Submission for OMB Review; Comment Request, 28912-28913 [2017-13227]

Download as PDF 28912 Federal Register / Vol. 82, No. 121 / Monday, June 26, 2017 / Notices associated IAEA Form) or Form N–91, to provide information concerning their installation for use by the IAEA. Dated at Rockville, Maryland, this 21st day of June 2017. For the Nuclear Regulatory Commission. David Cullison, NRC Clearance Officer, Office of the Chief Information Officer. [FR Doc. 2017–13316 Filed 6–23–17; 8:45 am] BILLING CODE 7590–01–P OFFICE OF PERSONNEL MANAGEMENT Submission for Review: OPM Form 1203–FX (Occupational Questionnaire) Office of Personnel Management. ACTION: 30-Day Notice and request for comments. AGENCY: The Automated Systems Management Group, Office of Personnel Management (OPM) offers the general public and other Federal agencies the opportunity to comment on a new information collection request (ICR), OPM Form 1203–FX (Occupational Questionnaire). DATES: Comments are encouraged and will be accepted until July 26, 2017. ADDRESSES: Interested persons are invited to submit written comments on the proposed information collection to the Office of Information and Regulatory Affairs, Office of Management Budget, 725 17th Street NW., Washington, DC 20503, Attention: Desk Officer for the Office of Personnel Management or sent via electronic mail to oira_submission@ omb.eop.gov or faxed to (202) 395–6974. FOR FURTHER INFORMATION CONTACT: A copy of this ICR, with applicable supporting documentation, may be obtained by contacting the Office of Information and Regulatory Affairs, Office of Management Budget, 725 17th Street NW., Washington, DC 20503, Attention: Desk Officer for the Office of Personnel Management or sent via electronic mail to oira_submission@ omb.eop.gov or faxed to (202) 395–6974. SUPPLEMENTARY INFORMATION: As required by the Paperwork Reduction Act of 1995, (Pub. L. 104–13, 44 U.S.C. chapter 35) as amended by the ClingerCohen Act (Pub. L. 104–106), OPM is soliciting comments for this collection. The information collection was previously published in the Federal Register (82 FR 15243) on March 27, 2017, allowing for a 60-day public comment period. This process was conducted in accordance with 5 CFR 1320.1. No comments were received for sradovich on DSK3GMQ082PROD with NOTICES SUMMARY: VerDate Sep<11>2014 17:04 Jun 23, 2017 Jkt 241001 this information collection (OMB No. 3206–0040). The purpose of this notice is to allow an additional 30 days for public comments. The Office of Management and Budget is particularly interested in comments that: 1. Evaluate whether the proposed collection of information is necessary for the proper performance of the functions of the agency, including whether the information will have practical utility; 2. Evaluate the accuracy of the agency’s estimate of the burden of the proposed collection of information, including the validity of the methodology and assumptions used; 3. Enhance the quality, utility, and clarity of the information to be collected; and 4. Minimize the burden of the collection of information on those who are to respond, including through the use of appropriate automated, electronic, mechanical, or other technological collection techniques or other forms of information technology, e.g., permitting electronic submissions of responses. The Occupational Questionnaire is an optical scan form designed to collect applicant information and qualifications in a format suitable for automated processing and to create applicant records for an automated examining system. The 1203 series was commonly referred to as the ‘‘Qualifications and Availability Form C.’’ OPM re-titled the series as ‘‘Occupational Questionnaire’’ to fit a more generic need. OPM uses this form to carry out its responsibility for open competitive examining for admission to the competitive service in accordance with Section 3304, Title 5, United States Code. One change has been made to the form under Section 14, Veterans’ Preference. The addition of Sole Survivorship Preference was added to reflect the amended eligibility categories for veterans’ preference per Public Law 110–317, the Hubbard Act. Subparagraph (H) established the new category for veterans released or discharged from a period of active duty from the armed forces, after August 29, 2008, by reason of a ‘‘sole survivorship discharge.’’ Analysis Agency: Automated Systems Management Group, Office of Personnel Management. Title: Occupational Questionnaire, OPM Form 1203–FX. OMB Number: 3206–0040. Affected Public: Individuals or households. PO 00000 Frm 00099 Fmt 4703 Sfmt 4703 Number of Respondents: approximately 11,400,000. Estimated Time per Respondent: 40 minutes. Total Burden Hours: 7,600,000 hours. U.S. Office of Personnel Management. Kathleen M. McGettigan, Acting Director. [FR Doc. 2017–13310 Filed 6–23–17; 8:45 am] BILLING CODE 6325–43–P SECURITIES AND EXCHANGE COMMISSION [OMB Control No. 3235–0704, SEC File No. 270–654] Submission for OMB Review; Comment Request Upon Written Request Copies Available From: Securities and Exchange Commission, Office of FOIA Services, 100 F Street NE., Washington, DC 20549–2736. Extension: Rule 506(e) of Regulation D Felons and Other Bad Actors Disclosure Statement. Notice is hereby given that, pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange Commission (‘‘Commission’’) has submitted to the Office of Management and Budget the following request for an extension of the previously approved collection of information discussed below. Regulation 506(e) of Regulation D (17 CFR 230.506(e)) under the Securities Act of 1933 (15 U.S.C. 77a et seq.) requires the issuer to furnish to each purchaser, a reasonable time prior to sale, a description in writing of any matters that would have triggered disqualification under Rule 506(d)(1) of Regulation D, but occurred before September 23, 2013. The disclosure required by Rule 506(e) is not filed with the Commission, but serves as an important investor protection tool to inform investors of an issuer’s and its covered persons, involvement in past ‘‘bad actor’’ disqualifying events such as pre-existing criminal convictions, court injunctions, disciplinary proceedings, and other sanctions enumerated in Rule 506(d). Without the mandatory written statement requirements set forth in Rule 506(e), purchasers may have the impression that all bad actors are disqualified from participation in Rule 506 offerings. We estimate there are 19,908 respondents that will conduct a onehour factual inquiry to determine whether the issuer and its covered persons have had pre-existing E:\FR\FM\26JNN1.SGM 26JNN1 Federal Register / Vol. 82, No. 121 / Monday, June 26, 2017 / Notices disqualifying events before September 23, 2013. Of those 19,908 respondents, we estimate that 220 respondents with disqualifying events will spend ten hours to prepare a disclosure statement describing the matters that would have triggered disqualification under 506(d)(1) of Regulation D, except that these disqualifying events occurred before September 23, 2013, the effective date of the Rule 506 amendments. An estimated 2,200 burden hours are attributed to the 220 respondents with disqualifying events in addition to the 19,908 burden hours associated with the one-hour factual inquiry. In sum, the total annual increase in paperwork burden for all affected respondents to comply with the Rule 506(e) disclosure statement is estimated to be approximately 22,108 hours of company personnel time. An agency may not conduct or sponsor, and a person is not required to respond to, a collection of information unless it displays a currently valid control number. The public may view the background documentation for this information collection at the following Web site, www.reginfo.gov. Comments should be directed to: (i) Desk Officer for the Securities and Exchange Commission, Office of Information and Regulatory Affairs, Office of Management and Budget, Room 10102, New Executive Office Building, Washington, DC 20503, or by sending an email to: Shagufta_ Ahmed@omb.eop.gov; and (ii) Pamela Dyson, Director/Chief Information Officer, Securities and Exchange Commission, c/o Remi Pavlik-Simon, 100 F Street NE., Washington, DC 20549 or send an email to: PRA_Mailbox@ sec.gov. Comments must be submitted to OMB within 30 days of this notice. Dated: June 19, 2017. Eduardo A. Aleman, Assistant Secretary. [FR Doc. 2017–13227 Filed 6–23–17; 8:45 am] BILLING CODE 8011–01–P SECURITIES AND EXCHANGE COMMISSION sradovich on DSK3GMQ082PROD with NOTICES [Release No. 32687; 812–14682] 1889 BDC, Inc., et al.; Notice of Application June 21, 2017. Securities and Exchange Commission (‘‘Commission’’). ACTION: Notice. AGENCY: Notice of application for an order under sections 17(d) and 57(i) of the VerDate Sep<11>2014 17:04 Jun 23, 2017 Jkt 241001 Investment Company Act of 1940 (the ‘‘Act’’) and rule 17d–1 under the Act to permit certain joint transactions otherwise prohibited by sections 17(d) and 57(a)(4) of the Act and rule 17d–1 under the Act. SUMMARY OF APPLICATION: Applicants request an order to permit business development companies (‘‘BDCs’’) to coinvest in portfolio companies with each other and with affiliated investment funds. APPLICANTS: 1889 BDC, Inc. (the ‘‘Fund’’), 1889 Adviser, LLC (the ‘‘BDC Adviser’’), on behalf of itself and its successors,1 Angelo Gordon & Co., L.P., (the ‘‘Existing Affiliated Adviser’’), on behalf of itself and its successors, AG Diversified Credit Strategies Master, L.P., AG Diversified Income Master Fund, L.P., AG Super Fund, L.P., AG Super Fund International Partners, L.P., AG Direct Lending Fund, L.P., AG DLI Investments, L.P., AG GTDL Fund, L.P., AG KFHDL Fund, L.P., AG Mountain Laurel Direct Lending Fund, L.P., AG Centre Street Partnership, L.P., AG Direct Lending Fund II, L.P., AG Direct Lending Fund II (Unlevered), L.P., AG DLI Investments II, L.P., AG DLI Investments II (Unlevered), L.P., and AG GTDL Fund II, L.P. (collectively, the ‘‘Existing Affiliated Funds’’). FILING DATES: The application was filed on August 5, 2016 and amended on December 12, 2016, April 21, 2017 and May 11, 2017. HEARING OR NOTIFICATION OF HEARING: An order granting the requested relief will be issued unless the Commission orders a hearing. Interested persons may request a hearing by writing to the Commission’s Secretary and serving applicants with a copy of the request, personally or by mail. Hearing requests should be received by the Commission by 5:30 p.m. on July 17, 2017, and should be accompanied by proof of service on applicants, in the form of an affidavit or, for lawyers, a certificate of service. Hearing requests should state the nature of the writer’s interest, the reason for the request, and the issues contested. Persons who wish to be notified of a hearing may request notification by writing to the Commission’s Secretary. ADDRESSES: Secretary, U.S. Securities and Exchange Commission, 100 F St. NE., Washington, DC 20549–1090. Applicants: 245 Park Avenue, 26th Floor, New York, NY 10167. 1 The term ‘‘successor,’’ as applied to each Adviser (defined below), means an entity that results from a reorganization into another jurisdiction or change in the type of business organization. PO 00000 Frm 00100 Fmt 4703 Sfmt 4703 28913 FOR FURTHER INFORMATION CONTACT: Bruce R. MacNeil, Senior Counsel, at (202) 551–6817 or David J. Marcinkus, Branch Chief, at (202) 551–6821 (Chief Counsel’s Office, Division of Investment Management). SUPPLEMENTARY INFORMATION: The following is a summary of the application. The complete application may be obtained via the Commission’s Web site by searching for the file number, or for an applicant using the Company name box, at http:// www.sec.gov/search/search.htm or by calling (202) 551–8090. Applicants’ Representations 1. The Fund is a Delaware corporation organized as a closed-end management investment company that has elected to be regulated as a BDC under Section 54(a) of the Act.2 The Fund’s Objectives and Strategies 3 are to generate consistent absolute returns through cash coupons, fees and when available equity co-investments, while minimizing the risk of loss and to generate consistent absolute returns. The Fund invests in senior secured debt second lien loans mezzanine loans, senior secured stretch and unitranche facilities as well as, to a lesser extent, equity co-investments. The board of directors of the Fund (the ‘‘Board’’) is comprised of 4 directors, 3 of whom are not ‘‘interested persons,’’ within the meaning of Section 2(a)(19) of the 1940 Act (the ‘‘Independent Directors’’), of the Fund. 2. The BDC Adviser is a Delaware limited liability company which will be registered with the Commission as an investment adviser under the Investment Advisers Act of 1940 (the ‘‘Advisers Act’’) prior to commencement of operations of the Fund. The BDC Adviser serves as investment adviser to the Fund and is a wholly-owned subsidiary of the Existing Affiliated Adviser. 3. Each Existing Affiliated Fund is an entity that would be an investment company but for section 3(c)(1) or 3(c)(7) of the Act. The Existing Affiliated Funds pursue strategies focused on investing in a variety of fixed income and credit investments. 2 Section 2(a)(48) defines a BDC to be any closedend investment company that operates for the purpose of making investments in securities described in sections 55(a)(1) through 55(a)(3) of the Act and makes available significant managerial assistance with respect to the issuers of such securities. 3 ‘‘Objectives and Strategies’’ means a Regulated Fund’s investment objectives and strategies, as described in the Regulated Fund’s registration statement on Form N–2, other filings the Regulated Fund has made with the Commission under the Securities Act of 1933 (the ‘‘Securities Act’’), or under the Securities Exchange Act of 1934 and the Regulated Fund’s reports to shareholders. E:\FR\FM\26JNN1.SGM 26JNN1

Agencies

[Federal Register Volume 82, Number 121 (Monday, June 26, 2017)]
[Notices]
[Pages 28912-28913]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2017-13227]


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SECURITIES AND EXCHANGE COMMISSION

[OMB Control No. 3235-0704, SEC File No. 270-654]


Submission for OMB Review; Comment Request

Upon Written Request Copies Available From: Securities and Exchange 
Commission, Office of FOIA Services, 100 F Street NE., Washington, DC 
20549-2736.

Extension:
    Rule 506(e) of Regulation D Felons and Other Bad Actors 
Disclosure Statement.

    Notice is hereby given that, pursuant to the Paperwork Reduction 
Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange 
Commission (``Commission'') has submitted to the Office of Management 
and Budget the following request for an extension of the previously 
approved collection of information discussed below.
    Regulation 506(e) of Regulation D (17 CFR 230.506(e)) under the 
Securities Act of 1933 (15 U.S.C. 77a et seq.) requires the issuer to 
furnish to each purchaser, a reasonable time prior to sale, a 
description in writing of any matters that would have triggered 
disqualification under Rule 506(d)(1) of Regulation D, but occurred 
before September 23, 2013. The disclosure required by Rule 506(e) is 
not filed with the Commission, but serves as an important investor 
protection tool to inform investors of an issuer's and its covered 
persons, involvement in past ``bad actor'' disqualifying events such as 
pre-existing criminal convictions, court injunctions, disciplinary 
proceedings, and other sanctions enumerated in Rule 506(d). Without the 
mandatory written statement requirements set forth in Rule 506(e), 
purchasers may have the impression that all bad actors are disqualified 
from participation in Rule 506 offerings.
    We estimate there are 19,908 respondents that will conduct a one-
hour factual inquiry to determine whether the issuer and its covered 
persons have had pre-existing

[[Page 28913]]

disqualifying events before September 23, 2013. Of those 19,908 
respondents, we estimate that 220 respondents with disqualifying events 
will spend ten hours to prepare a disclosure statement describing the 
matters that would have triggered disqualification under 506(d)(1) of 
Regulation D, except that these disqualifying events occurred before 
September 23, 2013, the effective date of the Rule 506 amendments. An 
estimated 2,200 burden hours are attributed to the 220 respondents with 
disqualifying events in addition to the 19,908 burden hours associated 
with the one-hour factual inquiry. In sum, the total annual increase in 
paperwork burden for all affected respondents to comply with the Rule 
506(e) disclosure statement is estimated to be approximately 22,108 
hours of company personnel time.
    An agency may not conduct or sponsor, and a person is not required 
to respond to, a collection of information unless it displays a 
currently valid control number.
    The public may view the background documentation for this 
information collection at the following Web site, www.reginfo.gov. 
Comments should be directed to: (i) Desk Officer for the Securities and 
Exchange Commission, Office of Information and Regulatory Affairs, 
Office of Management and Budget, Room 10102, New Executive Office 
Building, Washington, DC 20503, or by sending an email to: 
Shagufta_Ahmed@omb.eop.gov; and (ii) Pamela Dyson, Director/Chief 
Information Officer, Securities and Exchange Commission, c/o Remi 
Pavlik-Simon, 100 F Street NE., Washington, DC 20549 or send an email 
to: PRA_Mailbox@sec.gov.
    Comments must be submitted to OMB within 30 days of this notice.

    Dated: June 19, 2017.
Eduardo A. Aleman,
Assistant Secretary.
[FR Doc. 2017-13227 Filed 6-23-17; 8:45 am]
 BILLING CODE 8011-01-P