–
8090. An order granting each
application will be issued unless the
SEC orders a hearing. Interested persons
may request a hearing on any
application by writing to the SEC’s
Secretary at the address below and
serving the relevant applicant with a
copy of the request, personally or by
mail. Hearing requests should be
received by the SEC by 5:30 p.m. on July
25, 2017, and should be accompanied
by proof of service on applicants, in the
form of an affidavit or, for lawyers, a
certificate of service. Pursuant to Rule
0–5 under the Act, hearing requests
should state the nature of the writer’s
interest, any facts bearing upon the
desirability of a hearing on the matter,
the reason for the request, and the issues
contested. Persons who wish to be
notified of a hearing may request
notification by writing to the
Commission’s Secretary.
ADDRESSES: The Commission: Secretary,
U.S. Securities and Exchange
Commission, 100 F Street NE.,
Washington, DC 20549–1090.
FOR FURTHER INFORMATION CONTACT: HaeSung Lee, Attorney-Adviser, at (202)
551–7345 or Chief Counsel’s Office at
(202) 551–6821; SEC, Division of
Investment Management, Chief
Counsel’s Office, 100 F Street NE.,
Washington, DC 20549–8010.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.22
Jill M. Peterson,
Assistant Secretary.
Summary: Applicant, a closed-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. Applicant has
never made a public offering of its
securities and does not propose to make
a public offering or engage in business
of any kind.
Filing Date: The application was filed
on May 23, 2017.
Applicant’s Address: Harborside 5,
185 Hudson Street, Suite 3300, Jersey
City, New Jersey 07311.
[FR Doc. 2017–14144 Filed 7–5–17; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
sradovich on DSK3GMQ082PROD with NOTICES
[Release No. IC–32717]
Notice of Applications for
Deregistration Under Section 8(f) of the
Investment Company Act of 1940
June 30, 2017.
The following is a notice of
applications for deregistration under
section 8(f) of the Investment Company
Act of 1940 for the month of June 2017.
22 17
CFR 200.30–3(a)(12).
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SunAmerica Goldman Sachs
Diversified Yield Fund, Inc. [File No.
811–22869]
Institutional Investor Trust [File No.
811–22429]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. On July 27, 2016,
applicant made a liquidating
distribution to its shareholders, based
on net asset value. No expenses were
incurred in connection with the
liquidation.
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31369
Filing Date: The application was filed
on May 26, 2017.
Applicant’s Address: 1400 Center
Road, Venice, Florida 34292.
RiverSource Diversified Income Series,
Inc. [File No. 811–02503]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. Applicant has
transferred its assets to Columbia
Diversified Bond Fund, a series of
Columbia Funds Series Trust II and, on
March 7, 2011, made a final distribution
to its shareholders based on net asset
value. Expenses of approximately
$183,001 incurred in connection with
the reorganization were paid by the
applicant’s investment adviser.
Filing Dates: The application was
filed on December 16, 2016, and
amended on June 5, 2017.
Applicant’s Address: 50606
Ameriprise Financial Center,
Minneapolis, Minnesota 55474.
RiverSource Large Cap Series, Inc. [File
No. 811–02111]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. Applicant has
transferred its assets to Columbia Large
Core Quantitative Fund, a series of
Columbia Funds Series Trust II and, on
March 7, 2011, made a final distribution
to its shareholders based on net asset
value. Expenses of approximately
$183,001 incurred in connection with
the reorganization were paid by the
applicant’s investment adviser.
Filing Dates: The application was
filed on December 16, 2016, and
amended on June 5, 2017.
Applicant’s Address: 50606
Ameriprise Financial Center,
Minneapolis, Minnesota 55474.
RiverSource Short Term Investments
Series, Inc. [File No. 811–21914]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. Applicant has
transferred its assets to Columbia ShortTerm Cash Fund, a series of Columbia
Funds Series Trust II and, on March 7,
2011, made a final distribution to its
shareholders based on net asset value.
Expenses of approximately $183,001
incurred in connection with the
reorganization were paid by the
applicant’s investment adviser.
Filing Dates: The application was
filed on December 16, 2016, and
amended on June 5, 2017.
Applicant’s Address: 50606
Ameriprise Financial Center,
Minneapolis, Minnesota 55474.
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Federal Register / Vol. 82, No. 128 / Thursday, July 6, 2017 / Notices
RiverSource Money Market Series, Inc.
[File No. 811–02591]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. Applicant has
transferred its assets to Columbia Money
Market Fund, a series of Columbia
Funds Series Trust II and, on March 7,
2011, made a final distribution to its
shareholders based on net asset value.
Expenses of approximately $183,001
incurred in connection with the
reorganization were paid by the
applicant’s investment adviser.
Filing Dates: The application was
filed on December 16, 2016, and
amended on June 5, 2017.
Applicant’s Address: 50606
Ameriprise Financial Center,
Minneapolis, Minnesota 55474.
sradovich on DSK3GMQ082PROD with NOTICES
RiverSource High Yield Income Series,
Inc. [File No. 811–03848]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. Applicant has
transferred its assets to Columbia High
Yield Bond Fund, a series of Columbia
Funds Series Trust II and, on March 7,
2011, made a final distribution to its
shareholders based on net asset value.
Expenses of approximately $183,001
incurred in connection with the
reorganization were paid by the
applicant’s investment adviser.
Filing Dates: The application was
filed on December 16, 2016, and
amended on June 5, 2017.
Applicant’s Address: 50606
Ameriprise Financial Center,
Minneapolis, Minnesota 55474.
RiverSource Equity Series, Inc. [File
No. 811–00772]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. Applicant has
transferred its assets to Columbia Mid
Cap Growth Opportunity Fund, a series
of Columbia Funds Series Trust II and,
on March 7, 2011, made a final
distribution to its shareholders based on
net asset value. Expenses of
approximately $183,001 incurred in
connection with the reorganization were
paid by the applicant’s investment
adviser.
Filing Dates: The application was
filed on December 16, 2016, and
amended on June 5, 2017.
Applicant’s Address: 50606
Ameriprise Financial Center,
Minneapolis, Minnesota 55474.
Columbia Government Money Market
Fund, Inc. [File No. 811–02650]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. Applicant has
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transferred its assets to Columbia
Government Money Market Fund, a
series of Columbia Funds Series Trust II
and, on March 7, 2011, made a final
distribution to its shareholders based on
net asset value. Expenses of
approximately $183,001 incurred in
connection with the reorganization were
paid by the applicant’s investment
adviser.
Filing Dates: The application was
filed on December 16, 2016, and
amended on June 5, 2017.
Applicant’s Address: 50606
Ameriprise Financial Center,
Minneapolis, Minnesota 55474.
Seligman Portfolios, Inc. [File No. 811–
05221]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. Applicant has
transferred its assets to Columbia
Variable Portfolio—Mid Cap Growth
Fund, a series of Columbia Funds
Variable Insurance Trust I and, on May
2, 2011, made a final distribution to its
shareholders based on net asset value.
Expenses of approximately $183,001
incurred in connection with the
reorganization were paid by the
applicant’s investment adviser.
Filing Dates: The application was
filed on December 16, 2016, and
amended on June 5, 2017.
Applicant’s Address: 50606
Ameriprise Financial Center,
Minneapolis, Minnesota 55474.
RiverSource Strategy Series, Inc. [File
No. 811–03956]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. Applicant has
transferred its assets to Columbia Equity
Value Fund, a series of Columbia Funds
Series Trust II and, on March 7, 2011,
made a final distribution to its
shareholders based on net asset value.
Expenses of approximately $183,001
incurred in connection with the
reorganization were paid by the
applicant’s investment adviser.
Filing Dates: The application was
filed on December 16, 2016, and
amended on June 5, 2017.
Applicant’s Address: 50606
Ameriprise Financial Center,
Minneapolis, Minnesota 55474.
Seligman Global Fund Series, Inc. [File
No. 811–06485]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. Applicant has
transferred its assets to Columbia
Seligman Global Technology Fund, a
series of Columbia Funds Series Trust II
and, on March 7, 2011, made a final
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distribution to its shareholders based on
net asset value. Expenses of
approximately $183,001 incurred in
connection with the reorganization were
paid by the applicant’s investment
adviser.
Filing Dates: The application was
filed on December 16, 2016, and
amended on June 5, 2017.
Applicant’s Address: 50606
Ameriprise Financial Center,
Minneapolis, Minnesota 55474.
Columbia Frontier Fund, Inc. [File No.
811–04078]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. Applicant has
transferred its assets to Columbia
Frontier Fund, a series of Columbia
Funds Series Trust II and, on March 7,
2011, made a final distribution to its
shareholders based on net asset value.
Expenses of approximately $183,001
incurred in connection with the
reorganization were paid by the
applicant’s investment adviser.
Filing Dates: The application was
filed on December 16, 2016, and
amended on June 5, 2017.
Applicant’s Address: 50606
Ameriprise Financial Center,
Minneapolis, Minnesota 55474.
Columbia Seligman Communications &
Information Fund, Inc. [File No. 811–
03596]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. Applicant has
transferred its assets to Columbia
Seligman Communications and
Information Fund, a series of Columbia
Funds Series Trust II and, on March 7,
2011, made a final distribution to its
shareholders based on net asset value.
Expenses of approximately $183,001
incurred in connection with the
reorganization were paid by the
applicant’s investment adviser.
Filing Dates: The application was
filed on December 16, 2016, and
amended on June 5, 2017.
Applicant’s Address: 50606
Ameriprise Financial Center,
Minneapolis, Minnesota 55474.
RiverSource Bond Series, Inc. [File No.
811–03178]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. Each series of
applicant has transferred its assets to a
corresponding series of Columbia Funds
Series Trust II and, on March 7, 2011,
made a final distribution to its
shareholders based on net asset value.
Expenses of approximately $732,003
incurred in connection with the
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Federal Register / Vol. 82, No. 128 / Thursday, July 6, 2017 / Notices
Filing Date: The application was filed
on June 9, 2017.
Applicant’s Address: c/o Central Park
Advisers, LLC, 805 Third Avenue, New
York, New York 10022.
reorganization were paid by the
applicant’s investment adviser.
Filing Dates: The application was
filed on December 16, 2016, and
amended on June 5, 2017.
Applicant’s Address: 50606
Ameriprise Financial Center,
Minneapolis, Minnesota 55474.
Winton Series Trust [File No. 811–
23004]
RS Investment Trust [File No. 811–
05159]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. Each series of
applicant has transferred its assets to a
corresponding series of Victory
Portfolios and, on July 29, 2016, made
a final distribution to its shareholders
based on net asset value. Expenses of
$6,471,304 incurred in connection with
the reorganization were paid by the
applicant’s investment adviser and the
acquiring fund’s investment adviser.
Filing Date: The application was filed
on June 6, 2017.
Applicant’s Address: 4900 Tiedeman
Road, 4th Floor, Brooklyn, Ohio 44144.
sradovich on DSK3GMQ082PROD with NOTICES
RS Variable Products Trust [File No.
811–21922]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. Each series of
applicant has transferred its assets to a
corresponding series of Victory Variable
Insurance Funds and, on July 29, 2016,
made a final distribution to its
shareholders based on net asset value.
The RS S&P 500 Index VIP Series, a
series of RS Variable Products Trust, is
a named defendant in the multi-district
class action lawsuit. Any potential
liability for this action was assumed by
the Victory S&P 500 Index VIP Series,
a series of Victory Variable Insurance
Funds. Expenses of $1,517,960 incurred
in connection with the reorganization
were paid by the applicant’s investment
adviser and the acquiring fund’s
investment adviser.
Filing Date: The application was filed
on June 6, 2017.
Applicant’s Address: 4900 Tiedeman
Road, 4th Floor, Brooklyn, Ohio 44144.
CPG Alternative Strategies Fund, LLC
[File No. 811–22446]
Summary: Applicant, a closed-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. On May 23, 2016,
September 1, 2016, December 20, 2016,
and May 15, 2017, applicant made
liquidating distributions to its
shareholders, based on net asset value.
Expenses of $11,000 incurred in
connection with the liquidation were
paid by the applicant’s investment
adviser.
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Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. On March 27,
2017, applicant made a liquidating
distribution to its shareholders, based
on net asset value. Expenses in
connection with the liquidation were
paid by the applicant’s investment
adviser.
Filing Dates: The application was
filed on May 16, 2017, and amended on
June 9, 2017.
Applicant’s Address: One Freedom
Valley Drive, Oaks, Pennsylvania 19456.
For the Commission, by the Division of
Investment Management, pursuant to
delegated authority.
Brent J. Fields,
Secretary.
[FR Doc. 2017–14195 Filed 7–5–17; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–81058; File No. SR–OCC–
2017–803]
Self-Regulatory Organizations; The
Options Clearing Corporation; Notice
of Filing of Advance Notice of and No
Objection to The Options Clearing
Corporation’s Proposal To Enter Into a
New Credit Facility Agreement
June 30, 2017.
Pursuant to Section 806(e)(1) of Title
VIII of the Dodd-Frank Wall Street
Reform and Consumer Protection Act,
entitled the Payment, Clearing and
Settlement Supervision Act of 2010
(‘‘Clearing Supervision Act’’) 1 and Rule
19b–4(n)(1)(i) under the Securities
Exchange Act of 1934 (‘‘Act’’),2 notice is
hereby given that, on May 4, 2017, the
Options Clearing Corporation (‘‘OCC’’)
filed an advance notice (SR–OCC–2017–
803) with the Securities and Exchange
Commission (‘‘Commission’’). The
advance notice is described in Items I
and II below, which have been prepared
by OCC. The Commission is publishing
this notice to solicit comments on the
advance notice from interested persons,
and to provide notice that the
Commission does not object to the
changes set forth in the advance notice.
PO 00000
1 12
2 17
U.S.C. 5465(e)(1).
CFR 240.19b–4(n)(1)(i).
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31371
I. Clearing Agency’s Statement of the
Terms of Substance of the Advance
Notice
This advance notice is being filed in
connection with a proposed change in
the form of the replacement of a
revolving credit facility that OCC
maintains for a 364-day term for the
purpose of meeting obligations arising
out of the default or suspension of a
Clearing Member, in anticipation of a
potential default by a Clearing Member,
or the failure of a bank or securities or
commodities clearing organization to
perform its obligations due to its
bankruptcy, insolvency, receivership or
suspension of operations.
II. Clearing Agency’s Statement of the
Purpose of, and Statutory Basis for, the
Advance Notice
In its filing with the Commission,
OCC included statements concerning
the purpose of and basis for the advance
notice and discussed any comments it
received on the advance notice. The text
of these statements may be examined at
the places specified in Item IV below.
OCC has prepared summaries, set forth
in sections (A) and (B) below, of the
most significant aspects of these
statements.
(A) Clearing Agency’s Statement on
Comments on the Advance Notice
Received From Members, Participants or
Others
Written comments were not and are
not intended to be solicited with respect
to the advance notice and none have
been received.
(B) Advance Notice Filed Pursuant to
Section 806(e) of the Payment, Clearing,
and Settlement Supervision Act
Description of Proposed Change
Background
This advance notice is being filed in
connection with a proposed change in
the form of the replacement of a
revolving credit facility that OCC
maintains for a 364-day term for the
purpose of meeting obligations arising
out of the default or suspension of a
Clearing Member, in anticipation of a
potential default by a Clearing Member,
or the failure of a bank or securities or
commodities clearing organization to
perform its obligations due to its
bankruptcy, insolvency, receivership or
suspension of operations. In such
circumstances, OCC has certain
conditional authority under its By-Laws
and Rules to borrow or otherwise obtain
funds from third parties using Clearing
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Agencies
[Federal Register Volume 82, Number 128 (Thursday, July 6, 2017)]
[Notices]
[Pages 31369-31371]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2017-14195]
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SECURITIES AND EXCHANGE COMMISSION
[Release No. IC-32717]
Notice of Applications for Deregistration Under Section 8(f) of
the Investment Company Act of 1940
June 30, 2017.
The following is a notice of applications for deregistration under
section 8(f) of the Investment Company Act of 1940 for the month of
June 2017. A copy of each application may be obtained via the
Commission's Web site by searching for the file number, or for an
applicant using the Company name box, at https://www.sec.gov/search/search.htm or by calling (202) 551-8090. An order granting each
application will be issued unless the SEC orders a hearing. Interested
persons may request a hearing on any application by writing to the
SEC's Secretary at the address below and serving the relevant applicant
with a copy of the request, personally or by mail. Hearing requests
should be received by the SEC by 5:30 p.m. on July 25, 2017, and should
be accompanied by proof of service on applicants, in the form of an
affidavit or, for lawyers, a certificate of service. Pursuant to Rule
0-5 under the Act, hearing requests should state the nature of the
writer's interest, any facts bearing upon the desirability of a hearing
on the matter, the reason for the request, and the issues contested.
Persons who wish to be notified of a hearing may request notification
by writing to the Commission's Secretary.
ADDRESSES: The Commission: Secretary, U.S. Securities and Exchange
Commission, 100 F Street NE., Washington, DC 20549-1090.
FOR FURTHER INFORMATION CONTACT: Hae-Sung Lee, Attorney-Adviser, at
(202) 551-7345 or Chief Counsel's Office at (202) 551-6821; SEC,
Division of Investment Management, Chief Counsel's Office, 100 F Street
NE., Washington, DC 20549-8010.
SunAmerica Goldman Sachs Diversified Yield Fund, Inc. [File No. 811-
22869]
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. Applicant has
never made a public offering of its securities and does not propose to
make a public offering or engage in business of any kind.
Filing Date: The application was filed on May 23, 2017.
Applicant's Address: Harborside 5, 185 Hudson Street, Suite 3300,
Jersey City, New Jersey 07311.
Institutional Investor Trust [File No. 811-22429]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. On July 27, 2016, applicant made a
liquidating distribution to its shareholders, based on net asset value.
No expenses were incurred in connection with the liquidation.
Filing Date: The application was filed on May 26, 2017.
Applicant's Address: 1400 Center Road, Venice, Florida 34292.
RiverSource Diversified Income Series, Inc. [File No. 811-02503]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. Applicant has transferred its assets to
Columbia Diversified Bond Fund, a series of Columbia Funds Series Trust
II and, on March 7, 2011, made a final distribution to its shareholders
based on net asset value. Expenses of approximately $183,001 incurred
in connection with the reorganization were paid by the applicant's
investment adviser.
Filing Dates: The application was filed on December 16, 2016, and
amended on June 5, 2017.
Applicant's Address: 50606 Ameriprise Financial Center,
Minneapolis, Minnesota 55474.
RiverSource Large Cap Series, Inc. [File No. 811-02111]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. Applicant has transferred its assets to
Columbia Large Core Quantitative Fund, a series of Columbia Funds
Series Trust II and, on March 7, 2011, made a final distribution to its
shareholders based on net asset value. Expenses of approximately
$183,001 incurred in connection with the reorganization were paid by
the applicant's investment adviser.
Filing Dates: The application was filed on December 16, 2016, and
amended on June 5, 2017.
Applicant's Address: 50606 Ameriprise Financial Center,
Minneapolis, Minnesota 55474.
RiverSource Short Term Investments Series, Inc. [File No. 811-21914]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. Applicant has transferred its assets to
Columbia Short-Term Cash Fund, a series of Columbia Funds Series Trust
II and, on March 7, 2011, made a final distribution to its shareholders
based on net asset value. Expenses of approximately $183,001 incurred
in connection with the reorganization were paid by the applicant's
investment adviser.
Filing Dates: The application was filed on December 16, 2016, and
amended on June 5, 2017.
Applicant's Address: 50606 Ameriprise Financial Center,
Minneapolis, Minnesota 55474.
[[Page 31370]]
RiverSource Money Market Series, Inc. [File No. 811-02591]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. Applicant has transferred its assets to
Columbia Money Market Fund, a series of Columbia Funds Series Trust II
and, on March 7, 2011, made a final distribution to its shareholders
based on net asset value. Expenses of approximately $183,001 incurred
in connection with the reorganization were paid by the applicant's
investment adviser.
Filing Dates: The application was filed on December 16, 2016, and
amended on June 5, 2017.
Applicant's Address: 50606 Ameriprise Financial Center,
Minneapolis, Minnesota 55474.
RiverSource High Yield Income Series, Inc. [File No. 811-03848]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. Applicant has transferred its assets to
Columbia High Yield Bond Fund, a series of Columbia Funds Series Trust
II and, on March 7, 2011, made a final distribution to its shareholders
based on net asset value. Expenses of approximately $183,001 incurred
in connection with the reorganization were paid by the applicant's
investment adviser.
Filing Dates: The application was filed on December 16, 2016, and
amended on June 5, 2017.
Applicant's Address: 50606 Ameriprise Financial Center,
Minneapolis, Minnesota 55474.
RiverSource Equity Series, Inc. [File No. 811-00772]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. Applicant has transferred its assets to
Columbia Mid Cap Growth Opportunity Fund, a series of Columbia Funds
Series Trust II and, on March 7, 2011, made a final distribution to its
shareholders based on net asset value. Expenses of approximately
$183,001 incurred in connection with the reorganization were paid by
the applicant's investment adviser.
Filing Dates: The application was filed on December 16, 2016, and
amended on June 5, 2017.
Applicant's Address: 50606 Ameriprise Financial Center,
Minneapolis, Minnesota 55474.
Columbia Government Money Market Fund, Inc. [File No. 811-02650]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. Applicant has transferred its assets to
Columbia Government Money Market Fund, a series of Columbia Funds
Series Trust II and, on March 7, 2011, made a final distribution to its
shareholders based on net asset value. Expenses of approximately
$183,001 incurred in connection with the reorganization were paid by
the applicant's investment adviser.
Filing Dates: The application was filed on December 16, 2016, and
amended on June 5, 2017.
Applicant's Address: 50606 Ameriprise Financial Center,
Minneapolis, Minnesota 55474.
Seligman Portfolios, Inc. [File No. 811-05221]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. Applicant has transferred its assets to
Columbia Variable Portfolio--Mid Cap Growth Fund, a series of Columbia
Funds Variable Insurance Trust I and, on May 2, 2011, made a final
distribution to its shareholders based on net asset value. Expenses of
approximately $183,001 incurred in connection with the reorganization
were paid by the applicant's investment adviser.
Filing Dates: The application was filed on December 16, 2016, and
amended on June 5, 2017.
Applicant's Address: 50606 Ameriprise Financial Center,
Minneapolis, Minnesota 55474.
RiverSource Strategy Series, Inc. [File No. 811-03956]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. Applicant has transferred its assets to
Columbia Equity Value Fund, a series of Columbia Funds Series Trust II
and, on March 7, 2011, made a final distribution to its shareholders
based on net asset value. Expenses of approximately $183,001 incurred
in connection with the reorganization were paid by the applicant's
investment adviser.
Filing Dates: The application was filed on December 16, 2016, and
amended on June 5, 2017.
Applicant's Address: 50606 Ameriprise Financial Center,
Minneapolis, Minnesota 55474.
Seligman Global Fund Series, Inc. [File No. 811-06485]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. Applicant has transferred its assets to
Columbia Seligman Global Technology Fund, a series of Columbia Funds
Series Trust II and, on March 7, 2011, made a final distribution to its
shareholders based on net asset value. Expenses of approximately
$183,001 incurred in connection with the reorganization were paid by
the applicant's investment adviser.
Filing Dates: The application was filed on December 16, 2016, and
amended on June 5, 2017.
Applicant's Address: 50606 Ameriprise Financial Center,
Minneapolis, Minnesota 55474.
Columbia Frontier Fund, Inc. [File No. 811-04078]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. Applicant has transferred its assets to
Columbia Frontier Fund, a series of Columbia Funds Series Trust II and,
on March 7, 2011, made a final distribution to its shareholders based
on net asset value. Expenses of approximately $183,001 incurred in
connection with the reorganization were paid by the applicant's
investment adviser.
Filing Dates: The application was filed on December 16, 2016, and
amended on June 5, 2017.
Applicant's Address: 50606 Ameriprise Financial Center,
Minneapolis, Minnesota 55474.
Columbia Seligman Communications & Information Fund, Inc. [File No.
811-03596]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. Applicant has transferred its assets to
Columbia Seligman Communications and Information Fund, a series of
Columbia Funds Series Trust II and, on March 7, 2011, made a final
distribution to its shareholders based on net asset value. Expenses of
approximately $183,001 incurred in connection with the reorganization
were paid by the applicant's investment adviser.
Filing Dates: The application was filed on December 16, 2016, and
amended on June 5, 2017.
Applicant's Address: 50606 Ameriprise Financial Center,
Minneapolis, Minnesota 55474.
RiverSource Bond Series, Inc. [File No. 811-03178]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. Each series of applicant has transferred its
assets to a corresponding series of Columbia Funds Series Trust II and,
on March 7, 2011, made a final distribution to its shareholders based
on net asset value. Expenses of approximately $732,003 incurred in
connection with the
[[Page 31371]]
reorganization were paid by the applicant's investment adviser.
Filing Dates: The application was filed on December 16, 2016, and
amended on June 5, 2017.
Applicant's Address: 50606 Ameriprise Financial Center,
Minneapolis, Minnesota 55474.
RS Investment Trust [File No. 811-05159]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. Each series of applicant has transferred its
assets to a corresponding series of Victory Portfolios and, on July 29,
2016, made a final distribution to its shareholders based on net asset
value. Expenses of $6,471,304 incurred in connection with the
reorganization were paid by the applicant's investment adviser and the
acquiring fund's investment adviser.
Filing Date: The application was filed on June 6, 2017.
Applicant's Address: 4900 Tiedeman Road, 4th Floor, Brooklyn, Ohio
44144.
RS Variable Products Trust [File No. 811-21922]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. Each series of applicant has transferred its
assets to a corresponding series of Victory Variable Insurance Funds
and, on July 29, 2016, made a final distribution to its shareholders
based on net asset value. The RS S&P 500 Index VIP Series, a series of
RS Variable Products Trust, is a named defendant in the multi-district
class action lawsuit. Any potential liability for this action was
assumed by the Victory S&P 500 Index VIP Series, a series of Victory
Variable Insurance Funds. Expenses of $1,517,960 incurred in connection
with the reorganization were paid by the applicant's investment adviser
and the acquiring fund's investment adviser.
Filing Date: The application was filed on June 6, 2017.
Applicant's Address: 4900 Tiedeman Road, 4th Floor, Brooklyn, Ohio
44144.
CPG Alternative Strategies Fund, LLC [File No. 811-22446]
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. On May 23,
2016, September 1, 2016, December 20, 2016, and May 15, 2017, applicant
made liquidating distributions to its shareholders, based on net asset
value. Expenses of $11,000 incurred in connection with the liquidation
were paid by the applicant's investment adviser.
Filing Date: The application was filed on June 9, 2017.
Applicant's Address: c/o Central Park Advisers, LLC, 805 Third
Avenue, New York, New York 10022.
Winton Series Trust [File No. 811-23004]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. On March 27, 2017, applicant made a
liquidating distribution to its shareholders, based on net asset value.
Expenses in connection with the liquidation were paid by the
applicant's investment adviser.
Filing Dates: The application was filed on May 16, 2017, and
amended on June 9, 2017.
Applicant's Address: One Freedom Valley Drive, Oaks, Pennsylvania
19456.
For the Commission, by the Division of Investment Management,
pursuant to delegated authority.
Brent J. Fields,
Secretary.
[FR Doc. 2017-14195 Filed 7-5-17; 8:45 am]
BILLING CODE 8011-01-P