Applications for New Awards; Technical Assistance and Dissemination To Improve Services and Results for Children With Disabilities-Model Demonstration Projects To Improve Algebraic Reasoning for Students With Disabilities in Middle and High School, 22975-22984 [2017-10249]
Download as PDF
Federal Register / Vol. 82, No. 96 / Friday, May 19, 2017 / Notices
grant applications and/or subsequent
work plans. In addition, the final report
will enable the Department to evaluate
each grant project’s fiscal operations for
the entire grant performance period, and
compare total expenditures relative to
federal funds awarded, and actual costshare/matching relative to the total
amount in the approved grant
application. This report is a means for
grantees to share the overall experience
of their projects and document
achievements and concerns, and
describe effects of their projects on
participants being served; project
barriers and major accomplishments;
and evidence of sustainability. The
report will be GEAR UP’s primary
method to collect/analyze data on
students’ high school graduation and
immediate college enrollment rates.
Dated: May 16, 2017.
Kate Mullan,
Acting Director, Information Collection
Clearance Division, Office of the Chief Privacy
Officer, Office of Management.
[FR Doc. 2017–10190 Filed 5–18–17; 8:45 am]
BILLING CODE 4000–01–P
DEPARTMENT OF EDUCATION
Applications for New Awards;
Technical Assistance and
Dissemination To Improve Services
and Results for Children With
Disabilities—Model Demonstration
Projects To Improve Algebraic
Reasoning for Students With
Disabilities in Middle and High School
Office of Special Education and
Rehabilitative Services, Department of
Education.
ACTION: Notice.
AGENCY:
The Department of Education
is issuing a notice inviting applications
for a new award for fiscal year (FY) 2017
for Technical Assistance and
Dissemination to Improve Services and
Results for Children with Disabilities—
Model Demonstration Projects to
Improve Algebraic Reasoning for
Students with Disabilities in Middle
and High School.
Catalog of Federal Domestic
Assistance (CFDA) number 84.326M.✖
DATES:
Applications Available: May 19, 2017.
Deadline for Transmittal of
Applications: July 3, 2017.
Deadline for Intergovernmental
Review: September 1, 2017.
FOR FURTHER INFORMATION CONTACT:
Paula Maccini, U.S. Department of
Education, 400 Maryland Avenue SW.,
Room 5142, Potomac Center Plaza,
asabaliauskas on DSK3SPTVN1PROD with NOTICES
SUMMARY:
VerDate Sep<11>2014
19:15 May 18, 2017
Jkt 241001
Washington, DC 20202–5108.
Telephone: (202) 245–8012.
If you use a telecommunications
device for the deaf (TDD) or a text
telephone (TTY), call the Federal Relay
Service (FRS), toll free, at 1–800–877–
8339.
SUPPLEMENTARY INFORMATION:
Full Text of Announcement
I. Funding Opportunity Description
Purpose of Program: The purpose of
the Technical Assistance and
Dissemination to Improve Services and
Results for Children with Disabilities
program is to promote academic
achievement and to improve results for
children with disabilities by providing
technical assistance (TA), supporting
model demonstration projects,
disseminating useful information, and
implementing activities that are
supported by scientifically based
research.
Priorities: This competition has one
absolute priority. In accordance with 34
CFR 75.105(b)(2)(v), the absolute
priority is from allowable activities
specified in the statute or otherwise
authorized in the statute (see sections
663 and 681(d) of the Individuals with
Disabilities Education Act (IDEA), 20
U.S.C. 1463, 1481(d)).
Absolute Priority: For FY 2017 and
any subsequent year in which we make
awards from the list of unfunded
applications from this competition, this
priority is an absolute priority. Under 34
CFR 75.105(c)(3), we consider only
applications that meet this priority.
This priority is:
Model Demonstration Projects To
Improve Algebraic Reasoning for
Students With Disabilities in Middle
and High School.
Background
Model demonstrations to improve
early intervention, educational, or
transitional results for students with
disabilities have been authorized under
the Individuals with Disabilities
Education Act (IDEA) since the mid1970s. For the purposes of this priority,
a model is a set of existing interventions
supported by evidence and
implementation strategies (i.e., core
model components) that research
suggests will improve child, teacher, or
system outcomes when implemented
with fidelity (Hughes, Powell, Lembke,
& Riley-Tillman, 2016). Model
demonstrations involve investigating
the degree to which a model can be
implemented, and sustained in typical
settings, by staff employed in those
settings, while achieving outcomes
PO 00000
Frm 00023
Fmt 4703
Sfmt 4703
22975
similar to those attained under research
conditions.
The purpose of this priority is to fund
three cooperative agreements to
establish and operate model
demonstration projects that will assess
how models can: (a) improve algebraic
reasoning for students with disabilities
in middle and high schools; and (b) be
implemented and sustained by
educators in general and special
education settings. These proposed
models will be the first to focus on
mathematics for adolescents with
disabilities, a critical area of need.
Algebraic reasoning (as defined in this
notice) is a critical component of
success in mathematics and is applied
to topics within number operations,
number systems, measurement and data,
geometry, rational numbers, ratios and
proportional relationships, expressions
and equations, and functions (Van De
Walle, Karp, & Bay-Williams, 2013).
Algebra is a gateway to advanced
coursework, graduation, and future
earnings (National Mathematics
Advisory Panel (NMAP), 2008);
therefore, it is imperative to address the
achievement gap in mathematics that
exists between students with disabilities
(SWD) and students without disabilities.
The most recent National Assessment
of Educational Progress report (NAEP;
2015) indicates that more than 70
percent of 8th grade SWD, excluding
those with a 504 plan, performed below
the basic level on the mathematics
assessment compared to 24 percent of
students without disabilities (U.S.
Department of Education, 2015). For
12th graders, the disparity is greater, as
81 percent of SWD scored below basic
level on the math assessment compared
with 34 percent of students without
disabilities (U.S. Department of
Education, 2015).
The average algebra scaled score for
8th graders with disabilities was 247 in
a range of 0–500 points, compared to
293 for 8th graders without disabilities.
For 12th graders with disabilities, the
average scaled score was 117 in a range
of 0–300 points, compared to 157 for
12th graders without disabilities. The
discrepancies in algebra scores between
SWD and those without disabilities in
both 8th and 12th grade are statistically
significant (NAEP; 2015).
There is a need to focus on meeting
the specific needs of SWD in algebra
(Witzel, 2016; Hughes, Witzel,
Riccomini, Fries, & Kanyongo, 2014).
Certain learner characteristics of SWD
may impede their performance in
algebra (Allsopp, van Igen, Simsek, &
Haley, 2016). Difficulties SWD
experience in algebra include
understanding algebraic representations,
E:\FR\FM\19MYN1.SGM
19MYN1
22976
Federal Register / Vol. 82, No. 96 / Friday, May 19, 2017 / Notices
which may be due to difficulties with
cognitive processing; recalling multistep procedures because of memory
difficulties; and problem solving
strategies due to metacognitive
difficulties. These difficulties may
cumulatively affect students in algebra
and their subsequent performance in
mathematics (Allsopp et al., 2016).
Students with mathematical learning
disabilities (MLD) 1 comprise about
seven percent of school-age learners
(Geary, 2011). Students with MLD may
exhibit difficulties with language-based
tasks and struggle to conceptualize
abstract algebraic concepts and solve
problems involving algebraic reasoning.
To address these difficulties, and to
ensure that students with MLD receive
appropriate services and supports as
guaranteed in IDEA, educators must be
trained in using practices supported by
evidence in teaching mathematics and
algebraic reasoning. This competition
aims to fund model demonstration
projects that will investigate ways to
train educators to successfully
implement these practices. These three
proposed model demonstration projects
must be based on current research and
make use of practices supported by
evidence.2
Priority
asabaliauskas on DSK3SPTVN1PROD with NOTICES
The purpose of this priority is to fund
three cooperative agreements to
establish and operate model
demonstration projects that will assess
how models can: (a) Improve algebraic
reasoning for SWD in middle and high
schools and (b) be implemented and
sustained by educators in general and
special education settings. Applicants
must propose models that meet the
following requirements:
(a) The model’s core intervention
components (e.g., services, assessments,
processes, data collection instruments)
must include:
(1) A framework that includes, at a
minimum, universal screening, progress
monitoring, and core instructional
1 Participants must have math goals on their
Individualized Education Programs (IEPs) and can
be classified under any of the IDEA disability
categories.
2 The What Works Clearinghouse (WWC)
identifies a number of practices supported by
evidence in the following two practice guides:
Assisting Students Struggling with Mathematics:
Response to Intervention (RtI) for Elementary and
Middle Schools (Gersten et al., 2009); and Teaching
Strategies for Improving Algebra Knowledge in
Middle and High School (Star et al., 2015). Each
practice guide was developed by a panel of
researchers and practitioners with expertise in
various dimensions of math and special education.
We mention the guides for information only; use of
the practices contained in them is permitted, but
not required, in this competition.
VerDate Sep<11>2014
19:15 May 18, 2017
Jkt 241001
practices supported by evidence and
based on current research;
(2) Core instructional practices for
improving algebraic reasoning
supported by evidence and based on
current research that meet the needs of
students with disabilities in middle and
high school;
(3) Standardized measures of
students’ algebraic reasoning, individual
instructor (e.g., teacher,
paraprofessional, specialist), and
system-level outcomes, when
appropriate;
(4) Procedures to refine the model
based on the ongoing assessment of
students’ performance on algebraic
reasoning; and
(5) Measures of the model’s social
validity, i.e., measures of educators’,
parents’, and students’ 3 satisfaction
with the model components, processes,
and outcomes.
(b) The model’s core implementation
components must include:
(1) Criteria and strategies for
selecting 4 and recruiting sites,
including approaches to introducing the
model to, and promoting the model
among, site participants,5 with
consideration given to the following
criteria:
(i) Each project must include at least
three middle or at least three high
schools.
(ii) In each of the schools, all of the
identified SWD in middle and high
school participating in the model
demonstration projects must have math
goals on their Individualized Education
Programs (IEPs) and can be classified
under any of the IDEA disability
categories.
(2) A lag site implementation design,
which allows for model development
and refinement at the first site in year
3 Applicants must ensure the confidentiality of
individual data, consistent with the requirements of
section 444 of the General Education Provisions Act
(20 U.S.C. 1232g), commonly known as the ‘‘Family
Educational Rights and Privacy Act’’ (FERPA), and
State laws or regulations concerning the
confidentiality of individual records. Final FERPA
regulatory changes became effective January 3,
2012, and include requirements for data sharing.
Applicants are encouraged to review the final
FERPA regulations published on December 2, 2011
(76 FR 75604). Questions can be sent to the Family
Policy Compliance Office (www.ed.gov/fpco) at
(202) 260–3887 or FERPA@ed.gov.
4 For factors to consider when selecting model
demonstration sites, the applicant should refer to
Assessing Sites for Model Demonstration: Lessons
Learned for OSEP Grantees at https://mdcc.sri.com/
documents/MDCC_Site_Assessment_Brief_09-3011.pdf. The document also contains a site
assessment tool.
5 For factors to consider while preparing for
model demonstration implementation, the
applicant should refer to Preparing for Model
Demonstration Implementation at https://
mdcc.sri.com/documents/
MDCC_PreparationStage_Brief_Apr2013.pdf.
PO 00000
Frm 00024
Fmt 4703
Sfmt 4703
one of the project period, with sites two
and three implementing a revised model
based on data from the first site
beginning in year two;
(3) A professional development
component that includes a coaching
strategy supported by evidence to
enable staff (e.g., teacher,
paraprofessional, specialist) to
implement the interventions with
fidelity; and
(4) Measures of the results of the
professional development (e.g.,
improvements in teachers’/service
providers’ instructional delivery and
knowledge) required by paragraph (b)(3)
of this section, including measures of
the fidelity of implementation.
(c) The core strategies for sustaining
the model must include:
(1) Documentation that permits
current and future practitioners to
replicate and tailor the model at other
sites; 6 and
(2) A dissemination plan that includes
strategies and measurable goals for the
grantee to disseminate or sustain the
model, such as developing easily
accessible training materials or
coordinating with TA providers who
might serve as future trainers.
To be considered for funding under
this absolute priority, applicants must
meet the application requirements
contained in this priority. Each project
funded under this absolute priority also
must meet the programmatic and
administrative requirements specified in
the priority.
Application Requirements
An applicant must include in its
application—
(a) A detailed review of the literature
indicating that the proposed model is
supported by evidence meeting at least
the conditions set out in the definition
of strong theory (as defined in this
notice) and that supports the promise of
the proposed model, its components,
and processes to improve algebraic
reasoning for SWD in middle and high
school;
(b) A logic model that depicts, at a
minimum, the goals, activities, outputs,
and outcomes of the proposed model
demonstration project. A logic model
used in connection with this priority
communicates how a project will
achieve its outcomes and provides a
framework for both the formative and
summative evaluations of the project;
6 For a guide on documenting model
demonstration sustainment and replication, the
applicant should refer to Planning for Replication
and Dissemination From the Start: Guidelines for
Model Demonstration Projects at https://
mdcc.sri.com/documents/
MDCC_ReplicationBrief_SEP2013.pdf.
E:\FR\FM\19MYN1.SGM
19MYN1
Federal Register / Vol. 82, No. 96 / Friday, May 19, 2017 / Notices
(c) Include, in Appendix A, a logic
model, a conceptual framework for the
project, and person-loading charts and
timelines, as applicable, to illustrate the
management plan described in the
narrative.
Note: The following Web sites provide
examples for constructing logic models:
www.osepideasthatwork.org/resourcesgrantees/program-areas/ta-ta/tad-projectlogic-model-and-conceptual-framework and
www.osepideasthatwork.org/logicModel.
asabaliauskas on DSK3SPTVN1PROD with NOTICES
(d) A description of the activities and
measures to be incorporated into the
proposed model demonstration project
to improve algebraic reasoning for SWD,
including a timeline of how and when
the components are introduced within
the model. A detailed and complete
description must include the following:
(1) All the intervention components,
including, at a minimum, those
components listed in paragraph (a)
under the heading Priority.
(2) The existing and proposed child,
teacher, and system outcome measures
and social validity measures. The
measures should be described as
completely as possible, referenced as
appropriate, and included, when
available, in Appendix A.
(3) All the implementation
components, including, at a minimum,
those listed in paragraph (b) under the
heading Priority. The existing or
proposed implementation fidelity
measures, including those measuring
the fidelity of the professional
development strategy, should be
described as completely as possible,
referenced as appropriate, and included,
when available, in Appendix A. In
addition, this description should
include:
(i) Demographics, including, at a
minimum, ethnicity, gender, grade
level, and age for all SWD at all
implementation sites that have been
identified and successfully recruited for
the purposes of this application using
the selection and recruitment strategies
described in paragraph (b)(1) under the
heading Priority;
(ii) Whether the implementation sites
are high-need,7 high-poverty,8 lowperforming,9 rural, urban, or suburban
7 For the purposes of this priority, the term ‘‘highneed school’’ refers to a public elementary or
secondary school that is a ‘‘high-poverty’’ or ‘‘lowperforming’’ school as defined in footnotes 8 and
9, respectively.
8 For the purposes of this priority, the term ‘‘highpoverty school’’ means a school that is in the
highest two quartiles of schools served by a local
educational agency, based on the percentage of
enrolled students from low-income families as
defined in section 1113(a)(5) of the Elementary and
Secondary Education Act of 1965, as amended
(ESEA).
9 For the purpose of this priority, the term ‘‘lowperforming school’’ means a school receiving
VerDate Sep<11>2014
19:15 May 18, 2017
Jkt 241001
local education agencies (LEAs) or
schools; and
Note: Applicants are encouraged to
identify, to the extent possible, the sites
willing to participate in the applicant’s
model demonstration. Final site selection
will be determined in consultation with the
Office of Special Education Programs (OSEP)
project officer following the kick-off meeting
described in paragraph (e)(1) of these
application requirements.
(iii) The lag design for
implementation consistent with the
requirements in paragraph (b)(2) under
the heading Priority.
(4) All the strategies to promote
sustaining and replicating the model,
including, at a minimum, those listed in
paragraph (c) under the heading
Priority.
(e) A description of the evaluation
activities and measures to be
incorporated into the proposed model
demonstration project. A detailed and
complete description must include:
(1) A formative evaluation plan,
consistent with the project’s logic
model, that includes evaluation
questions, source(s) of data, a timeline
for data collection, and analysis plans.
The plan must show how the outcome
(e.g., child measures, social validity)
and implementation data (e.g., fidelity)
will be used separately or in
combination to improve the project
during the performance period. The
plan also must outline how these data
will be reviewed by project staff, when
they will be reviewed, and how they
will be used during the course of the
project to adjust the model or its
implementation to increase the model’s
usefulness, generalizability, and
potential for sustainability; and
(2) A summative evaluation plan,
including a timeline, to collect and
analyze data on changes to child,
teacher, and systems outcome measures
over time or relative to comparison
groups that can be reasonably
attributable to project activities. The
plan must show how the child or system
outcome and implementation data
collected by the project will be used
separately or in combination to
demonstrate the promise of the model.
(f) A budget for attendance at the
following:
assistance through Title I of the ESEA that, at the
time of submission of an application under this
competition, is (1) identified as a school in need of
corrective action or restructuring under section
1116 of the ESEA, as amended by the No Child Left
Behind Act of 2001 (NCLB); or (2) identified as a
priority or focus school in a State that implemented
ESEA flexibility. The inclusion of these schools as
‘‘low-performing schools’’ reflects the fact that the
2016¥2017 school year is a year of transition
between requirements of the ESEA as amended by
NCLB and the ESEA as amended by the Every
Student Succeeds Act.
PO 00000
Frm 00025
Fmt 4703
Sfmt 4703
22977
(1) A one and one half-day kick-off
meeting to be held in Washington, DC,
after receipt of the award;
(2) A three-day Project Directors’
Conference in Washington, DC,
occurring each year during the project
performance period; and
(3) Four travel days spread across
years two through four of the project
period to attend planning meetings,
Department briefings, Departmentsponsored conferences, and other
meetings, as requested by OSEP, to be
held in Washington, DC, with the OSEP
project officer.
Other Project Activities
To meet the requirements of this
priority, each project, at a minimum,
must:
(a) Communicate and collaborate on
an ongoing basis with other relevant
Department-funded projects, including,
at minimum, OSEP-funded TA centers
(see www.osepideasthatwork.org/findcenter-or-grant/find-a-center) that might
disseminate information on the model
or support the scale-up efforts of a
promising model;
(b) Maintain ongoing telephone and
email communication with the OSEP
project officer and the other model
demonstration projects funded under
this priority; and
(c) If the project maintains a Web site,
include relevant information about the
model, the intervention, and the
demonstration activities that meets
government- or industry-recognized
standards for accessibility.
Competitive Preference Priority
Within this absolute priority, we give
competitive preference to applications
that address the following priority.
Under 34 CFR 75.105(c)(2)(i), we award
an additional two points to an
application that meets this priority.
The priority is:
Evidence of Promise Supporting the
Proposed Model (Two Points).
Projects that are supported by
evidence that meets the conditions set
out in the definition of ‘‘evidence of
promise’’ (as defined in this notice). The
proposed project must include:
A literature review, as required under
paragraph (a) under the heading
Application Requirements, that includes
research that meets at least the evidence
of promise standard supporting the
promise of the proposed model, its
components, and processes to improve
algebraic reasoning in middle and high
schools.
Note: An applicant addressing this
competitive preference priority must identify
up to two study citations that meet this
standard and clearly mark them in the
reference list of the proposal.
E:\FR\FM\19MYN1.SGM
19MYN1
22978
Federal Register / Vol. 82, No. 96 / Friday, May 19, 2017 / Notices
asabaliauskas on DSK3SPTVN1PROD with NOTICES
References
Allsopp, D.H., van Ingen, S., Simsek, O., &
Haley, K.C. (2016). Building to algebra:
Big ideas, barriers, and effective
practices. In B.S. Witzel (Ed.), Bridging
the gap between arithmetic & algebra
(pp.21–50). Arlington, VA: Council for
Exceptional Children.
Geary, D.C. (2011). Consequences,
characteristics, and causes of
mathematical learning disabilities and
persistent low achievement in
mathematics. Journal of Developmental
and Behavioral Pediatrics, 32(3), 250–
263.
Gersten, R., Beckmann, S., Clarke, B., Foegen,
A., Marsh, L., Star, J.R., & Witzel, B.
(2009). Assisting students struggling with
mathematics: Response to intervention
(RtI) for elementary and middle schools
(NCEE 2009–4060). Washington, DC:
National Center for Education Evaluation
and Regional Assistance, Institute of
Education Sciences, U.S. Department of
Education. Retrieved from https://
ies.ed.gov/ncee/wwc/publications/
practiceguide/.
Hughes, E.M., Powell, S.R., Lembke, E.S., &
Riley-Tillman, T.C. (2016). Taking the
guesswork out of locating evidencebased mathematics practices for diverse
learners. Learning Disabilities Research
& Practice, 31(3), 130–141.
Hughes, E.M., Witzel, B.S., Riccomini, P.J.,
Fries, K.M., & Kanyongo, G.Y. (2014). A
meta-analysis of algebra interventions for
learners with disabilities and struggling
learning. The Journal of the International
Association of Special Education, 15(1),
36–47.
Individuals with Disabilities Education
Improvement Act of 2004, Public Law
108–446. (2004). 20 U.S.C. 1400 et seq.
National Mathematics Advisory Panel
(NMAP). (2008). Foundations for
success: The final report of the national
advisory panel. Washington, DC: U.S.
Department of Education.
Organization for Economic Cooperation and
Development (OECD). (2013). PISA 2012
Assessment and Analytical Framework:
Mathematics, Reading, Science, Problem
Solving and Financial Literacy. Paris:
OECD Publishing.
Star, J.R., Caronongan, P., Foegen, A.,
Furgeson, J., Keating, B., Larson, M.R., &
Zbiek, R.M. (2015). Teaching strategies
for improving algebra knowledge in
middle and high school students (NCEE
2014–4333). Washington, DC: National
Center for Education Evaluation and
Regional Assistance (NCEE), Institute of
Education Sciences, U.S. Department of
Education. Retrieved from the NCEE
Web site: https://whatworks.ed.gov.
U.S. Department of Education, Institute of
Education Sciences, National Center for
Education Statistics. (2015). National
Assessment of Educational Progress
Reading and Mathematics Assessments
(NAEP), 2015, 2013, Mathematics
Assessments. Accessed through the
NAEP Data Explorer at https://
nces.ed.gov/nationsreportcard/
naepdata/.
VerDate Sep<11>2014
19:15 May 18, 2017
Jkt 241001
Van De Walle, J.A., Karp, K.S., & BayWilliams, J.M. (2013). Elementary and
middle school mathematics: Teaching
developmentally. Boston, MA: Pearson.
Witzel, B. (2016). Students with math
difficulties and the arithmetic to algebra
gap. In B.S. Witzel (Ed.), Bridging the
gap between arithmetic & algebra (pp.7–
20). Arlington, VA: Council for
Exceptional Children.
Definitions
The following definitions apply to the
priority:
Algebraic reasoning means ‘‘forming
generalizations from experiences with
number and computation, formalizing these
ideas with the use of a meaningful symbol
system, and exploring the concepts of pattern
and function’’ (Van De Walle, Karp, & BayWilliams, 2013, p. 258).
The definitions of the following terms are
from 34 CFR 77.1: ‘‘evidence of promise,’’
‘‘logic model,’’ ‘‘quasi-experimental design
study,’’ ‘‘randomized controlled trial’’,
‘‘relevant outcome,’’ ‘‘strong theory,’’ and
‘‘What Works Clearinghouse evidence
standards.’’
Evidence of promise means there is
empirical research to support the theoretical
linkage(s) between at least one critical
component and at least one relevant outcome
presented in the logic model for the proposed
process, product, strategy, or practice.
Specifically, evidence of promise means the
conditions in both paragraphs (i) and (ii) of
this definition are met:
(i) There is at least one study that is a—
(A) Correlational study with statistical
controls for selection bias;
(B) Quasi-experimental design study that
meets the What Works Clearinghouse
Evidence Standards with reservations; or
(C) Randomized controlled trial that meets
the What Works Clearinghouse Evidence
Standards with or without reservations.
(ii) The study referenced in paragraph (i)
of this definition found a statistically
significant or substantively important
(defined as a difference of 0.25 standard
deviations or larger) favorable association
between at least one critical component and
one relevant outcome presented in the logic
model for the proposed process, product,
strategy, or practice.
Logic model (also referred to as theory of
action) means a well-specified conceptual
framework that identifies key components of
the proposed process, product, strategy, or
practice (i.e., the active ‘‘ingredients’’ that are
hypothesized to be critical to achieving the
relevant outcomes) and describes the
relationships among the key components and
outcomes, theoretically and operationally.
Mathematical literacy refers to, ‘‘an
individual’s capacity to formulate, employ,
and interpret mathematics in a variety of
contexts. It includes reasoning
mathematically and using mathematical
concepts, procedures, facts and tools to
describe, explain and predict phenomena. It
assists individuals to recognize the role that
mathematics plays in the world and to make
the well-founded judgments and decisions
needed by constructive, engaged and
PO 00000
Frm 00026
Fmt 4703
Sfmt 4703
reflective citizens’’ (Organization for
Economic Cooperation and Development,
2013, p. 25).
Quasi-experimental design study means a
study using a design that attempts to
approximate an experimental design by
identifying a comparison group that is
similar to the treatment group in important
respects. These studies, depending on design
and implementation, can meet What Works
Clearinghouse Evidence Standards with
reservations (but not What Works
Clearinghouse Evidence Standards without
reservations).
Randomized controlled trial means a study
that employs random assignment of, for
example, students, teachers, classrooms,
schools, or districts to receive the
intervention being evaluated (the treatment
group) or not to receive the intervention (the
control group). The estimated effectiveness of
the intervention is the difference between the
average outcomes for the treatment group and
for the control group. These studies,
depending on design and implementation,
can meet What Works Clearinghouse
Evidence Standards without reservations.
Relevant outcome means the student
outcome(s) (or the ultimate outcome if not
related to students) the proposed process,
product, strategy, or practice is designed to
improve; consistent with the specific goals of
a program.
Strong theory means a rationale for the
proposed process, product, strategy, or
practice that includes a logic model.
What Works Clearinghouse Evidence
Standards means the standards set forth in
the What Works Clearinghouse Procedures
and Standards Handbook (Version 3.0, March
2014), which can be found at the following
link: https://ies.ed.gov/ncee/wwc/
DocumentSum.aspx?sid=19.
Waiver of Proposed Rulemaking:
Under the Administrative Procedure Act
(APA) (5 U.S.C. 553) the Department
generally offers interested parties the
opportunity to comment on proposed
priorities and other requirements.
Section 681(d) of IDEA, however, makes
the public comment requirements of the
APA inapplicable to the absolute
priority and related definitions in this
notice.
Program Authority: 20 U.S.C. 1463
and 1481.
Applicable Regulations: (a) The
Education Department General
Administrative Regulations (EDGAR) in
34 CFR parts 75, 77, 79, 81, 82, 84, 86,
97, 98, and 99. (b) The Office of
Management and Budget Guidelines to
Agencies on Governmentwide
Debarment and Suspension
(Nonprocurement) in 2 CFR part 180, as
adopted and amended as regulations of
the Department in 2 CFR part 3485. (c)
The Uniform Administrative
Requirements, Cost Principles, and
Audit Requirements for Federal Awards
in 2 CFR part 200, as adopted and
amended as regulations of the
Department in 2 CFR part 3474.
E:\FR\FM\19MYN1.SGM
19MYN1
Federal Register / Vol. 82, No. 96 / Friday, May 19, 2017 / Notices
Note: The regulations in 34 CFR part 79
apply to all applicants except federally
recognized Indian Tribes.
Note: The regulations in 34 CFR part 86
apply to institutions of higher education
(IHEs) only.
II. Award Information
Type of Award: Cooperative
agreements.
Estimated Available Funds: The
Further Continuing and Security
Assistance Appropriations Act, 2017,
would provide $54,345,000 for the
Technical Assistance and Dissemination
To Improve Services and Results for
Children With Disabilities program for
FY 2017, of which we intend to use an
estimated $1,200,000 for this
competition (per year divided between
the three new projects). The actual level
of funding, if any, depends on final
congressional action. However, we are
inviting applications to allow enough
time to complete the grant process if
Congress appropriates funds for this
program.
Contingent upon the availability of
funds and the quality of applications,
we may make additional awards in FY
2018 from the list of unfunded
applications from this competition.
Estimated Range of Awards: $375,000
to $400,000 per year.
Estimated Average Size of Awards:
$400,000 per year.
Maximum Award: We will reject any
application that proposes a budget
exceeding $400,000 for a single budget
period of 12 months.
Estimated Number of Awards: 3.
Note: The Department is not bound by any
estimates in this notice.
asabaliauskas on DSK3SPTVN1PROD with NOTICES
Project Period: Up to 48 months.
Evaluation Period: In August 2013,
the Department amended the Education
Department General Administrative
Regulations (EDGAR) to authorize the
awarding of an evaluation period after
the end of the approved project period.
Under 34 CFR 75.250(b) the Secretary
has the authority to make data
collection/analysis awards. By the terms
of that section, the awards can only go
to current grantees, may only be used
for data collection, analysis and
reporting and do not have to go through
a formal competitive process.
III. Eligibility Information
1. Eligible Applicants: State
educational agencies (SEAs); LEAs,
including public charter schools that are
considered LEAs under State law; IHEs;
other public agencies; private nonprofit
organizations; outlying areas; freely
associated States; Indian Tribes or
VerDate Sep<11>2014
19:15 May 18, 2017
Jkt 241001
Tribal organizations; and for-profit
organizations.
2. Cost Sharing or Matching: This
program does not require cost sharing or
matching.
3. Eligible Subgrantees: (a) Under 34
CFR 75.708(b) and (c) a grantee may
award subgrants—to directly carry out
project activities described in its
application—to the following types of
entities: IHEs and private nonprofit
organizations suitable to carry out the
activities proposed in the application.
(b) The grantee may award subgrants
to entities it has identified in an
approved application.
4. Other General Requirements:
(a) Recipients of funding under this
competition must make positive efforts
to employ and advance in employment
qualified individuals with disabilities
(see section 606 of IDEA).
(b) Each applicant for, and recipient
of, funding must, with respect to the
aspects of their proposed project
relating to the absolute priority, involve
individuals with disabilities, or parents
of individuals with disabilities ages
birth through 26, in planning,
implementing, and evaluating the
project (see section 682(a)(1)(A) of
IDEA).
IV. Application and Submission
Information
1. Address to Request Application
Package: You can obtain an application
package via the internet or from the
Education Publications Center (ED
Pubs). To obtain a copy via the internet,
use the following address: www.ed.gov/
fund/grant/apply/grantapps/.
To obtain a copy from ED Pubs, write,
fax, or call: ED Pubs, U.S. Department
of Education, P.O. Box 22207,
Alexandria, VA 22304. Telephone, toll
free: 1–877–433–7827. FAX: (703) 605–
6794. If you use a TDD or a TTY, call,
toll free: 1–877–576–7734.
You can contact ED Pubs at its Web
site, also: www.EDPubs.gov or at its
email address: edpubs@inet.ed.gov.
If you request an application package
from ED Pubs, be sure to identify this
competition as follows: CFDA number
84.326M.
Individuals with disabilities can
obtain a copy of the application package
in an accessible format (e.g., braille,
large print, audiotape, or compact disc)
by contacting the person or team listed
under Accessible Format in section VII
of this notice.
2. Content and Form of Application
Submission: Requirements concerning
the content and form of an application,
together with the forms you must
submit, are in the application package
for this competition.
PO 00000
Frm 00027
Fmt 4703
Sfmt 4703
22979
Page Limit: The application narrative
(Part III of the application) is where you,
the applicant, address the selection
criteria that reviewers use to evaluate
your application. We recommend that
you—(1) limit Part III to no more than
50 pages, and (2) use the following
standards:
• A ‘‘page’’ is 8.5″ × 11″, on one side
only, with 1″ margins at the top, bottom,
and both sides.
• Double-space (no more than three
lines per vertical inch) all text in the
application narrative, including titles,
headings, footnotes, quotations,
reference citations, and captions, as well
as all text in charts, tables, figures,
graphs, and screen shots.
• Use a font that is 12 point or larger.
• Use one of the following fonts:
Times New Roman, Courier, Courier
New, or Arial.
The recommended page limit does not
apply to Part I, the cover sheet; Part II,
the budget section, including the
narrative budget justification; Part IV,
the assurances and certifications; or the
abstract (follow the guidance provided
in the application package for
completing the abstract), the table of
contents, the list of priority
requirements, the resumes, the reference
list, the letters of support, or the
appendices. However, the
recommended page limit does apply to
all of Part III, the application narrative,
including all text in charts, tables,
figures, graphs, and screen shots.
3. Submission Dates and Times:
Applications Available: May 19, 2017.
Deadline for Transmittal of
Applications: July 3, 2017.
Applications for grants under this
competition must be submitted
electronically using the Grants.gov
Apply site (Grants.gov). For information
(including dates and times) about how
to submit your application
electronically, or in paper format by
mail or hand delivery if you qualify for
an exception to the electronic
submission requirement, please refer to
Other Submission Requirements in
section IV of this notice.
We do not consider an application
that does not comply with the deadline
requirements.
Individuals with disabilities who
need an accommodation or auxiliary aid
in connection with the application
process should contact the person listed
under FOR FURTHER INFORMATION
CONTACT. If the Department provides an
accommodation or auxiliary aid to an
individual with a disability in
connection with the application
process, the individual’s application
remains subject to all other
E:\FR\FM\19MYN1.SGM
19MYN1
asabaliauskas on DSK3SPTVN1PROD with NOTICES
22980
Federal Register / Vol. 82, No. 96 / Friday, May 19, 2017 / Notices
requirements and limitations in this
notice.
Deadline for Intergovernmental
Review: September 1, 2017.
4. Intergovernmental Review: This
competition is subject to Executive
Order 12372 and the regulations in 34
CFR part 79. Information about
Intergovernmental Review of Federal
Programs under Executive Order 12372
is in the application package for this
competition.
5. Funding Restrictions: We reference
regulations outlining funding
restrictions in the Applicable
Regulations section of this notice.
6. Data Universal Numbering System
Number, Taxpayer Identification
Number, and System for Award
Management: To do business with the
Department of Education, you must—
a. Have a Data Universal Numbering
System (DUNS) number and a Taxpayer
Identification Number (TIN);
b. Register both your DUNS number
and TIN with the System for Award
Management (SAM), the Government’s
primary registrant database;
c. Provide your DUNS number and
TIN on your application; and
d. Maintain an active SAM
registration with current information
while your application is under review
by the Department and, if you are
awarded a grant, during the project
period.
You can obtain a DUNS number from
Dun and Bradstreet at the following
Web site: https://fedgov.dnb.com/
webform. A DUNS number can be
created within one to two business days.
If you are a corporate entity, agency,
institution, or organization, you can
obtain a TIN from the Internal Revenue
Service. If you are an individual, you
can obtain a TIN from the Internal
Revenue Service or the Social Security
Administration. If you need a new TIN,
please allow two to five weeks for your
TIN to become active.
The SAM registration process can take
approximately seven business days, but
may take upwards of several weeks,
depending on the completeness and
accuracy of the data you enter into the
SAM database. Thus, if you think you
might want to apply for Federal
financial assistance under a program
administered by the Department, please
allow sufficient time to obtain and
register your DUNS number and TIN.
We strongly recommend that you
register early.
Note: Once your SAM registration is active,
it may be 24 to 48 hours before you can
access the information in, and submit an
application through, Grants.gov.
If you are currently registered with
SAM, you may not need to make any
VerDate Sep<11>2014
19:15 May 18, 2017
Jkt 241001
changes. However, please make certain
that the TIN associated with your DUNS
number is correct. Also note that you
will need to update your registration
annually. This may take three or more
business days.
Information about SAM is available at
www.SAM.gov. To further assist you
with obtaining and registering your
DUNS number and TIN in SAM or
updating your existing SAM account,
we have prepared a SAM.gov Tip Sheet,
which you can find at: www2.ed.gov/
fund/grant/apply/sam-faqs.html.
In addition, if you are submitting your
application via Grants.gov, you must (1)
be designated by your organization as an
Authorized Organization Representative
(AOR); and (2) register yourself with
Grants.gov as an AOR. Details on these
steps are outlined at the following
Grants.gov Web page: www.grants.gov/
web/grants/register.html.
7. Other Submission Requirements:
Applications for grants under this
competition must be submitted
electronically unless you qualify for an
exception to this requirement in
accordance with the instructions in this
section.
a. Electronic Submission of
Applications.
Applications for grants under the
Model Demonstration Projects to
Improve Algebraic Reasoning for
Students with Disabilities in Middle
and High School competition, CFDA
number 84.326M, must be submitted
electronically using the
Governmentwide Grants.gov Apply site
at www.Grants.gov. Through this site,
you will be able to download a copy of
the application package, complete it
offline, and then upload and submit
your application. You may not email an
electronic copy of a grant application to
us.
We will reject your application if you
submit it in paper format unless, as
described elsewhere in this section, you
qualify for one of the exceptions to the
electronic submission requirement and
submit, no later than two weeks before
the application deadline date, a written
statement to the Department that you
qualify for one of these exceptions.
Further information regarding
calculation of the date that is two weeks
before the application deadline date is
provided later in this section under
Exception to Electronic Submission
Requirement.
You may access the electronic grant
application for the Model
Demonstration Projects to Improve
Algebraic Reasoning for Students with
Disabilities in Middle and High School
competition at www.Grants.gov. You
must search for the downloadable
PO 00000
Frm 00028
Fmt 4703
Sfmt 4703
application package for this competition
by the CFDA number. Do not include
the CFDA number’s alpha suffix in your
search (e.g., search for 84.326, not
84.326M).
Please note the following:
• When you enter the Grants.gov site,
you will find information about
submitting an application electronically
through the site, as well as the hours of
operation.
• Applications received by
Grants.gov are date and time stamped.
Your application must be fully
uploaded and submitted and must be
date and time stamped by the
Grants.gov system no later than 4:30:00
p.m., Washington, DC time, on the
application deadline date. Except as
otherwise noted in this section, we will
not accept your application if it is
received—that is, date and time
stamped by the Grants.gov system—after
4:30:00 p.m., Washington, DC time, on
the application deadline date. We do
not consider an application that does
not comply with the deadline
requirements. When we retrieve your
application from Grants.gov, we will
notify you if we are rejecting your
application because it was date and time
stamped by the Grants.gov system after
4:30:00 p.m., Washington, DC time, on
the application deadline date.
• The amount of time it can take to
upload an application will vary
depending on a variety of factors,
including the size of the application and
the speed of your internet connection.
Therefore, we strongly recommend that
you do not wait until the application
deadline date to begin the submission
process through Grants.gov.
• You should review and follow the
Education Submission Procedures for
submitting an application through
Grants.gov that are included in the
application package for this competition
to ensure that you submit your
application in a timely manner to the
Grants.gov system. You can also find the
Education Submission Procedures
pertaining to Grants.gov under News
and Events on the Department’s G5
system home page at www.G5.gov. In
addition, for specific guidance and
procedures for submitting an
application through Grants.gov, please
refer to the Grants.gov Web site at:
www.grants.gov/web/grants/applicants/
apply-for-grants.html.
• You will not receive additional
point value because you submit your
application in electronic format, nor
will we penalize you if you qualify for
an exception to the electronic
submission requirement, as described
elsewhere in this section, and submit
your application in paper format.
E:\FR\FM\19MYN1.SGM
19MYN1
asabaliauskas on DSK3SPTVN1PROD with NOTICES
Federal Register / Vol. 82, No. 96 / Friday, May 19, 2017 / Notices
• You must submit all documents
electronically, including all information
you typically provide on the following
forms: the Application for Federal
Assistance (SF 424), the Department of
Education Supplemental Information for
SF 424, Budget Information—NonConstruction Programs (ED 524), and all
necessary assurances and certifications.
• You must upload any narrative
sections and all other attachments to
your application as files in a read-only
Portable Document Format (PDF). Do
not upload an interactive or fillable PDF
file. If you upload a file type other than
a read-only PDF (e.g., Word, Excel,
WordPerfect, etc.) or submit a passwordprotected file, we will not review that
material. Please note that this could
result in your application not being
considered for funding because the
material in question—for example, the
application narrative—is critical to a
meaningful review of your proposal. For
that reason it is important to allow
yourself adequate time to upload all
material as PDF files. The Department
will not convert material from other
formats to PDF. Additional, detailed
information on how to attach files is in
the application instructions.
• After you electronically submit
your application, you will receive from
Grants.gov an automatic notification of
receipt that contains a Grants.gov
tracking number. This notification
indicates receipt by Grants.gov only, not
receipt by the Department. Grants.gov
will also notify you automatically by
email if your application met all the
Grants.gov validation requirements or if
there were any errors (such as
submission of your application by
someone other than a registered
Authorized Organization
Representative, or inclusion of an
attachment with a file name that
contains special characters). You will be
given an opportunity to correct any
errors and resubmit, but you must still
meet the deadline for submission of
applications.
Once your application is successfully
validated by Grants.gov, the Department
will retrieve your application from
Grants.gov and send you an email with
a unique PR/Award number for your
application.
These emails do not mean that your
application is without any disqualifying
errors. While your application may have
been successfully validated by
Grants.gov, it must also meet the
Department’s application requirements
as specified in this notice and in the
application instructions. Disqualifying
errors could include, for instance,
failure to upload attachments in a readonly PDF; failure to submit a required
VerDate Sep<11>2014
19:15 May 18, 2017
Jkt 241001
part of the application; or failure to meet
applicant eligibility requirements. It is
your responsibility to ensure that your
submitted application has met all of the
Department’s requirements.
• We may request that you provide us
original signatures on forms at a later
date.
Application Deadline Date Extension
in Case of Technical Issues with the
Grants.gov System: If you are
experiencing problems submitting your
application through Grants.gov, please
contact the Grants.gov Support Desk,
toll free, at 1–800–518–4726. You must
obtain a Grants.gov Support Desk Case
Number and must keep a record of it.
If you are prevented from
electronically submitting your
application on the application deadline
date because of technical problems with
the Grants.gov system, we will grant you
an extension until 4:30:00 p.m.,
Washington, DC time, the following
business day to enable you to transmit
your application electronically or by
hand delivery. You also may mail your
application by following the mailing
instructions described elsewhere in this
notice.
If you submit an application after
4:30:00 p.m., Washington, DC time, on
the application deadline date, please
contact the person listed under FOR
FURTHER INFORMATION CONTACT and
provide an explanation of the technical
problem you experienced with
Grants.gov, along with the Grants.gov
Support Desk Case Number. We will
accept your application if we can
confirm that a technical problem
occurred with the Grants.gov system
and that the problem affected your
ability to submit your application by
4:30:00 p.m., Washington, DC time, on
the application deadline date. We will
contact you after we determine whether
your application will be accepted.
22981
and
• No later than two weeks before the
application deadline date (14 calendar
days or, if the fourteenth calendar day
before the application deadline date
falls on a Federal holiday, the next
business day following the Federal
holiday), you mail or fax a written
statement to the Department, explaining
which of the two grounds for an
exception prevents you from using the
internet to submit your application.
If you mail your written statement to
the Department, it must be postmarked
no later than two weeks before the
application deadline date. If you fax
your written statement to the
Department, we must receive the faxed
statement no later than two weeks
before the application deadline date.
Address and mail or fax your
statement to: Paula Maccini, U.S.
Department of Education, 400 Maryland
Avenue SW., Room 5142, Potomac
Center Plaza, Washington, DC 20202–
5108. FAX: (202) 245–7590.
Your paper application must be
submitted in accordance with the mail
or hand-delivery instructions described
in this notice.
b. Submission of Paper Applications
by Mail.
If you qualify for an exception to the
electronic submission requirement, you
may mail (through the U.S. Postal
Service or a commercial carrier) your
application to the Department. You
must mail the original and two copies
of your application, on or before the
application deadline date, to the
Department at the following address:
U.S. Department of Education,
Application Control Center, Attention:
(CFDA Number 84.326M), LBJ Basement
Level 1, 400 Maryland Avenue SW.,
Washington, DC 20202–4260.
You must show proof of mailing
consisting of one of the following:
(1) A legibly dated U.S. Postal Service
Note: The extensions to which we refer in
postmark.
this section apply only to the unavailability
(2) A legible mail receipt with the
of, or technical problems with, the Grants.gov
date of mailing stamped by the U.S.
system. We will not grant you an extension
if you failed to fully register to submit your
Postal Service.
application to Grants.gov before the
(3) A dated shipping label, invoice, or
application deadline date and time or if the
receipt from a commercial carrier.
technical problem you experienced is
(4) Any other proof of mailing
unrelated to the Grants.gov system.
acceptable to the Secretary of the U.S.
Exception to Electronic Submission
Department of Education.
If you mail your application through
Requirement: You qualify for an
the U.S. Postal Service, we do not
exception to the electronic submission
accept either of the following as proof
requirement, and may submit your
of mailing:
application in paper format, if you are
(1) A private metered postmark.
unable to submit an application through
(2) A mail receipt that is not dated by
the Grants.gov system because—
the U.S. Postal Service.
• You do not have access to the
internet; or
Note: The U.S. Postal Service does not
• You do not have the capacity to
uniformly provide a dated postmark. Before
upload large documents to the
relying on this method, you should check
Grants.gov system;
with your local post office.
PO 00000
Frm 00029
Fmt 4703
Sfmt 4703
E:\FR\FM\19MYN1.SGM
19MYN1
22982
Federal Register / Vol. 82, No. 96 / Friday, May 19, 2017 / Notices
We will not consider applications
postmarked after the application
deadline date.
c. Submission of Paper Applications
by Hand Delivery.
If you qualify for an exception to the
electronic submission requirement, you
(or a courier service) may deliver your
paper application to the Department by
hand. You must deliver the original and
two copies of your application by hand,
on or before the application deadline
date, to the Department at the following
address: U.S. Department of Education,
Application Control Center, Attention:
(CFDA Number 84.326M), 550 12th
Street SW., Room 7039, Potomac Center
Plaza, Washington, DC 20202–4260.
The Application Control Center
accepts hand deliveries daily between
8:00 a.m. and 4:30:00 p.m., Washington,
DC time, except Saturdays, Sundays,
and Federal holidays.
asabaliauskas on DSK3SPTVN1PROD with NOTICES
Note for Mail or Hand Delivery of Paper
Applications: If you mail or hand deliver
your application to the Department—
(1) You must indicate on the envelope
and—if not provided by the Department—in
Item 11 of the SF 424 the CFDA number,
including suffix letter, if any, of the
competition under which you are submitting
your application; and
(2) The Application Control Center will
mail to you a notification of receipt of your
grant application. If you do not receive this
notification within 15 business days from the
application deadline date, you should call
the U.S. Department of Education
Application Control Center at (202) 245–
6288.
V. Application Review Information
1. Selection Criteria: The selection
criteria for this competition are listed in
the application package.
(a) Significance (15 points).
(1) The Secretary considers the
significance of the proposed project.
(2) In determining the significance of
the proposed project, the Secretary
considers the following factors:
(i) The extent to which the proposed
project involves a high-quality review of
the relevant literature and the
demonstration of promising strategies
that build on, or are alternatives to,
existing strategies that address the needs
of the target population.
(ii) The potential contribution of the
proposed project to increase knowledge
or understanding of problems, issues, or
effective strategies in improving results
for children with disabilities.
(iii) The extent to which the proposed
project is likely to build local capacity
to provide, improve, or expand and
sustain services that address the needs
of the target population.
Note: Under the ‘‘Significance’’ criterion,
reviewers are looking for a thorough review
VerDate Sep<11>2014
19:15 May 18, 2017
Jkt 241001
of the literature that (a) substantiates the
inclusion of existing interventions supported
by evidence and implementation strategies
(i.e., core model components) that research
suggests will improve child, teacher, or
system outcomes when implemented with
fidelity; and (b) the efficacy of this model to
address the issue or problem identified as a
need in the priority. Reviewers will also be
considering the breadth and adequacy of the
applicant’s proposed approaches to site staff
training and strategies for sustainment of the
model as part of this criterion.
(b) Quality of the project design (35
points).
(1) The Secretary considers the
quality of the design of the proposed
project.
(2) In determining the quality of the
design of the proposed project, the
Secretary considers the following
factors:
(i) The extent to which a coherent
model that includes site selection,
practices supported by evidence,
implementation and sustainment
components is clearly articulated.
(ii) The extent to which the goals,
activities, outputs, and outcomes to be
achieved by the proposed project are
clearly specified and measurable, as
depicted in a logic model.
(iii) The extent to which the design of
the proposed project includes a
thorough, high-quality plan for project
implementation, and the use of
appropriate methodological tools to
ensure successful achievement of
project outcomes.
(iv) The extent to which the training
or professional development to be
provided by the proposed project are of
sufficient quality, intensity, and
duration to lead to improvements in
practice among the recipients of those
services.
(v) The quality of the proposed project
design and procedures for documenting
project activities, implementation, and
outcomes (e.g., a manual).
(vi) The likelihood that the proposed
project will result in system change or
improvement through articulated
strategies to sustain implementation,
and detailed documentation that would
allow replication in other locations as
well as ambitious goals for
disseminating the information to
relevant stakeholders.
Note: Under the ‘‘Quality of Project
Design’’ criterion, the reviewers are looking
for: (a) A description of model site selection
and preparation, to include the criteria for
site selection and how the model will be
introduced to major stakeholders at the
site(s); (b) a clear and thorough description
of the core intervention components of the
model, to include the child, teacher, and
system outcomes to be measured, along with
proposed measures of social validity; (c) a
PO 00000
Frm 00030
Fmt 4703
Sfmt 4703
clear and thorough description of the
implementation components of the model, to
include at minimum how and when site staff
training will occur and the content of the
training, how trainer remediation is
addressed, staff coaching strategies, and how
implementation fidelity will be measured; (d)
a logic model that depicts, at a minimum, the
goals, activities, outputs, and outcomes of the
model; and (e) a clear and thorough
description of the applicant’s proposed
sustainment strategies, to include how the
information contained in the manual for the
model will be compiled. In order to put these
components in context, the reviewers also
will be looking for a general timeline or flow
of activities for the project that illustrates
when these components are introduced in
each site (i.e., lag design) and how and when
the measures are taken and analyzed in
support of the project evaluation activities.
(c) Adequacy of project resources and
management plan (25 points).
(1) The Secretary considers the
adequacy of resources for the proposed
project and the quality of its
management plan.
(2) In determining the adequacy of
resources and the management plan, the
Secretary considers the extent to which
the applicant encourages applications
for employment from persons who are
members of groups that have
traditionally been underrepresented
based on race, color, national origin,
gender, age, or disability.
(3) In addition, the Secretary
considers the following factors:
(i) The qualifications, including
relevant training and experience, of key
project personnel (i.e., project director,
project staff, and project consultants or
subcontractors).
(ii) The adequacy of support,
including the time commitments of the
project director, project staff, and
project consultants or subcontractors
and the type and quality of facilities,
equipment, supplies, and other
resources from the applicant
organization and key partners.
(iii) The extent to which the costs are
reasonable in relation to the number of
persons to be served and to the
anticipated outcomes and benefits.
(iv) The adequacy of the management
plan to achieve the objectives of the
proposed model on time and within
budget, including clearly defined
responsibilities, timelines, and
milestones for accomplishing project
tasks.
(v) The adequacy of mechanisms for
ensuring high-quality products and
services from the proposed project.
(d) Quality of the project evaluation
(25 points).
(1) The Secretary considers the
quality of the evaluation to be
conducted of the proposed project.
E:\FR\FM\19MYN1.SGM
19MYN1
Federal Register / Vol. 82, No. 96 / Friday, May 19, 2017 / Notices
(2) In determining the quality of the
evaluation, the Secretary considers the
following factors:
(i) The extent to which the methods
of evaluation will provide performance
feedback and permit periodic
assessment of progress toward effective
implementation of the proposed project
and achieving intended child and
system outcomes.
(ii) The extent to which the methods
of evaluation provide for examining the
effectiveness of model intervention,
implementation, and sustainment
strategies.
(iii) The extent to which the methods
of evaluation are thorough, feasible, and
appropriate to the goals, activities, and
outcomes of the proposed model.
(iv) The extent to which the
evaluation will provide guidance about
effective strategies suitable for
replication or testing in other settings.
asabaliauskas on DSK3SPTVN1PROD with NOTICES
Note: Under the ‘‘Quality of the Project
Evaluation’’ criterion, the reviewers are
looking for: (a) A clear description of each of
the proposed measures (it is recommended
that the applicant attach the actual measures
proposed; a description of the actual or
proposed measures; or an example of a
measure that closely approximates the
proposed measure in an appendix); and (b)
a clear indication of when these measures
will be applied and how they will be
analyzed and used for formative evaluation
purposes (i.e., for making improvements to
the model during the grant period) and for
summative evaluation purposes (i.e., for
determining the effectiveness and
acceptability of the processes and outcomes
attributable to the model).
2. Review and Selection Process: We
remind potential applicants that in
reviewing applications in any
discretionary grant competition, the
Secretary may consider, under 34 CFR
75.217(d)(3), the past performance of the
applicant in carrying out a previous
award, such as the applicant’s use of
funds, achievement of project
objectives, and compliance with grant
conditions. The Secretary may also
consider whether the applicant failed to
submit a timely performance report or
submitted a report of unacceptable
quality.
In addition, in making a competitive
grant award, the Secretary requires
various assurances, including those
applicable to Federal civil rights laws
that prohibit discrimination in programs
or activities receiving Federal financial
assistance from the Department of
Education (34 CFR 100.4, 104.5, 106.4,
108.8, and 110.23).
3. Additional Review and Selection
Process Factors: In the past, the
Department has had difficulty finding
peer reviewers for certain competitions
because so many individuals who are
VerDate Sep<11>2014
19:15 May 18, 2017
Jkt 241001
eligible to serve as peer reviewers have
conflicts of interest. The standing panel
requirements under section 682(b) of
IDEA also have placed additional
constraints on the availability of
reviewers. Therefore, the Department
has determined that for some
discretionary grant competitions,
applications may be separated into two
or more groups and ranked and selected
for funding within specific groups. This
procedure will make it easier for the
Department to find peer reviewers by
ensuring that greater numbers of
individuals who are eligible to serve as
reviewers for any particular group of
applicants will not have conflicts of
interest. It also will increase the quality,
independence, and fairness of the
review process, while permitting panel
members to review applications under
discretionary grant competitions for
which they also have submitted
applications.
4. Risk Assessment and Special
Conditions: Consistent with 2 CFR
200.205, before awarding grants under
this competition the Department
conducts a review of the risks posed by
applicants. Under 2 CFR 3474.10, the
Secretary may impose special
conditions and, in appropriate
circumstances, high risk conditions on a
grant if the applicant or grantee is not
financially stable; has a history of
unsatisfactory performance; has a
financial or other management system
that does not meet the standards in 2
CFR part 200, subpart D; has not
fulfilled the conditions of a prior grant;
or is otherwise not responsible.
5. Integrity and Performance System:
If you are selected under this
competition to receive an award that
over the course of the project period
may exceed the simplified acquisition
threshold (currently $150,000), under 2
CFR 200.205(a)(2), we must make a
judgment about your integrity, business
ethics, and record of performance under
Federal awards—that is, the risk posed
by you as an applicant—before we make
an award. In doing so, we must consider
any information about you that is in the
integrity and performance system
(currently referred to as the Federal
Awardee Performance and Integrity
Information System (FAPIIS)),
accessible through SAM. You may
review and comment on any
information about yourself that a
Federal agency previously entered and
that is currently in FAPIIS.
Please note that, if the total value of
your currently active grants, cooperative
agreements, and procurement contracts
from the Federal Government exceeds
$10,000,000, the reporting requirements
in 2 CFR part 200, Appendix XII,
PO 00000
Frm 00031
Fmt 4703
Sfmt 4703
22983
require you to report certain integrity
information to FAPIIS semiannually.
Please review the requirements in 2 CFR
part 200, Appendix XII, if this grant
plus all the other Federal funds you
receive exceed $10,000,000.
VI. Award Administration Information
1. Award Notices: If your application
is successful, we notify your U.S.
Representative and U.S. Senators and
send you a Grant Award Notification
(GAN); or we may send you an email
containing a link to access an electronic
version of your GAN. We may notify
you informally, also.
If your application is not evaluated or
not selected for funding, we notify you.
2. Administrative and National Policy
Requirements: We identify
administrative and national policy
requirements in the application package
and reference these and other
requirements in the Applicable
Regulations section of this notice.
We reference the regulations outlining
the terms and conditions of an award in
the Applicable Regulations section of
this notice and include these and other
specific conditions in the GAN. The
GAN also incorporates your approved
application as part of your binding
commitments under the grant.
3. Reporting: (a) If you apply for a
grant under this competition, you must
ensure that you have in place the
necessary processes and systems to
comply with the reporting requirements
in 2 CFR part 170 should you receive
funding under the competition. This
does not apply if you have an exception
under 2 CFR 170.110(b).
(b) At the end of your project period,
you must submit a final performance
report, including financial information,
as directed by the Secretary. If you
receive a multiyear award, you must
submit an annual performance report
that provides the most current
performance and financial expenditure
information as directed by the Secretary
under 34 CFR 75.118. The Secretary
may also require more frequent
performance reports under 34 CFR
75.720(c). For specific requirements on
reporting, please go to www.ed.gov/
fund/grant/apply/appforms/
appforms.html.
4. Performance Measures: Under the
Government Performance and Results
Act of 1993 (GPRA), the Department has
established a set of performance
measures, including long-term
measures, that are designed to yield
information on various aspects of the
effectiveness and quality of the
Technical Assistance and Dissemination
to Improve Services and Results for
Children With Disabilities program. We
E:\FR\FM\19MYN1.SGM
19MYN1
22984
Federal Register / Vol. 82, No. 96 / Friday, May 19, 2017 / Notices
asabaliauskas on DSK3SPTVN1PROD with NOTICES
will use these measures to evaluate the
extent to which projects provide highquality products and services, the
relevance of project products and
services to educational and early
intervention policy and practice, and
the use of products and services to
improve educational and early
intervention policy and practice.
Projects funded under this
competition are required to submit data
on these measures as directed by OSEP.
Grantees will be required to report
information on their project’s
performance in annual and final
performance reports to the Department
(34 CFR 75.590).
5. Continuation Awards: In making a
continuation award under 34 CFR
75.253, the Secretary considers, among
other things: Whether a grantee has
made substantial progress in achieving
the goals and objectives of the project;
whether the grantee has expended funds
in a manner that is consistent with its
approved application and budget; and,
if the Secretary has established
performance measurement
requirements, the performance targets in
the grantee’s approved application.
In making a continuation award, the
Secretary also considers whether the
grantee is operating in compliance with
the assurances in its approved
application, including those applicable
to Federal civil rights laws that prohibit
discrimination in programs or activities
receiving Federal financial assistance
from the Department (34 CFR 100.4,
104.5, 106.4, 108.8, and 110.23).
VII. Other Information
Accessible Format: Individuals with
disabilities can obtain this document
and a copy of the application package in
an accessible format (e.g., braille, large
print, audiotape, or compact disc) by
contacting the Management Support
Services Team, U.S. Department of
Education, 400 Maryland Avenue SW.,
Room 5113, Potomac Center Plaza,
Washington, DC 20202–2500.
Telephone: (202) 245–7363. If you use a
TDD or a TTY, call the FRS, toll free, at
1–800–877–8339.
Electronic Access to This Document:
The official version of this document is
the document published in the Federal
Register. Free internet access to the
official edition of the Federal Register
and the Code of Federal Regulations is
available via the Federal Digital System
at: www.gpo.gov/fdsys. At this site you
can view this document, as well as all
other documents of this Department
published in the Federal Register, in
text or PDF. To use PDF you must have
Adobe Acrobat Reader, which is
available free at the site.
VerDate Sep<11>2014
19:15 May 18, 2017
Jkt 241001
You may also access documents of the
Department published in the Federal
Register by using the article search
feature at: www.federalregister.gov.
Specifically, through the advanced
search feature at this site, you can limit
your search to documents published by
the Department.
Dated: May 16, 2017.
Ruth E. Ryder,
Deputy Director, Office of Special Education
Programs, delegated the duties of the
Assistant Secretary for Special Education and
Rehabilitative Services.
[FR Doc. 2017–10249 Filed 5–18–17; 8:45 am]
BILLING CODE 4000–01–P
DEPARTMENT OF EDUCATION
[Docket No.: ED–2017–ICCD–0029]
Agency Information Collection
Activities; Submission to the Office of
Management and Budget for Review
and Approval; Comment Request;
Veterans Upward Bound (VUB)
Program Annual Performance Report
Office of Postsecondary
Education (OPE), Department of
Education (ED).
ACTION: Notice.
AGENCY:
In accordance with the
Paperwork Reduction Act of 1995, ED is
proposing an extension of an existing
information collection.
DATES: Interested persons are invited to
submit comments on or before June 19,
2017.
ADDRESSES: To access and review all the
documents related to the information
collection listed in this notice, please
use https://www.regulations.gov by
searching the Docket ID number ED–
2017–ICCD–0029. Comments submitted
in response to this notice should be
submitted electronically through the
Federal eRulemaking Portal at https://
www.regulations.gov by selecting the
Docket ID number or via postal mail,
commercial delivery, or hand delivery.
Please note that comments submitted by
fax or email and those submitted after
the comment period will not be
accepted. Written requests for
information or comments submitted by
postal mail or delivery should be
addressed to the Director of the
Information Collection Clearance
Division, U.S. Department of Education,
400 Maryland Avenue SW., LBJ, Room
224–84, Washington, DC 20202–4537.
FOR FURTHER INFORMATION CONTACT: For
specific questions related to collection
activities, please contact Kenneth
Foushee, 202–453–7417.
SUMMARY:
PO 00000
Frm 00032
Fmt 4703
Sfmt 4703
The
Department of Education (ED), in
accordance with the Paperwork
Reduction Act of 1995 (PRA) (44 U.S.C.
3506(c)(2)(A)), provides the general
public and Federal agencies with an
opportunity to comment on proposed,
revised, and continuing collections of
information. This helps the Department
assess the impact of its information
collection requirements and minimize
the public’s reporting burden. It also
helps the public understand the
Department’s information collection
requirements and provide the requested
data in the desired format. ED is
soliciting comments on the proposed
information collection request (ICR) that
is described below. The Department of
Education is especially interested in
public comment addressing the
following issues: (1) Is this collection
necessary to the proper functions of the
Department; (2) will this information be
processed and used in a timely manner;
(3) is the estimate of burden accurate;
(4) how might the Department enhance
the quality, utility, and clarity of the
information to be collected; and (5) how
might the Department minimize the
burden of this collection on the
respondents, including through the use
of information technology. Please note
that written comments received in
response to this notice will be
considered public records.
Title of Collection: Veterans Upward
Bound (VUB) Program Annual
Performance Report.
OMB Control Number: 1840–0832.
Type of Review: An extension of an
existing information collection.
Respondents/Affected Public: State,
Local, and Tribal Governments; Private
Sector.
Total Estimated Number of Annual
Responses: 49.
Total Estimated Number of Annual
Burden Hours: 833.
Abstract: The purpose of the Veterans
Upward Bound (VUB) Program is to
prepare, motivate, and assist military
veterans in the development of
academic and other skills necessary for
acceptance into and success in a
program of postsecondary education.
Authority for this program is contained
in Title IV, Part A, Subpart 2, Chapter
1, Section 402C of the Higher Education
Act of 1965, as amended by the Higher
Education Opportunity Act of 2008.
Eligible applicants include institutions
of higher education, public or private
agencies or organizations, including
community-based organizations with
experience in serving disadvantaged
youth, secondary schools, and
combinations of institutions, agencies,
organizations, and secondary schools.
SUPPLEMENTARY INFORMATION:
E:\FR\FM\19MYN1.SGM
19MYN1
Agencies
[Federal Register Volume 82, Number 96 (Friday, May 19, 2017)]
[Notices]
[Pages 22975-22984]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2017-10249]
-----------------------------------------------------------------------
DEPARTMENT OF EDUCATION
Applications for New Awards; Technical Assistance and
Dissemination To Improve Services and Results for Children With
Disabilities--Model Demonstration Projects To Improve Algebraic
Reasoning for Students With Disabilities in Middle and High School
AGENCY: Office of Special Education and Rehabilitative Services,
Department of Education.
ACTION: Notice.
-----------------------------------------------------------------------
SUMMARY: The Department of Education is issuing a notice inviting
applications for a new award for fiscal year (FY) 2017 for Technical
Assistance and Dissemination to Improve Services and Results for
Children with Disabilities--Model Demonstration Projects to Improve
Algebraic Reasoning for Students with Disabilities in Middle and High
School.
Catalog of Federal Domestic Assistance (CFDA) number 84.326M.[fnp]
DATES:
Applications Available: May 19, 2017.
Deadline for Transmittal of Applications: July 3, 2017.
Deadline for Intergovernmental Review: September 1, 2017.
FOR FURTHER INFORMATION CONTACT: Paula Maccini, U.S. Department of
Education, 400 Maryland Avenue SW., Room 5142, Potomac Center Plaza,
Washington, DC 20202-5108. Telephone: (202) 245-8012.
If you use a telecommunications device for the deaf (TDD) or a text
telephone (TTY), call the Federal Relay Service (FRS), toll free, at 1-
800-877-8339.
SUPPLEMENTARY INFORMATION:
Full Text of Announcement
I. Funding Opportunity Description
Purpose of Program: The purpose of the Technical Assistance and
Dissemination to Improve Services and Results for Children with
Disabilities program is to promote academic achievement and to improve
results for children with disabilities by providing technical
assistance (TA), supporting model demonstration projects, disseminating
useful information, and implementing activities that are supported by
scientifically based research.
Priorities: This competition has one absolute priority. In
accordance with 34 CFR 75.105(b)(2)(v), the absolute priority is from
allowable activities specified in the statute or otherwise authorized
in the statute (see sections 663 and 681(d) of the Individuals with
Disabilities Education Act (IDEA), 20 U.S.C. 1463, 1481(d)).
Absolute Priority: For FY 2017 and any subsequent year in which we
make awards from the list of unfunded applications from this
competition, this priority is an absolute priority. Under 34 CFR
75.105(c)(3), we consider only applications that meet this priority.
This priority is:
Model Demonstration Projects To Improve Algebraic Reasoning for
Students With Disabilities in Middle and High School.
Background
Model demonstrations to improve early intervention, educational, or
transitional results for students with disabilities have been
authorized under the Individuals with Disabilities Education Act (IDEA)
since the mid-1970s. For the purposes of this priority, a model is a
set of existing interventions supported by evidence and implementation
strategies (i.e., core model components) that research suggests will
improve child, teacher, or system outcomes when implemented with
fidelity (Hughes, Powell, Lembke, & Riley-Tillman, 2016). Model
demonstrations involve investigating the degree to which a model can be
implemented, and sustained in typical settings, by staff employed in
those settings, while achieving outcomes similar to those attained
under research conditions.
The purpose of this priority is to fund three cooperative
agreements to establish and operate model demonstration projects that
will assess how models can: (a) improve algebraic reasoning for
students with disabilities in middle and high schools; and (b) be
implemented and sustained by educators in general and special education
settings. These proposed models will be the first to focus on
mathematics for adolescents with disabilities, a critical area of need.
Algebraic reasoning (as defined in this notice) is a critical
component of success in mathematics and is applied to topics within
number operations, number systems, measurement and data, geometry,
rational numbers, ratios and proportional relationships, expressions
and equations, and functions (Van De Walle, Karp, & Bay-Williams,
2013). Algebra is a gateway to advanced coursework, graduation, and
future earnings (National Mathematics Advisory Panel (NMAP), 2008);
therefore, it is imperative to address the achievement gap in
mathematics that exists between students with disabilities (SWD) and
students without disabilities.
The most recent National Assessment of Educational Progress report
(NAEP; 2015) indicates that more than 70 percent of 8th grade SWD,
excluding those with a 504 plan, performed below the basic level on the
mathematics assessment compared to 24 percent of students without
disabilities (U.S. Department of Education, 2015). For 12th graders,
the disparity is greater, as 81 percent of SWD scored below basic level
on the math assessment compared with 34 percent of students without
disabilities (U.S. Department of Education, 2015).
The average algebra scaled score for 8th graders with disabilities
was 247 in a range of 0-500 points, compared to 293 for 8th graders
without disabilities. For 12th graders with disabilities, the average
scaled score was 117 in a range of 0-300 points, compared to 157 for
12th graders without disabilities. The discrepancies in algebra scores
between SWD and those without disabilities in both 8th and 12th grade
are statistically significant (NAEP; 2015).
There is a need to focus on meeting the specific needs of SWD in
algebra (Witzel, 2016; Hughes, Witzel, Riccomini, Fries, & Kanyongo,
2014). Certain learner characteristics of SWD may impede their
performance in algebra (Allsopp, van Igen, Simsek, & Haley, 2016).
Difficulties SWD experience in algebra include understanding algebraic
representations,
[[Page 22976]]
which may be due to difficulties with cognitive processing; recalling
multi-step procedures because of memory difficulties; and problem
solving strategies due to metacognitive difficulties. These
difficulties may cumulatively affect students in algebra and their
subsequent performance in mathematics (Allsopp et al., 2016).
Students with mathematical learning disabilities (MLD) \1\ comprise
about seven percent of school-age learners (Geary, 2011). Students with
MLD may exhibit difficulties with language-based tasks and struggle to
conceptualize abstract algebraic concepts and solve problems involving
algebraic reasoning. To address these difficulties, and to ensure that
students with MLD receive appropriate services and supports as
guaranteed in IDEA, educators must be trained in using practices
supported by evidence in teaching mathematics and algebraic reasoning.
This competition aims to fund model demonstration projects that will
investigate ways to train educators to successfully implement these
practices. These three proposed model demonstration projects must be
based on current research and make use of practices supported by
evidence.\2\
---------------------------------------------------------------------------
\1\ Participants must have math goals on their Individualized
Education Programs (IEPs) and can be classified under any of the
IDEA disability categories.
\2\ The What Works Clearinghouse (WWC) identifies a number of
practices supported by evidence in the following two practice
guides: Assisting Students Struggling with Mathematics: Response to
Intervention (RtI) for Elementary and Middle Schools (Gersten et
al., 2009); and Teaching Strategies for Improving Algebra Knowledge
in Middle and High School (Star et al., 2015). Each practice guide
was developed by a panel of researchers and practitioners with
expertise in various dimensions of math and special education. We
mention the guides for information only; use of the practices
contained in them is permitted, but not required, in this
competition.
---------------------------------------------------------------------------
Priority
The purpose of this priority is to fund three cooperative
agreements to establish and operate model demonstration projects that
will assess how models can: (a) Improve algebraic reasoning for SWD in
middle and high schools and (b) be implemented and sustained by
educators in general and special education settings. Applicants must
propose models that meet the following requirements:
(a) The model's core intervention components (e.g., services,
assessments, processes, data collection instruments) must include:
(1) A framework that includes, at a minimum, universal screening,
progress monitoring, and core instructional practices supported by
evidence and based on current research;
(2) Core instructional practices for improving algebraic reasoning
supported by evidence and based on current research that meet the needs
of students with disabilities in middle and high school;
(3) Standardized measures of students' algebraic reasoning,
individual instructor (e.g., teacher, paraprofessional, specialist),
and system-level outcomes, when appropriate;
(4) Procedures to refine the model based on the ongoing assessment
of students' performance on algebraic reasoning; and
(5) Measures of the model's social validity, i.e., measures of
educators', parents', and students' \3\ satisfaction with the model
components, processes, and outcomes.
---------------------------------------------------------------------------
\3\ Applicants must ensure the confidentiality of individual
data, consistent with the requirements of section 444 of the General
Education Provisions Act (20 U.S.C. 1232g), commonly known as the
``Family Educational Rights and Privacy Act'' (FERPA), and State
laws or regulations concerning the confidentiality of individual
records. Final FERPA regulatory changes became effective January 3,
2012, and include requirements for data sharing. Applicants are
encouraged to review the final FERPA regulations published on
December 2, 2011 (76 FR 75604). Questions can be sent to the Family
Policy Compliance Office (www.ed.gov/fpco) at (202) 260-3887 or
FERPA@ed.gov.
---------------------------------------------------------------------------
(b) The model's core implementation components must include:
(1) Criteria and strategies for selecting \4\ and recruiting sites,
including approaches to introducing the model to, and promoting the
model among, site participants,\5\ with consideration given to the
following criteria:
---------------------------------------------------------------------------
\4\ For factors to consider when selecting model demonstration
sites, the applicant should refer to Assessing Sites for Model
Demonstration: Lessons Learned for OSEP Grantees at https://mdcc.sri.com/documents/MDCC_Site_Assessment_Brief_09-30-11.pdf. The
document also contains a site assessment tool.
\5\ For factors to consider while preparing for model
demonstration implementation, the applicant should refer to
Preparing for Model Demonstration Implementation at https://mdcc.sri.com/documents/MDCC_PreparationStage_Brief_Apr2013.pdf.
---------------------------------------------------------------------------
(i) Each project must include at least three middle or at least
three high schools.
(ii) In each of the schools, all of the identified SWD in middle
and high school participating in the model demonstration projects must
have math goals on their Individualized Education Programs (IEPs) and
can be classified under any of the IDEA disability categories.
(2) A lag site implementation design, which allows for model
development and refinement at the first site in year one of the project
period, with sites two and three implementing a revised model based on
data from the first site beginning in year two;
(3) A professional development component that includes a coaching
strategy supported by evidence to enable staff (e.g., teacher,
paraprofessional, specialist) to implement the interventions with
fidelity; and
(4) Measures of the results of the professional development (e.g.,
improvements in teachers'/service providers' instructional delivery and
knowledge) required by paragraph (b)(3) of this section, including
measures of the fidelity of implementation.
(c) The core strategies for sustaining the model must include:
(1) Documentation that permits current and future practitioners to
replicate and tailor the model at other sites; \6\ and
---------------------------------------------------------------------------
\6\ For a guide on documenting model demonstration sustainment
and replication, the applicant should refer to Planning for
Replication and Dissemination From the Start: Guidelines for Model
Demonstration Projects at https://mdcc.sri.com/documents/MDCC_ReplicationBrief_SEP2013.pdf.
---------------------------------------------------------------------------
(2) A dissemination plan that includes strategies and measurable
goals for the grantee to disseminate or sustain the model, such as
developing easily accessible training materials or coordinating with TA
providers who might serve as future trainers.
To be considered for funding under this absolute priority,
applicants must meet the application requirements contained in this
priority. Each project funded under this absolute priority also must
meet the programmatic and administrative requirements specified in the
priority.
Application Requirements
An applicant must include in its application--
(a) A detailed review of the literature indicating that the
proposed model is supported by evidence meeting at least the conditions
set out in the definition of strong theory (as defined in this notice)
and that supports the promise of the proposed model, its components,
and processes to improve algebraic reasoning for SWD in middle and high
school;
(b) A logic model that depicts, at a minimum, the goals,
activities, outputs, and outcomes of the proposed model demonstration
project. A logic model used in connection with this priority
communicates how a project will achieve its outcomes and provides a
framework for both the formative and summative evaluations of the
project;
[[Page 22977]]
(c) Include, in Appendix A, a logic model, a conceptual framework
for the project, and person-loading charts and timelines, as
applicable, to illustrate the management plan described in the
narrative.
Note: The following Web sites provide examples for constructing
logic models: www.osepideasthatwork.org/resources-grantees/program-areas/ta-ta/tad-project-logic-model-and-conceptual-framework and
www.osepideasthatwork.org/logicModel.
(d) A description of the activities and measures to be incorporated
into the proposed model demonstration project to improve algebraic
reasoning for SWD, including a timeline of how and when the components
are introduced within the model. A detailed and complete description
must include the following:
(1) All the intervention components, including, at a minimum, those
components listed in paragraph (a) under the heading Priority.
(2) The existing and proposed child, teacher, and system outcome
measures and social validity measures. The measures should be described
as completely as possible, referenced as appropriate, and included,
when available, in Appendix A.
(3) All the implementation components, including, at a minimum,
those listed in paragraph (b) under the heading Priority. The existing
or proposed implementation fidelity measures, including those measuring
the fidelity of the professional development strategy, should be
described as completely as possible, referenced as appropriate, and
included, when available, in Appendix A. In addition, this description
should include:
(i) Demographics, including, at a minimum, ethnicity, gender, grade
level, and age for all SWD at all implementation sites that have been
identified and successfully recruited for the purposes of this
application using the selection and recruitment strategies described in
paragraph (b)(1) under the heading Priority;
(ii) Whether the implementation sites are high-need,\7\ high-
poverty,\8\ low-performing,\9\ rural, urban, or suburban local
education agencies (LEAs) or schools; and
---------------------------------------------------------------------------
\7\ For the purposes of this priority, the term ``high-need
school'' refers to a public elementary or secondary school that is a
``high-poverty'' or ``low-performing'' school as defined in
footnotes 8 and 9, respectively.
\8\ For the purposes of this priority, the term ``high-poverty
school'' means a school that is in the highest two quartiles of
schools served by a local educational agency, based on the
percentage of enrolled students from low-income families as defined
in section 1113(a)(5) of the Elementary and Secondary Education Act
of 1965, as amended (ESEA).
\9\ For the purpose of this priority, the term ``low-performing
school'' means a school receiving assistance through Title I of the
ESEA that, at the time of submission of an application under this
competition, is (1) identified as a school in need of corrective
action or restructuring under section 1116 of the ESEA, as amended
by the No Child Left Behind Act of 2001 (NCLB); or (2) identified as
a priority or focus school in a State that implemented ESEA
flexibility. The inclusion of these schools as ``low-performing
schools'' reflects the fact that the 2016-2017 school year is a year
of transition between requirements of the ESEA as amended by NCLB
and the ESEA as amended by the Every Student Succeeds Act.
Note: Applicants are encouraged to identify, to the extent
possible, the sites willing to participate in the applicant's model
demonstration. Final site selection will be determined in
consultation with the Office of Special Education Programs (OSEP)
project officer following the kick-off meeting described in
---------------------------------------------------------------------------
paragraph (e)(1) of these application requirements.
(iii) The lag design for implementation consistent with the
requirements in paragraph (b)(2) under the heading Priority.
(4) All the strategies to promote sustaining and replicating the
model, including, at a minimum, those listed in paragraph (c) under the
heading Priority.
(e) A description of the evaluation activities and measures to be
incorporated into the proposed model demonstration project. A detailed
and complete description must include:
(1) A formative evaluation plan, consistent with the project's
logic model, that includes evaluation questions, source(s) of data, a
timeline for data collection, and analysis plans. The plan must show
how the outcome (e.g., child measures, social validity) and
implementation data (e.g., fidelity) will be used separately or in
combination to improve the project during the performance period. The
plan also must outline how these data will be reviewed by project
staff, when they will be reviewed, and how they will be used during the
course of the project to adjust the model or its implementation to
increase the model's usefulness, generalizability, and potential for
sustainability; and
(2) A summative evaluation plan, including a timeline, to collect
and analyze data on changes to child, teacher, and systems outcome
measures over time or relative to comparison groups that can be
reasonably attributable to project activities. The plan must show how
the child or system outcome and implementation data collected by the
project will be used separately or in combination to demonstrate the
promise of the model.
(f) A budget for attendance at the following:
(1) A one and one half-day kick-off meeting to be held in
Washington, DC, after receipt of the award;
(2) A three-day Project Directors' Conference in Washington, DC,
occurring each year during the project performance period; and
(3) Four travel days spread across years two through four of the
project period to attend planning meetings, Department briefings,
Department-sponsored conferences, and other meetings, as requested by
OSEP, to be held in Washington, DC, with the OSEP project officer.
Other Project Activities
To meet the requirements of this priority, each project, at a
minimum, must:
(a) Communicate and collaborate on an ongoing basis with other
relevant Department-funded projects, including, at minimum, OSEP-funded
TA centers (see www.osepideasthatwork.org/find-center-or-grant/find-a-center) that might disseminate information on the model or support the
scale-up efforts of a promising model;
(b) Maintain ongoing telephone and email communication with the
OSEP project officer and the other model demonstration projects funded
under this priority; and
(c) If the project maintains a Web site, include relevant
information about the model, the intervention, and the demonstration
activities that meets government- or industry-recognized standards for
accessibility.
Competitive Preference Priority
Within this absolute priority, we give competitive preference to
applications that address the following priority. Under 34 CFR
75.105(c)(2)(i), we award an additional two points to an application
that meets this priority.
The priority is:
Evidence of Promise Supporting the Proposed Model (Two Points).
Projects that are supported by evidence that meets the conditions
set out in the definition of ``evidence of promise'' (as defined in
this notice). The proposed project must include:
A literature review, as required under paragraph (a) under the
heading Application Requirements, that includes research that meets at
least the evidence of promise standard supporting the promise of the
proposed model, its components, and processes to improve algebraic
reasoning in middle and high schools.
Note: An applicant addressing this competitive preference
priority must identify up to two study citations that meet this
standard and clearly mark them in the reference list of the
proposal.
[[Page 22978]]
References
Allsopp, D.H., van Ingen, S., Simsek, O., & Haley, K.C. (2016).
Building to algebra: Big ideas, barriers, and effective practices.
In B.S. Witzel (Ed.), Bridging the gap between arithmetic & algebra
(pp.21-50). Arlington, VA: Council for Exceptional Children.
Geary, D.C. (2011). Consequences, characteristics, and causes of
mathematical learning disabilities and persistent low achievement in
mathematics. Journal of Developmental and Behavioral Pediatrics,
32(3), 250-263.
Gersten, R., Beckmann, S., Clarke, B., Foegen, A., Marsh, L., Star,
J.R., & Witzel, B. (2009). Assisting students struggling with
mathematics: Response to intervention (RtI) for elementary and
middle schools (NCEE 2009-4060). Washington, DC: National Center for
Education Evaluation and Regional Assistance, Institute of Education
Sciences, U.S. Department of Education. Retrieved from https://ies.ed.gov/ncee/wwc/publications/practiceguide/.
Hughes, E.M., Powell, S.R., Lembke, E.S., & Riley-Tillman, T.C.
(2016). Taking the guesswork out of locating evidence-based
mathematics practices for diverse learners. Learning Disabilities
Research & Practice, 31(3), 130-141.
Hughes, E.M., Witzel, B.S., Riccomini, P.J., Fries, K.M., &
Kanyongo, G.Y. (2014). A meta-analysis of algebra interventions for
learners with disabilities and struggling learning. The Journal of
the International Association of Special Education, 15(1), 36-47.
Individuals with Disabilities Education Improvement Act of 2004,
Public Law 108-446. (2004). 20 U.S.C. 1400 et seq.
National Mathematics Advisory Panel (NMAP). (2008). Foundations for
success: The final report of the national advisory panel.
Washington, DC: U.S. Department of Education.
Organization for Economic Cooperation and Development (OECD).
(2013). PISA 2012 Assessment and Analytical Framework: Mathematics,
Reading, Science, Problem Solving and Financial Literacy. Paris:
OECD Publishing.
Star, J.R., Caronongan, P., Foegen, A., Furgeson, J., Keating, B.,
Larson, M.R., & Zbiek, R.M. (2015). Teaching strategies for
improving algebra knowledge in middle and high school students (NCEE
2014-4333). Washington, DC: National Center for Education Evaluation
and Regional Assistance (NCEE), Institute of Education Sciences,
U.S. Department of Education. Retrieved from the NCEE Web site:
https://whatworks.ed.gov.
U.S. Department of Education, Institute of Education Sciences,
National Center for Education Statistics. (2015). National
Assessment of Educational Progress Reading and Mathematics
Assessments (NAEP), 2015, 2013, Mathematics Assessments. Accessed
through the NAEP Data Explorer at https://nces.ed.gov/nationsreportcard/naepdata/.
Van De Walle, J.A., Karp, K.S., & Bay-Williams, J.M. (2013).
Elementary and middle school mathematics: Teaching developmentally.
Boston, MA: Pearson.
Witzel, B. (2016). Students with math difficulties and the
arithmetic to algebra gap. In B.S. Witzel (Ed.), Bridging the gap
between arithmetic & algebra (pp.7-20). Arlington, VA: Council for
Exceptional Children.
Definitions
The following definitions apply to the priority:
Algebraic reasoning means ``forming generalizations from
experiences with number and computation, formalizing these ideas
with the use of a meaningful symbol system, and exploring the
concepts of pattern and function'' (Van De Walle, Karp, & Bay-
Williams, 2013, p. 258).
The definitions of the following terms are from 34 CFR 77.1:
``evidence of promise,'' ``logic model,'' ``quasi-experimental
design study,'' ``randomized controlled trial'', ``relevant
outcome,'' ``strong theory,'' and ``What Works Clearinghouse
evidence standards.''
Evidence of promise means there is empirical research to support
the theoretical linkage(s) between at least one critical component
and at least one relevant outcome presented in the logic model for
the proposed process, product, strategy, or practice. Specifically,
evidence of promise means the conditions in both paragraphs (i) and
(ii) of this definition are met:
(i) There is at least one study that is a--
(A) Correlational study with statistical controls for selection
bias;
(B) Quasi-experimental design study that meets the What Works
Clearinghouse Evidence Standards with reservations; or
(C) Randomized controlled trial that meets the What Works
Clearinghouse Evidence Standards with or without reservations.
(ii) The study referenced in paragraph (i) of this definition
found a statistically significant or substantively important
(defined as a difference of 0.25 standard deviations or larger)
favorable association between at least one critical component and
one relevant outcome presented in the logic model for the proposed
process, product, strategy, or practice.
Logic model (also referred to as theory of action) means a well-
specified conceptual framework that identifies key components of the
proposed process, product, strategy, or practice (i.e., the active
``ingredients'' that are hypothesized to be critical to achieving
the relevant outcomes) and describes the relationships among the key
components and outcomes, theoretically and operationally.
Mathematical literacy refers to, ``an individual's capacity to
formulate, employ, and interpret mathematics in a variety of
contexts. It includes reasoning mathematically and using
mathematical concepts, procedures, facts and tools to describe,
explain and predict phenomena. It assists individuals to recognize
the role that mathematics plays in the world and to make the well-
founded judgments and decisions needed by constructive, engaged and
reflective citizens'' (Organization for Economic Cooperation and
Development, 2013, p. 25).
Quasi-experimental design study means a study using a design
that attempts to approximate an experimental design by identifying a
comparison group that is similar to the treatment group in important
respects. These studies, depending on design and implementation, can
meet What Works Clearinghouse Evidence Standards with reservations
(but not What Works Clearinghouse Evidence Standards without
reservations).
Randomized controlled trial means a study that employs random
assignment of, for example, students, teachers, classrooms, schools,
or districts to receive the intervention being evaluated (the
treatment group) or not to receive the intervention (the control
group). The estimated effectiveness of the intervention is the
difference between the average outcomes for the treatment group and
for the control group. These studies, depending on design and
implementation, can meet What Works Clearinghouse Evidence Standards
without reservations.
Relevant outcome means the student outcome(s) (or the ultimate
outcome if not related to students) the proposed process, product,
strategy, or practice is designed to improve; consistent with the
specific goals of a program.
Strong theory means a rationale for the proposed process,
product, strategy, or practice that includes a logic model.
What Works Clearinghouse Evidence Standards means the standards
set forth in the What Works Clearinghouse Procedures and Standards
Handbook (Version 3.0, March 2014), which can be found at the
following link: https://ies.ed.gov/ncee/wwc/DocumentSum.aspx?sid=19.
Waiver of Proposed Rulemaking: Under the Administrative Procedure
Act (APA) (5 U.S.C. 553) the Department generally offers interested
parties the opportunity to comment on proposed priorities and other
requirements. Section 681(d) of IDEA, however, makes the public comment
requirements of the APA inapplicable to the absolute priority and
related definitions in this notice.
Program Authority: 20 U.S.C. 1463 and 1481.
Applicable Regulations: (a) The Education Department General
Administrative Regulations (EDGAR) in 34 CFR parts 75, 77, 79, 81, 82,
84, 86, 97, 98, and 99. (b) The Office of Management and Budget
Guidelines to Agencies on Governmentwide Debarment and Suspension
(Nonprocurement) in 2 CFR part 180, as adopted and amended as
regulations of the Department in 2 CFR part 3485. (c) The Uniform
Administrative Requirements, Cost Principles, and Audit Requirements
for Federal Awards in 2 CFR part 200, as adopted and amended as
regulations of the Department in 2 CFR part 3474.
[[Page 22979]]
Note: The regulations in 34 CFR part 79 apply to all applicants
except federally recognized Indian Tribes.
Note: The regulations in 34 CFR part 86 apply to institutions
of higher education (IHEs) only.
II. Award Information
Type of Award: Cooperative agreements.
Estimated Available Funds: The Further Continuing and Security
Assistance Appropriations Act, 2017, would provide $54,345,000 for the
Technical Assistance and Dissemination To Improve Services and Results
for Children With Disabilities program for FY 2017, of which we intend
to use an estimated $1,200,000 for this competition (per year divided
between the three new projects). The actual level of funding, if any,
depends on final congressional action. However, we are inviting
applications to allow enough time to complete the grant process if
Congress appropriates funds for this program.
Contingent upon the availability of funds and the quality of
applications, we may make additional awards in FY 2018 from the list of
unfunded applications from this competition.
Estimated Range of Awards: $375,000 to $400,000 per year.
Estimated Average Size of Awards: $400,000 per year.
Maximum Award: We will reject any application that proposes a
budget exceeding $400,000 for a single budget period of 12 months.
Estimated Number of Awards: 3.
Note: The Department is not bound by any estimates in this
notice.
Project Period: Up to 48 months.
Evaluation Period: In August 2013, the Department amended the
Education Department General Administrative Regulations (EDGAR) to
authorize the awarding of an evaluation period after the end of the
approved project period. Under 34 CFR 75.250(b) the Secretary has the
authority to make data collection/analysis awards. By the terms of that
section, the awards can only go to current grantees, may only be used
for data collection, analysis and reporting and do not have to go
through a formal competitive process.
III. Eligibility Information
1. Eligible Applicants: State educational agencies (SEAs); LEAs,
including public charter schools that are considered LEAs under State
law; IHEs; other public agencies; private nonprofit organizations;
outlying areas; freely associated States; Indian Tribes or Tribal
organizations; and for-profit organizations.
2. Cost Sharing or Matching: This program does not require cost
sharing or matching.
3. Eligible Subgrantees: (a) Under 34 CFR 75.708(b) and (c) a
grantee may award subgrants--to directly carry out project activities
described in its application--to the following types of entities: IHEs
and private nonprofit organizations suitable to carry out the
activities proposed in the application.
(b) The grantee may award subgrants to entities it has identified
in an approved application.
4. Other General Requirements:
(a) Recipients of funding under this competition must make positive
efforts to employ and advance in employment qualified individuals with
disabilities (see section 606 of IDEA).
(b) Each applicant for, and recipient of, funding must, with
respect to the aspects of their proposed project relating to the
absolute priority, involve individuals with disabilities, or parents of
individuals with disabilities ages birth through 26, in planning,
implementing, and evaluating the project (see section 682(a)(1)(A) of
IDEA).
IV. Application and Submission Information
1. Address to Request Application Package: You can obtain an
application package via the internet or from the Education Publications
Center (ED Pubs). To obtain a copy via the internet, use the following
address: www.ed.gov/fund/grant/apply/grantapps/. To obtain a
copy from ED Pubs, write, fax, or call: ED Pubs, U.S. Department of
Education, P.O. Box 22207, Alexandria, VA 22304. Telephone, toll free:
1-877-433-7827. FAX: (703) 605-6794. If you use a TDD or a TTY, call,
toll free: 1-877-576-7734.
You can contact ED Pubs at its Web site, also: www.EDPubs.gov or at
its email address: edpubs@inet.ed.gov.
If you request an application package from ED Pubs, be sure to
identify this competition as follows: CFDA number 84.326M.
Individuals with disabilities can obtain a copy of the application
package in an accessible format (e.g., braille, large print, audiotape,
or compact disc) by contacting the person or team listed under
Accessible Format in section VII of this notice.
2. Content and Form of Application Submission: Requirements
concerning the content and form of an application, together with the
forms you must submit, are in the application package for this
competition.
Page Limit: The application narrative (Part III of the application)
is where you, the applicant, address the selection criteria that
reviewers use to evaluate your application. We recommend that you--(1)
limit Part III to no more than 50 pages, and (2) use the following
standards:
A ``page'' is 8.5'' x 11'', on one side only, with 1''
margins at the top, bottom, and both sides.
Double-space (no more than three lines per vertical inch)
all text in the application narrative, including titles, headings,
footnotes, quotations, reference citations, and captions, as well as
all text in charts, tables, figures, graphs, and screen shots.
Use a font that is 12 point or larger.
Use one of the following fonts: Times New Roman, Courier,
Courier New, or Arial.
The recommended page limit does not apply to Part I, the cover
sheet; Part II, the budget section, including the narrative budget
justification; Part IV, the assurances and certifications; or the
abstract (follow the guidance provided in the application package for
completing the abstract), the table of contents, the list of priority
requirements, the resumes, the reference list, the letters of support,
or the appendices. However, the recommended page limit does apply to
all of Part III, the application narrative, including all text in
charts, tables, figures, graphs, and screen shots.
3. Submission Dates and Times:
Applications Available: May 19, 2017.
Deadline for Transmittal of Applications: July 3, 2017.
Applications for grants under this competition must be submitted
electronically using the Grants.gov Apply site (Grants.gov). For
information (including dates and times) about how to submit your
application electronically, or in paper format by mail or hand delivery
if you qualify for an exception to the electronic submission
requirement, please refer to Other Submission Requirements in section
IV of this notice.
We do not consider an application that does not comply with the
deadline requirements.
Individuals with disabilities who need an accommodation or
auxiliary aid in connection with the application process should contact
the person listed under FOR FURTHER INFORMATION CONTACT. If the
Department provides an accommodation or auxiliary aid to an individual
with a disability in connection with the application process, the
individual's application remains subject to all other
[[Page 22980]]
requirements and limitations in this notice.
Deadline for Intergovernmental Review: September 1, 2017.
4. Intergovernmental Review: This competition is subject to
Executive Order 12372 and the regulations in 34 CFR part 79.
Information about Intergovernmental Review of Federal Programs under
Executive Order 12372 is in the application package for this
competition.
5. Funding Restrictions: We reference regulations outlining funding
restrictions in the Applicable Regulations section of this notice.
6. Data Universal Numbering System Number, Taxpayer Identification
Number, and System for Award Management: To do business with the
Department of Education, you must--
a. Have a Data Universal Numbering System (DUNS) number and a
Taxpayer Identification Number (TIN);
b. Register both your DUNS number and TIN with the System for Award
Management (SAM), the Government's primary registrant database;
c. Provide your DUNS number and TIN on your application; and
d. Maintain an active SAM registration with current information
while your application is under review by the Department and, if you
are awarded a grant, during the project period.
You can obtain a DUNS number from Dun and Bradstreet at the
following Web site: https://fedgov.dnb.com/webform. A DUNS number can be
created within one to two business days.
If you are a corporate entity, agency, institution, or
organization, you can obtain a TIN from the Internal Revenue Service.
If you are an individual, you can obtain a TIN from the Internal
Revenue Service or the Social Security Administration. If you need a
new TIN, please allow two to five weeks for your TIN to become active.
The SAM registration process can take approximately seven business
days, but may take upwards of several weeks, depending on the
completeness and accuracy of the data you enter into the SAM database.
Thus, if you think you might want to apply for Federal financial
assistance under a program administered by the Department, please allow
sufficient time to obtain and register your DUNS number and TIN. We
strongly recommend that you register early.
Note: Once your SAM registration is active, it may be 24 to 48
hours before you can access the information in, and submit an
application through, Grants.gov.
If you are currently registered with SAM, you may not need to make
any changes. However, please make certain that the TIN associated with
your DUNS number is correct. Also note that you will need to update
your registration annually. This may take three or more business days.
Information about SAM is available at www.SAM.gov. To further
assist you with obtaining and registering your DUNS number and TIN in
SAM or updating your existing SAM account, we have prepared a SAM.gov
Tip Sheet, which you can find at: www2.ed.gov/fund/grant/apply/sam-faqs.html.
In addition, if you are submitting your application via Grants.gov,
you must (1) be designated by your organization as an Authorized
Organization Representative (AOR); and (2) register yourself with
Grants.gov as an AOR. Details on these steps are outlined at the
following Grants.gov Web page: www.grants.gov/web/grants/register.html.
7. Other Submission Requirements: Applications for grants under
this competition must be submitted electronically unless you qualify
for an exception to this requirement in accordance with the
instructions in this section.
a. Electronic Submission of Applications.
Applications for grants under the Model Demonstration Projects to
Improve Algebraic Reasoning for Students with Disabilities in Middle
and High School competition, CFDA number 84.326M, must be submitted
electronically using the Governmentwide Grants.gov Apply site at
www.Grants.gov. Through this site, you will be able to download a copy
of the application package, complete it offline, and then upload and
submit your application. You may not email an electronic copy of a
grant application to us.
We will reject your application if you submit it in paper format
unless, as described elsewhere in this section, you qualify for one of
the exceptions to the electronic submission requirement and submit, no
later than two weeks before the application deadline date, a written
statement to the Department that you qualify for one of these
exceptions. Further information regarding calculation of the date that
is two weeks before the application deadline date is provided later in
this section under Exception to Electronic Submission Requirement.
You may access the electronic grant application for the Model
Demonstration Projects to Improve Algebraic Reasoning for Students with
Disabilities in Middle and High School competition at www.Grants.gov.
You must search for the downloadable application package for this
competition by the CFDA number. Do not include the CFDA number's alpha
suffix in your search (e.g., search for 84.326, not 84.326M).
Please note the following:
When you enter the Grants.gov site, you will find
information about submitting an application electronically through the
site, as well as the hours of operation.
Applications received by Grants.gov are date and time
stamped. Your application must be fully uploaded and submitted and must
be date and time stamped by the Grants.gov system no later than 4:30:00
p.m., Washington, DC time, on the application deadline date. Except as
otherwise noted in this section, we will not accept your application if
it is received--that is, date and time stamped by the Grants.gov
system--after 4:30:00 p.m., Washington, DC time, on the application
deadline date. We do not consider an application that does not comply
with the deadline requirements. When we retrieve your application from
Grants.gov, we will notify you if we are rejecting your application
because it was date and time stamped by the Grants.gov system after
4:30:00 p.m., Washington, DC time, on the application deadline date.
The amount of time it can take to upload an application
will vary depending on a variety of factors, including the size of the
application and the speed of your internet connection. Therefore, we
strongly recommend that you do not wait until the application deadline
date to begin the submission process through Grants.gov.
You should review and follow the Education Submission
Procedures for submitting an application through Grants.gov that are
included in the application package for this competition to ensure that
you submit your application in a timely manner to the Grants.gov
system. You can also find the Education Submission Procedures
pertaining to Grants.gov under News and Events on the Department's G5
system home page at www.G5.gov. In addition, for specific guidance and
procedures for submitting an application through Grants.gov, please
refer to the Grants.gov Web site at: www.grants.gov/web/grants/applicants/apply-for-grants.html.
You will not receive additional point value because you
submit your application in electronic format, nor will we penalize you
if you qualify for an exception to the electronic submission
requirement, as described elsewhere in this section, and submit your
application in paper format.
[[Page 22981]]
You must submit all documents electronically, including
all information you typically provide on the following forms: the
Application for Federal Assistance (SF 424), the Department of
Education Supplemental Information for SF 424, Budget Information--Non-
Construction Programs (ED 524), and all necessary assurances and
certifications.
You must upload any narrative sections and all other
attachments to your application as files in a read-only Portable
Document Format (PDF). Do not upload an interactive or fillable PDF
file. If you upload a file type other than a read-only PDF (e.g., Word,
Excel, WordPerfect, etc.) or submit a password-protected file, we will
not review that material. Please note that this could result in your
application not being considered for funding because the material in
question--for example, the application narrative--is critical to a
meaningful review of your proposal. For that reason it is important to
allow yourself adequate time to upload all material as PDF files. The
Department will not convert material from other formats to PDF.
Additional, detailed information on how to attach files is in the
application instructions.
After you electronically submit your application, you will
receive from Grants.gov an automatic notification of receipt that
contains a Grants.gov tracking number. This notification indicates
receipt by Grants.gov only, not receipt by the Department. Grants.gov
will also notify you automatically by email if your application met all
the Grants.gov validation requirements or if there were any errors
(such as submission of your application by someone other than a
registered Authorized Organization Representative, or inclusion of an
attachment with a file name that contains special characters). You will
be given an opportunity to correct any errors and resubmit, but you
must still meet the deadline for submission of applications.
Once your application is successfully validated by Grants.gov, the
Department will retrieve your application from Grants.gov and send you
an email with a unique PR/Award number for your application.
These emails do not mean that your application is without any
disqualifying errors. While your application may have been successfully
validated by Grants.gov, it must also meet the Department's application
requirements as specified in this notice and in the application
instructions. Disqualifying errors could include, for instance, failure
to upload attachments in a read-only PDF; failure to submit a required
part of the application; or failure to meet applicant eligibility
requirements. It is your responsibility to ensure that your submitted
application has met all of the Department's requirements.
We may request that you provide us original signatures on
forms at a later date.
Application Deadline Date Extension in Case of Technical Issues
with the Grants.gov System: If you are experiencing problems submitting
your application through Grants.gov, please contact the Grants.gov
Support Desk, toll free, at 1-800-518-4726. You must obtain a
Grants.gov Support Desk Case Number and must keep a record of it.
If you are prevented from electronically submitting your
application on the application deadline date because of technical
problems with the Grants.gov system, we will grant you an extension
until 4:30:00 p.m., Washington, DC time, the following business day to
enable you to transmit your application electronically or by hand
delivery. You also may mail your application by following the mailing
instructions described elsewhere in this notice.
If you submit an application after 4:30:00 p.m., Washington, DC
time, on the application deadline date, please contact the person
listed under FOR FURTHER INFORMATION CONTACT and provide an explanation
of the technical problem you experienced with Grants.gov, along with
the Grants.gov Support Desk Case Number. We will accept your
application if we can confirm that a technical problem occurred with
the Grants.gov system and that the problem affected your ability to
submit your application by 4:30:00 p.m., Washington, DC time, on the
application deadline date. We will contact you after we determine
whether your application will be accepted.
Note: The extensions to which we refer in this section apply
only to the unavailability of, or technical problems with, the
Grants.gov system. We will not grant you an extension if you failed
to fully register to submit your application to Grants.gov before
the application deadline date and time or if the technical problem
you experienced is unrelated to the Grants.gov system.
Exception to Electronic Submission Requirement: You qualify for an
exception to the electronic submission requirement, and may submit your
application in paper format, if you are unable to submit an application
through the Grants.gov system because--
You do not have access to the internet; or
You do not have the capacity to upload large documents to
the Grants.gov system;
and
No later than two weeks before the application deadline
date (14 calendar days or, if the fourteenth calendar day before the
application deadline date falls on a Federal holiday, the next business
day following the Federal holiday), you mail or fax a written statement
to the Department, explaining which of the two grounds for an exception
prevents you from using the internet to submit your application.
If you mail your written statement to the Department, it must be
postmarked no later than two weeks before the application deadline
date. If you fax your written statement to the Department, we must
receive the faxed statement no later than two weeks before the
application deadline date.
Address and mail or fax your statement to: Paula Maccini, U.S.
Department of Education, 400 Maryland Avenue SW., Room 5142, Potomac
Center Plaza, Washington, DC 20202-5108. FAX: (202) 245-7590.
Your paper application must be submitted in accordance with the
mail or hand-delivery instructions described in this notice.
b. Submission of Paper Applications by Mail.
If you qualify for an exception to the electronic submission
requirement, you may mail (through the U.S. Postal Service or a
commercial carrier) your application to the Department. You must mail
the original and two copies of your application, on or before the
application deadline date, to the Department at the following address:
U.S. Department of Education, Application Control Center, Attention:
(CFDA Number 84.326M), LBJ Basement Level 1, 400 Maryland Avenue SW.,
Washington, DC 20202-4260.
You must show proof of mailing consisting of one of the following:
(1) A legibly dated U.S. Postal Service postmark.
(2) A legible mail receipt with the date of mailing stamped by the
U.S. Postal Service.
(3) A dated shipping label, invoice, or receipt from a commercial
carrier.
(4) Any other proof of mailing acceptable to the Secretary of the
U.S. Department of Education.
If you mail your application through the U.S. Postal Service, we do
not accept either of the following as proof of mailing:
(1) A private metered postmark.
(2) A mail receipt that is not dated by the U.S. Postal Service.
Note: The U.S. Postal Service does not uniformly provide a
dated postmark. Before relying on this method, you should check with
your local post office.
[[Page 22982]]
We will not consider applications postmarked after the application
deadline date.
c. Submission of Paper Applications by Hand Delivery.
If you qualify for an exception to the electronic submission
requirement, you (or a courier service) may deliver your paper
application to the Department by hand. You must deliver the original
and two copies of your application by hand, on or before the
application deadline date, to the Department at the following address:
U.S. Department of Education, Application Control Center, Attention:
(CFDA Number 84.326M), 550 12th Street SW., Room 7039, Potomac Center
Plaza, Washington, DC 20202-4260.
The Application Control Center accepts hand deliveries daily
between 8:00 a.m. and 4:30:00 p.m., Washington, DC time, except
Saturdays, Sundays, and Federal holidays.
Note for Mail or Hand Delivery of Paper Applications: If you
mail or hand deliver your application to the Department--
(1) You must indicate on the envelope and--if not provided by
the Department--in Item 11 of the SF 424 the CFDA number, including
suffix letter, if any, of the competition under which you are
submitting your application; and
(2) The Application Control Center will mail to you a
notification of receipt of your grant application. If you do not
receive this notification within 15 business days from the
application deadline date, you should call the U.S. Department of
Education Application Control Center at (202) 245-6288.
V. Application Review Information
1. Selection Criteria: The selection criteria for this competition
are listed in the application package.
(a) Significance (15 points).
(1) The Secretary considers the significance of the proposed
project.
(2) In determining the significance of the proposed project, the
Secretary considers the following factors:
(i) The extent to which the proposed project involves a high-
quality review of the relevant literature and the demonstration of
promising strategies that build on, or are alternatives to, existing
strategies that address the needs of the target population.
(ii) The potential contribution of the proposed project to increase
knowledge or understanding of problems, issues, or effective strategies
in improving results for children with disabilities.
(iii) The extent to which the proposed project is likely to build
local capacity to provide, improve, or expand and sustain services that
address the needs of the target population.
Note: Under the ``Significance'' criterion, reviewers are
looking for a thorough review of the literature that (a)
substantiates the inclusion of existing interventions supported by
evidence and implementation strategies (i.e., core model components)
that research suggests will improve child, teacher, or system
outcomes when implemented with fidelity; and (b) the efficacy of
this model to address the issue or problem identified as a need in
the priority. Reviewers will also be considering the breadth and
adequacy of the applicant's proposed approaches to site staff
training and strategies for sustainment of the model as part of this
criterion.
(b) Quality of the project design (35 points).
(1) The Secretary considers the quality of the design of the
proposed project.
(2) In determining the quality of the design of the proposed
project, the Secretary considers the following factors:
(i) The extent to which a coherent model that includes site
selection, practices supported by evidence, implementation and
sustainment components is clearly articulated.
(ii) The extent to which the goals, activities, outputs, and
outcomes to be achieved by the proposed project are clearly specified
and measurable, as depicted in a logic model.
(iii) The extent to which the design of the proposed project
includes a thorough, high-quality plan for project implementation, and
the use of appropriate methodological tools to ensure successful
achievement of project outcomes.
(iv) The extent to which the training or professional development
to be provided by the proposed project are of sufficient quality,
intensity, and duration to lead to improvements in practice among the
recipients of those services.
(v) The quality of the proposed project design and procedures for
documenting project activities, implementation, and outcomes (e.g., a
manual).
(vi) The likelihood that the proposed project will result in system
change or improvement through articulated strategies to sustain
implementation, and detailed documentation that would allow replication
in other locations as well as ambitious goals for disseminating the
information to relevant stakeholders.
Note: Under the ``Quality of Project Design'' criterion, the
reviewers are looking for: (a) A description of model site selection
and preparation, to include the criteria for site selection and how
the model will be introduced to major stakeholders at the site(s);
(b) a clear and thorough description of the core intervention
components of the model, to include the child, teacher, and system
outcomes to be measured, along with proposed measures of social
validity; (c) a clear and thorough description of the implementation
components of the model, to include at minimum how and when site
staff training will occur and the content of the training, how
trainer remediation is addressed, staff coaching strategies, and how
implementation fidelity will be measured; (d) a logic model that
depicts, at a minimum, the goals, activities, outputs, and outcomes
of the model; and (e) a clear and thorough description of the
applicant's proposed sustainment strategies, to include how the
information contained in the manual for the model will be compiled.
In order to put these components in context, the reviewers also will
be looking for a general timeline or flow of activities for the
project that illustrates when these components are introduced in
each site (i.e., lag design) and how and when the measures are taken
and analyzed in support of the project evaluation activities.
(c) Adequacy of project resources and management plan (25 points).
(1) The Secretary considers the adequacy of resources for the
proposed project and the quality of its management plan.
(2) In determining the adequacy of resources and the management
plan, the Secretary considers the extent to which the applicant
encourages applications for employment from persons who are members of
groups that have traditionally been underrepresented based on race,
color, national origin, gender, age, or disability.
(3) In addition, the Secretary considers the following factors:
(i) The qualifications, including relevant training and experience,
of key project personnel (i.e., project director, project staff, and
project consultants or subcontractors).
(ii) The adequacy of support, including the time commitments of the
project director, project staff, and project consultants or
subcontractors and the type and quality of facilities, equipment,
supplies, and other resources from the applicant organization and key
partners.
(iii) The extent to which the costs are reasonable in relation to
the number of persons to be served and to the anticipated outcomes and
benefits.
(iv) The adequacy of the management plan to achieve the objectives
of the proposed model on time and within budget, including clearly
defined responsibilities, timelines, and milestones for accomplishing
project tasks.
(v) The adequacy of mechanisms for ensuring high-quality products
and services from the proposed project.
(d) Quality of the project evaluation (25 points).
(1) The Secretary considers the quality of the evaluation to be
conducted of the proposed project.
[[Page 22983]]
(2) In determining the quality of the evaluation, the Secretary
considers the following factors:
(i) The extent to which the methods of evaluation will provide
performance feedback and permit periodic assessment of progress toward
effective implementation of the proposed project and achieving intended
child and system outcomes.
(ii) The extent to which the methods of evaluation provide for
examining the effectiveness of model intervention, implementation, and
sustainment strategies.
(iii) The extent to which the methods of evaluation are thorough,
feasible, and appropriate to the goals, activities, and outcomes of the
proposed model.
(iv) The extent to which the evaluation will provide guidance about
effective strategies suitable for replication or testing in other
settings.
Note: Under the ``Quality of the Project Evaluation''
criterion, the reviewers are looking for: (a) A clear description of
each of the proposed measures (it is recommended that the applicant
attach the actual measures proposed; a description of the actual or
proposed measures; or an example of a measure that closely
approximates the proposed measure in an appendix); and (b) a clear
indication of when these measures will be applied and how they will
be analyzed and used for formative evaluation purposes (i.e., for
making improvements to the model during the grant period) and for
summative evaluation purposes (i.e., for determining the
effectiveness and acceptability of the processes and outcomes
attributable to the model).
2. Review and Selection Process: We remind potential applicants
that in reviewing applications in any discretionary grant competition,
the Secretary may consider, under 34 CFR 75.217(d)(3), the past
performance of the applicant in carrying out a previous award, such as
the applicant's use of funds, achievement of project objectives, and
compliance with grant conditions. The Secretary may also consider
whether the applicant failed to submit a timely performance report or
submitted a report of unacceptable quality.
In addition, in making a competitive grant award, the Secretary
requires various assurances, including those applicable to Federal
civil rights laws that prohibit discrimination in programs or
activities receiving Federal financial assistance from the Department
of Education (34 CFR 100.4, 104.5, 106.4, 108.8, and 110.23).
3. Additional Review and Selection Process Factors: In the past,
the Department has had difficulty finding peer reviewers for certain
competitions because so many individuals who are eligible to serve as
peer reviewers have conflicts of interest. The standing panel
requirements under section 682(b) of IDEA also have placed additional
constraints on the availability of reviewers. Therefore, the Department
has determined that for some discretionary grant competitions,
applications may be separated into two or more groups and ranked and
selected for funding within specific groups. This procedure will make
it easier for the Department to find peer reviewers by ensuring that
greater numbers of individuals who are eligible to serve as reviewers
for any particular group of applicants will not have conflicts of
interest. It also will increase the quality, independence, and fairness
of the review process, while permitting panel members to review
applications under discretionary grant competitions for which they also
have submitted applications.
4. Risk Assessment and Special Conditions: Consistent with 2 CFR
200.205, before awarding grants under this competition the Department
conducts a review of the risks posed by applicants. Under 2 CFR
3474.10, the Secretary may impose special conditions and, in
appropriate circumstances, high risk conditions on a grant if the
applicant or grantee is not financially stable; has a history of
unsatisfactory performance; has a financial or other management system
that does not meet the standards in 2 CFR part 200, subpart D; has not
fulfilled the conditions of a prior grant; or is otherwise not
responsible.
5. Integrity and Performance System: If you are selected under this
competition to receive an award that over the course of the project
period may exceed the simplified acquisition threshold (currently
$150,000), under 2 CFR 200.205(a)(2), we must make a judgment about
your integrity, business ethics, and record of performance under
Federal awards--that is, the risk posed by you as an applicant--before
we make an award. In doing so, we must consider any information about
you that is in the integrity and performance system (currently referred
to as the Federal Awardee Performance and Integrity Information System
(FAPIIS)), accessible through SAM. You may review and comment on any
information about yourself that a Federal agency previously entered and
that is currently in FAPIIS.
Please note that, if the total value of your currently active
grants, cooperative agreements, and procurement contracts from the
Federal Government exceeds $10,000,000, the reporting requirements in 2
CFR part 200, Appendix XII, require you to report certain integrity
information to FAPIIS semiannually. Please review the requirements in 2
CFR part 200, Appendix XII, if this grant plus all the other Federal
funds you receive exceed $10,000,000.
VI. Award Administration Information
1. Award Notices: If your application is successful, we notify your
U.S. Representative and U.S. Senators and send you a Grant Award
Notification (GAN); or we may send you an email containing a link to
access an electronic version of your GAN. We may notify you informally,
also.
If your application is not evaluated or not selected for funding,
we notify you.
2. Administrative and National Policy Requirements: We identify
administrative and national policy requirements in the application
package and reference these and other requirements in the Applicable
Regulations section of this notice.
We reference the regulations outlining the terms and conditions of
an award in the Applicable Regulations section of this notice and
include these and other specific conditions in the GAN. The GAN also
incorporates your approved application as part of your binding
commitments under the grant.
3. Reporting: (a) If you apply for a grant under this competition,
you must ensure that you have in place the necessary processes and
systems to comply with the reporting requirements in 2 CFR part 170
should you receive funding under the competition. This does not apply
if you have an exception under 2 CFR 170.110(b).
(b) At the end of your project period, you must submit a final
performance report, including financial information, as directed by the
Secretary. If you receive a multiyear award, you must submit an annual
performance report that provides the most current performance and
financial expenditure information as directed by the Secretary under 34
CFR 75.118. The Secretary may also require more frequent performance
reports under 34 CFR 75.720(c). For specific requirements on reporting,
please go to www.ed.gov/fund/grant/apply/appforms/appforms.html.
4. Performance Measures: Under the Government Performance and
Results Act of 1993 (GPRA), the Department has established a set of
performance measures, including long-term measures, that are designed
to yield information on various aspects of the effectiveness and
quality of the Technical Assistance and Dissemination to Improve
Services and Results for Children With Disabilities program. We
[[Page 22984]]
will use these measures to evaluate the extent to which projects
provide high-quality products and services, the relevance of project
products and services to educational and early intervention policy and
practice, and the use of products and services to improve educational
and early intervention policy and practice.
Projects funded under this competition are required to submit data
on these measures as directed by OSEP.
Grantees will be required to report information on their project's
performance in annual and final performance reports to the Department
(34 CFR 75.590).
5. Continuation Awards: In making a continuation award under 34 CFR
75.253, the Secretary considers, among other things: Whether a grantee
has made substantial progress in achieving the goals and objectives of
the project; whether the grantee has expended funds in a manner that is
consistent with its approved application and budget; and, if the
Secretary has established performance measurement requirements, the
performance targets in the grantee's approved application.
In making a continuation award, the Secretary also considers
whether the grantee is operating in compliance with the assurances in
its approved application, including those applicable to Federal civil
rights laws that prohibit discrimination in programs or activities
receiving Federal financial assistance from the Department (34 CFR
100.4, 104.5, 106.4, 108.8, and 110.23).
VII. Other Information
Accessible Format: Individuals with disabilities can obtain this
document and a copy of the application package in an accessible format
(e.g., braille, large print, audiotape, or compact disc) by contacting
the Management Support Services Team, U.S. Department of Education, 400
Maryland Avenue SW., Room 5113, Potomac Center Plaza, Washington, DC
20202-2500. Telephone: (202) 245-7363. If you use a TDD or a TTY, call
the FRS, toll free, at 1-800-877-8339.
Electronic Access to This Document: The official version of this
document is the document published in the Federal Register. Free
internet access to the official edition of the Federal Register and the
Code of Federal Regulations is available via the Federal Digital System
at: www.gpo.gov/fdsys. At this site you can view this document, as well
as all other documents of this Department published in the Federal
Register, in text or PDF. To use PDF you must have Adobe Acrobat
Reader, which is available free at the site.
You may also access documents of the Department published in the
Federal Register by using the article search feature at:
www.federalregister.gov. Specifically, through the advanced search
feature at this site, you can limit your search to documents published
by the Department.
Dated: May 16, 2017.
Ruth E. Ryder,
Deputy Director, Office of Special Education Programs, delegated the
duties of the Assistant Secretary for Special Education and
Rehabilitative Services.
[FR Doc. 2017-10249 Filed 5-18-17; 8:45 am]
BILLING CODE 4000-01-P